Commonwealth v. WolfeCommonwealth v. Wolfe
Lead Opinion
OPINION BY
Aрpellant, Matthew Bryan Wolfe, appeals from the October 1, 2013, aggregate judgment of sentence of ten to 20 years’ imprisonment, imposed after he was found guilty of two counts of involuntary deviate sexual intercourse (IDSI), one count of unlawful contact with a minor, four counts of statutory sexual assault, and one count
We summarize the relevant factual and procedural background of this case as follows. On January 15, 2013, the Commonwealth filed an information charging Appellant with the above-mentioned offenses, as well as two additional counts of IDSI, and one count each of aggravated indecent assault and indecent exposure.
On October 1, 2013, the trial court imposed an aggregate sentence of ten to 20 years’ imprisonment. Relevant to this appeal, Appellant received a ten-year mandatory minimum sentence for each IDSI count pursuant to
On appeal, Appellant raises the following issue for our review.
In the context of imposing [a] sentence for otherwise consensual oral sex activity between a defendant as young as 18 and a complainant between the ages of 13 and 16, does Pennsylvania’s entire sentencing scheme violate [Appellantj’s constitutional rights to equal protection of the lаws, due process, and the right against cruel and unusual punishment because it imposes vastly greater sentences for otherwise consensual oral sex activity by means of the 10-year mandatory provision at42 Pa.C.S. § 9718 than it does for otherwise consensual vaginal sex activity?
Appellant’s Brief at 5.
At the outset, we note that Appellant’s sole issue on appeal challenges the constitutionality of the mandatory minimum sentencing provision at
We begin by noting that a challenge to the legality of the sentence can never be waived and may be raised by this Court sua sponte. Commonwealth v. Orellana,
“A challenge to the legality of a sentence ... may be entertained as long as the reviewing court has jurisdiction.” Commonwealth v. Borovichka, 18 A.3d
In this case, Appellant was sentenced under the mandatory minimum statute at
§ 9718 . Sentences for offenses against infant persons
(a) Mandatory sentence.—
(1) A person convicted of the following offenses when the victim is less than 16 years of age shall be sentenced to a mandatory term of imprisonment as follows:
18 Pa.C.S. § 3123 (relating to involuntary deviate sexual intercourse) — not less than ten years.
(c) Proof at sentencing. — The provisions of this section shall not be an element of the crime, and notice of the provisions of this section to the defendant shall not be required prior to conviction, but reasonable notice of the Commonwealth’s intention to proceed under this section shall be provided after conviction and before sentencing. The applicability of this section shall be determined at sentencing. The court shall consider any evidence presented at trial and shall afford the Commonwealth and the defendant an opportunity to present any necessary additional evidencе and shall determine, by a preponderance of the evidence, if this section is applicable.
In Alleyne, the Supreme Court held that “facts that increase mandatory minimum sentences must be submitted to the jury” and must be found beyond a reasonable doubt. Alleyne, supra at 2163. Alleyne is an extension of the Supreme Court’s line of cases' beginning with Apprendi v. New Jersey,530 U.S. 466 ,120 S.Ct. 2348 ,147 L.Ed.2d 435 (2000). In Alleyne, the Court overruled Harris v. United States,536 U.S. 545 ,122 S.Ct. 2406 ,153 L.Ed.2d 524 (2002), in which the Court had reached the opposite conclusion, explaining that there is no constitutional distinction between judicial fact finding which raises the minimum sentence аnd that which raises the maximum sentence.
It is impossible to dissociate the floor of a sentencing range from the penalty affixed to the crime. Indeed, criminal statutes have long specified both the floor and ceiling of sentence ranges, which is evidence that both define the legally prescribed penalty. This historical practice allowed those who violated the law to know, ex ante, the contours of the penalty that the legislature affixed to the crime — and cоmports with the obvious truth that the floor of a mandatory range is as relevant to wrongdoers as the ceiling. A fact that increases a sentencing floor, thus, forms an essential ingredient of the offense.
Moreover, it is impossible to dispute that facts increasing the legally prescribed floor aggravate the punishment. Elevating the low-end of a sentencing range heightens the loss ofliberty associated with the crime: the defendant’s expected punishment has increased as а result of the narrowed range and the prosecution is empowered, by invoking the mandatory minimum, to require the judge to impose a higher punishment than he might wish. Why else would Congress link an increased mandatory minimum to a particular aggravating fact other than to heighten the consequences for that behavior? This reality demonstrates that the core crime and the fact triggering the mandatory minimum sentence together constitute a new, aggravated crime, each element of which must be submitted to the jury.
