*1 $10,000 аlleged in this case satisfies the jurisdictional prerequisite.
COMMUNITY-SERVICE BROADCAST- MID-AMERICA, INC.,
ING OF et
al., Petitioners,
FEDERAL COM- COMMUNICATIONS United
MISSION and States
America, Respondents. 76-1081.
No. Court Appeals,
United States
District of Columbia Circuit.
Argued Banc En Jan. Aug.
Decided Sept.
As Amended *2 WRIGHT, Judge,
Before
BA-
Chief
ZELON, McGOWAN, TAMM, LEVEN-
THAL, ROBINSON, MacKINNON, ROBB
WILKEY,
Judges.
Circuit
WRIGHT,
Judge, J.
Chief
SKELLY
filed
*3
(Parts
opinion
IV),
the court
I
and
BAZELON,
Judges,
which Circuit
McGOW-
WILKEY,
AN, ROBINSON,
joined.
Marks,
C.,
Washington,
Richard D.
D.
WILKEY,
joined
also
Judge,
Circuit
Toohey, Washington,
with whom Daniel W.
II,
Parts
III and V.
Judges
Circuit
BAZEL-
C.,
brief,
petitioners.
D. was on
for
Patrick
ROBINSON,
W.
ON and SPOTTSWÓOD
C.,
M. Connolly, Washington, D.
also en-
III,
opinions concurring
part.
filed
appearance
tered an
petitioners.
for
LEVENTHAL,
Judge,
joined
Circuit
Pash, Jr., Counsel,
C.,
Grey
C.
F. C.
TAMM,
Judge,
Circuit
filed a dissenting
C.,
Washington, D.
with whom Ashton R. opinion.
Hardy,
C.,
Gen. Counsel for the F. C. Wash-
MacKINNON,
Judge,
joined by
Circuit
ington,
C.,D.
at the time the briefs were
ROBB,
Judge,
Circuit
filed a dissenting
filed,
Armstrong,
Daniel M.
Associate Gen.
opinion.
Counsel,
C.,
Weintraub,
F. C.
and Lee I.
Justice,
Atty., Dept,
C.,
Washington,
D.
Rehearing
On
En Banc
brief,
were on
respondents.
Carl D.
WRIGHT,
J.
Judge:
SKELLY
Chief
Lawson,
Justice,
Atty., Dept, of
Wash-
399(b)
This case involves
of the
Section
C.,
ington,
appearance
D.
also entered an
Act,
399(b)
Communications
47 U.S.C. §
respondents.
1975),
(Supp. V
promulgated
and the rules
Marc I. Steinberg
Stephen
and H.
Hollo-
thereunder
the Federal Communications
way,
C.,
Washington, D. United States Sen-
Commission,
Order,
Report and
Docket
urging
ator Robert Griffin
constitutionality.
(December 19,
1975).
FCC2d 19
Frank,
C.,
Theodore D.
Washington, D.
provisions
These
require all noncommercial
filed a brief on behalf of amicus curiae
educational
radio and television stations1
Public Broadcasting
urging
Service
uncon- which
any
funding
receive
federal
under
stitutionality.
authority
of the Communications Act to
Jr.,
McHugh,
C.,
James L.
Washington, D.
make audio recordings of all
“in
broadcasts
filed a brief on behalf of amicus
any
curiae which
public importance
issue of
Corp. for Public Broadcasting urging un-
discussed.”2
licensee must retain the
constitutionality.
recording
audio
days,
pro-
for 60
and must
1. Noncommercial
educational
radio and televi-
impor-
trine’s “controversial
issue of
functioning
sion stations
include both those
Proposed Rulemaking,
tance.” Notice of
solely
primarily
provide
in-
Fed.Reg.
classroom
(1973). Prompted
part by
programs
structional
and those directed at
correspondence
from Senator Robert Griffin
general
“public
more
audiences.
The term
strongly
position,
took issue with this
broadcasting”
following
pas-
came into use
significantly
the Commission
broadened its def-
sage
1967;
of the Public
Act of
subject
inition
public broadcasting technically
while
does not
399(b)’s recording requirement.
Specifically,
§
programming,
include instructional
educational
recording
the Commission called for
and reten-
broadcasting
public broadcasting
gen-
are
talks,
tion of those
“which consist of
erally
interchangeably.
requirements
used
commentaries,
discussions,
speeches,
editori-
organization
apply
which an
must meet to
for a
als, political
documentaries,
forums,
programs,
license,
noncommercial
educational
and the
roundtables,
panels,
programs pri-
and similar
regulations governing conduct of such licen-
marily
local,
concerning
national, and interna-
sees,
are set forth at 47
C.F.R.
73.621
Report
Order,
tional
affairs.”
Dock-
et
57 FCC2d
21 & n.ll
Initially
equated “any
the Commission
issue
public importance”
with the fairness doc-
force it violate
the First and Fifth
copy
vide a
member
Federal
Amend
agree.
We
requests
who
ments of the Constitution.
We
Communications Commission
hold that
one,
Communica
or to
within
member
burdens
places
tions Act
on non
substantial
receiving
request
days
pay
seven
commercial
broadcasters
educational
ment of reasonable costs.3
presents
governmental
the risk of direct
here, a
Petitioners
number of non
interference
content.
Since no
stations,
commercial educational broadcast
substantial
interest has been
challenge
constitutionality
of these re
shown on
the other side
the constitution
quirements,
balance,
arguing that Section
al
rules at
the statute and
issue are
the rules
promulgated
FCC to en-
unconstitutional.4
program supplied by
directly
3. Where a
a network or
those
which are
funded
entity,
may designate
other
entity
the licensee
CPB under
396 and which
“of a contro-
*4
nature”;
contrast,
the
399(b),
sharp
record and retain
broadcast. Such
versial
according
in
§
days
permitted
provide copies
entities are
plain
requires
to its
words
all such
upon request. Id. at 23-24.
programming
licensees to record all of their
any
public importance
which
“issue of
is dis-
399(b)
requires
4. Section
face
on its
“each
cussed,”
program
whether or not the
is funded
licensee which
assistance
receives
under sec-
by
government
the federal
and whether or not
6,
August
tions 390 to 399
this title after
it is controversial.
1973,
recording
shall retain an audio
of each of
are,
think,
There
we
a number of serious
any
any
its
issue of
broadcasts of
which
approach,
flaws with this
and with the result it
public
(Em-
importance
is discussed."
all,
Judge
reaches. First of
as
Leventhal him-
phasis added.) Judge Leventhal seeks to re-
recognizes,
provides
sup-
self
the
law
case
write this statute to avoid the constitutional
port
ing
judicial
for the kind of wholesale
redraft-
Judge
infirmities that
Leventhal does
its
mandate
invalidation.
clearly
legislation
stated
which he
disagree
the First
sure,
engages here. To be
it is well established
of a statute is not
by
play”
brought
Amendment is
“into
this stat-
meaning
that where the
ute;
recognizes
compliance
he
with
clear,
questions
and where constitutional
are
399(b)’s recording requirement may
§
“discour-
by
interpretation,
plausible
raised
a
the courts
age the communication of ideas or informa-
should seek to construe the statute to avoid the
tion,” and that the statute can therefore be
See,
questions.
g.,
constitutional
e. Crowell v.
upheld
only
narrowly
as
if
constitutional
it is
Benson,
285 U.S.
I of Wisconsin.5 space first reserved certain FCC significance and function of Section rad spectrum the radio for educational apart cannot be understood from the io,6 frequencies were reserved larger federal involvement scheme of well.7 It television as was not broadcasting. noncommercial It to this first, system place however, that we turn in order to until federal review here in under became involved in direct proper context. funding program broadcasting, for public that program even was limited to con broadcasting
Public
dates back at least to
struction of station facilities.
began
1919 when Radio
9XM
broad-
Station
legislative history
pressed
imagine why
Even if
examination
hard
necessary
were
clearly
unambig-
in this case to determine the
have enacted a statute so
statute,
meaning
Judge
con-
uously applicable
Leventhal’s
is
to all of the
hardly
supported,
one
struction
let
receiving
of all licensees
federal
compelled, by
legislative
alone
history.
the available
provisions
assistance
under
with,
begin
Judge
To
Leventhal relies
congressional purpose
§§ 390-399. The
ad-
senator,
single
on the oral statements of a
Sen-
is,
Judge
quite simply,
vanced
Leventhal
Griffin,
ator
his revision of the stat-
plain
meaning
inconsistent with the
words and
statements, however,
recognized
ute. Such
as
of the statute which
in fact enacted.
perhaps
construing
weakest basis
Finally, Judge
approach,
Leventhal’s
in seek-
Congress inconsistently
plain
intent of
problems
to avoid the clear constitutional
Sacks,
meaning of a statute. See H. Hart A.&
stemming
application
from the
statute
Legal
(tent.
1958). Second,
Process
ed.
*5
according
plain meaning,
to its
new
creates
and
important, assuming
and more
Senator Grif-
potentially equally troubling constitutional
determinative,
purpose
fin’s
as
fact
questions which would not
be
otherwise
raised.
affirmatively
recording
he
requirement
subject
did not intend the
by
passed
Congress,
statutory require-
As
apply only
programs
to those
objectivity
ment of strict
a standard for CPB to follow its
and balance serves as
396(g)(l)(A)’s requirement
§to
of strict
funding
in
objectivity
balance,
Judge
and
as
Leventhal ar-
Judge
decisions.
Leventhal’s version of the
gues.
requirement
objectivity
The
of strict
programs
and
statute, however, enforces this strict standard
applies only
balance
“of a contro-
against
the individual licensees themselves.
CPB;
contrast,
supported by
by
versial nature”
only appears
Such a construction not
inconsist-
399(b)
by
recording
§
mandates
licensees sub-
Congress’ repeatedly
ent with
leave the individual licensees as
stated desire to
ject
requirement
programs
to its
all
of
“in
possi-
as
free
any
public importance
which
issue of
is dis-
government regulation
program-
ble from
ming;
of
cussed.”
far-ranging
it also raises difficult and
Proposed Rulemaking
In its initial
of
Notice
questions
scope
permissible
implement
399(b),
as to the
of
pro-
to
posed
§
the Commission
licensees,
regulation
399(b)’s coverage
content
that §
be limited to
particularly
light
dealing
Supreme
“controversial issue
Court’s
public importance.”
approval
of
issue
Senator Griffin took
cautious
of the more limited fairness
Broadcasting
with this definition in a
letter
doctrine in
395 U.S.
(1969).
Lion
Co. v.
Red
Commission, arguing
coverage
H07 Recognizing special sensitivity, areas of Broadcasting Television Educational Act,8 passed in authorized a persuaded Facilities that a Commission non- spent on 32 million dollars to be total of necessary institution is five-year period.9 television over a part least a receive and disburse at Health, Secretary of the Act Under escape those funds. The Education, distributes funds and Welfare scrutiny but to minimize the likelihood equipment neces acquisition physical for scrutiny that such will be directed toward transmission, subject for television to a sary day-to-day operations of the sensitive per-state matching requirement local program portions the Public Television funding. Money received un limitation * * * system. provisions may der these be used for added). (emphasis Id. at 36-37 salaries, equipment, operating not for ex penses, program production. Carnegie Commission’s recommenda support pro tion that federal financial years Carnegie Five later the Commission gramming operations provided completed on Educational Television through Corporation for Public Broad broadcasting. study landmark Its casting (CPB) adopted by Congress Program A report, Public Television: Action, the Public Act of 1967. In its that noncommercial television found greater finan- policy stations were in need of far declaration of contained this Act support beyond existing cial private corporation found “that a —above frequencies by reservation of the FCC and develop should be created to facilitate the grant program administered the facilities ment of educational radio and television their full HEW —if were to realize pro maximum broadcasting and to afford potential. Carnegie While the Commission broadcasting to such tection extrane recognized important role state and ous interference and control.” U.S.C. governments private sources in local CPB, 396(a)(6) (1970). nonprofit Dis stations, public television it con- funding corporation, trict of Columbia was estab operations federal cluded 396(b). purpose. lished to serve this Id. § *6 raising essential programming was governed by a 15- Under the Act CPB is larger money nec- significantly sums Directors, appointed by member Board of system essary for effective subject by to confirmation the President Carnegie on Educa- television. Commission Senate, eight of whom no more than Television, A Pro- tional Public Television: political par may members of the same be (1967). gram for Action 33-35 The Com- 396(c)(1). The Board is authoriz ty. Id. § pro- then focused on the means for mission program funds it receives to ed to disburse funding: federal viding this production entities and noncommercial contemplate we federal assist- Because stations,10 arrange for an inter broadcast larger ance to Public Television on a far distributing system capable of connection present, pressing than at need scale stations, to con to noncommercial identify arises to the manner demonstrations, and to duct research system. will federal funds flow encourage new noncommercial creation of There is at once involved the relation granting 396(g)(2). Id. While stations. § expression, freedom of intimate- between nonprofit powers” “the usual of a cor CPB ly necessarily a concern of Public law, Television, id. support. poration federal under District of Columbia Pub.L.No.87-447, receiving May Act funds from 76 Stat. 10. Under the stations 8. Act requirements licensing must meet the codified at 47 U.S.C. CPB §§ applicable to noncommercial stations the FCC by operated must be owned and and agency to the Act au- 9. The most recent amendment foundation, corpo- nonprofit private or appropriations of 30 million dollars fоr thorizes 397(7) ration, § or association. 47 U.S.C. year 1977 to assist in construction of fiscal matching through or radio facilities television part). (1977 pocket grants. 47 § U.S.C.A. 391 396(g)(3), Congress expressly prohibited President Johnson said in message his Corporation owning from or operating February 28: station, network, or interconnection fa Noncommercial and radio television cility, contributing or to or from otherwise America, though supported by even supporting any candidate for office. Id. funds, Federal must absolutely free 396(f), (g)(3). assisting in program Federal Government interfer- ming development required CPB is to ad ence over programming. strictly here “objectivity standard of S.Rep.No.222, Cong., 90th 1st Sess. * * * balance in all of a (1967). The same theme is in the echoed controversial nature.” 396(g)(1)(A). Id. § Report: House And in their local no noncom How can the Federal pro- Government mercial station “engage in editorializ vide a source of funds to pay part of the ing may support or oppose any candidate cost of educational broadcasting and not political office.” 399(a) 47 U.S.C. § product? control the final question That (Supp. 1975).11 V is answered in the bill the creation of Establishment of the CPB and the statu- nonprofit broadcasting educational cor- tory scheme of the Public Act poration. product congressional were a of a determi- Every witness who opera- discussed the nation strong safeguards were neces- Corporation agreed tion of the that funds sary to funding ensure that federal pro- for programs provided should not be di- gramming did not carry any political with it rectly by the Federal Government. It influence on the program- contents of that generally agreed nonprofit that a ming. Report Thus the accompany- Senate Corporation, directed a Board of Di- ing the Act carefully pointed out: rectors, none of whom will be Govern- There general agreement that for the employees, ment provide will the most being, time Federal financial assistance is effective insulation from Government required provide the resources neces- control or influence over expenditure sary for quality programs. It is also rec- * * * of funds. ognized that this assistance should in no way involve the Government in program- H.R.Rep.No.572, Cong., 90th 1st Sess. 15 ming judgments. An inde- pendent entity supported by Federal course, This is say, not to that Con required
funds is provide programs gress place public chose to broadcasting be political free of pressures. The Corpora- yond any regulation. form of federal Indi tion for Broadcasting, Public nonprofit vidual stations are licensed the FCC and private corporation, authorized title II generally subject regula to the same *7 provides S. 1160 such an entity. tions as are commercial licensees.12 While Broadcasting
the Public provides Act nothing Your committee has heard the 1962 or 1967 considerable Acts “shall be * * * discussion about the fear of deemed any depart Government authorize ment, control or agency, officer, interference in programming employee if or of the S. is enacted. We wish any direction, to state in United States to exercise su strongest possible pervision, terms that it is our or control over educational televi intention that local stations absolutely sion broadcasting, or radio or over the Cor free to determine for poration themselves what grantees or of its or contrac * * they should or should not *,” broadcast. As (1970), tors 47 U.S.C. 398 § constitutionality editorializing 11. The regulations governing broadcasters and adver- prohibition 399(a), 399(a) tising) 399(a) § U.S.C. (Supp. 1975) § and 47 § U.S.C. V (Supp. 1975), V (prohibition issue by case. editorializing noncommercial stations), 399(b). as well as § Exceptions include 47 73.621 § C.F.R. (qualification standards for noncommercial
HQ9
Thus we have in
Congress
CPB is accountable to
and the
effect a carefully bal-
public.
