745 F.2d 697 | D.C. Cir. | 1984
240 U.S.App.D.C. 321
COMMUNITY FOR CREATIVE NON-VIOLENCE, et al., Appellants,
v.
Judge John R. HESS, et al.
No. 83-1978.
United States Court of Appeals,
District of Columbia Circuit.
Argued April 27, 1984.
Decided Oct. 9, 1984.
Appeal from the United States District Court for the District of Columbia (Civil Action No. 81-02644).
Mark A. Venuti, Washington, D.C., with whom Arthur B. Spitzer, Washington, D.C., was on the brief, for appellants.
Lutz Alexander Prager, Asst. Corp. Counsel, Washington, D.C., with whom John H. Suda, Principal Deputy Corp. Counsel, and Charles L. Reischel, Deputy Corp. Counsel, Washington, D.C., were on the brief, for appellees.
Before ROBINSON, Chief Judge, WALD, Circuit Judge, and PALMIERI*, Senior District Judge.
Opinion for the Court filed by Chief Judge SPOTTSWOOD W. ROBINSON, III.
SPOTTSWOOD W. ROBINSON, III, Chief Judge:
Appellants instituted this litigation to vindicate their position that a practice pursued by certain judges of the Superior Court of the District of Columbia violated the Free Exercise Clause of the First Amendment. Appellants sought a judgment declaring that the practice was unlawful, and an injunction against conduct conforming to it.1 The District Court dismissed their suit on the ground that the case had become moot.2 Our review of the record leads us to conclude that, whether or not the controversy between appellants and the judges had so abated as to require dismissal, it has become so attenuated as to call for an exercise of discretionary judicial authority to forego a decision on appellant's constitutional claim.
* The individual appellants subscribe to religious tenets forbidding them to exhibit respect for any worldly entity.3 They thus assert that they are precluded from rising when a judge enters or exits the courtroom.4 These appellants also are members of the Community for Creative Non-Violence (CCNV), the activities of which require members to attend court frequently as parties or observers.5 Members thus often find their religious beliefs in conflict with the ancient custom of standing when the courtroom session opens, recesses or adjourns.
In the recent past, CCNV members have encountered this difficulty in the Superior Court of the District of Columbia. One judge of that court jailed a member who refused to take part in the rising ceremony; two other judges threatened non-rising members with arrest and incarceration; another judge had a non-rising member removed from the courtroom; and still another directed non-rising members to remain outside the courtroom until court convened.6 These practices, it is contended, transgress the Free Exercise Clause.7
It is clear enough, however, that none of the involved judges was then aware that the religious scruples of those so treated were at odds with rising.8 After a remand of this case on an earlier appeal,9 the judges through affidavits10 and a status report,11 informed the District Court that they would not have acted as they did had they known the reason for the refusals to rise.12 The judges suggested, as a means of avoiding future confrontations, that CCNV members attending court and claiming a First Amendment right to remain seated during the rising ritual notify the judges to that effect through court personnel prior to opening of the session.13 Though expressly reserving the right to confirm an attendee's sincerity, the judges indicated that once they are satisfied that non-rising is religiously motivated, they will accommodate the attendee's beliefs, presumably by allowing him to remain seated throughout opening and closing ceremonies.14 On the strength of this assurance, the District Court dismissed the action as one no longer presenting a live controversy.15
II
Article III of the Constitution limits federal-court jurisdiction to litigation presenting an actual case or controversy.16 Federal courts are without power to resolve disagreements, whatever their nature, that fail to meet this jurisdictional prerequisite.17 The case-or-controversy requirement ensures that the courts will undertake resolution only of issues that are concrete and sharply focused,18 and bars the courts from addressing disputes that are imagined rather than real.19
Recognizing the salutary purposes of the restrictions thus placed on the federal judiciary, the courts have developed principles, which are closely related to the Article III mootness doctrine,20 guiding their discretion to forego decision on the merits in some circumstances actually leaving them with power to act.21 As we recently declared, a court may refuse to entertain a suit which, while "not actually moot, is so attenuated that considerations of prudence and comity ... counsel the court to stay its hand, and to withhold relief it has power to grant."22
This well-entrenched authority extends to situations in which the defendant, of his own volition, has ceased the offending behavior subsequent to filing of the action.23 Unless there is " 'no reasonable expectation' " that the defendant will repeat the wrong, the case is not moot within the meaning of Article III,24 for "[t]he defendant is free to return to his old ways"25 and there remains "a public interest in having the legality of the practices settled."26 Yet, the wholesome considerations underlying the Article III case-or-controversy requirement27 may counsel the court to refrain from adjudication in that instance as well.