Alleyne, supra at 2160-2161 (internal ■ quotation marks and citations omitted).
Commonwealth v. Miller,
In Commonwealth v. Newman,
The Newman Court first concluded that the defеndant’s sentence was illegal in light of Alleyne and required this Court to vacate and remand for resentencing. Id. at 97-98. However, this Court further noted that Alleyne issues are subject to harmless error analysis but that the Al-leyne issue in Newman was not harmless. Id. at 98-99. Finally, this Court rejected the Commonwealth’s argument that, if the error was not harmless, the appropriate remedy would be to remand to the trial court to empanel a second sentencing jury. Specifically, in rejecting this argument, the Newman Court concluded that
The Commonwealth’s suggestion that we remand for a sentencing jury would require this court to manufacture whоle cloth a replacement enforcement mechanism forSection 9712.1 ; in other words, the Commonwealth is asking us to legislate. We recognize that in the prosecution of capital cases in Pennsylvania, there is a similar, bifurcated process where the jury first determines guilt in the trial proceeding (the guilt phase) and then weighs aggravating and mitigating factors in the sentencing proceeding (the penalty phase). However, this mechanism was created by the General Assembly and is enshrinеd in our statutes at42 Pa.C.S.A. § 9711 . We find that it is manifestly the province of the General Assembly to determine what new procedures must be created in order to impose mandatory minimum sentences in Pennsylvania following Al-leyne. We cannot do so.
We are also mindful of this Court’s recent decision in Commonwealth v. Valentine,
Although the trial court seemingly followed Alleyne''s requirements, the Valentine Court held the trial court was not permitted to allow the jury to resolve the mandatory minimum questions absent legislative action, in accordance with Newman.
Here, the trial court permitted the jury, on the verdict slip, to determine beyond a reasonable doubt whether Appellant pоssessed a firearm that placed the victim in fear of immediate serious bodily injury in the course of committing a theft for purposes of the mandatory minimum sentencing provisions of42 Pa. C.S.A. § 9712(a) , and whether the crime occurred in whole or in part at or near public transportation, for purposes of the mandatory minimum sentencing provisions of42 Pa.C.S.A. § 9713(a) . The jury responded “yes” to both questions. In presenting those questions to the jury, however, we conclude, in accordance with Newman, that the trial court performed an impermissible legislative function by creating a new procedure in an effort to impose the mandatory minimum sentences in compliance with Al-leyne.
The trial court erroneously presupposed that only Subsections (c) of both 9712 and 9713 (which permit a trial judge to enhance the sentence based on a preponderance of the evidence standard) were -unconstitutional under Al-leyne, and that Subsections (a) of 9712 and 9713 survived constitutional muster. By asking the jury to detеrmine whether the factual prerequisites set forth in§ 9712(a) and§ 9713(a) had been met, the trial court effectively determined that the unconstitutional provisions of§ 9712(c) and§ 9713(c) were severable. Our decision in Newman however holds that the unconstitutional provisions of§ 9712(c) and§ 9713(c) are not severa-ble but “essentially and inseparably connected” and that the statutes are therefore unconstitutional as a whole. Id. at 101-02. (“If Subsection (a) is the predicate arm.!.. then Subsection (c) is the enforcement arm. Without Subsection (c), there is no mechanism in place to determine whether the predicate of Subsection (a) has been met.”).
Moreover, Newman makes clear that “it is manifestly the province of the General Assembly to determine what new procedures must be created in order to impose mandatory minimum sentences in Pennsylvania following Alleyne.” Newman at 102. Therefore, the trial court lacked the authority to allow the jury to determine the factual predicates of §§ 9712 and 9713. See Newman at 102-03 (recognizing that several trial courts of this Commonwealth have foundSection 9712.1 as a whole to be no longer workable without lеgislative guidance).
Id. at 811-812. As a result, this Court vacated Valentine’s judgment of sentence and remanded for resentencing, without the applicable mandatory minimum sentences. Id. at 812-813.