required
prepare
It is
an annual
system
against politi-
anced
of dual checks
report of its activities for transmittal
to cal influence
programming:
over
thе Cor-
Congress,
annually,
must be audited
is sub-
free,
poration is
within the constraints of
ject
by
Accounting
to audit
the General
balance,
congressional
in-
Office, and, finally,
subject
congres-
determining
terference in
which entities or
oversight through
appropriations
sional
support,
endeavors to
and the stations are
process.
396(i)
1975),
(Supp.
U.S.C.
V
free, subject
generally applicable
FCC
396(1)(1970).
47 U.S.C. §
regulation,
accept
reject
or
supported by
by
CPB and transmitted
PBS
But
oversight process
even in this
or National Public Radio. As the House
statutory
designed
scheme is
to foreclose
Report stated:
exercising any
from
control over
programming; while it can examine CPB’s
In the same manner
the bill
performance,
overall
congressional over
Corporation
strives to insulate the
from
sight does not
directing
extend to
CPB—or
governmental control,
provides
the bill
Broadcasting
(PBS),
the Public
Service
and the committee intends to see to it
interconnections facility formed
stations
broadcasting
local educational
largely by
and funded
CPB to transmit
stations conduct their operations without
programming to local licensees13—as to
Corporation interference or control.
deserving
or entities are
H.R.Rep.No.572,supra, at 20.
Moreover,
support.
the federal
This court has been sensitive to maintain
CPB,
is not the sole source of funds for
nor
by Congress
delicate balance struck
is it
primary
source of financial
Broadcasting
the Public
Act in our decisions
whole14;
public broadcasting
for
as a
construing
Accuracy
that Act. Thus in
year
percent
fiscal
27.7
of total
Media,
Inc. v.
U.S.App.D.C.
public broadcasting
provided
income
(1975),
upheld
could not be to control licensees oversight fully protected CPB’s activities. are the First Any Cor- found, Amendment. existence poration, place Clearly, pub take we could lic does not render the through requirements audits and licensees vulnerable to interference the federal appropriations. accountability, as well government regard to or without restraint Amendment., by the First For while the II provide Government is required not fed passed Section as an amend- broadcasters, eral funds cannot condi ment Act in Communications 1973 tion receipt acceptance funds those with legislative little debate or other histo- conditions which could otherwise be FCC, ry. Two years later the accordance constitutionally imposed. See Sherbert v. mandate, statutory promulgated its Verner, 374 83 U.S. S.Ct. 10 regulations compliance governing with the Randall, Speiser L.Ed.2d 965 v. 357 recording requirement. petitioners U.S. S.Ct. L.Ed.2d 1460 review, sought that the arguing statute and Thus the Government cannot con regulations are unconstitutional in that trol the content of programs or selection they provide a mechanism” “ready pre- be broadcast over noncommercial television viously Congress available for members of more than it can control television16; broadcast over government other officials to commercial involve making such decisions—which are at themselves in over issue disputes the contents of broadcasters, in this individual case—noncommercial pro- and to influence counterparts, less than their commercial gramming in the decisions future. Brief protection are entitled to invoke the petitioners They at 42-43. contend that First place upon Amendment as a result its Section —in of justifying any Government the burden operation to burden and chill —serves practice free which restricts decisionmaki rights exercise of First Amendment ng.17 undisputed proposition second noncommercial broadcasters. discussion, requires though even less it is no addressing Before ourselves to the important: less pro petitioners’ substance of First gramming subject Amendment which is claims, prelimi 399(b)’s we must take note of two recording requirement lies at the nary propositions about which there is no- core of the protec- First Amendment’s government, directly 16. Cf. National Co. v. raised United where either or in- States, 204-206, directly, compels or a S.Ct. individual station to (1943) (radio required express government’s L.Ed. 1344 adhere choosing. 705, licensees to or views of the independent Wooley Maynard, exercise discretion of national net- v. works); America, (1977) (stat- Guild West L.Ed.2d Writers FCC, requiring (C.D.Calif. 1976) (First plates F.Supp. ute motor license to be Die,” vehicle motto, embossed with state “Live Free or Amendment violated works, national net- where unconstitutional); Virginia professional jointly held West associations State Barnette, pressured “family Board of Education v. local stations to set aside a viewing by (compulso- hour” suitable for L.Ed. 1628 schoolchildren ry flag children). salute held unconsti- tutional). pation government, by partici- Nor can say government may marketplace, 17. This private is not to in the “drown out” participate marketplace Tribe, never in the of ideas or communication. See L. stitutional American Con- contribute its views to those own of other Law 588-590 Where speakers. government licensing regulation Where chooses to finance program adhering premised munication, scarcity to certain standards or on the of a medium of com- expressing points certain of view and makes it then even noncoercive seem- licensees, subject ingly voluntary grants by available to requirement ably who are to no contracts it, argu- express broadcast then uses medium to rights implicated. point strictly no First Amendment are enforce a nized. of view must be scruti- grave questions clearly But constitutional
HH
subject
regulation by
speech
ed
While scholars have differed
tions.18
399(b) public
programming
protection
core
broadly
how
to define
Section
—
Amendment,
agreed
licensees —is entitled to
all have
noncommercial
of the First
pro
panoply
is
the full
of First Amendment
vigorous open
discussion
any argument
tection. Nor is there
sues should be included.19
govern
compelling
serves a
requires that
The First Amendment
interest;
has conceded that
ment
FCC
scrutiny
applied
bе
the strictest
form of
compelling governmental objec
there is no
related to
where the
of a statute is
support
of the
tive which can be invoked
expression of ideas or
suppression of free
result,
As a
if this
is
statute.22
statute
scrutiny,
Applying
information.
such strict
relating
suppression of
viewed as one
held that
the stat
Supreme
Court has
free
it must be held unconstitu
expression,
must be found
unconstitu
regulation
ute or
could,
think,
tional. And it
we
be so
speech
question
is
tional unless either
viewed.
fully protected by
the First Amendment
all,
compel
is essential
to a
First of
the statute on its face
suppression
or its
is not content neutral.
interest,20
Application
as where the
of the
ling governmental
poses
recording requirement
depend
message being suppressed
statutory
a clear
well-being.21
upon
subject
program
ent
matter of
present danger to the national
earlier,
case,
undisput- ming; only
concerning
In this
as noted
it is
issues
14-15,
Valeo,
1,
Buckley
publication
sailing
424 U.S.
96
of trans-
18. See
v.
dates
612,
(1976);
ports
troops.”).
[T]he There is the in the 1967 act government power has no to restrict ex- purposes which states that onе of the ideas, pression message, because of its its development the act is to facilitate the * * subject matter, or its content. high-quality programs “with strict adher- permit building To the continued of our ence objectivity pro- and balance in all politics culture, and to assure self- grams series of a contro- individual, people fulfillment for each our versial nature.” guaranteed right express any certainly agree part You with that thought, free from censor- act, I would think? ship. The essence of this forbidden cen- Mr. Gunn: Yes. sorship Any is content control. restric- you Senator Griffin: And don’t want expressive tion on activity because of its censorship your pro- Government completely content would undercut grams? “profound national commitment No, Mr. Gunn: sir. principle that debate on issues Senator Griffin: But it would seem to uninhibited, robust, should be and wide * * * me private individuals who are inter- open.” trying ested in to assess the Moreover, legislative history of Sec- those way should have some 399(b) provides strong tion support for the finding out what was on the air. view that recording re- Mr. agree, yes, Gunn: I sir. quirement was related to suppression of free expression on issues of impor-
tance. Senator just extended discussion of the Griffin: If I can take a purpose of few place subject, this statute took more minutes on this got I colloquy context of a question between interested in years Senator Rob- this a few Griffin, ert principal ago having advocate of the when we were the debate in recording requirement, who is participating know, you on the ABM. As case, as an amicus in this and Hartford very was a difficult issue for Mem- Gunn, president then of PBS. After the bers Congress, incidentally, it was Senator dealing read two letters with ideo- decided in the Senate one vote. It is logical balance in program- my position, and I realize others don’t ming television, on noncommercial the ex- agree it, supported that if we hadn’t change continued: ABM, the President on the he would not have During negotiate
Senator Griffin:
been able to
this commit-
the SALT
agreement.
aside,
tee’s consideration
putting
of the 1970
But
Public
bill,
nationally distributed,
authorization
I
offered
I
an amendment
quickly op-
which was
assume
your organization.
It was a
posed by many people
very
interesting example
Public Televi-
for me because
sion —an amendment which
my
would have
party happened
chairman of the other
Department
Chicago
Mosley,
time,
23. Police
place,
manner,
“not in terms of
92, 95-96,
2286, 2290,
95, 99,
subject
but in terms of
Id. at
matter.”
Supreme
Time,
L.Ed.2d 212
In that
place,
case the
gressional governmental or control over the A. The Amendment First Chill
content of noncommercial affairs broadcasting, upon it is based a applying the O’Brien threshold which mandates its invalidation. is, course, tests does im of that a statute pose a restraint on First free Amendment
Ill
restraint,
doms. Absent such
we have no
not, however,
We
on
require
need
rest
this basis
occasion
the
399(b).
invalidating
alone in
interest
be
impor
Section
Since
involved
substantial and
399(b) clearly imposes
tant,
Section
at least
opposed merely legitimate,
inci-
as
or to
dental
on
restraints
First Amendment free-
examine
the
closely
employed by
means
the
doms,
upheld only
it
be
can
if it is
statute to further
the
stated end.
“[1]
within the constitutional
Government;
[2]
if it furthers an
power
important
the
clearly
case we
met —even
think this threshold
apart
from the actual
substantial
government
interest;
[3]
if
burdens
compliance
with Section
399(b)26
the governmental
—by
chilling
interest
is unrelated to
Section
the
effect which
the suppression
of free
expression;
and
[4]
399(b)
imposes
local licensees
their
if the
alleged
incidental restriction on
rights.
First
exercise of First Amendment
greater
Amendment freedoms is no
than is
Government financial
of noncom-
essential
furtherance
inter-
broadcasting
mercial
itself
with
carries
it
O’Brien,
est.”
v.
United States
391 U.S. dangers
inhibiting
program-
of an
effect on
367, 377,
1673, 1679, 20
88 S.Ct.
L.Ed.2d 672 ming.
Breitenfeld,
Dr. Frederick
Executive
Maryland
Director of the
Center for Public
Thus,
if we
pointed
even
assume that enactment Broadcasting,
sys-
has
out that his
tem,
of Section
is within the
any
system,
constitutional
other state-owned
power
government,
govern-
likely”
“less
than would otherwise be to
mental
present
interest
political program-
enactment
unrelat-
controversial
expression,
case,
ed to
suppression
ming.
said,
free
In his own
he
it would be
important and
government
unlikely
substantial
in-
that viewers would see a
identified,
terest
it furthers has not
highly
Maryland
been
critical
General As-
Compliance
399(b) may
disruptions
entail
some
and its staff
are
limited. Such
uncertain;
may
financial
burden
those stations which would
course
none
ever occur. Even
so,
involved,
expense
otherwise record all of
taping
their
affairs
the risk
like the
programming;
required
itself,
programming
renders
purchase equipment
costly
undertaking
devote staff time suf-
more
than it
be ab-
programming.
