43 Mass. App. Ct. 595 | Mass. App. Ct. | 1997
Upon indictments for first degree murder, a Superior Court jury found the defendants, Robert Wojcik (Robert) and his uncle Stephen D. Wojcik (Stephen), guilty of murder in the second degree. G. L. c. 265, § l.
1. Robert’s conviction of murder with malice. Under the instructions delivered to them by the trial judge, the jury were permitted to convict each defendant of alternative theories, second degree murder on the basis of malice aforethought, second degree felony-murder (as to which the predicate felony was larceny over $250 or attempted larceny), or both. The jury were also instructed that they could return a verdict of involuntary manslaughter, and they were instructed on joint venture. The jury found Robert guilty of second degree murder with malice and Stephen guilty of felony-murder.
The jury were instructed that they could return a second degree murder verdict based upon malice if they found that, “in the circumstances known to the defendant,
Robert concedes that a reasonably prudent person would have recognized that a serious injury could result from the collision and that such a person would understand that a death could have resulted. Robert submits, however, that a reasonably prudent person would not have recognized that the deliberate striking of another vehicle, in which the impact caused only minor damage to both vehicles, would create a “plain and strong” likelihood of death. Robert maintains that the conduct at issue here was much more consistent with the standard required for a conviction of involuntary manslaughter, to wit: a “high degree of likelihood that substantial harm will result to another.” See Commonwealth v. Catalina, 407 Mass. 779, 789 (1990). Robert’s motions for required findings of not guilty (Stephen filed such motions as well), filed at the close of the Commonwealth’s evidence and renewed at the close of all the evidence, were 'denied.
As noted, the principal witness for the Commonwealth at trial was Marc-Anthony Usher, who was the operator of the vehicle in which the defendants were passengers.
With Usher driving, the men left the rental agency. Usher testified that he had never driven a truck that size (he stated that the truck was about eighteen feet long on the inside). Initially, Usher had some difficulty driving the vehicle, having a problem with the clutch. Near West Springfield, Robert remarked that they could make more money if Usher “banged into something.” Usher testified that when they approached an intersection near Riverdale Road, Robert said, “You can just hit a car as it’s moving,” and that there would be “good money involved.” When a vehicle containing children approached, the defendants chanted “Go ahead. Do it. Go ahead. It’s a good car.” Describing himself as “very nervous,” Usher watched the vehicle pass by, and told the defendants, “That was messed up, there w[ere] children in the car.” The defendants told Usher not to worry about it, they would do it later. That evening, Robert took the truck to his home.
The next morning, June 3, the defendants appeared at Usher’s house, and it was agreed that they would remove some debris from a location at Allen and Groveton Streets. Usher drove to the location, with Robert seated next to him and Stephen on the outside. When the men saw that there was no debris on the lot to remove, Usher got back into the truck, backed it up, and proceeded toward Allen Street. As Usher was approaching a stop sign on Groveton, Robert said that “this would be a good place to hit a car.” According to Usher, Stephen agreed. The defendants were chanting, “Go ahead. Do it. It’s a good place.” Usher stated that he was not considering this course of action, and because he was very nervous, he got out of the truck, ostensibly to inspect the front of the property for debris. When Usher returned, approximately a minute later, he told the defendants that the truck would be returned. There was no response from the defendants. Usher proceeded to “inch out” into the intersection, and he saw a vehicle coming from his left. When he was three or four feet into the intersection, Robert put his left foot onto Usher’s right foot and depressed the accelerator. Usher “lost control” of the truck, and, although he tried to brake it, the truck “skinned” the oncoming vehicle, a Chevrolet Cavalier, which then veered off to the left and struck a utility pole. Before Langevin’s vehicle hit the utility pole, one of the defendants exclaimed, “Yah, baby. We got one.” Usher
We conclude that the question of whether the defendants could have anticipated that there was a plain and strong likelihood of death, as opposed to a risk of substantial harm to the occupant of any vehicle stmck by the U-Haul track (the standard for manslaughter), was properly left to the jury. On the facts that could have been found by them, the jury could have inferred malice from the action of Robert in deliberately causing a large track to collide with a much smaller vehicle. Robert was aware of Usher’s limited experience in driving a track of that size. We think this result is a logical extension of the principles found in cases in which the operator of the vehicle stmck a pedestrian. See Commonwealth v. Cherubin, 35 Mass. App. Ct. 919, 920 (1993) (jury could properly find malice in circumstances where the defendants deliberately aimed his vehicle at the victim and one of her friends, who were pedestrians, striking both of them, and then ran over the victim’s body); Commonwealth v. Russell, 38 Mass. App. Ct. 199, 201-202 (1995). In circumstances where a reasonably prudent person would have known of the plain and strong likelihood that death would follow a contemplated act, “malice may be found without any actual intent to kill or to do grievous bodily harm [see note 5, supra] and without any foresight by the defendant of such consequences.” Commonwealth v. Grey, 399 Mass. 469, 472 n.4 (1987).
