Vicki Ann CONAGHAN, Respondent, v. RIVERFIELD COUNTRY DAY SCHOOL and Guideone Mutual Insurance Company, Petitioners.
No. 103,987.
Supreme Court of Oklahoma.
July 3, 2007.
2007 OK 60 | 163 P.3d 557
¶7 There is no showing of prejudicial bias in this case by the trial judge. There is no support that either of the Chief Judges who reviewed this matter on the merits clearly abused their discretion in concluding that there was no prejudicial bias. There is nothing cited by the majority opinion to show prejudicial bias by the trial judge. I would deny certiorari. Accordingly, I dissent.
James B. Cassody, McGivern, Gilliard & Curthoys, Tulsa, OK, for Riverfield Country Day School and GuideOne Mutual Insurance Company, petitioners.
TAYLOR, J.
¶1 The dispositive issue presented in this appeal is whether the workers’ compensation court erred in its ruling that
I. Proceeding Below
¶2 On December 22, 2005, Vicki Ann Conaghan, claimant/respondent (claimant), filed a claim in the Workers’ Compensation Court, alleging a single-incident, work-related injury to her right knee. The claim alleged that on August 30, 2005, claimant, a preschool teacher at Riverfield Country Day School, employer/petitioner (employer), injured her knee when she stood up from sitting on the floor while holding an infant child.
¶3 Claimant underwent surgery on her right knee and physical therapy and rehabilitation. Three physicians evaluated the permanent impairment resulting from the injury
¶4 The parties filed objections to the medical reports and/or testimony listed to be introduced at trial. Employer objected to the claimant‘s expert physician‘s medical report as inadmissible hearsay, lacking in competency, lacking in probative value, containing incorrect history, assuming facts not in evidence, and unsupported by objective medical evidence and requested appointment of an independent medical examiner. Claimant objected to the admissibility of the treating physician‘s medical report and treatment records as hearsay, unsupported by objective medical evidence, lacking probative value, not the best evidence, and substantially inaccurate. Claimant also objected to the admissibility of independent medical examiner‘s medical report as not supported by objective medical evidence and not in compliance with the AMA Guidelines, Workers’ Compensation Court rules, and the Oklahoma statutes.
¶5 At the beginning of the trial, claimant challenged the constitutionality of
¶6 The workers’ compensation court proceeded to hear and adjudicate the claim. It overruled all objections to the three medical reports and admitted them into evidence. The court found claimant sustained 17% permanent impairment to her right knee and awarded permanent partial disability benefits. Employer timely filed a petition for review, asserting that the trial judge erred in its interpretation of
II. Standard of Review
¶7 At issue here is the meaning of the language in subsection (A) of section 17 of title 85 of the Oklahoma Statutes. The meaning of statutory language is a pure issue of law that stands before us for de novo review. Manley v. Brown, 1999 OK 79, 989 P.2d 448, 455. Our review of the workers’ compensation court‘s legal rulings is plenary, independent and non-deferential. Multiple Injury Trust Fund v. Pullum, 2001 OK 115, ¶8, 37 P.3d 899, 903-904.
III. The Rebuttable Presumption in Favor of the Treating Physician‘s Opinions—85 O.S.Supp.2005, § 17(A)(2)(a)
¶8 In the 2005 extraordinary session, the Oklahoma Legislature reformed the workers’ compensation regime.1 A significant amendment to
a. There shall be a rebuttable presumption in favor of the treating physician‘s opinions on the issue of temporary disabili
ty, permanent disability, causation, apportionment, rehabilitation or necessity of medical treatment. Any determination of the existence or extent of physical impairment shall be supported by objective medical evidence, as defined in Section 3 of this title.
¶9 The primary goal of any inquiry into the meaning of the terms of a statute is to ascertain legislative intent. Yocum v. Greenbriar Nursing Home, 2005 OK 27, ¶9, 130 P.3d 213, 219. Legislative intent will be ascertained from the plain meaning of the statute‘s terms whenever possible. Id. Legislative intent to give deference to the treating physician‘s opinions is unmistakable in the first of the two sentences in subparagraph 17(A)(2)(a). That is the clear purpose of the rebuttable presumption in favor of the treating physician‘s opinions. The following sentence does not explicitly deal with evidence to rebut the presumption. It requires that any determination of disability must be supported by objective medical evidence. However, the association of this sentence immediately following the rebuttable presumption sentence implies a legislative intent that the treating physician‘s opinions may be rebutted by another physician‘s objective medical evidence as defined in section 3 (discussed in part IV of this opinion). See Broadway Clinic v. Liberty Mut. Ins. Co., 2006 OK 29, ¶18, 139 P.3d 873, 878. No other purpose can be gleaned from this sentence that would be consistent with the Legislature‘s vesting in the workers’ compensation court the responsibility to determine disability.