399(b).
ficient to record all such
While
sent §
part
may
of this financial burden
be borne
recognized
The FCC itself has
burdens of
funds, given
statutory
resort
to federal
limi-
compliance
399(b) in
§with
its consideration of
appropriations
tations on
the fact remains recording requirement
whether a similar
should
resources that could
be
otherwise
available for
licensees;
applied
commercial
Com-
programming
other
of a
areas
licensee’s
mission, finding that
the burden involved out-
operations
compli-
will be
assure
diverted to
secured,
weighed any benefits
to be
decided
Moreover,
necessity
ance with the statute.
that commercial
licensees should not be sub-
producing
large
distributing
number of
jected
recording requirement.
to a
Third Re-
copies
relatively
period may
in a
time
short
port
Order,
Docket
64 FCC2d
disruption
op-
occasion a serious
station’s
erations, particularly where
station is
small
(1953), aff’d,
FCC2d 851
sembly,
Assembly
U.S.App.D.C.
since the
is the source of
(1975), and where
funding.27
While
other enhances such risks L.Ed.2d 313 review, pro a means for government on a true, course, It strongly as the FCC basis, gram-by-program of the contents of asserts, that Section on its face nei every public every affairs broadcast of li any ther creates new content restrictions on censee who has received financial noncommercial licensees nor establishes from either HEW or CPB. new existing mechanism for enforcement of establishment recommending program-by-program of CPB standards on a basis.28 distributing as a mechanism for federal But the fact is that system of broadcast FCC, programming, Carnegie regulation by Congress funds for Com- and structured, recognized dangers currently provides ample oppor mission the inherent protected by tunity chilling the free and robust discussion for substantial of First freedoms, the First Amendment where are particularly Amendment where subject small, by relatively publicly supported to review on an individual basis stations emphasized 399(b), officials. It are opera concerned. in its Section purpose tion, escape clearly of CPB “is not to scruti- serves to facilitate those exer ny but to power persuasion minimize the likelihood that such cises of which create scrutiny day-to- will be directed toward the the chill. And while the statute itself con day operations program applicable of the sensitive tains no new content standards licensees, portion of the system.” expressions Public Television to noncommercial Carnegie Commission on Educational Tele- of concern and with the con dissatisfaction vision, supra, recognition pro at 37. This of the tent of noncommercial affairs risks of program-by-program gramming legislative history review is one in the of this suggest that has been shared both the courts and statute its effect —if not its impose the Federal Communications Commission. stricter content stan —is generally FCC has eschewed such dards on noncommercial licensees in their review, Media, Inc., Accuracy programming. see affairs 27. Statement of Dr. Frederick Breitenfeld be- consideration of whether these broadcasters Representatives subject recording requirement. fore the House of Subcommit- should be to a (Sept. 1976), report- proposed tee on Communications The FCC found “the concern that the 12, 1977, Broadcasting magazine, Sept. ed in might chilling speech at rule have a effect on free press” easily one that “cannot be dis- necessary missed.” It did not find it “to reach position proceeding however, issue,” 28. The FCC’s in this the constitutional since it was * * * simply no clash between Section “simply “[t]here pub- not convinced that petitioners’ expression,” freedom of outweigh imposed.” lic benefits costs FCC brief at is to be contrasted with its Report Order, supra Third note chilling treatment of similar claims of effect at 1113. FCC2d during raised commercial broadcasters its licensees, possible at like their com risk nonrenewal its
Noncommercial license,32 subject regula deciding counterparts, mercial television continue vigorous investigation Watergate renewal proceedings tion and license break-in, be a subject This renders them as well decision would much FCC.29 smaller, pressures riskier more variety to a of sub silentio difficult one financially organization less eyebrow” regulation “raised secure unable Bazelon, Regulation protracted litigation. to bear the content. See FCC costs Press, And difficulty if the networks have in re Telecommunications 1975 Duke pressure sisting government to shift L.J. 215—216. While recent administra their programming emphasis, certainly a small provide ample open examples tions forms 4 * depends significantly station which on CPB pressure, “inhibiting aimed such depend or turn HEW —both of which professed the networks and their concern * * * upon congressional appropriations far achieving with balance [and] —is more vulnerable.33 dampening] putting ‘loy their ardor for type al opposition’ programs,” Memoran vulnerability noncommercial licen- dum from Charles W. Colson to H. R. pressures sees to official is increased Haldeman, September quoted in 399(b), operation tap- for the Cong., 2d S.Rep.No.93 981, 93d Sess. 283— ing requirement serves to ex- — facilitate the pressure more subtle forms eyebrow” ercise regulation. of “raised practice are also well known. The of for Quite simply, mechanism, provides warding complaints viewer listener so, those who would wish to do to review request the broadcaster for a formal systematically the content of response prominent speech programming; based on such review aby statement Commissioner or Execu may existing make use of means for com- *14 official, tive of the issuance notices of in municating displeasure. their quiry, setting and the of a license for a seeking identify chilling to effect hearing “misrepresentations” on all serve as of a our statute ultimate concern is so for communicating pressures means official much government with what officials will to the licensee.30 do, actually but how with reasonable broad- Ability pressures, to resist such and to perceive regulation, casters will and with avoid chill on programming future likelihood will censor to themselves they bring, clearly which would seem relat regulation. avoid pressure official and independ ed to the strength financial passage clearly Mere of a statute which ence of the allowing licensee.31 While the Wash purpose government serves the of ington difficulty, Post may program have little even officials to review content aon S.Rep.No.981, Cong., 29. See 47 §§ U.S.C. 307-309 ed in 93d 2d Sess. Regulation 30. See FCC of the Tele- Bazelon. Press, sure, communications 1975 Duke L.J. 33. To be as a theoretical matter Barnouw, History by 216-217. See also E. A of be foreclosed the First Amendment (1968); United States enacting legislation decreasing from or or con- Robinson, The FCC and the First Amendment: ditioning appropriations purpose is where its to Observation on Years of Radio and Televi- control the content of broadcast Regulation, sion 52 Minn.L.Rev. 67 apart noncommercial stations. But even Scalia, Water, Don’t Go Near the 25 Fed.Com. considerations, separation powers long of so as Ill B.J. any other reasons to such exist action inaction, unlikely or is to succeed licensee Bazelon, supra 31. See attempt challenge Congress note at 238-239. an to in the courts. ultimately prevail, And even if he could main, challenge, thing going mounting 32. “The costs of main is the such a like Post is damnable, responding inquiries partici- problems costs have damnable or out this FCC * * * They pating hearings, one. have a as television station license renewal as well they’re going get involved, independently have to it renewed.” uncertainties exert Taped chilling willingness statement Richard M. Nixon to H. R. effect on the licensee’s Dean, Sept. 15, quot- displeasure. Haldeman and John court official
H17
merely
actually does serve
as a neutral
basis —and does not
program-by-program
or
legitimate
affording
public
access to the
purpose
means
clearly
any
serve
other
device,”
“housekeeping
some form
as
enough for
licensees to
—is reason
local
must
it could
charac
then one
ask how
public
cover
and to dilute their
affairs
fear
or
terized or
as an alternative to
considered
thing
it
age. For
is one
a broadcaster
censorship.
some form of
recordings
to retain
independently
to decide
question
answer to
lies in Senator
this
quite
it is
programming;
of his
another
references,
repeated
in both the
Griffin’s
by Congress
to be
that when
him
told
elsewhere,35 to the re
quoted colloquy and
public
issues
im
programming concerns
requirement’s utility
ensuring
cording
recordings
he
retain
portance
must
public
licensees in
objectivity
strict
their
them
make
available
Commission
broadcasting. To the extent
affairs
requests them.
any
individual who
recording requirement
purpose
serves this
message conveyed
to local broad-
But
significant
effecting a new and
dim
will be
399(b) is
confined to
casters
in the
First Amend
inution
broadcasters’
itself;
it is stated
passage
the statute
ment freedoms in the area of
affairs.
articulately
legisla-
clearly and
in the
most
For,
399(b),
apart
is no
from Section
there
history
enactment of the
preceding
tive
licensee —commercial
statute, quoted
question
earlier. As to the
to a
or noncommercial —adhere
standard
likely
it is
for broad-
whether
reasonable
balance in its
strict
will be
casters
fear that Section
programming;
required
all that
is
review
employed by government officials to
compliance with the fairness doctrine.
programs,
individual
one
the content of
seemingly
“objectivity
stricter
only
need
look to
Griffin’s remarks
Senator
396(g)(1),36re
balance” standard of Section
important
his introduc-
that an
stimulus to
Griffin,
applicable
ferred to
Senator
inability
legislation
tion of
his
itself,
only
to the CPB
and even there
recording
program
secure
programming
category
to a narrower
had
important
national
issue which he
dealing with controversial
issues. Exten
heard was “biased and unbalanced.” What-
of this
sion
enforcement
strict standard
might
have had
ever
the Senator
against all individual noncommercial licen
tape,
seeking to review this
it would cer-
respect
to all
“in
sees
tainly not
a station
be unreasonable for
importance
issue of
that had
to fear
aired
*15
discussed,”
FCC,37
broadly
defined
the
pressure might
protest
some form of
be
questions,
would raise
constitutional
serious
forthcoming
objected
if the
to its
Senator
Supreme
particularly
light
of the
Court’s
contents,
adjust
coverage
its
and to
future
more
fair
approval
cautious
of the
limited
reflect
affairs to
the increased
Broadcasting
ness doctrine in Red Lion
Co.
risks involved.
FCC,
367,
1794,
395
89
23
v.
U.S.
S.Ct.
troubling
More
are the references
still
doing
yet,
371
without
L.Ed.2d
And
legislative history
recording
the
re-
explicitly,
399(b)
effective
so
Section
seems
quirement
government
as an alternative to
impose
on
ly to
this standard
broadcasters
censorship
“corn[ing]
background
and as mechanism
pay
who
heed
the
of the
dangerously
censorship.”
implication
close to
If
For
statute.
the unmistakable
recording
history
to and
its
is that
if
intended
of Section
Note,
Objectivity’’ in Pub-
34. See Part III—B infra.
36. See
"Balance and
Fair?,
Broadcasting:
lic
Than
61 Va.L.
Fairer
(1975) (arguing that
Rev. 643
the balance
Hearings
See
H.R. 11807
the Sub-
on
Before
396(g)(1) imposes a
standard of
and Power of
committee on Communications
imposed
stricter
of fairness than that
Foreign
standard
the House Committee
Interstate and
on
doctrine).
Commerce,
under
fairness
Cong., 2d
92d
Sess.
Griffin).
(remarks
S.Rep.No.
of Sen.
See also
Order,
2,
869,
supra
Report
Cong.,
note
91st
2d Sess.
37. See
FCC2d at
cannot,
course,
We
programming by
specify
affairs
noncommer-
with
by government
perceived
precise
cial
licensees is
any degree
certainty
quantity
anything
functionaries
less than scru-
produced
to be
be
of chill which is or will
balanced,
pulously objective and
then action
is,
399(b). Chilling effect
by its
may be
or fur-
against
taken
licensees
nature,
establish in
very
difficult
con
legislation
ther
enacted.
terms;
quantitative
crete and
absence
against
direct actions
individuals as
Recognition of this function of Section
subject
sertedly
to a chill can be viewed as
imposition
effective
new
—its
proof
much as
of the success
the chill as
content standard based
turn on the con-
of any
of evidence of the absence
need for
why
of programming
tent
clear
—makes
sure,
To be
actual
concern.
where
instances
recording
view a
re-
Senator Griffin could
established,
of harassment
or where
quirement
as an “alternative
to Govern-
past
experience
regulation
with similar
why Representative
ment
censorship”
yields
concrete
evidence
a successful
require-
Van Deerlin could characterize the
chill,
one,
stronger
the ease is a
and the
ment as one
dangerously
which “comes
government
justify
regula
burden on
censorship.”
close to
thereby
The chill
NAACP
v. Ala
tion must be heavier.
is,
placed on First Amendment
freedoms
bama,
449,
1163,
357 U.S.
S.Ct.
L.Ed.2d
doubt,
without
most serious dimen-
of such
absence
concrete
And
sions.
the likelihood
broadcasters
evidence, however,
themselves,
does not mandate dis
will so censor
in view of Section
hand;
rather,
the claim
399(b)’s
missal of
out of
special
history
vulnerability
task
court to evaluate the likeli
of noncommercial
licensees to
effect,
action,
any chilling
hood of
ignored.
cannot
and to deter
is one that
be
Even
justified
concluding
were there no other basis for
mine whether
risk involved is
light
purposes
this
statute carries
it a deterrent
served
the stat
Tucker,
supra,
See Shelton v.
vigorous public
effect on
ute.
program-
Talley
California,
247;
v.
ming,
alone
aspect
would
us to
at
S.Ct.
lead
prop-
conclude that
the First Amendment
U.S.
L.Ed.2d 559
erly
(1960).38
invoked in this case.
In the
case
instant
we think it
Talley California,
general
public,
v.
there were no disclosure to the
Supreme
pressure upon
L.Ed.2d 559
Court
to avoid
teacher
ties
requir-
declared
unconstitutional
ordinance
might displease
who
those
control his
ing the names and addresses of individuals who
professional destiny
constant and
printed
caused handbills
be distributed
to be
heavy.”
364 U.S. at
at 251.
81 S.Ct.
doing
empha-
on the
In so
handbills.
the Court
no
Court cited
concrete evidence in the record
“important
progress
sized the
role in
proposition.
or elsewhere for this
anony-
played by
mankind” which has been
Moreover,
Valeo,
Buckley
supra
note
publications, relying
examples
mous
English
supra
and Red Lion
Co. v.
early
history.
American
As the
upon by respondents
arguing
note
relied
pointed
quite clearly,
dissent
out
“speculative,”
sup-
chill
that the
here is
do not
proof
was introduced that the
port their conclusion that no First Amendment
*16
plaintiff
public
would
form
suffer
hostili-
recognized
burden should be
in this case and
ty
place
if forced
his
name on the handbills.
justification
no
from the
for this
Government
Similarly,
Tucker,
479,
in Shelton v.
364 U.S.
required.
Buckley
rejected
burden
the
In
Court
(1960),
L.Ed.2d
the Court
argument
parties
the
that minor
should be ex-
significant
found a
rights
chill on First Amendment
empt
requirements
from the disclosure
relying
any specific
on
without
incidents
Campaign
Federal Election
Act because of the
supporting
in the record
its conclusion. Shel-
application
requirements
chill which
of these
public
requiring
ton involved a statute
all
impose.