In determining whether it should dismiss a case which is not technically moot, but in which the defendant voluntarily has discontinued the challenged activity, the court should consider whether there remains "some cognizable danger of recurrent violation, something more than the mere possibility which serves to keep the case alive."28 The court should take into account "the bona fides of the expressed intent to comply, the effectiveness of the discontinuance and, in some cases, the character of the past violations."29 These factors, so vital in suits for injunction, are equally important in declaratory judgment actions,30 as this one eventually became.31 As the Supreme Court has said, "sound discretion withholds [a declaratory judgment] where it appears that a challenged 'continuing practice' is, at the moment adjudication is sought, undergoing significant modifications so that its ultimate form cannot be confidently predicted."32 That is precisely the situation before us.
III
While the Superior Court judges joined herein have not completely and absolutely discarded their former practices, and thus perhaps have not actually mooted this case,33 they clearly have modified their behavior significantly since suit was brought.34 And appellants' counsel, at oral argument, informed us that appellants have no religious, and hence, no constitutional, objection to providing advance notice of their intended presence in the judges' courtrooms.35 We therefore think the likelihood of recurrent confrontations between appellants and the judges is much too small to warrant decision of the issue tendered on this appeal.
However the treatment accorded CCNV members in the past might fare constitutionally,36 the judges have volunteered to reconcile their needs for respect and order in the courtroom with members' religious dictates.37 For the moment at least, any estimate of the fact or nature of future difficulty would be hazardous. That, combined with members' willingness to make known their expected court attendances, leads us to exercise our discretion to stop short of resolution of the pre-existing constitutional dispute.
In this conclusion, we are strongly supported by our fairly recent disposition in Chamber of Commerce v. United States Department of Energy.38 That case involved an attack on a departmental decision to provide funds to enable a consumer-oriented organization to intervene in a regulatory proceeding before the Department.39 During the pendency of the suit, the organization's participation in the proceeding came to an end and all monies requested by it were paid. Subsequently, Congress, in certain of its appropriations, imposed a moratorium on further intervenor-funding, and the Department stayed further intervenor-funding pending congressional approval.40 In these circumstances, the District Court dismissed the case as moot.41 On appeal, we noted that the activity precipitating the suit had ended and that departmental intervenor-funding might never recur but, nonetheless, we did not reach the question whether the case was moot in the constitutional sense.42 Rather, we were guided by Supreme Court decisions43 to the conclusion that the events that had transpired after institution of the suit had caused it to "become so attenuated and remote as to warrant dismissal ... pursuant to the court's discretionary authority to grant or withhold declaratory relief."44 Similarly, we find the controversy tendered here so "attenuated" and "remote" as to call for an exercise of our discretion in the same direction.45
We do, however, end our discussion with a caveat. In declining to reach the merits of the challenge in Chamber of Commerce, we observed that "[i]f [the Department] does again fund consumer-oriented intervention in the pending home heating oil proceedings, or in any other proceedings, or proposes a rule to authorize such funding routinely, there will be ample opportunity for the appellants to renew their complaint."46 Likewise, if in the future appellants can point to some concrete instance of a clash between courtroom traditions and their beliefs, they will be at liberty to again question the rising ceremony as an impingement on their First Amendment right to freely exercise their religion.47
The judgment appealed from is
Affirmed.