As noted above, the mandatory minimum statute in this case contains the same format as the statutes struck down as facially unconstitutional in Newman and Valentine. See
We recognize that this specific case is unique insofar that the additional fact triggering the mandatory sentence is also contained as an element within the subsection of thе IDSI statute under which Appellant was convicted. Compare
However, we are not concerned with Appellant’s conviction in this appeal, only the imposition of the mandatory minimum sentence. In Commonwealth v. Matteson,
Here, Matteson was charged with aggravated indecent assault of a child, which requires, inter alia, that the victim is less than 13 years of age. See18 Pa.C.S.A. § 3125 . The victim testified that she was 11 years old at the time of the incident. N.T., 10/28/13, at 1. The jury received an instruction that it was required to find that the victim was less than 13 years of age. Trial Court Opinion, 3/4/14, at 4. Therefore, by finding Matteson guilty of aggravated indecent assault of a child beyond a reasonable doubt, the jury specifically found the element required to impose the mandatory minimum sentence. See [Commonwealth v.] Watley, 81 A.3d [108,] 121 [ (Pa.Super.2013) (en banc) ] (concluding that the appellant’s mandatory minimum sentence undersection 9712.1 was not illegal under Alleyne because the jury,by virtue of its verdict of guilty on the possession of firearms charges, rendered a specific finding as to whether the appellant pоssessed the handguns)[, appeal denied, — Pa. -, 95 A.8d 277 (2014) ]. Thus, the requirements of Al-leyne have been met, and Matteson’s claim is without merit.
In his second claim, Matteson contends that the mandatory minimum provisions of42 Pa.C.S.A. § 9718 are unconstitutional. Brief for Appellant at 9-10.
As noted above, the language that increases a defendant’s sentence based on a preponderance of the evidence standard insection 9718 has been found unconstitutional. See Watley,81 A.3d at 117 . However, since the jury found that the Commonwealth proved every element of aggravated indecent assault of a child beyond a reasonable doubt, including a victim under the age of 13, the trial court properly imposed the mandatory minimum sentence.
Id. at 1066-1067.
In Valentine, this Court noted the tension between Newman, Watley, and Matteson. See Valentine, supra at 812 n. 4. However, the Valentine Court concluded that Newman controlled based on the conclusion in Newman that the subsections of the mandatory minimum statutes in Pennsylvania cannot be severed. Id. Based on the above passage, it appears that the Matteson Court concluded that
Likewisé, in this case, although the jury was required to find that the victim was less than 16 years of age in order to convict Appellant, we cannot ignore the binding precedent from an en banc decision of this Court. See Commonwealth v. Bucknor,
Based on the foregoing, we are compelled to conclude that the trial сourt imposed an illegal sentence when it imposed the mandatory minimum sentence in this case. Accordingly, we vacate the trial court’s October 1, 2013 judgment of sentence, and the case is remanded for resen-tencing, without the application of the
Judgment of sentence vacated. Case remanded for resentencing. Jurisdiction relinquished.
Judge BOWES files a concurring opinion in which Judge JENKINS joins.
Notes
.
.
.Appellant and the trial court have complied with
. The author in this case concurred in the result in Newman, disagreeing with the majority that the subsections of
. We note the Commonwealth has filed a petition for allowance of appeal with our Supreme Court in Newman, docketed at 646 MAL 2014. As of the date of this decision, it is still pending.
. In Valentine, the two questions submitted to the jury were as follows.
Did the Defendant Jose R. Valentine, visibly possess a firearm, whether or not the firearm was loaded or functional, that placed [the victim] in reasonable fear of serious bodily injury during his commission of the above-described robbery offense?
Did the Defendant Jose R. Valentine, in whole or in part, commit the above-described robbery offense at or near a Septa bus stop, or in the immediate vicinity of a Septa bus stop?
Valentine, supra at 803-805 (citation omitted); see also generally
. We note that Matteson was filed on July 18, 2014, and Newman was filed on August 20, 2014.
