Commonwealth Charter Academy Charter School, Appellant v. Susan Spicka and Education Voters of PA
No. 217 C.D. 2024
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
March 11, 2025
HONORABLE RENÉE COHN JUBELIRER, President Judge; HONORABLE STACY WALLACE, Judge (P.); HONORABLE MATTHEW S. WOLF, Judge
Submitted: February 4, 2025;
MEMORANDUM OPINION BY PRESIDENT JUDGE COHN JUBELIRER
FILED: March 11, 2025
Commonwealth Charter Academy Charter School (Appellant) appeals the Order of the Court of Common Pleas of Dauphin County (trial court), exited February 7, 2024, affirming the September 16, 2022 Final Determination of the Office of Open Records (OOR). OOR‘s Final Determination granted the appeal of Susan Spicka and Education Voters of PA (together, Requesters) from Appellant‘s denial in part of a request under the Right-to-Know Law (RTKL)1 and ordered Appellant to produce the requested Community Class Registration Forms (CCR Forms), redacted of any identifying information. Upon review, we affirm the trial court‘s Order.
I. BACKGROUND
On May 23, 2023, Requesters submitted a request under the RTKL to Appellant, which sought:
Copies of ALL “Community Class Registration Forms” for the 2019-2020 and 2020-2021 school year that were submitted to [Appellant] with the following UNREDACTED information:
Course Title[;]
Number of time[s] the class meets[;]
Start date[;]
Cost of the class[; and]
Amount requesting for the reimbursement
(Request). (Reproduced Record (R.R.) at 34a.) Requesters sought copies of the CCR Forms, which allow parents and/or guardians of students enrolled with Appellant to request reimbursements for the instructional component of extracurricular classes taken in the community pursuant to Appellant‘s Community Class Reimbursement program. (Id. at 50a.) On June 30, 2022, Appellant denied in part the Request, contending the CCR Forms “are exempt from disclosure under [S]ection 708(b)(1), (6), and (15) of the RTKL[,
(Id. at 32a.) Appellant
under the Community Class Reimbursement program for the 2019-20 and 2020-21 school years. (Id.)
On July 21, 2022, Requesters appealed to OOR, challenging Appellant‘s denial in part of the Request. (Id. at 30a-31a.) On September 16, 2022, OOR issued the Final Determination granting Requesters’ appeal and directing Appellant to provide the CCR Forms, redacted of any identifying information, to Requesters. (Id. at 15a-21a.) In the Final Determination, OOR agreed with Appellant that the CCR Forms are protected under FERPA because the CCR Forms are “education records that contain personally identifiable information [(PII)].” (Id. at 19a.) However, OOR explained that “FERPA regulations permit schools to release education records without consent when the records have been ‘de-identified,’ that is, when all [PII] has been removed.” (Id. (citing
Thereafter, Appellant filed a petition for review of the Final Determination with the trial court, arguing OOR erred for two reasons. First, Appellant argued OOR erred by concluding Requesters’ appeal met
On February 7, 2024, the trial court entered the Order affirming OOR‘s Final Determination. (Id. at 112a-113a.) In the Order, the trial court explained that it rejected Appellant‘s argument that, “even with redactions as directed by OOR, the identity of a student[ ]and[/]or their parent would be discoverable,” and found Appellant‘s proposed production of an Excel spreadsheet instead of the CCR Forms4
did not adequately respond to the Request. (Id. at 112a.) In its opinion pursuant to Pennsylvania Rule of Appellate Procedure 1925, Pa.R.A.P. 1925, the trial court further explained that it rejected Appellant‘s argument that, “because the requested forms are education records, they are not public records[] and are necessarily exempt from disclosure under FERPA and [Sections] 102 and []305(a) of the RTKL.” (Id. at 124a.) The trial court reasoned that the Pennsylvania Supreme Court‘s decision in Central Dauphin School District v. Hawkins, 286 A.3d 726 (Pa. 2022), supported its conclusion. (Id.) The trial court explained that in Central Dauphin, the Supreme Court held that “classification of a record as an educational record under FERPA does not automatically render it exempt from disclosure under Section 102 and 305[](a) [of the RTKL].” (Id.) Rather, “[t]he redaction provisions of the RTKL and FERPA regulations apply to education records to contemplate redaction to remove ‘[PII].‘” (Id.) Because in its view parent handwriting is not PII under FERPA regulations, as Appellant asserted, and all PII can be redacted from the CCR Forms, the trial court affirmed the Final Determination. (Id.)