It
would
found that “the substantial
all
schoolteachers
to list
their affiliations in
public
by
interest
in disclosure identified
the
public
order to be hired or retained on the
legislative history
outweighs
of this Act
the
payroll.
was
rec-
While there
evidence in the
generally alleged.” 424
public
harms
U.S. at
supporting
ord
the teachers’ fears that
emphasized
bring
at 660. It
unpopular
S.Ct.
should be
that the
disclosure of
affiliations could
pressures
removal,
with it
Court held not
Amendment
for their
the Court
that the First
need
rely
considered,
did not
on
sole
not be
a “substan-
disclosure as the
for otherwise
basis
government
for a constitutional
“Even if
tial”
burden:
interest
not have been
would
is
by the Commission
that
vanced
399(b)
with it a
that Section
carries
clear
who
the
danger
chilling vigorous
provide
“give[s] taxpayers,
serious
then,
question,
stations,
The
programming.
for these
support
bulk of financial
justified.
is
danger
is whether
this
per-
stations’
reviewing
the
a means
In the
view the statute
formance.”
FCC’s
by Section
Purposes
The
Served
B.
imposition
thus serves as
“reasonable
, 399(b)
.
pub-
accountability”
expenditure
for the
in
argument
heard
this
panel
The
which
Supplemental
lic
Memorandum of
funds.
initially
record to the
remanded the
case
Rehearing
Banc at
FCC
En
17.
on
for consideration
of certain
Commission
oversight of the
We
doubt
that
do-not
by
petitioners’
First
questions
raised
is
expenditure of federal
funds
a substan-
first
challenges.39 Amendment
objective
important
government
tial and
purposes,
present
critical
question,
most
might
justify
well
certain incidental
as to
the
view
“what
sought
Commission’s
rights.
on First Amendment
In
restraints
‘important
government
or substantial
inter
however,
ease,
quite
it is
clear that
this
recording
the
by
require
is
est’
furthered
objective
not one
oversight
which Section
O’Brien,
ment,” citing
States v.
su
United
logically can be said to further.
Commission,
the
pra.
response
after
legislative purpose
that
noting
“the
all, contrary to the
asser
First of
FCC’s
clear,”40
entirely
suggested
statute
tion,
provide
tax
the
federal
dollars do
purposes, which must be examined
three
bulk
licensees.
noncommercial
according to
tests.
O’Brien’s
earlier,
year
As
in fiscal
noted
percent
broadcasting
27.7
of total
income
Oversight
pur-
of federal
funds.
strongly
persistently
most
ad- was derived from federal
pose
sources.41
O’Brien,
by
required,
States v.
391 U.S.
stantial
interest” is
see United
furthered
367, 377,
recording
requirement?
the
S.Ct.
L.Ed.2d
striking
Is the
rather
in
balance the im-
interest unrelated
but
the
suppression
expression?
outweighed
portant
of free
United
interest served
the
O'Brien, supra,
States
dangers
[88
U.S. at
chill as
could then
evaluat-
1673].
Assuming
S.Ct.
ed.
statute,
validity
the
Court,
Finally,
evaluating
Lion the
in Red
implementing
there
alternatives as to
doctrine,
whether the fairness
as enforced
regulations that
result in less drastic
Amendment,
the
violated the First
con-
O’Brien,
See,
g.,
burden?
e. United States v.
argument
the
sidered
enforcement would
1673];
supra,
Shel-
391 U.S. at
S.Ct.
[88
self-censorship
lead to
broadcasters. The
Tucker,
ton v.
[81
“possibility
point”
found “at this
that the
Court
fication
what must be recorded is be no more restrictive
than
essential
wholly unrelated to the rationale
over-
goals
further the substantial
served.
sight
expenditure
funds.
federal
rationale,
oversight
then,
fails to
likely
There
absolutely
necessary
meet O’Brien’s tests —and to validate See-
correlation
pro-
between the content of
399(b)
two counts.
—on
gramming public affairs or not —and fed-
—
Quite
funding.
significant programs.
eral
Preservation
clearly,
publicly
all
programs
public affairs,
funded
purpose suggested by
deal with
second
the FCC
response
nor are all
programs publicly
to remand is that “such a
funded.
programming subject
temporary
Nor does
prove
archive could
useful
constitute the bulk
non-
simply desiring
individuals
copies
obtain
broadcasts;
preserve
commercial
most of
significant
what these
programs that sta-
funding
42. This
providing
amount
includes
such
stations
Government
a benefit
sources as the National
great-
Endowments
for the
to commercial stations which
far
Humanities,
Department
Arts and
provides
er than
benefits it
to noncommer-
Health,
(apart
Education and Welfare
from the
cial stations.
Act),
Broadcasting
Educational
Facilities
Group
the National Science Foundation.
subject
In 1976
Analysis
Projection
on
of the Task Force
accounted for
broad-
88.2%
Long Range Financing, supra
note 15.
Corporation
cast
television stations.
for Public
and National Center
Clearly,
noncommercial
stations
not the
Statistics,
for Educational
Public Television
sole beneficiaries of federal
of broad-
Programming by Category:
(Table
By providing
casting.
enforcing
exclu-
11.14) (advance
1977).
ed.
frequencies
sive channels and
of commercial
*18
reference to the
asserted
in
carrying
out
may have broadcast
tions
obligations
public
as
trustees.”
their
one concludes
all
terest. For unless
broadly
as
defined
public
programs,
affairs
whether this
Initially,
question
we must
FCC,45
subject
broadcast
stations
important
or
objective is a “substantial
399(b)
“significant”
clearly
are
to Section
interest,”
required
as
government
then it
is
deserving
preservation,
the desira-
While we do not doubt
O’Brien.
bility
preserving significant
pro
broadcasts
“insignificant”
inevitable that
some
maintaining open archives or libraries of
grams
preserved
which need not be
will
that this end
we are less certain
programs,
result which is
nonetheless be recorded —a
sufficiently substantial
should be considered
with O’Brien’s
at odds
important
justify
restrictions on
regulation
narrowly
be
tailored
rights. But we need not
First Amendment
impose
meet its
ends and
substantial
appears
question,
this
decide
unnecessary to these ends.
restraints
399(b)
goal
this
no more furthers
Section
then,
objective,
like
The second stated
oversight and
than it did that of federal
first,
on at least
is inconsistent with O’Brien
accountability.
two counts.
First,
pro-
“significant”
it is clear that
Enforcing objectivity
licensees
and balance.
grams
produced by
commercial
broadcast-
objective suggested by
as well as
the noncommercial
The third and final
399(b),
subject
and the for-
ers
to Section
is that
response
the FCC in its
to remand
than the
public
mer are no less
trustees
recording requirement could be a use-
“[t]he
Second,
“sig-
clear that
equally
latter.
it is
Congressmen or individual mem-
ful aid for
public affairs
programming and
nificant”
evaluating the extent
public
bers of the
some
programming are not coextensive:
ed-
stations,
CPB, are meet-
to which
as well as
programs,
entertainment
ucational
goals
396(g)(1)(a)].”
their
Section
[under
and noncom-
by both commercial
broadcast
Plainly,
objective
fails to meet
licensees, may
equally or more
mercial
O’Brien tests.
pro-
“significant”
public
than some
affairs
goal
396(g)(1)(a),
“strict
Section
399(b)’s recording
subject to
grams
Section
objectivity and balance in all
adherence to
requirement.
* * *
na
programs
controversial
Thus
furthers
the stated
CPB,
ture,”
not to the indi
applicable
only partially
evеn then
interest
—and
399(b), on the oth
vidual licensees. Section
“signifi-
most
coincidentally. Many of the
hand,
to local licensees and
er
is directed
programs
by public
cant”
televi-
broadcast
dealing with
applicable
produced
sion and radio—-and all of those
they are distributed
issues whether or not
not be
by commercial broadcasters' —will
are “of a
whether or
by CPB and
Only
if a
preserved by this statute.
While local noncom
controversial nature.”
by a licensee re-
affairs
broadcast
subject
licensees are
to the fairness
mercial
ceiving federal funds under
Communi-
in their
on contro
doctrine
“significant”—
happens
cations Act
to be
issues,46so too are commercial licen
versial
the stat-
however that term is defined —will
sees,
that Sec
and the FCC has concluded
again,
all. And
objective
ed
be served at
necessary
is not
to enforcement
tion
oversight objective,
with the federal
obligation.47
of this
is overinclusive
statutory requirement
n *
* *
taping news
supra.
do not think that
We
45. See note
necessary
Media,
Accuracy
complaints
Inc. v.
46. See
or other
resolve fairness doctrine
U.S.App.D.C.
F.2d
part
alleged
broadcast-
misfeasance on the
*
* *
denied,
cert.
that our
ers. We are satisfied
At Section serves as an overly evaluating means for restrictive Finally, equal petitioners’ pro we turn to statutory with its man- compliance CPB’s Essentially,. petitioners claim. ar tection required date. local Because licensees are protection gue equal are denied by to record which are not funded 399(b)'s because recording the laws do CPB and which not deal with controver- application requirement is limited in its issues, imposes sial the statute restraints on receiving noncommercial broadcasters fed rights beyond First Amendment those funds, leaving eral commercial broadcasters which are essential fulfillment of stat- they please. free to record or not as While goal. unnecessary ed Such restriction extending did consider the record FCC rights First clearly Amendment is inconsist- ing requirement to commercial broadcast requirements ent with of O’Brien. ers, recently that the it concluded burdens overly aspect This restrictive of Section outweighed any benefits of involved 399(b)’s operation disappears if we required recording impose and declined to objective view the as one of obligation this on commercial broadcaste enforcing compliance local licensees with rs.49 strict standards of in their own respect programming. With equal protection challenges objective, imposes the statute question always the critical “whether unnecessary accept restraints. But if we an appropriate governmental there is inter statute, this as the then it is suitably est furthered differential beyond clear that we moved realm have Department treatment” at issue. Police justi- of incidental restraints which can be 92, 95, Chicago Mosley, v. 408 92 U.S. S.Ct.
fied under the O’Brien tests
that of
2286,
(1972).
lored
legitímate governmental
to serve
in-
then,
bespeaks,
deep
super
concern that the
course,
protection
terests.
“Of
the equal
ficially
requirement
recording
innocuous
claim
closely
in this case is
intertwined with
jeopardize
journalistic
issue will
cherished
First Amendment interests
.
.
. As
.
independence. Petitioners seek to overturn
equal
cases, however,
in
protection
all
under
First
Amend
question
ap-
crucial
whether
there is an
ment,
Judge Wright’s opinion
and
presents
propriate governmental
suitably
interest
persuasive analysis
a
of the chill that Sec
furthered
the differential
treatment.”
399(b)1
regula
the implementing
tion
and
Department
Chicago
Police
of
Mosley,
tions could
forebode for First
Amendment
Nonetheless,
opinions
expression.
L.Ed.2d
As
think
deci
of
I
our
Judge Wright
Judge
firmly
and
sion
grounded
Robinson convinc-
is more
on the Fifth
establish,
ingly
when
is measured
pledge
equal protection
Amendment’s
of
of
(Supp.
1975)
(3)
entity
1. 47
designated by
U.S.C.
V
states
in
Each licensee and
a
part:
relevant
paragraph (2)
licensee under
which retains a
recording
shall,
paragraph (1)
(2)
under
or
in
(a) No noncommercial
educational
broad-
period during
recording
which
is re-
such
casting
may engage
editorializing
station
in
quired
retained,
paragraph
under such
to
may support
oppose any
politi-
candidate for
copy
recording
make a
such
of
available—
cal office.
(A)
upon
request,
to the Commission
(b) (1) Except
provided
paragraph
and
each licensee which receives assistance under
(B)
any
person upon payment
other
August
sections 390
to 399
this
after
title
designated entity (as
the licensee or
recording
the case
1973 shall retain an audio
of each
may be)
making
program
its reasonable
cost of
its broadcasts
in which
copy.
such
importance
issue of
is discussed. Each
(4)
prescribe—
recording
sixty-
The Commission shall
rule
such
shall be
for
retained
(A)
day period beginning
recordings
the manner
on the
which
re-
date
which
quired
program.
kept,
licensee
such
subsection shall be
and
broadcasts
(B)
requirements
they
paragraph (1)
the conditions
which
shall
shall
under
apply
persons
respect
to a
be available to
mission,
other than the Com-
licensee’s broadcast
program
entity designated by
of a
if an
recording
giving
regard
goals
eliminating
licensee retains an audio
due
each
unnecessary expense
minimizing
the licensee’s broadcasts of
such
and
effort
period prescribed by
paragraph
administrative burdens.
class itself raises
But while the affected
I
join
I
Accordingly,
Parts
the laws.2
recording obligation Sec
eyebrows,
Judge Wright’s opinion and
and IV of
399(b) imposes on a differential basis
tion
court, and elaborate
judgment
We have
investigation.7
calls for closer
doing
my
so.
herein
reasons
related
specifically
here mandate
sense,
recording
speech.
In a
di
I
facially
Amend
impacts on First
rective
many
greater
interests no
than do
ment
draws
classifications
commonplace regulatory
com
more
other
First,
it
ways.
in two
among broadcasters
expensive
similarly
mands
are
only
licensees who receive
applies
to those
one,
time-consuming
obey.8
This
how
specific
assistance
from certain
financial
ever,
proportionally
expressly
varies
sources;
importantly,
ap
more
federal
activity level
communicative
with the
who air
those
plies
broadcasters
kind,
is not the case with
particular
Petitioners, who
programs.3
public affairs
general
summoning
those
such
edicts as
burdened,
among
argue
do not
are
the class
reports
pay
taxe
broadcasters
submit
powerless
or have
politically
empha
Noncommercial
licensees
s.9
who
historically
subjected
unequal
treatm
been
size
their
ent,5
obviously they
comprise
do not
rule,
recording
bear the brunt of
*22
minority.6 Thus
“discrete and insular”
supplement
the
resultantly the statute and
suspicions
simply by the nature
are raised
operate
regulations
face could
ing
on their
whose collective neck
group
around
that
as
disincentive
that, even, petitioners
type. Beyond
con-
millstone has fallen.
legislated
the
641,
States,
Morgan,
sovereign,
v.
384 U.S.
like the
must
See also Katzenbach
2. “The federal
1717,
jus-
652-653,
1724-1725,
govern impartially.
concept
equal
86
16 L.Ed.2d
S.Ct.