Concurrence Opinion
CONCURRING OPINION BY
Like the learned author of the majority opinion, I believe that this Court’s decisions, relative to severability, in Commonwealth v. Newman,
In Bizzel, I opined that the Newman Court incorrectly analyzed the legislative intent aspect of the severability test. Specifically, the Newman majority failed to view the inquiry through the eyes of the legislature had it known that it was unconstitutional for a judge to determine facts that trigger a mandatory minimum sentence based on a preponderance of the evidence standard. See Annenberg v. Commonwealth,
For reasons detailed in my Bizzel concurrence, which I will not repeat herein, I believe that the burden of proof provision of § 9178 is severable from the remainder of the statute. Indeed, in that case I specifically referenced § 9178 and opined:
Pointedly, certain Pennsylvania mandatory statutes, as applied, are unaffected by Alleyne [v. United States, — U.S. -,133 S.Ct. 2151 ,186 L.Ed.2d 314 (2013) ] despite their burden of proof provisions running afoul of that decision. For example,42 Pa.C.S. § 9718 applies mandatory sentences based on the youth of the victim. In certain instances, however, the age of the victim is already included as an element of the crime, specifically with regard to various sex offenses. In those situations, there should be no impediment to sentencing the defendant under the mandatory sentence.
Bizzel, supra at 111 (Bowes, J., concurring) (citing Commonwealth v. Matteson,
Setting aside the issue of severability, it is apparent that the jury determined the essential facts that aggravated Appellant’s sentence. The sentence in this case is simply not unconstitutional under Alleyne since the jury unequivocally found the fact triggering the mandatory minimum beyond a reasonable doubt since it was exprеssly included as an element of the offense. In this regard, the aggravating fact was included as an element of the charged offense unlike Valentine, where the Commonwealth asked for additional instructions to the jury relative to the facts invoking the mandatory minimum. Although this type of procedure is not new to Pennsylvania and has frequently been used in the DUI context to avoid Apprendi v. New Jersey,
While the procedure rejected in Valentine was not in play here, it is a distinction without a legal difference that, in this case, the triggering fact was already an element of the offense and in Valentine it was not. In both situations, the jury determined the fact beyond a reasonable doubt, but the statute under which the defendants were sentenced is, under Newman, unconstitutionally void.
Consistent with my views in Bizzel, absent Newman and Valentine, I would find that “where the fact-finder’s findings already encompass the necessary facts needed to subject a defendant to a mandatory minimum sentence, or the facts have been stipulated too, I would find any non-compliance with Alleyne to be harmless.” Bizzel, supra at 113 (citing Commonwealth v. Watley,
Indeed, even absent the mandatory sentencing statute, Appellant could unequivоcally have been sentenced to the period of incarceration provided in this case. This is not a situation where the court lacked statutory or constitutional authority for its sentence.
I write further to note that I disagree with the learned majority insofar as its opinion can be read to enlarge the illegal sentencing paradigm to encompass all claims regаrding the severability of a sentencing statute. I acknowledge that numerous cases from this Court, including an opinion which I authored, see Commonwealth v. Watley,
Other cases have analogized Alleyne with Apprendi, see Newman, supra; Munday, supra, although Apprendi claims fit within the agreed upon illegal sentencing category of sentences that exceed the statutory maximum while Alleyne does not. Perhaps we should revisit the question to clarify. Of course, our Supreme Court is currently considering whether Al-leyne claims are non-waivable legality of sentence issues. Commonwealth v. Johnson, — Pa. -,
Reading decisions from this Court that have ruled that mandatory minimum sentencing statutes that violate Alleyne are both unconstitutional and non-severable in combination with precedent establishing that Alleyne-styled claims are legality of sentence questions, I agree the precise severability issue herein implicates illegal sentencing review. Further, in light of Valentine, where the defendant raised the severability argument for the first time on appeal, I am cognizant that the issue in this case is not subject to waiver on the basis that it was not leveled below. However, I add that absent adequate briefing, our Supreme Court has declined to sua sponte address complex illegal sentencing questions. Commonwealth v. Briggs,
Appellant has not maintained that his sentence is illegal because
This Court, however, does not sua sponte raise and address whether such statutes are unconstitutional in their entirety absent an argument by the defendant. Pointedly, in Watley, supra, where we sua sponte discussed and rejected an Alleyne question, we did not discuss sever-ability as that issue was simply not raised or argued. Since this issue has not been adequately developed by Appellant, and the Commonwealth has not been provided an opportunity to respond, I would recommend en banc review to permit the Commonwealth to properly brief the important
Judge Jenkins joins the concurring opinion.
. Neither party addresses the issue upon which the majority affords relief.
. I recognize that in Commonwealth v. Foster,