Subsequently, Appellant appealed the trial court‘s Order to this Court and presents three arguments.5 We address each in turn.
II. DISCUSSION6
As an initial matter, “we note that the objective of the RTKL ‘is to empower
government.‘” McGowan v. Dep‘t of Env‘t Prot., 103 A.3d 374, 380 (Pa. Cmwlth. 2014) (quoting SWB Yankees LLC v. Wintermantel, 45 A.3d 1029, 1042 (Pa. 2012)). As local agencies, Pennsylvania charter schools, such as Appellant, are “subject to the RTKL‘s public record access provisions [and] required to provide access to public records in accordance with its provisions.” See Cent. Dauphin, 286 A.3d at 741; see also Sections 102 and 302 of the RTKL,
A. The RTKL and FERPA
First, Appellant argues the trial court erred by not deferring to Appellant‘s obligation to ensure the removal of all PII as required by FERPA when it rejected Appellant‘s claim that the identity of a student and/or parent is discoverable even when redacted from the CCR Forms. Appellant maintains that the identity of a student and/or parent is discoverable even after the CCR Forms are redacted in accordance with OOR‘s Final Determination because the remaining unredacted information contains parent handwriting. Because “almost all parents/guardians complete the forms by hand” and “[h]andwriting is an identifying characteristic open for all to see,” Appellant asserts that it cannot disclose the CCR Forms even with redactions as it would violate FERPA. (Appellant‘s Brief (Br.) at 19.)
The Pennsylvania Supreme Court‘s decision in Central Dauphin is instructive where, as in the instant case, a RTKL request implicates FERPA. In Central Dauphin, a requester submitted a RTKL request to Central Dauphin School District (School District), seeking a copy of a surveillance video that captured an incident between a student and parent. 286 A.3d at 729. The School District denied the RTKL request, arguing that the video was an education record containing student PII and, thus, FERPA protected and the RTKL precluded disclosure of the video. Id. In affirming our Court‘s decision,
Here, it is undisputed that the CCR Forms are education records under FERPA. See
(a) The student‘s name;
(b) The name of the student‘s parent or other family member;
(c) The address of the student or student‘s family;
(d) A personal identifier, such as the student‘s social security number, student number, or biometric records;
(e) Other indirect identifiers, such as the student‘s date of birth, place of birth, and mother‘s maiden name;
(f) Other information that, alone or in combination, is linked or linkable to a specific student that would allow a reasonable person in the school community, who does not have personal knowledge of the relevant circumstances, to identify the student with reasonable certainty; or
(g) Information requested by a person who the educational agency or institution reasonably believes knows the identity of the student to whom the education record relates.
We acknowledge that “the circumstances are key” and “these determinations involve context-specific, case-by-case, fact-sensitive examinations.” Cent.Dauphin, 286 A.3d at 744. Under these circumstances, however, Appellant did not meet its burden to prove that parent handwriting constitutes PII as defined by FERPA regulations. For starters, Appellant does not address the remaining portion of subsection (f) of the PII definition upon which it relies to reach its conclusion—that is, whether parent handwriting “would allow a reasonable person in the school community, who does not have personal knowledge of the relevant circumstances, to identify the student with reasonable certainty.”
Appellant further speculates that Requesters will publicly share the information contained in the CCR Forms, which would thus disclose the parent handwriting and lead to the identification of students. As discussed above, Appellant does not provide any evidentiary support for its conclusion that the disclosure of parent handwriting would lead to the identification of students such that parent handwriting constitutes PII under FERPA regulations. Additionally, even if Appellant‘s concerns regarding Requesters’ motives were true, which Requesters deny, “the motive or intent of the requester is not a valid reason for denying a request.” City of Allentown v. Brenan, 52 A.3d 451, 455 n.8 (Pa. Cmwlth. 2012); see also
Accordingly, under these circumstances, we do not construe parent handwriting to constitute PII as defined by FERPA regulations.9 Because parent handwriting does not constitute PII under these circumstances and all other PII contained in the CCR Forms can be redacted while still fulfilling the Request, Appellant has not met its burden to prove the CCR Forms are exempt from disclosure under FERPA or the RTKL. See Cent. Dauphin, 286 A.3d at 742. Thus, Appellant must provide Requesters with the CCR Forms as requested, redacted of any PII in accordance with FERPA regulations and Section 706 of the RTKL. See
B. Alternate Format
Second, Appellant argues the trial court erred when it concluded that providing the requested information from the CCR Forms in an alternate format did not adequately respond to the Request. Again, we disagree.