828,
(1966).
is served
the Fifth Amend-
tice under law
836-837
guarantee
process, as
as
ment’s
of due
well
Equal Protection
of the Fourteenth
Clause
677, 684,
Richardson,
v.
411 U.S.
93
5. Frontiero
Wong,
Hampton v.
Sun
Amendment.”
Mow
1764, 1769,
583,
(1973);
S.Ct.
36
590
L.Ed.2d
1895, 1903-1904,
88, 100,
48
96 S.Ct.
426 U.S.
Independent
v.
San Antonio
School Dist. Rodri-
495,
(1976);
Weinberger v.
L.Ed.2d
506-507
see
28,
1,
1278, 1294,
guez,
U.S.
411
93 S.Ct.
36
636,
n.2,
Wiesenfeld, 420
95 S.Ct.
U.S.
638
16,
(1973).
40
L.Ed.2d
1225,
n.2,
514,
1228
43
519 n.2
L.Ed.2d
(approaches
under
two amendments
Co., supra
Prods.
6. United States v. Carolene
“precisely
same”); Bolling
Sharpe,
v.
347
4,
n.4,
S.Ct. at
note
304
at 152-153
58
U.S.
884,
497, 500,
693, 695,
74
U.S.
S.Ct.
98 L.Ed.
n.4; see,
n.4,
e.
783-784
82 L.Ed.
1241-1242
(1954) (it
887
is “unthinkable”
that
Federal
Murgia,
g.,
v.
Bd. of Retirement
Massachusetts
responsibility
Government would have
lesser
2567,
307, 313,
2562,
49
427 U.S.
96 S.Ct.
assuring equal protection).
than the states
520,
Examining
(1976);
Bd. of
L.Ed.2d
525
572, 602,
Otero,
Eng’rs
96
supra.
v.
426 U.S.
Flores de
note 1
2264,
65,
2281,
(1976);
85
S.Ct.
49 L.Ed.2d
Gor-
291, 294,
Connelie,
Foley
435
98
4. See
v.
U.S.
1889,
Lance,
1,
1891,
5,
don
403 U.S.
91 S.Ct.
v.
1067, 1070,
287,
55
291
L.Ed.2d
S.Ct.
273,
(1971).
29 L.Ed.2d
276
Co.,
citing
States
Prods.
304
United
v. Carolene
144,
778,
n.4, 58
783-784
U.S.
152-153
S.Ct.
See,
Elections,
g., Harper
Virginia
e.
v.
Bd.
1234,
n.4,
(1938); Math
82 L.Ed.
1241-1242 n.4
663,
1079, 1081-1082,
667, 86
16
383 U.S.
S.Ct.
n.13,
495,
Lucas,
ews v.
427 U.S.
506 &
96 S.Ct.
169,
Illinois,
(1966);
L.Ed.2d
172
Griffin v.
351
2755,
n.13,
651,
49
661 &
2762-2763 &
L.Ed.2d
18-19,
12,
585, 596-591,
76 S.Ct.
100 L.Ed.
U.S.
891,
361,
(1976);
Robison,
n.13
Johnson v.
415 U.S.
(1956); Skinner v. Oklahoma ex
898-899
n.14,
1160,
n.14, 39
375
94 S.Ct.
1169-1170
535, 541,
Williamson,
62
316
rel.
U.S.
389,
(1974). A
L.Ed.2d
402-403 n.14
central
1110, 1113,
1655,
(1942).
86 L.Ed.
1660
equal
protection guarantee
impotent
capricious
politically
shield
Daily,
436
8. Cf. Zurcher
Stanford
v.
g.,
majority. E.
Kramer
Union
action
v.
1970, 1981-1982,
566-567,
56 L.Ed.2d
98 S.Ct.
Dist.,
Free School
540-542
23 L.Ed.2d
Hobson
Hansen,
(D.D.C.
F.Supp.
Co.,
Grosjean
Press
Compare
v. American
1967),
Hob
aff’d as mod. sub nom. Smuck v.
son,
U.S.App.D.C.
the First Amendment.
Having
the class and the in
ascertained
facially impinging on
serve for statutes
affected,
step
terests
the next
is
deter
being
interests and those
First Amendment
mine
classifications
whether “the
drawn
Yet,
likely
perverted
to do so.
light
of its
statute are reasonable
[the]
legislation
because the burden of
quest
This is a
first
purpose.”
entailing
assigned
of the nature of the
basis
399(b)’s ostensible
identification of Section
suspicions
about its
expression,
because
objectives.
legitimate
That will be no mean
have
objective
potential use
been
real
here,
has
feat
since
indicated
might
of which
serve to de
voiced-—either
vaguely what ends or mixture
ends
air
willingness to
contro
ter broadcasters’
recording
entirely
intended
versial
cannot shed
—one
So,
ex-
First
cares.16
serve.20
his
Amendment
784-785,
Reporters
supra
at
for Freedom of
435 U.S. at
Committee
note
(“the legislature
Co.,
Press
at 723
v. American Tel.
Tel.
L.Ed.2d
&
App.D.C —,---- n.36,
constitutionally disqualified
dictating
at
F.2d
subjects
persons
speak”);
(concurring opin
1076-1077 n.36
which
about
ion).
Money
Wright,
and the
Is
Politics
Constitution:
regard,
(1976) (“[t]he
wheth
Speech?,
it makes no difference
In this
L.J.
Yale
absolutely prohibits
governmental action
against
vigorous
er the
main
First Amend-
evil
speech
simply
category
restricts
a certain
scrutiny
designed
guard
is content
ment
*24
by imposing
those who
burdens on
additional
it
the
based on
discrimination —discrimination
engage
it.
v. Postmaster
to
in
Lamont
wish
message itself”).
1493, 1497,
301, 309,
General,
85 S.Ct.
381
see,
398,
(1965);
g.,
e.
403-404
impos-
14 L.Ed.2d
Whether
First
itself
the
Amendment
134-140,
128,
Strange,
92
407 U.S.
James v.
equal
of similar-
aes
of
treatment
600,
2031-2034,
2027,
607-610
32 L.Ed.2d
S.Ct.
ly-situated speakers
in-
be an academic
might
(1972) (recoupment
deter use of
statute
quiry,
applied
ac-
for the test
to
by indigents
of
appointed
accused
134, 144,
counsel
Karst,
generally
See
tion would be the same.
Carter,
crime);
92
405 U.S.
v.
Bullock
Principle
Equality as
in
First
a Central
the
92,
(elec
856,
(1972)
849,
L.Ed.2d
100
31
S.Ct.
Amendment,
U.Chi.L.Rev. 20
43
“im
“closely
of
because
scrutinized”
tion fees
vote).
pact”
right
on
191,
Florida,
184,
McLaughlin
85
v.
379 U.S.
283, 288,
222,
(1964); see,
Mosley,
Dep’t
Chicago
13 L.Ed.2d
228
v.
408 U.S.
S.Ct.
17. Police
of
101-102,
2286, 2293-2294,
Lucas,
4,
92,
supra
g.,
33
92 S.Ct.
e. Mathews v.
note
427 U.S.
n.14,
212,
n.6,
n.14,
at 99
92
L.Ed.2d
220
see id.
49
at 508
96 S.Ct.
2763-2764
n.6,
n.6,
(“appellees,
at 2292
1129
extensively
most
receive federal
those who
score,
I am left to
findings on
trative
is
sense,
simply
money. Consequently,
it
strains creduli
common
class
re
it applies
the burdened
is
to
to think that
and underinclusive:
ty
both over-
por
conclusive
decisionally
sponsible
by federally
for
public
presentations
all
affairs
Thus
“significant” programming.28
broadcasters,
tion
noncommercial
subsidized
legislative
find a
I must turn elsewhere to
programming is
though most of such
even
30
explaining the distinction.
goal
funding;
it
by federal
does
unaided
programs,
apply
type
other
Funding
of Federal
Oversight
B.
ex
though millions of
dollars are
federal
short,
blush,
pended
presentation.31
related to a
At first
this end seems
for their
means,
399(b),
expenditures
that draws a
is a
oversight of
such as Section
while
federal
receipt
has,
basis of
federal
end,
distinction on the
the Section
means
laudable
funds,
analysis is needed before
but careful
words,
Judge Wright’s
at most but
furthering fiscal
approved аs
the law can be
relationship to it.32
occasionally coincidental
expected
more
be
oversight. Surely
can
deepest at
those who drink
Objectivity and Balance
Assuring
C.
be
trough,
expected
that which is
must
but
mission comes from Sec
purported
This
of assist
governmental provision
related
Corpo
which instructs the
396(g)(1)(A),
tion
ance;
such as
the existence
a fulcrum
Broadcasting (CPB) to ad
ration for Public
equivalent of a consti
aid
not the
is
“objectivity
policy
here
and balance
applying levera
tutionally-valid reason for
oversight
funding
can
of a
The rubric of
in all
.
.
.
controver
ge.29
doctrine,
the vehicle chosen
only when
The fairness
be invoked
sial nature.”33
give
assurance
designed
seems
requires
all
to cover
broadcasters
is
being properly spent,
funds
conflicting
present
public issues
not the case here.
view,
En
points
is
similar.34
somewhat
however,
duty,
is
this latter
forcement of
has
sensi-
recording requirement
399(b), for
hardly
objective of Section
supposed target.
with this
ble correlation
a re
has
determined
Commission
399(b) fall most
The burdens
Section
not needed theref
cording requirement
those who most often
oppressively on
moreover,
be
399(b),
on or.35
programs, not
broadcast
1976,
year
one-fifth of all
almost
31.
In fiscal
is no indication that
affected
28. Since there
size,
funding
class,
responsible
broadcast-
proportion
for
for
federal
noncommercial
program-
as the National
any greater quantity
significant
came from sources —such
trigger
broadcasters,
do not
ming
for the
Endowment
Arts —that
than unaffected commercial
-
recording requirement.
the
n.42,
See Id.
&
the under- and overinclusiveness
statute
(Wright
justified
ground
593 F.2d at
& n.42
that would
1119-1120
cannot be
on the
Op.).
Consequently,
significantly
administratively
difficult
to harness
for
funds alone.
closely
purpose.
underinclusive
those
means more
Op.).
359,
at--,
(Wright
See,
Burns,
347,
32.
g.,
Id.
v.
irrationally underinclusive if directed could it related to- apply it does not ward that end since to that end. Assuring compliance
commercial licensees.
my dissenting brethren
Some of
nonethe
pertinent
with
396(g)(1)(A)
Section
more
accept
objective
399(b)’s
less
that
as Section
certainly
399(b),
to Section
does
but
goal,
prohibitive
and are able to avoid
over-
explain
not
treatment
differential
it
simple expedi
inclusiveness therein
accords.
narrowing
statutory language
ent of
is,
policy
defining
balance
goal by
match that
the means to
—
with,
only
fit
begin
prescription
Judge
a
for CPB
the end.
Leventhal
reads that
develop
399(b)(1) phrase,
upgrade public
its efforts to
critical
“each licen
Section
broadcasting.36
see
When Section
was
which receives assistance
...
af
considered,
enactment”,
already
first
ter
retaining
CPB
the date
refer
[its]
funded,
copies
every
ring
“any
it
program”
so Con
and not
to “each
gress
however,
problem
agree,
knew there was no
in check
I
Judge
licensee.”39
objectivi
performance.37
Wright
adopt
CPB’s
that we
such
con
cannot
ty
requirement
and balance
it
Section
strictive construction if would do violence
396(g)(1)(A)
apply
legislative
respecting
does not
terms
to indi
evident
intentions
vidual
in airing
scope
noncommercial
licensees
recording requirement.40
“Of
course,
their
though
lawfully done,
our duty
if it can be
—even
federally
399(b),
funded.
on the
is to
render it
Section
construe the statute so as to
hand,
other
is not
even to
imply,
self-limited
licen
constitutional. But
does not
if
grants,
sees
assisted
but encom
the text
unambiguous,
CPB
act is
anyone
passes
may
purp
who at
time has received
be
accomplish
rеwritten
public broadcasting
it,
funds
As
under
Act
Justice Holmes
put
once
ose.”41
38
from any
surely
judicial
federal source
It is
curi
construing
statute the
“function
ous
the objectivity
merely
begin
and balance di
academic to
with —to read
applies
rective
only
English
to CPB and not individ
intelligently
consideration
—and
recording require
all,
ual
of consequences
play,
licensees while
into
if at
comes
ment,
rationally related,
which is said to
meaning
when
words used is
42
applies only
open
Hardly
to the individual licensees and
to reasonable doubt.”
more
taping
plainly
CPB. Thus the
have
could
made
wish
any way
does not seem
399(b)(1)
linked
to an
known
when
it said that
balance,
promote objectivity
effort
“each licensee which receives assistance”
396(g)(1)(A)
Gottlieb,
310,
36. See 47 U.S.C. §
see Commissioner
265 U.S.
v.
313,
528, 529,
1031,
44 S.Ct.
68 L.Ed.
1033
S.Rep.No.869,
Cong.,
37. See
91st
2d Sess. 8
(1924) (“if
plain
words of the statute are
(1970), reprinted
Cong.
in [1970] U.S.Code
&
conclusion,
against
leaving
such
room for
3954,
pp.
Admin.News
3960.
construction,
have no
courts
choice but to
it,
regard
consequences”);
follow without
supra; -U.S.App.D.C.
at---,
38.
1
See note
140, 149,
Ewing,
United States v.
184 U.S.
22
(Wright Op.).
at
593 F.2d
1120
483,
480,
471,
(1902) (courts
S.Ct.
46 L.Ed.
adopt
a construction that “violates the
supra;
-,
U.S.App.D.C.
Note
clear directions of
law” even to avoid
(Leventhal Op.).
1131
notes,
Judge Wright
As
contrary.
for its
taping requirement
abide the
shall
is irreconcil
construction
Judge Leventhal’s
programs.43
public
with Section
particulars
in three
able
phrase
question
statutory
if the
Even
contemporaneous
ad
And a
396(g)(1)(A).44
not ac
ambiguous,
I could
were somewhat
Commis
construction —the
ministrative
as a reasonable
reading suggested
cept the
we are
sion’s,
rulemaking proceeding
meaning. That
in
intended
of its
version
diametrically opposed to
reviewing
now
—is
has not occurred to
apparently
terpretation
yet
interpretation
Judge Leventhal’s
litiga
lawyers in this
the numerous
any of
by
single legislator.45
objected to
was not
of those
tion,
the Commission
or to
ambiguous state
,
Referring
admittedly
regarding the
to it
presentations
made
who
Congress
Members of
rule,
in his ments
two
or to
Griffin
taping
Senator
—which
purpose”
but do not
one
importantly,
strong in
at most
More
amicus brief.