¶10 Without any argument, employer takes the position that the presumption in favor of the treating physician‘s opinions may only be rebutted by a court-appointed independent medical examiner. Claimant, on the other hand, argues that the constitutional cloud arises from application of the rebuttable presumption in
¶11 Preliminary to our analysis of the rebuttable presumption in the context of the other provisions of
¶12 Davis upheld the statutory presumption of the fact that an injury is not work related when the employee fails to give notice of the injury to the employer within thirty (30) days. Davis considered the language in
Any claimant seeking to recover under the Workers’ Compensation Act is required to prove, by a preponderance of the evidence, that the injury is work related. The statutory presumption changes nothing. Presumptions shift the burden of proof. The existence of a presumption imposes on the party against whom it is invoked the duty to offer evidence to the contrary. See, Stumpf v. Montgomery, 1924 OK 360, 226
P. 65, 69. If the opponent does offer evidence to the contrary, the presumption disappears and the case stands upon the facts and the reasonable inferences to be drawn therefrom. Id. Section 24.2, however, places the burden of proof on the person who has the burden already.
Davis at ¶15, 139 P.3d 892, 139 P.3d at 895-896 (footnote omitted).
¶13 Under our settled law on presumptions, the statutory rebuttable presumption in favor of the treating physician‘s opinions does not change the value or weight of the evidence. The rebuttable presumption operates to impose upon the opposing party the duty to offer evidence to the contrary.
IV. The Rebuttable Presumption in the Context of the Language in Subsection 17(A)—85 O.S.Supp.2005, § 17(A)
¶14 We now turn to the text of
¶15 Subparagraph (A)(2) of
¶16 The workers’ compensation court construed
¶17 Section 3 defines “objective medical evidence” as “evidence which meets the criteria of Federal Rule of Evidence 702 and all U.S. Supreme Court case law applicable thereto.”
¶18 To rebut the presumption in favor of the treating physician‘s opinions under the terms of
¶19 We find no constitutional infirmity in the statutory language creating a rebuttable presumption in favor of the treating physician‘s opinions in
V. Separation of Powers
¶20
¶14 A legislative command to adjudicate a fact by a predetermined statutory directive would constitute an impermissible invasion into the judicial independence. It encroaches upon the free exercise of decisionmaking powers reserved to the judiciary. Were the Legislature to require that the Workers’ Compensation Court accord an elevated degree of probative value to an IME report its enactment would impermissibly rob that tribunal of its independent power to establish impairment or disability within the range of received competent evidence. The Legislature is confined to mandating what facts must be adjudged. It may neither predetermine adjudicative facts nor direct that their presence or absence be found from any proof before a tribunal.
Id., 130 P.3d at 220-221 (footnotes omitted).
¶21 Different from Yocum, in this case we have an explicit statutory rebuttable presumption in favor of the treating physician‘s opinions. We uphold it as a procedural device under our settled law. However, subsequent language in that subsection restricts both the evidence to be considered by the workers’ compensation court and the fact-finding prerogative of the court:
[T]he Court shall not consider the opinion of the Independent Medical Examiner unless the Independent Medical Examiner determines that the opinion of the treating physician is not supported by objective medical evidence, in which case the Court shall follow the opinion of the Independent Medical Examiner, the opinion of the treating physician or establish its own opinion within the range of opinions of the treating physician and the Independent Medical Examiner....
¶22 These restrictions on the workers’ compensation court give determinative effect to the opinions of the court-appointed independent medical examiner and the treating physician even when the treating physician‘s opinion is not supported by objective medical
VI. Severability
¶23 Because we determine that the language “within the range of opinions of the treating physician and the Independent Medical Examiner” in subparagraph 17(A)(2)(b) violates our constitutional separation of powers provision, we must consider whether this offending language can be severed and the remainder of the statute can be preserved. A cardinal principle of statutory construction is to save and not destroy. In re Application of the Okla. Dept. of Transportation, 2002 OK 74, ¶27, 64 P.3d 546, 552. In this regard, we must determine whether the purpose of the statute would be significantly altered by severing the offending language, whether the Legislature would have enacted the remainder of the statute without the offending language, and whether the nonoffending language is capable of standing alone. Id.
¶24 The 2005 workers’ compensation reform act contained thirty-eight sections, including the emergency clause, dealing with practically every area within the workers’ compensation regime. The lengthy title to the measure embraced a myriad of statutory changes, which included modifying the process for selecting certain physicians, giving deference to opinions of treating physicians under certain circumstances, creating a rebuttable presumption in favor of certain testimony for specific purposes under certain circumstances, and setting forth criteria for review by an independent medical examiner.6 In light of the many statutory changes in the 2005 workers’ compensation reform act, it is our view that the purposes of
VII. Conclusion
¶25 We conclude that the rebuttable presumption in favor of the treating physician‘s opinions, codified at
ORDER OF THE WORKERS’ COMPENSATION COURT REVERSED IN PART.