Pursuant to
Nevertheless, Appellant argues that it is reasonable for Appellant to provide the requested information from the CCR Forms in an alternate format because it is concerned that Requesters will manipulate the information contained in the CCR Forms to publicly ridicule and shame parents and students. In support, Appellant cites an OOR final determination for the proposition that “if an agency has concerns regarding the alteration or manipulation of information, the agency may provide the information in another format.” (Appellant‘s Br. at 20-21 (citing Bowling v. Pa. Emergency Mgmt. Agency (Pa. OOR, No. AP 2009-0128, Apr. 17, 2009), rev‘d on other grounds sub nom., Bowling, 990 A.2d 813).) Even if the OOR‘s determination in Bowling was binding on this Court, which it is not,10 it does not support Appellant‘s argument.
In Bowling, a requester sought the electronic Excel version of a spreadsheet from an agency; instead, the agency provided an electronic PDF copy of the requested spreadsheet. Slip op. at 2-3. On appeal to OOR, the requester argued that the requested information exists in the medium he requested (the Excel spreadsheet),
thus
The instant case is distinguishable from the OOR‘s Bowling determination. Appellant does not suggest it should be permitted to provide a copy of the CCR Forms such that the information contained within cannot be altered or manipulated. Indeed, Appellant‘s suggested alternate format is an Excel spreadsheet, (see R.R. at 112a, 120a), the exact format OOR concluded is subject to alteration and manipulation in Bowling. Rather, Appellant is concerned that Requesters will “manipulate” the CCR Forms to identify parents and students and then publicly ridicule and shame the parents and students for their academic choices. (Appellant‘s Br. at 21.) While acknowledging that its concern is “perhaps a different type of ‘manipulation’ than contemplated thus far,” Appellant argues that “it is reasonable for [it] to provide the information in an alternative format to protect the information which is not subject to access—which is ultimately student participation in real world learning experiences.” (Id.) Although this is a laudable goal, providing the requested information in an alternate format is not the appropriate avenue to protect from disclosure information not subject to access; instead, de-identification under FERPA regulations and redaction under Section 706 of the RTKL are the procedures for protecting such information. See
denying a request.” City of Allentown, 52 A.3d at 455 n.8. Therefore, Appellant must provide the CCR Forms to Requesters in the requested medium, i.e., the CCR Forms themselves. See
C. The Right to Informational Privacy
Finally, Appellant argues the trial court erred by not deferring to Appellant‘s obligation to balance the interest of the students and their parents in controlling access to the dissemination of PII protected by the right to privacy under the Pennsylvania Constitution. Appellant maintains that parents have a privacy interest in their handwriting because, to the extent a person could identify a parent based on their handwriting, the unredacted portions of the CCR Forms reveal information about the parent‘s personal choices regarding their child‘s education and the costs associated therewith. Therefore, Appellant argues that “[t]he risks to the privacy of students and their families when such academic records are divulged [are] a very real concern,” especially “in smaller communities where identities can be easily deciphered from the unrestricted publication of original handwritten [CCR] Forms.” (Appellant‘s Br. at 23-24.)