]
“revealf
others,47
speak directly
and do not
design are all to
exclude
congressional
dications
43. See
46. 192
45. See
.
enthal’s
properly
504,
294-295
L.Ed.2d
given
ry,
more can be
The use of the
statute”).
son for the
it
which are both
under-
over-in
51 Moreover,
es is an effort
to avoid constitutional
susc clusive.”
if a
can
statute
be
eptibility.48
surely
may
But
court
plain language
“a
not
the face
constricted in
intent,
legislative
congressional
why
exercise
to save the
and clear
functions
should
law from
with constitutional
expand
conflict
limita
courts refuse to
a statute to elimi
49
52
tion.”
And if
always
undercoverage?
Though
statutes must
nate
indubitably
scope
by permis
declaring
narrowed to the
tolerated
we must
to avoid
a statute
strive
goals, every judicial
infirm,
sible
legis
decision overturn
it
less an
is no
invasion
grounds
a law on
province
overinclusiveness of
lature’s
undertake
rewrite a
persons
similarly
law
wrongly
not
situated was
with one’s view of
accordance
Just
ago,
Supreme
proper objective
though
decided.50
months
the
in the field. And
rejected
proffered objective
Congress
Court
we may
for a
feel
that what
did is
t
that,
,
Judge
programs.
Leventhal admits
at least in
the
CPB-funded
Id. a
593 F.2d
analytical
required
(Leventhal
framework
Op.);
seen as
in this
at 1138-1139
see Network
case,
Project
Corporation
the court’s task does not extend to a
v.
Pub.
Broadcast
objectives
search for
“not
ing,
70, 82,
963,
that have
surfaced in
U.S.App.D.C.
183
561 F.2d
deliberations,”
congressional
at---,
U.S.App.D.C.
192
denied,
1068,
975
cert.
U.S.
434
Op.)
(Leventhal
1247,
F.2d at
we
(1978).
593
1146
sibly aspire,66 can 65. The programming 56 L.Ed.2d see note 63 which will lightened Press v. United Admin.News, the area of that noncommercial fitted to offer envisioned for fairly Cong., See (1967), reprinted democracy U.S.Code casting, our to do so. it cannot fit the chosen particularly indicate that goal 1416, 1424-1425, stantial over- Since the Government and Due means to deavor to purpose tutional “Fairness”: legislative FCC times”). at least S.Rep.No.222, informed as to the legislature 1st Sess. 10 v. National Citizens the statute Process, ends, present Cong. (“[w]ho supra. Consequently, of a lead to a better informed public”); where a court can U.S. partly ability intelligently or underinclusiveness pp. is at the in-depth 716 States, which citizenry noncommercial 775, 795, is seldom if ever 63 Va.L.Rev. 89 L.Ed. & to the court affairs legislature had some other Paradoxically, public in mind. can (1967), reprinted (1978), 90th might possibly [1967] Notes on broadcasting is Admin.News, included some H.R.Rep.No.572, estimate the value coverage very means to its real undoubtedly that is your Cong., important quoting U.S.Code Comm. poor (“[particularly core of the role Equal readily every legitimate committee kept Perry, broadcasting. fit 1st Sess. so 2096, 2114, may betray Associated serve, for Broad pp. Protection relate the inept in [1967] issues fully unstated, see Cong. uniquely analysis will en- and en Consti- affairs ways feels 90th end, well to a sub- & 66. Cf. 2. 47 U.S.C. § illegitimate purpose. Yale instance, ceptable points funding pose Purpose, that of at 508-509. Report 1. Forthe each licensee der August ing of each of its broadcasts of tained for the in which the date discussed. shall ed graph broadcast such of each program (b)(1) (2) by the means L.J. Hampton sections 390 to program. facilitating Rationality, if one rules Except Order, discourage presentation apply licensee retains an audio of a 1973 shall retain requirements of Each such 399(b)(1), of view on pursuant which the works which receives v. Mow Sun licensee’s issue sixty-day period can program 57 F.C.C.2d period prescribed (1972). provided manipulation realistically backward, See 399 of this respect recording public importance is Equal (2) (Supp. if an broadcasts controversial licensee broadcasts at Note, Legislative Wong, supra In this 399(b), an audio record- entity paragraph assistance un- paragraph Protection, suit beginning any program a licensee’s shall of federal 48 L.Ed.2d title after only pur- recording case, of see V of such designat- includes issues. be re- 1975): unac- para- note for (1) on congressional require- in a petitioners, taping noncommercial educa- interest licensees, licensees, press tional broadcast First and ment do for commercial which predicate Fifth Amendment claims. As a programs broadcast funded under Act. these, Congress they contend that has I. CONGRESSIONAL RESERVATION recordings no valid interest THE OF REVIEW “STRICT OB- OF programs broadcast noncommer- JECTIVITY AND BALANCE” OF stations, particularly cial where record- CPB-FUNDED PROGRAMS ing requirement imposed has been on com- They argue tap- mercial licensees. that the Broadcasting (the The Public Act of 1967 ing requirement is an instrument censor- “Act”) Congress’s reflected commitment ship airing and will chill the issues vital, the development of a nationwide non by noncommercial stations. broadcasting system. It commercial em legislative objectives: major bodied three summary brief our view is this: Under (1) development of more broadcast facil 1967,3 Act Public Con program ities devoted to noncommercial gress production appropriates funds for the ming; (2) the encouragement of education to be broadcast noncommer al high quality; and cultural program cial stations. Every or series of understanding the better programs of a controversial nature is re instructional uses of broadcast media.4 quired stringent to maintain a standard of “strict adherence to and bal objective. This case concerns the second ance.” That is more rigorous standard than objective accomplished The first towas that applicable generally to licensees under by extending improving matching doctrine, provides fairness a loose funds established the Educa of general standard balance in a licensee’s tional Television Facilities Act of 1962.5 require overall and has no however, Congress recognized, the de ment programs. for individual velopment set the facilities stage. high quality programs reserved for itself More oversight were responsibility assuring, primarily through objective also To meet that needed.6 Con *32 reports gress appropriations, Corporation and review of that Public established the for federally programs Broadcasting (CPB). funded conform to the strict objectivity and balance standard. Carnegie 1967 the on Edu Commission legitimate This is govern- and substantial cational Television that recommended Con ment interest. light Construed in of its gress an independent, private, create non context, tap- minimal audio profit corporation to channel federal funds requirement of is permissible public into broadcasting. report, Its Public auxiliary responsibili- of this congressional Action, Program Television: A conclud ty. oversight The abridge not does First ed entity pub that such an was if essential Amendment freedom. lic broadcasting’s expression freedom of apply Act does not to commercial were to coexist with substantial federal stations, but this does not mark an support.7 invalid An independent corporation corresponding buffer, classification. There is no would as an serve institutional insu- 5. Act of 3. 4. reprinted News, (Supp. V not (Supp. 76 Stat. Stat. Act of Nov. S.Rep.No.222, pertinent pp. V 1,May 1975). 1975). as [1967] to this case. amended, amended, 90th 1773. U.S.Code Cong., Pub.L. No. Pub.L. No. U.S.C. 1st Sess. U.S.C. third Cong. 87-447, objective §§ 90-129, §§ 390-99 & Admin. (1967), tit. Ill, 7. 6. 33-35 Admin.News, sion, (1967), of Carnegie 396(a) (Supp. H.R.Rep.No.572, policy). Public Television: reprinted Commission pp. 1799, 1806. See 47 U.S.C. V 1975) (Congress’s 90th [1967] A Cong., Program Educational U.S.Code 1st Sess. 16 declaration for Action Cong. Televi- & congressional reflects com The Act this inter political stations from the lating local might otherwise broad pressure ference or mitment to the freedom of federal accompany to instructed CPB was casting stations. funding.8 “maxi carry its activities to assure out Carnegie Commis- Congress shared with or from “interference mum freedom” for abuse potential about sion’s concern support of broad- Local sta program in federal inherent control content.”11 on the Public casting. report The House were to remain the “bedrock’ tions Act the Commission’s' echoed ability autonomy and Their broadcasting.12 independent creation of an rationale for the and desires their respond to the needs to nonprofit corporation: enhanced, sup were to be communities pro can the Federal Government How Thus by the creation of CPB. CPB pressed, pay part vide a source funds to programs making assist in available would broadcasting and not cost of educational stations, but the individual stations to product? question final That control the pro to what would continue determine creation of by in the bill is answered be grams would broadcast.13 corpo broadcasting education nonprofit sought ensure that fed Congress also agreed generally ... It was ration. propaganda would create a eral funds Corporation, directed nonprofit that a manipulated by any machine that could be Directors, will none of whom a Board ideological clique. Con political party provide will employees, be Government funding wanted a institution that gress effective insulation the most control or influence over responsive to and Government would remain accountable expenditure people. all the American Thus created funds.9 yet corporation Similarly, Report concluded: Senate independent,14 statutory designed safeguards limited by Fed entity supported independent An management politi responsible ensure required pro provide funds is eral political pressures.10 cal grams free insulation.15 8. The 10. the other reprinted entity need recipients Admin.News, (1967), News, pp. H.R.Rep.No.572, S.Rep.No.222, it “would be most reluctant for a buffer between the Commission reprinted in brought parts in of federal [1967] pp. of its 1775. 90th into believed so 90th U.S.Code [1967] funding plan being.” Cong., Cong., unless U.S.Code 1st Sess. 4 Cong. government and Id. at 5. strongly in the to recommend 1st Sess. it concluded & Admin. corporate Cong. (1967), & 14. 47 U.S.C. § ways: (1) grants local assistance made available and contracts for the *33 1799, 1800. Congress expected [1967] local stations the creation 90th U.S.Code Cong., to local 396(b) (1970). 1st local stations. stations Cong. more than Sess. contracts local CPB production & stations; in three Admin.News, pp. provide local help H.R.Rep.No. (2) grants reprinted use; principal 11. Section other § mercial educational cast out its activities in ence reprinted News, assure the maximum freedom of Cong., [1967] 1799, 1807-1808. 396(g)(1)(D) S.Rep.No.222, systems with or control of activities.” purposes pp. U.S.Code 1st Sess. in 1772, 1778; [1967] U.S.Code ways that and local stations from (1970), 396(g)(1)(D), and 90th Cong. functions and television or authorizes CPB Cong., H.R.Rep.No.572, 90th will most & (1967), reprinted Admin.News, 1st Cong. Sess. 7 the noncom- radio broad- engage content effectively & interfer- Admin. “carry U.S.C. in its pp. or in 15. Board members are 47 U.S.C. not own sions. from the same dent with eight network be used any political party or members § States. 396(g)(3). office. Id. Id. in or the advice may § § § CPB operate any 396(e)(2). 396(c)(1) (1970). 396(c)(2). fifteen Id. interconnection political party. be personnel § employees and consent 396(f)(3). Board members candidate appointed CPB No broadcasting political tests actions may And CPB No more than of the United Id. for election to of the Senate. facility. by No the Presi- and deci- may station, Board may may Id. be [I]f, goes on, keystone as time we As the in the structure that it have occasion to designed, Congress placed in bias, itself a direct feel that a slanting, there is an continuing and relationship by CPB injustice, instantly immediately we and imposing reporting16 on CPB annual and First, something can do about we it. can Congress auditing requirements.17 did not uncomfortable, very give make establish the trust by fund recommended to, very experience unhappy the directors Carnegie The Carnegie Commission.18 Second, corporation. we can shut had urged Commission that CPB be fi down some of their in Ap activities sets, nanced excise tax an on television propriations appro Committee and in the the revenue to be channeled to CPB priating process Congress through a trust fund. The Commission re corporation readily The is much more ac garded Congress’s ordinary budgetary Congress, cessible ... if it procedures appropriations “not as consonant any injustice desired to correct or bias degree with the independence essential might appear.22 which 19 Congress, however, Public Television.” pro The fear of control of perceived process, appropriations and its gramming during was recurrent consider process, necessary role in that to assure by my ation of this bill committee . . . accountability CPB’s to safeguard I believe we were in adding successful against capture by self-serving its group. along amendments with a reason Congressional oversight through appro which' — degree able of vigilance part on the priations process would achieve this end Congress prevent corporation without ongo interference in —will ing programming operations.20 becoming propagan Government da tool.23 emphasis, debates reflected the will a monster if aisle, both Houses and on create we fail both sides of the [W]e keep Congress placed on role our responsibility its from be vis-a-vis problem CPB and the political coming abuse: a monster . . . . Provision If made in the bill . . Congress . constant scrutiny maintains close Congress carries review oversight out function as it the activities of should, I problem think the can be kept corporation and the conduct of the manageable proportions.21 program.24 19. 17. CPB’s accounts are to 16. A (i )(2)(B). be submitted to fice, included in the annual also be audited § sion, (Supp. V transmittal must be submitted 396(1 )(1)(A), Id. at 69. Carnegie detailed and supra note 396(f)(1)(A), independent 1975). Commission Congress. and the audit results are to be Congress. comprehensive annually the General at 68-73. and the audit results are to accountant, report. on Educational Televi- 47 U.S.C. Id. audited Accounting Id. CPB annual President for 396(f)(1)(B), 47 U.S.C. annually § report 396(i) Of- 21. 113 portunity Rep. Anderson). 94th ner noted: “Even with (Supp. congressional [1975] available to Corporation Corporation Cong., required funds. This section will V U.S.Code *34 Cong.Rec. 1975). fоr annual testify annually 1st Sess. 13 believes committees. CPB officers and directors to be remains Cong. long-term its activities Senate Congressional proper.” S.Rep.No. Congress & fully (1967) (1975), reprinted before Admin.News, Report Federal provide U.S.C. § accountable for its use of (remarks by appropriate on the review of financing, 396(i) man- Act pp. op- Congress 20. has not been unaware of the ten- (remarks by Cotton). 22. Id. at appropriations sion between annual and free- Senator dom from It control. succeeded in passing long-range financing plan (remarks with the by Rep. Brotzman). 23. Id. at 26394 Financing Public Broadcast Act of Pub.L. 2-4, 94-192, §§ No. 89 Stat. which autho- (remarks Rep. Kuyken- Id. at 26395-96 five-year appropriation rized a for CPB. A new dall). statutory provision was included the Act tel procure, to educational and otherwise authority to di not assume Congress did programs for national or evision or radio pro day-to-day with CPB’s or interfere rect to noncommercial regional distribution Congress con What decisions. gramming stations.27 broadcast ability educational power, was a reserved templated if CPB’s appropriations the level of to alter especial to maintain instructed CPB was statutory strayed from performance overall programs it would for the ly high standards mandates.25 funds. federal obtain programs such Congress expected provides 396(g)(1)(A) the activities Many of autho obtained from specifically high quality, were “of to undertake are to be CPB sources, was the au Prominent . with strict ad rized in the Act.26 . . diverse programs in all objectivity fund educational and balance thority to to herence licensees. Sec noncommercial of a contro programs broadcast series of programs CPB 396(g)(2)(B) empowers specification tion This versial nature.”28 objectivity to and bal “strict adherence grants pro- to with or make to contract (or series individuals, ance,” applicable program to each entities, and gram production funds, federal programs) created with educational noncommercial selected of, than rigorous a more reflects production for the stations broadcast programs programs Congress in all or series of of the balance that the “It is to be admitted nature; appropriate . of a controversial to United States can refuse money program grants, provides type with the In addition to CPB it is dissatisfied because generalized program initiated. to noncommercial licen- that has been of But this idea Congress g., support, of the United that the technical funds for the sees: e. privilege networks; reserving unto itself the States is interconnection establishment of fallacy, pass upon program fellowships; scholarships is a because each and funds for authorizing the community grants. is stated in the law appropriated . [i]t service block unrestricted money there shall be to be “community grants are allo- block Its service” Hearings Before the on S.1160 interference.” among on a formula based cated stations the Sen- on Subcommittee ate Communications population. generally Annual income Commerce, Cong., 1st 90th Committee Corporation Report Broadcast- Public of the (remarks (1967) of Senator Pas- Sess. 125-26 94th H.Doc. No. for Fiscal Year noted, tore). “We don’t Senator Pastore also Cong., Sess. 1st repeat appropriation if we feel this have to objectivity and bal- The “strict adherence to scrutiny subject This is all is a failure. of the only appears in subsection ance” standard (1)(A) .” United States . . . 