Of the United States District Court for the Southern District of New York, sitting by designation pursuant to 28 U.S.C. Sec. 294(d) (1982)
Appellants later dropped their demand for an injunction, and thereafter have confined their effort to declaratory relief
Community for Creative Non-Violence v. Hess, Civ. No. 81-2644 (D.D.C. July 22, 1983) (order and memorandum), Record on Appeal (R.) 34
Brief for Appellants at 3
Brief for Appellants at 3
CCNV members engage in acts of civil disobedience "in order to call attention to the plight of the poor," and thus frequently appear in court as defendants. Brief for Appellants at 5. In addition, members often attend court, as third-party custodians or otherwise, "to give support and guidance to those in need." Complaint p 7, Community for Creative Non-Violence v. Hess, Civ. No. 81-2644 (D.D.C.) (filed Nov. 2, 1981), R. 1
Community for Creative Non-Violence v. Hess, Civ. No. 81-2644 (D.D.C. July 22, 1983) (memorandum) at 2-3, R. 34
Brief for Appellants at 3
Community for Creative Non-Violence v. Hess, supra note 6, at 3-5, R. 34
The District Court initially dismissed appellants' action in reliance upon Younger v. Harris, 401 U.S. 37, 91 S. Ct. 746, 27 L. Ed. 2d 669 (1971). We reversed and remanded on the ground that the facts of the case did not summon an application of Younger. Kaplan v. Hess, 224 U.S.App.D.C. 281, 694 F.2d 847 (1982). We directed the District Court to consider, among other factors, "whether appellants continue to face a genuine threat of prosecution or sanction," and noted that a case or controversy might no longer exist if the judges had changed their practices. Id., at 285, 694 F.2d at 851
See Motion of Defendants to Dismiss Second Amended Complaint, Community for Creative Non-Violence v. Hess, Civ. No. 81-2644 (D.D.C.) (filed Apr. 19, 1983), Exhibits 1-7, R. 23 [hereinafter cited as Motion to Dismiss]
Status Report, Community for Creative Non-Violence v. Hess, Civ. No. 81-2644 (D.D.C.) (filed June 15, 1983), R. 31 [hereinafter cited as Status Report]
Id. at 4
Id
Id. at 4-5
E.g., City of Los Angeles v. Lyons, 461 U.S. 95, ----, 103 S. Ct. 1660, 1665, 75 L. Ed. 2d 675, 684 (1983); Flast v. Cohen, 392 U.S. 83, 94-101, 88 S. Ct. 1942, 1949-1953, 20 L. Ed. 2d 947, 958-962 (1968)
E.g., Flast v. Cohen, supra note 17, 392 U.S. at 96-97, 88 S.Ct. at 1951, 20 L. Ed. 2d at 960; Baker v. Carr, 369 U.S. 186, 204, 82 S. Ct. 691, 703, 7 L. Ed. 2d 663, 678 (1962)
E.g., Golden v. Zwickler, 394 U.S. 103, 109-110, 89 S. Ct. 956, 960, 22 L. Ed. 2d 113, 118 (1969); United Pub. Workers v. Mitchell, 330 U.S. 75, 90, 67 S. Ct. 556, 564, 91 L. Ed. 754, 767 (1947); Maryland Casualty Co. v. Pacific Coal & Oil Co., 312 U.S. 270, 273, 61 S. Ct. 510, 512, 85 L. Ed. 826, 829 (1941)
See generally 13 C. Wright, A. Miller & E. Cooper, Federal Practice Sec. 3533 at 266-269 (1975)
See id.; Chamber of Commerce v. United States Dep't of Energy, 200 U.S.App.D.C. 236, 238, 627 F.2d 289, 291 (1980). See also cases cited infra note 23
Chamber of Commerce v. United States Dep't of Energy, supra note 21, 200 U.S.App.D.C. at 238, 627 F.2d at 291
See, e.g., DeFunis v. Odegaard, 416 U.S. 312, 318, 94 S. Ct. 1704, 1706, 40 L. Ed. 2d 164, 169-170 (1974); A.L. Mechling Barge Lines v. United States, 368 U.S. 324, 331, 82 S. Ct. 337, 342, 7 L. Ed. 2d 317, 322-323 (1961); United States v. W.T. Grant Co., 345 U.S. 629, 632, 73 S. Ct. 894, 897, 97 L. Ed. 1303, 1309 (1953); Chamber of Commerce v. United States Dep't of Energy, supra note 21, 200 U.S.App.D.C. at 239, 627 F.2d at 292