“The right to informational privacy is guaranteed by
unless outweighed by a public interest favoring disclosure.” Id. at 158. “Before the government may release personal information, it must conduct a balancing test to determine whether the right of informational privacy outweighs the public‘s interest in dissemination.” Easton Area Sch. Dist., 232 A.3d at 733 (citing PSEA, 148 A.3d at 144). “It is the obligation of the agency disseminating the requested record to perform the balancing test, unless legislative pronouncements or prior decisions of Pennsylvania courts have already done so.” Id. (citing City of Harrisburg v. Prince, 219 A.3d 602, 619 (Pa. 2019), and Reese v. Pennsylvanians for Union Reform, 173 A.3d 1143, 1159 (Pa. 2017)). In applying the PSEA balancing test, “the appropriate question is whether the records requested would potentially impair the reputation or personal security of another, and whether that potential impairment outweighs the public interest in the dissemination of the records at issue.” Trib.-Rev. Publ‘g Co. v. Bodack, 961 A.2d 110, 115 (Pa. 2008) (emphasis removed) (quoting Pa. State Univ. v. State Employees’ Ret. Bd., 935 A.2d 530, 538 (Pa. 2007)). If these constitutional considerations are not properly considered by the government agency in the first instance through redaction or before the factfinder when challenged, “our mechanism for addressing failures in this regard is merely to remand.” Cent. Dauphin, 286 A.3d at 744 (citing Easton Area Sch. Dist., 232 A.3d at 732-33).
The disclosure of parent handwriting in the unredacted portions of the CCR Forms does not disclose the parent‘s—or a student‘s—home address, telephone number, social security number, or the like. Rather, the disclosure of parent handwriting merely exposes an attribute of the parent that is already held out to the public. See In re Casale, 517 A.2d 1260, 1264 (Pa. 1986) (quoting United States v. Mara, 410 U.S. 19, 21 (1973)) (“[H]andwriting, like speech, is repeatedly shown to the public, and there is no more expectation of privacy in the physical characteristics of a person‘s script than there is in the tone of his voice.“). We acknowledge that under different circumstances, handwriting could implicate a person‘s right to informational privacy, such as how student handwriting is protected from disclosure by FERPA regulations. See
III. CONCLUSION
For the foregoing reasons, the Court affirms the trial court‘s Order.
RENÉE COHN JUBELIRER, President Judge
ORDER
NOW, March 11, 2025, the Order of the Court of Common Pleas of Dauphin County, entered in the above-captioned case, is AFFIRMED.
RENÉE COHN JUBELIRER, President Judge
Notes
(b) Exceptions.--Except as provided in subsections (c) and (d), the following are exempt from access by a requester under this act:
(1) A record, the disclosure of which:
(i) would result in the loss of Federal or State funds by an agency or the Commonwealth; or
(ii) would be reasonably likely to result in a substantial and demonstrable risk of physical harm to or the personal security of an individual.
(Footnote continued on next page...)
(Continued from previous page)(6)(i) The following personal identification information:
(A) A record containing all or part of a person‘s Social Security number, driver‘s license number, personal financial information, home, cellular or personal telephone numbers, personal e-mail addresses, employee number or other confidential personal identification number.
(B) A spouse‘s name, marital status or beneficiary or dependent information.
(C) The home address of a law enforcement officer or judge.
(ii) Nothing in this paragraph shall preclude the release of the name, position, salary, actual compensation or other payments or expenses, employment contract, employment-related contract or agreement and length of service of a public official or an agency employee.
(iii) An agency may redact the name or other identifying information relating to an individual performing an undercover or covert law enforcement activity from a record.
. . . .
(15)(i) Academic transcripts.
(ii) Examinations, examination questions, scoring keys or answers to examinations. This subparagraph shall include licensing and other examinations relating to the qualifications of an individual and to examinations given in primary and secondary schools and institutions of higher education.
A record in the possession of a Commonwealth agency or local agency shall be presumed to be a public record. The presumption shall not apply if: (1) the record is exempt under [S]ection 708; (2) the record is protected by a privilege; or (3) the record is exempt from disclosure under any other Federal or State law or regulation or judicial order or decree.
(Footnote continued on next page...)
If an agency determines that a public record, legislative record or financial record contains information which is subject to access as well as information which is not subject to access, the agency‘s response shall grant access to the information which is subject to access and deny access to the information which is not subject to access. If the information which is not subject to access is an integral part of the public record, legislative record or financial record and cannot be separated, the agency shall redact from the record the information which is not subject to access, and the response shall grant access to the information which is subject to access. The agency may not deny access to the record if the information which is not subject to access is able to be redacted. Information which an agency redacts in
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(Continued from previous page) accordance with this subsection shall be deemed a denial under Chapter 9[, Sections 901-905 of the RTKL,