396(g), hence is a mandate § Id. at 123. programs which to activities as CPB sta- available” to noncommercial are “made publicizing, estab- include 26. These activities broadly include This must be read tions. raising system, lishing an interconnection only part provides instances where CPB funds, research, establishing conducting apply program. But it does funds for the other library. 396(g) § U.S.C. (B) 396(g)(1), paragraphs as such of § programs (C), as such which do involve and but concern Payments sta- could be made to local also general li- noncommercial aid to financing tions to aid in their 396(g)(2)(C)authorizes CPB censees. Section 396(g)(2)(C). costs. Id. general operating grants as as well to make (1)(A) subsection 28. The full text of grants to local stations. authority 396(g), sets which forth U.S.C. congressional instruction that In view of Broadcasting, Corporation for Public carry “most functions so as to out its CPB follows: effectively freedom” of the maximum assure Corpora- (g) Purposes activities of the licensees, supra, see note noncommercial and the dard in the adopted tion; powers under the District Columbia stan- location of the strict adherence Nonprofit Corporation Act. paragraphs charter of the CPB objectives In order to achieve authority, we cannot to define CPB’s subpart, carry purposes out the of this fairly legislative to stretch intent discern a Corporation to— is authorized . control- mandate back-handed standard into a (A) development of edu- facilitate the full The strict ling licensees. all noncommercial broadcasting in cational applies when mandate and balance sources, high quality, from diverse obtained noncommer- available makes CPB cial ed- to noncommercial will be made available governed licensees, licensees are and these sta- ucational television or radio broadcast *35 by doctrine. the fairness other times tions, objectivity and adherence to with strict 1140 grams, yet recognized the fairness doctrine on imposed by they present There is no need to generally.29
licensees
ed a great danger
political
propa
bias or
in
itemize the differences
standards.
It
ganda.
objectivi
The elevated standards of
point
suffices
here
to
out
ty
designed
and balance were
to forestall
396(g)(1)(A), even after
it was liberalized
exp
§
partisan
the use of federal
funds for
permit
in the conference committee to
ression.33
objectivity
and balance
to be
fully respected Congress’s
This court has
satisfied
a series of
instead of
reservation to itself of the critical role of
program,30
rigorous
each individual
is more
overseeing compliance with the mandate
doctrine,
requires
than the fairness
which
396(g)(1)(A).
upheld
embodied in
We
§
programming
that a licensee’s overall
FCC’s determination
it had no authori
presentation
result
in balanced
of contro
ty
compliance
monitor
public importance.31
versial
issues
The
Accuracy Media,
in
Inc. v.
396(g)(1)(A).
incorporates
fairness doctrine thus
a looser
FCC,
188,
U.S.App.D.C.
172
H41 objectivity als of the “strict and balance” overseeing in adherence anee Judge provision. 396(g)(1)(A). pointed As Robinson §
out, Report referring the House Committee During Senator commit- Griffin: “interested citizens” “antici- to the role of tee’s consideration of the 1970 Public through the pated participation that citizen bill, Broadcasting authorization I offered political process Congress would assist in its quickly op- an amendment which was oversight U.S.App.D.C. function.” posed by many people in Public Televi- at 975. 561 F.2d sion —an amendment which would have provided tapes the careful audio of af-
In these cases we stressed Congress programs fairs designed by framework to balance would be available at the public accountability expense person requesting copy. with maximum free- dom from interferences. provision There is the in the 1967 act Congressional oversight was the means to which states that purposes one of the maintain that balance. While the exact development the act is to facilitate the manner in which would review high-quality programs “with strict adher- performance specified, had not been CPB’s objectivity pro- ence to and balance in all scrutiny it that such was understood grams or series of of a contro- annual through reporting ap- occur versial nature.” processes. propriations You certainly agree part with that act, I would think? REQUIREMENTS AID II. TAPING TO Mr. Gunn: Yes. THE IN ASSURANCE CONGRESS you Mr. Griffin: And don’t want . OF OBJECTIVITY AND “STRICT censorship your pro- Government BALANCE” grams? 399(b) was enacted in 1973 as a No, Mr. Gunn: sir. part little-noted of Public Law 93-84.34 Senator Griffin: But it would seem to prominent law was feature of private me that individuals who are inter- two-year financing ap authorization of a trying ested to assess CPB, propriation legis and most of the way those should have some history financing pro lative focuses on that finding out what was on the air. reports vision. The Senate and House sim agree, sir. yes, Mr. Gunn: I ply taping requirement, described the no statement of its rationale.35 To discern said that his interest Senator Griffin 399(b), Congress’s purpose enacting all the issue arose out of a concern that single colloquy counsel have looked to a requisite lacking balance had been in a na- during hearings single and a Senate tionally program concerning distributed statement House floor. System, Anti-ballistic Missile a controver- sial issue decided the Senate one vote. During hearings, these 1973 Senate Sena He continued: Griffin, sponsor tor Robert of § case,36 and amicus in this tap discussed the Senator Griffin: I had heard about this ing requirement president with the then and thаt it was biased and un- Broadcasting Service, get the Public Hartford I Unfortunately, balanced. did not They agreed it, but, course, apprais- you Gunn. would assist see can’t be watch- 34. Act of 36. Senator Griffin advocated a ment for 87 Stat. 219. In 1970 the Senate Sess. (1973); H.R.Rep.No.93-324, S.Rep.No.93-123, August years before its enactment 93d adopted Cong., Pub.L. No. Griffin’s 93d taping require- 1st Sess. 14-15 Cong., 93-84, 2, in 1973. amend- 1st printed was deleted in conference that the finance News, ment as (Conf.Rep.), hearings pp. legislation, amendment had not been part [1970] in either house. 91st Cong., pending U.S.Code but the 2d Sess. 3 after taping requirement Cong. H.R.Rep.No.1466 it was disclosed broadcasting & Admin. subject re- *37 noted, every already as must be met channels all the time. At the ing all the time, transcript series, tape (or for a or a program program part I asked if the is glad pay I to and indicated that would series) a with the as contrasted fairness involved, expense for was but whatever pertaining doctrine’s loose standard no, though I the answer was even was a general programming of a licensee. even Congress, though Member of I in Senator Griffin was interested a means was a of this committee. member about providing program information request Mr. Was that made Gunn: permit content to of the re assessment Broadcasting the Public or was it Service quired objectivity and balance. His further producer program? made of the of the I taping reference a to as trying am to recall. avoiding governmental censorship means of Senator Griffin: I can’t recall either. reasonably was explicated. It is read as event, get any any help. I did not indicating general belief that to a access Frankly, your letter the Wall to Street tapes for Congress would obviate the need only keeps going, you Journal me because any monitoring to institute kind of formal tapes are going to make these available compliance in order oversee with people you that consider have objectivity strict and balance standard proper journal- credentials in research or 396(g)(1)(A).37 § ism. position thrust Senator Griffin’s Now, you policy if believe that is a during hearings essentially the 1973 was my I legislation, substitute for don’t. To to, by, identical and is posi- illuminated his any censorship, avoid kind of Government year. Appearing tion the previous before you make programs should broadcast on House Subcommittee Communica- public over-the-air available to the as is tions, adoption Griffin stated that Senator the case is printed with material that in of a taping requirement “ensure public It is in newspaper. domain greater objectivity and balance.” He con- point. at that I don’t see how broad- tinued: caster can refuse or make difficult to present, At there procedure is no where- find out what has been put the air. public broadcasts of interest can be agree you Mr. I absolutely. Gunn: with both spirit monitored insure that Broadcasting Hearings Public on S. 1090 — and the letter of the law are carried out. Before the Subcommittee on Communica- It is me how inconceivable to these tions of the Senate Committee on Com- provisions Broadcasting Public Act merce, Cong., 93d 1st Sess. 113-114 can any meaning ever have when the dialogue Petitioners contend that this re- public right is denied the to examine veals an censorship. intent of The ex- what is over regu- broadcast change does not view. that There lated air waves broadcasters who are suggestion of advance clearance. with subsidized funds. Senator Griffin’s remarks arose the con- text of statutory mandate CPB fund
programs course, that meet the “strict I objectivity Of am aware fact that requirement. mandate, balance” That Corporation for Public By 399(b) requires recording Assuming arguendo might its terms § there be such any program instance, “of which issue of an it is reasonable importance 396(g)(1)(A) modestly is discussed.” record-keeping requirement write a requires standard, “strict adherence broader than the substantive order programs balance in . of a controver- tо assure all which are “of a scope concep- sial nature.” The of § controversial nature” are recorded. The “issue tually 396(g)(1)(A), than broader that of provision § al- importance” though it is difficult to visualize CPB-funded practical class of delineation of the fact, theory, contrasted likely present applicability issue as to notwithstanding is not “controversial” the dis- 396(g)(1)(A). of “public importance.” cussion of an issue of dangerously close to cen- comes ment —it intent to be reiterated its recently has reason, point I must out pro- sorship. For this public affairs objective and fair in provi- I concerned that as far as am aware that I am also gramming. way “hunting in no question sion in pro- require a station Corporation can government. the Federal Corpo- license” programs to the copies of all vide device, Rather, housekeeping it is a grants which are underwritten ration if ever used. rarely will be anticipate I from the latter. *38 expand- to be procedure (1973). needs But this Cong.Rec. have a rea- the can so that all
ed found the ra- Van Deerlin Plainly, Mr. to review controver- opportunity sonable taping requirement Con- tionale for the programs. sial appropriations for the responsibility gress’s Public Broad- Financing for Hearings on In the absence oversight processes. on Com- casting Before the Subcommittee broad- as to commercial responsibility that the House and Power of casters, produce munications or broadcast who do not Comm, Commerce, Foreign Act, on Van State under the Mr. programs funded 241-243 Cong., tap- 2d application 92d Sess. thought Deerlin that broadcasters requirement to commercial fragment of only other We turn to the free- a threat to editorial might be deemed passage of history attending the legislative that observa- Whatever the merits of dom. Congressman 399(b). the House floor On § tion, statement cannot be Mr. Van Deerlin’s Deerlin stated: Van require- suggesting taping that a read as period serves 2-year authorization over- Congress when has ment is censorial insti- protect notice that we intend that sight responsibility and concern prop- is the expression that tution of free comply special with the funded people, and not the of the American erty objectivity and balance. standard of strict govern- partisan unit of instrument of legis- mean that the ment. This does not history appears legislative relevant When re- must surrender all its lative branch exposition, as it in oral rather than written oversight appro- sponsibilities. The here, imprecision in the formula does some will to assure priations processes continue objective hardly is extra Congress’s tion of being is legislative responsibility However, history fairly that re ordinary. met. facilitate purpose for veals one § —to Congress arid monitoring by addition, proposed section objectivity and strict compliance with the any that station re- legislation stipulates 396(g)(1)(A). make audio balance ceiving assistance from CPB entirely consistent in which That is transcriptions ensuring legitimate interest Congress’s is discussed. public importance issue of funds is of federal expenditure maintained tapes These must be mandates, an in statutory possible public consistent with days, station for and House emphasized in the course, terest Senate no commercial scrutiny. Of Congressmen may look reports.38 require- with this broadcaster is saddled long (1973): fed- Cong., that as as S.Rep.No.117, Your believes Sess. 7 Committee 93d 1st broadcasting, given eral funds are being given long are As as Federal funds obligation their to ensure has the strong- public broadcasting, your Committee obligation proper expenditure. can be This right ly Congress not has the believes pow- oversight fully resort to our satisfied obligation to assure itself but through responsibilities as as well ers and being expended intends. The Commit- as it ample process. Congress appropriations has oversight responsibility, and the own tee’s authority stat- satisfies its necessity appropriation to ensure CPB assures of an annual necessity therefore, utory should, misgiv- of a no mandate without There this. per- two-year crippling ings authorization would annual authorization. that a ignore H.R.Rep.No.324, Cong., Corporation or otherwise 93d 1st Sess. mit disregard statutory mandates. Similarly, report House stated: courage the communication ideas in discharge assistance of citizens in Project oversight function. Network typically formation. This kind of claim CPB, U.S.App.D.C. 561 F.2d regulates con encountered when statute duct, prohibition require whether ment, impact but may have an adverse on LIMITED OF THE III. SCOPE applica expressive analysis freedom. The STATUTE, AND ITS give ble for such intermediate is to cases CONSTITUTIONALITY type scrutiny the rule or statute the peti- we background, With this consider appropriate whenever the First Amend equal protection tioners’ intertwined brought play,” ment is “into but to sustain challenges 399(b). First Amendment to incidental limitations First Amendment long freedoms so as there is a “substantial” said regulation This is can be interest, long and so “abridge” speech it is aimed at because incidental restriction on First information, Amendment suppressing ideas or greater would raise a freedoms than is needed to presumption unconstitut *39 ionality.39 Although taping regulation the that serve interest.41 “time, is not to place limited mere and difficulty No further constitutional circumstance,” expres preclude it does not presented, given even First Amendment ideas; sion of while be it is a pesky, it overtones, by basing challenge the equal on minimal burden. It calls First Amendment protection grounds42 by attacking into as a play considerations matter of anal validity of either or both of the two statuto ysis rather than reason of substantial first, ry classifications—the that commer impact. It is much ado about little subject cial to broadcasters are the Act public licensee to that an complain keeping second, (Public Broadcasting Act); the that tape audio of public what is aired to the at taping requirement applies pro to large is a substantial restraint on freedom grams involving public importance. issues of communication. We live in a world lively journals, mag where and tendentious toAs both sets of constitutional conten- azines routinely deposited tions, and books are in validity grounded of the statute is Office, Copyright subject public to ac expressed governmental in the statutorily cess, a whisper deprivation without maintaining interest “strict adherence to fact, First Amendment freedoms. in objectivity programs balance” in those to declining impose this minimal record- government that are funded and are licensees, requirement keeping on all view, of a controversial nature. In our that relied, in part, public’s FCC on the failure interest, is a substantial and the limits on to examine programs those that had been requirement content that are inherent in a taped 399(b).40 under § objectivity balance are not violative point,
This
of First
This
intermediate case of a claim
Amendment freedoms.