United States v. W.T. Grant Co., supra note 23, 345 U.S. at 633, 73 S.Ct. at 897, 97 L. Ed. at 1309, quoting United States v. Aluminum Co. of Am., 148 F.2d 416, 448 (2d Cir.1945) (emphasis supplied). See also County of Los Angeles v. Davis, 440 U.S. 625, 631-633, 99 S. Ct. 1379, 1383-1384, 59 L. Ed. 2d 642, 649-650 (1979)
United States v. W.T. Grant Co., supra note 23, 345 U.S. at 632, 73 S.Ct. at 897, 97 L. Ed. at 1309
Id
See 13 C. Wright, supra note 20, Sec. 3533 at 266-269
United States v. W.T. Grant Co., supra note 23, 345 U.S. at 633, 73 S.Ct. at 898, 97 L. Ed. at 1309
Id
A.L. Mechling Barge Lines v. United States, supra note 23, 368 U.S. at 331, 82 S.Ct. at 342, 7 L. Ed. 2d at 322-323; Chamber of Commerce v. United States Dep't of Energy, supra note 21, 200 U.S.App.D.C. at 239, 627 F.2d at 292. See Second Amended Complaint p 2, Community for Creative Non-Violence v. Hess, Civ. No. 81-2644 (D.D.C.) (filed Feb. 28, 1983), R. 17
See note 1 supra
A.L. Mechling Barge Lines v. United States, supra note 23, 368 U.S. at 331, 82 S.Ct. at 342, 7 L. Ed. 2d at 322-323. See also Chamber of Commerce v. United States Dep't of Energy, supra note 21, 200 U.S.App.D.C. at 239, 627 F.2d at 292
See notes 24-26 supra and accompanying text
One of the judges informed the District Court that CCNV members need not give him notice of intended appearances in his courtroom, Status Report, supra note 11, at 4, R. 31, but stated that, to minimize any influence of their conduct on non-members, they should sit in the back row. Id. The judge also stated, however, that he does "not make it a practice to look and see if there are people seated when [he] enter[s] the courtroom," and that he does "not anticipate any problems in this regard because [he has] never had any in the past." Motion to Dismiss, supra note 10, Exhibit 3 at 2, R. 23. In these circumstances, any aftermath of the judge's suggestion on back-row seating of non-risers is incapable of present definition. See text supra at note 16
Appellants foresee a practical problem, however. We are told that frequently CCNV members are called upon to attend court on short notice, arrive just before court convenes, and thus, that it may sometimes be difficult for them to make their impending presence known, particularly if court personnel are inaccessible or unhelpful. We do not perceive this to be a problem insoluble by cooperation between appellants and the judges
See text supra at note 6. We intimate no view as to whether the judges' actions would withstand scrutiny under the Free Exercise Clause
See text supra at notes 9-14
Supra note 21
200 U.S.App.D.C. at 237, 627 F.2d at 290
Id. at 237-238, 627 F.2d at 290-291
Id. at 237, 627 F.2d at 290
Id. at 239, 627 F.2d at 292
See notes 24-32 supra and accompanying text
Chamber of Commerce v. United States Dep't of Energy, supra note 21, 200 U.S.App.D.C. at 239, 627 F.2d at 292
Here, as in Chamber of Commerce v. United States Dep't of Energy, supra note 21, the District Court dismissed the case on the ground that events subsequent to our remand had mooted the suit. Community for Creative Non-Violence v. Hess, supra note 6, at 7, R. 34
Chamber of Commerce v. United States Dep't of Energy, supra note 21, 200 U.S.App.D.C. at 239, 627 F.2d at 292
In so reminding, we intimate nothing as to the likelihood of success. See Kaplan v. Hess, supra note 9, 224 U.S.App.D.C. at 283, 694 F.2d at 849