WINCHESTER, C.J., and LAVENDER, HARGRAVE, OPALA, KAUGER, TAYLOR and COLBERT, JJ., concur.
EDMONDSON, V.C.J., and WATT, J., (by separate writing), concur in part and dissent in part.
WATT, J., with whom EDMONDSON, V.C.J., joins, concurring in part and dissenting in part:
¶1 I agree with the majority in its determination that the second sentence of
¶2 I also agree that the statutory language in
¶3 Section 17(A)(2)(b) allows the IME to determine whether the treating doctor‘s evidence is “supported by objective medical evidence“. If the IME finds it is so supported, he or she advises the court. However, if the IME finds it is not supported by objective medical evidence, the IME advises the court and also provides his or her own opinion. It directs that the court “shall not” consider the IME‘s report “unless the [IME] determines the opinion of the treating physician is not supported by objective medical evidence ....” [emphasis added].
¶4 This subsection is objectionable for at least two reasons. It allows the Independent Medical Examiner (IME) to determine a legal issue, i.e., whether the treating physician‘s opinion is supported by objective medical evidence. This comes dangerously close to the standard of review by appellate courts on factual issues as first declared in Parks v. Norman Municipal Hospital, 1984 OK 53, 684 P.2d 548. It further puts the IME, not the court, ultimately in a position to decide which evidence the trial court can consider. This appears to me to elevate the status of the IME above that of the Claimant‘s and Employer‘s medical experts and to usurp the court‘s duty to determine disability. The trial court should be able to consider all of the evidence presented. Indeed, the definition of “objective medical evidence” in
Notes
A. 1. The determination of disability shall be the responsibility of the Workers’ Compensation Court. Any claim submitted by an employee for compensation for permanent disability must be supported by competent medical testimony which shall be supported by objective medical findings, as defined in Section 3 of this title, and which shall include an evaluation by the treating physician or an independent medical examiner if there is no evaluation by the treating physician, stating his or her opinion of the employee‘s percentage of permanent impairment and whether or not the impairment is job-related and caused by the accidental injury or occupational disease. A copy of any written evaluation shall be sent to both parties within seven (7) days of issuance. Medical opinions addressing compensability and permanent impairment must be stated within a reasonable degree of medical certainty. For purposes of this section, a physician shall have the same meaning as defined in Section 14 of this title and shall include a person licensed by another state who would be qualified to be a licensed physician under the laws of this state.
2. Any party may object to the opinion of the treating physician by giving written notice to all other parties and to the Court. Upon receipt of such notice, if the parties fail to agree on the selection of an independent medical examiner, the Court shall randomly select an independent medical examiner who shall be afforded a reasonable opportunity to examine the employee together with all medical records involved and any other medical data or evidence that the independent medical examiner may consider to be relevant. The independent medical examiner shall issue a verified written report on a form provided by the Administrator to the Court stating his or her finding of the percentage of permanent impairment of the employee and whether or not the impairment is job-related and caused by the accidental injury or occupational disease.
a. There shall be a rebuttable presumption in favor of the treating physician‘s opinions on the issue of temporary disability, permanent disability, causation, apportionment, rehabilitation or necessity of medical treatment. Any determination of the existence or extent of physical impairment shall be supported by objective medical evidence, as defined in Section 3 of this title.
b. The Independent Medical Examiner shall be allowed to examine the claimant, receive any medical reports submitted by the parties and review all medical records of the claimant. If the Independent Medical Examiner determines that the opinion of the treating physician is supported by objective medical evidence, the Independent Medical Examiner shall advise the Court of the same. If the Independent Medical Examiner determines that the opinion of the treating physician is not supported by objective medical evidence, the Independent Medical Examiner shall advise the Court of the same and shall provide the Court with his or her own opinion. In cases in which an independent medical examiner is appointed, the Court shall not consider the opinion of the Independent Medical Examiner unless the Independent Medical Examiner determines that the opinion of the treating physician is not supported by objective medical evidence, in which case the Court shall follow the opinion of the Independent Medical Examiner, the opinion of the treating physician or establish its own opinion within the range of opinions of the treating physician and the Independent Medical Examiner. If the Court does not follow the opinion of the treating physician, the Court shall set out its reasons for deviating from the opinion of the treating physician.
3. Any party may request the deposition testimony of the treating physician or the Independent Medical Examiner providing a written medical report on the issue of temporary disability, permanent disability, causation, apportionment or rehabilitation. The party requesting the deposition testimony of any such physician shall be responsible for the reasonable charges of the physician for such testimony, preparation time, and the expense of the deposition.
If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.