government
that
developed further,
there
rule of such a
will
establishes
compliance
nature that
with it
dis-
might
validity
396(g)(1)(A).
of §
Tribe,
powers
39. L.
American
580-
Constitutional Law
mean that
exceeded its
least,
(1978). “[0]rdinarily,
providing
public
85
access to them.
expression
power
has no
to restrict
because
ideas,
message,
subject-matter,
its
its
or its
O’Brien,
41. See United State v.
Depart-
(quoting
Id. at
376-77,
content.”
Police
S.Ct.
L.Ed.2d
95-96,
Chicago Mosley,
ment of
Tribe,
v.
supra
L.
note
at 580-84.
(1972)).
L.Ed.2d
recognize
We
that
there are instances of
Require
Rulemaking
40. See Petition For
To
cases with
where
First Amendment overtones
Broadcast Licensees To Maintain Certain Pro-
put
challenges are
successful
on
constitutional
Records,
gram
Order,
Report
Third
protection
F.C.
equal
Depart-
grounds.
g.,E.
Police
C.2d
fact
Chicago Mosley,
ment of
looking
program tapes
is not
at the
does
43. 47 U.S.C.
for
§
399(a)
1975).
(Supp.
this
V
Some have found
§
U.S.App.D.C.,
pp.---of
44. See
See,
constitutionally suspect.
g.,
provision
e.
pp.
supra (statements
1142-1143 of 593 F.2d
Emery,
Flaw in the
A
Is There
Constitutional
Griffin).
Rep.
Van Deerlin and Sen.
1967?,
Broadcasting
2 Educ.
Act of
Public
(1968).
The context of
Rev. 17
(Statement
Cong.Rec.
45.
require
us to consider
case does
Staggers,
Congressman
House
chairman of the
399(a)
problems
possible
constitutional
§
Broad-
the Public
committee which considered
may
Although
licensees
it raises.
commercial
Act).
casting
manager
Act and floor
editorialize, Editorializing by
Licen-
Broadcast
F.C.C.,
Media,
Accuracy
in
Inc. v.
46. See
sees,
(1949), the
editorialization
F.C.C.
U.S.App.D.C.
521 F.2d
placed
licensees
noncommercial
restriction
on
denied,
96 S.Ct.
cert.
justification
for the
as a
was not advanced
H47
excises the breadth inimical
tion which
not “mean what
it does
discerning that
meaning
long
does
rule that
literal
interests so
there
says,”52 the
Amendment
First
to unreasonable
when it leads
not control
per
delineates
line that
is an ascertainable
expression of
there is no
for which
results
applications.57
missible
intent;53
general con
the more
legislative
view,
scope
proper
of §
In our
interpretation
statutory
cept
subject
application
consists
history may override
legislative
application
396(g)(1)(A). This con-
provisions
54
text;
approach
meaning of
plain
Congress’s substantial
in-
sustains
clusion
raising
interpretations
avoiding statutory
55
overseeing compliance with the
terest
principle
problems;
constitutional
when federal
statutory
applicable
mandates
al
part of a statute
severability,
retaining
program production.
funds
are used
invalid;56 and the
part
though another
excises the consti-
limiting construction
narrowed construc-
principle permitting
Engineers
Society
and balance standard that
the strict
of Professional
52. National
679, 687,
States,
taping
justification
435 U.S.
98 S.Ct.
re-
was the core
v. United
1355,
quirement.
ment into the effort of grapple This fails market will be distorted is that the possibility of a Congress to minimize messages but not oth promotion of certain partisan per- governmental politically or Thomson, for Arts v. ers.” Advocates federally programs and spective in funded (1st 1976). require F.2d Cir. avoiding the use of funds message ment of a “neutral” bears no such “political” message. to endorse a Philoso- threat to First Amendment concern phers may nicety cherish the of a conten- government We conclude that the is con even-handed balance is a kind of tion that stitutionally permitted program to finance propaganda. tilted But it borders on the this, production, although and concomitant quixotic that it to assert is not reasonable standards, authority brings neutral to set approach. to take a different Indeed the governmental authority some amount of opposite approach implicit in the fairness the realm of content.64 We into approach doctrine and in the taken not confronted in this case with the Supreme Court in Red Lion might FCC, First Amendment considerations that Co. v. 395 U.S. 89 S.Ct. implicated government pos were the L.Ed.2d 371 And indeed in the ad- monopoly captive programming sess a versary system. simple It is as as the belief may reject programs audience.65 Stations presenting both sides controversial federally that are funded.66 say items is likely to lead to truth. To balance on controversial effort to Congress has made an objective even corollary a reasonable ensuring while government funding takes one’s breath spent propa- that federal funds are not on away. ganda directed at U.S. citizens. This is not constitutionally impermissible. Federally Judge says Congress Robinson that all producers required forego funded are not against needed to do was to take action rights they the exercise of would otherwise government propaganda. influence and enjoy. They express remain free to them- setting up But an institution programs developed selves choose independence, with considerable and was without funds. develop concerned that it would an elitist from within its own
partisanship, fostered
markedly independent
institution. A
CPB
Judge
concurring opinion
Robinson’s
con-
might develop
policies.
its own
On the
taping requirement
tends that the
does not
hand,
independent
other
even an
CPB
“reasonably
any objective
[relate]
might develop
political steering
a subtle
permissibly
which the Government
can as-
eye
appropriations
with an
manda-
-
—and
pire,” concurring opinion at
of 192
tory
way
coping
balance is a
reasonable
F.2d,
U.S.App.D.C., at 1135 of 593
and in
problem.
with that
support develops commentary suggesting
government financing
that the existence of
While
the function
Congress has reserved
justify
requirement,
examining
performance
does not
even a neutral
tel-
over-
legitimate
during
appropriation
and that
fears of
evision
reviews,
sight
safeguards. The
propagandizing might support restrictions
there are
65. The
63. See Lehman v.
64. T.
See,
e.
Emerson,
broadcasting
applicability
g.,
Columbia
94 S.Ct.
supra note
City
of First
media is well established.
Broadcasting System v.
of Shaker
Amendment values
at 652.
Heights,
L.Ed.2d
Democratic National
News,
reprinted in
Broadcasting Co. v.
93 S.Ct.
S.Rep.No.222,
The theoretical risk of a bids us be construction,3 matching grants grants wary, point hypochondria- but for telecommunicative demonstrations and possibility sis. The tape-recording projects,4 and funds for the various under expression will chill actually takings Corporation for Public verges on Broadcasting, independent, nonprofit licensees the minuscule—al- See, Chase, 396(g), (k). Public 2. 47 U.S.C. §§ Problem of Government Infíuence: Towards a Solution, Legislative Mich.J. of 9 U. of L.Re- 3. 47 U.S.C. §§ (1975); Canby, First Amendment form 64 Implications and the Broadcasting, as State Editor: for Public 94-309, 392?, 4. 47 90 Stat. U.S.C. Pub.L. No. Texas L.Rev. 90-129, 1. Act of Nov. No. Pub.L. amended, Stat. 47 U.S.C. 390-99. §§ *45 quirements imposed by recipi statutes on by the Act to assist
corporation established
participants
appropriated
ents of
funds
educational
developing a noncommercial
in
necessarily be
programs
in
will
Government
Educational broad
broadcasting
system.5
adequate
it
negated.7
I would hold that
is
part by
or in
casting,
supported in whole
Congress,
special cogni
with
justification.
given under the Act via
assistance
federal
performed
role to be
important
zance of the
required
to meet
Corporation,
public
assisting
discharge
it in the
to
standard of “strict adherence
function,
of its
reserved for itself
over
programs
in all
or series
and balance
assuming
pro
sight
responsibility of
As
of a controversial nature.”6
funds or
grams
produced with federal
observes:
Judge Leventhal
upon
relying
federal
broadcast
stations
rigorous than that
That standard is more
conform to
operation
assistance
their
for
generally under
licensees
applicable
to
objectivity and balance standard.8
the strict
doctrine,
provides
which
the fairness
impose the standard has never
right
The
in a
general
balance
loose standard
my
legit
view this is a
questioned.
been
has
programming
overall
and
licensee’s
government
interest.9
imate and substantial
programs.
for individual
Thus,
agree
I
with the result
reached
Leventhal,
J.,
dissenting op. at--of
respect
federally
Judge Leventhal with
U.S.App.D.C., at 1136 of 593 F.2d.
However,
I
programs.
funded
would also
for this different
treatment
justification
plain
apply
reach this same result and
licen-
adequate
and
perfectly, obvious
language
that statute
to all
—one
funds
operates
part
see
by any licensee “which
broadcast
receive[d]
does not.
If this is not ade-
and the other
390 to 399
assistance under sections
[of
great many
re-
...
quate justification,
then
Public
Act]
public
establishing
that receive
funds under the
9. Stations
and de-
5. These activities include
systems
veloping
similarly
one or more
of interconnec-
Act are
with stations that
situated
pur-
used for the
of educa-
tion to be
tional television or radio
ing
distribution
do not receive such
pose
The statute’s
funds.
programs; establish-
make
that receive
is to
broadcast stations
developing
systems
or more
one
responsive
public
funds more
television or radio broadcast
noncommercial
by making
public
public
members of the
their
stations; aiding
financing
in the
of the costs of
through
programming
more accessible
operation
television or radio
recording requirement
the concomitant
stations; establishing
maintaining
of
library
materials;
temporary
establishment of a limited
archive.
programs and related
and archives of
399(b)(5)
grants
Congress
And
authorized
§
publicizing
noncommercial
education-
“to
licensee of a noncommercial
396(g).
broadcasting.
47 U.S.C.
who
assistance
al broadcast station
received
part
full amount
under this
390-99]
[§§
396(g)(1)(A).
U.S.C. §
permit
necessary
acquire equipment
such
McCracken,
Irrigation
7. See Ivanhoe
District v.
(1)
paragraph
comply
of this
licensee to
with
275, 295,
day
[sixty
of audio record-
subsection
ings].” (Emphasis
retention
(1958)(“[B]eyond challenge
is the
L.Ed.2d
added.)
regu-
Because the
impose
power
of the Federal Government
generally
substantial bene-
lated media
receive
conditions on the use of federal
reasonable
government regulation of the air-
fits from
funds,
privileg-
property,
federal
and federal
waves,
which
that broadcast stations
follows
Smith,
n.34,
es”); King
also,
in some
do not receive
respects,
funds
S.Ct.
(“There
officer,
attempted
Party v.
Activities
employee”
who
“to Communist
Subversive
direction,
supervision,
Board,
or con-
exercise
367 U.S.
Control
trol over educational
.
.
. broadcast-
Long-
International
6 L.Ed.2d
ing,
or over
.
.
.
Boyd,
shoremen’s Union
U.S.
grantees” would be in clear violation of the
392-94,
S.Ct. at 1808.
L.Ed.2d
particular cogency
has
in this case where
reasons,
foregoing
For
I conclude
injury
petitioners
claim
have
entirety,
the statute
valid
its
largely
speculative.
suffered is
abstract and
given
plain reading,
should be
I
Laird,
My statement
in Tatum v.
advisory opinion
would not issue an
based
(D.C.
App.D.C.
1971),
F.2d
Cir.
*48
essentially
prophecy
on a
that beneficiaries
rev’d,
1,
2318,
408
92
33
U.S.
S.Ct.
L.Ed.2d
government largess necessarily
need fear
154
damage
has relevance to the
pressures
would violate the
statute and
here claimed:
the Constitution.
Red
Lion Broadcast-
nothing
There is
more here than a
392-95,
supra,
v.
specific present objective harm or a harm; specific
threat of future “the fed- pursuant
eral courts established to Arti-
cle III of the do not render Constitution
advisory opinions.” United Public Work- Mitchell,
ers v.
U.S.
stitutional under a statute does not