2. Stephen’s conviction of felony-murder. The jury found Stephen guilty of felony-murder. In a case such as this one, where the underlying felony (larceny or attempted larceny), is not inherently dangerous to human life, the defendant must be shown to have had a “conscious disregard of the risk to human life.” Commonwealth v. Matchett, 386 Mass. 492, 508 (1982). See Commonwealth v. Chase, 42 Mass. App. Ct. 749, 751-753 (1997). Stephen does not argue that the evidence was insufficient to convict on felony-murder. His challenge is limited to the significance to him of the jury’s verdict against Robert, viz., that the verdicts against him and against Robert were in “irreconcilable conflict” on the ground that as Robert was “acquitted” of second degree murder based on a joint venture theory, he (Stephen) could not be guilty of felony-murder as a joint venturer. While stating that he didn’t know “quite what to make
On appeal, Stephen fleshes out his claim, maintaining that, because Robert was acquitted of having murdered the victim during the attempted commission of a felony, there was no basis on which the jury could convict Stephen as a joint venturer to felony-murder. Initially, we might take issue with Stephen’s characterization of the verdict against Robert. Robert was not necessarily “acquitted” of felony-murder. The jury were instructed, and properly so, see Commonwealth v. Smiledge, 419 Mass. 156, 161 (1994), that, “if you’re convinced that all the necessary elements of any of these two second degree murders have been satisfied, they’ve been proved to you beyond a reasonable doubt, it would be your duty to find the defendant guilty of the most serious offense that you find has been proved to you beyond a reasonable doubt.” While it is true that the jury were also instructed that they might convict the defendants under both theories, it is entirely possible that they were in fact guided by the above-quoted instructions. In this context, the jury’s verdict did not necessarily reflect the exoneration of Robert on a felony-murder theory.
As to Stephen, although it is true that during his instructions on joint venture, the judge stated that “those are the principles of law that would apply relative to the joint venture which I believe the Commonwealth relies on primarily as to Stephen Wojcik,” we cannot know for certain whether Stephen was convicted on a joint venture theory because the verdict was a general one in this respect: the verdict slips apparently did not afford the jury an opportunity to record whether they were finding the existence of a joint venture. Nevertheless, in order to resolve the defendant’s claim, we will assume for the purpose of argument that the jury concluded that Stephen was a joint venturer to felony-murder.
Stephen, on the other hand, could have been found to be a joint venturer because he emboldened Robert and sought to
3. Admission of evidence of prior misconduct. Five witnesses testified to approaches by Robert or statements by him concerning fraudulent insurance schemes similar to the scheme alleged to have resulted in Langevin’s death. On appeal, the defendants ■ complain only that the judge improperly admitted some of the evidence that came in through two of those witnesses, Scott Comstock and Joseph Pappaceno, both of whom were neighbors of Robert. According to the defendants, Comstock and Pappaceno’s testimony did not bear “the necessary temporal and
During Comstock’s testimony, at a point when Comstock was about to describe a conversation with Robert in May, 1993 (a month before the incident), Robert’s counsel requested a bench conference, asserting that Comstock would be testifying as to “a different plan and different scheme” than the one at issue in Robert’s trial. After listening to the prosecutor’s offer of proof, the judge ruled that the evidence would be “admissible in so far as it shows a common scheme, ... a plan of action, and it’s related close enough in time. It’s a peculiar type of arrangement, so it’s not the usual thing that you’d get involved [in] with somebody. I think it has relevance.”
Joseph Pappaceno was permitted to testify that “a day or two” prior to the June 3 collision, Robert asked him to come to his apartment. Robert told Pappaceno that he and his uncle (the reference, according to Pappaceno, was to Stephen) had a “plan
There was no abuse of discretion in the admission of the evidence. Hearsay evidence going to a plan, common scheme, or course of conduct may be admissible, and its admission, and remoteness to the events at issue, is a matter committed to the judge’s sound discretion. See, e.g., Commonwealth v. Baldassini, 357 Mass. 670, 677-678 (1970) (evidence of prior illegal betting acts of a defendant charged with gambling offenses probative of general scheme to violate gaming laws). We see no abuse of discretion in the present circumstances. We note that the judge exercised his discretion to exclude testimony concerning a discussion of an additional scheme which predated the June 3 collision by longer than the date of the conversations which were ruled admissible.
4. Restriction on cross-examination of witness. The defendants next contend that the judge improperly limited cross-examination of Katherine Stone, a Commonwealth witness, as to her purported bias against Robert. Stone testified that she lived downstairs in the same building as Robert and that she had a good relationship with him prior to June, 1993. In testimony which the judge ruled admissible only against Robert, Stone testified that Robert approached her on more than one occasion about plans to rent a U-Haul truck and told her that he had a “fast and easy way of making money.” Stone testified that she rejected the suggestion. Robert’s counsel elicited testimony from the witness on cross-examination that at the time of the discussions with Robert, she had a relationship with Stanley Wojcik, another uncle of Robert’s, and through an offer of proof attempted to obtain Stone’s testimony that Stanley had a history of child abuse, that Robert wanted her to terminate her relationship with Stanley, that she would lose her children if she continued with it, and that Stone was angry at Robert’s interference in the relationship. The judge ruled that the testimony would not come in, on the basis that it was “two or three parties removed” and not “close enough to a showing that [Stone would] be lying for some reason here on the stand because of that.”
“A defendant, of course, is entitled to a reasonable cross-
5. Admission of contents of two telephone calls. Robert next complains that the judge improperly allowed testimony by Terrence Foley, who was a claims adjustor for the company that insured the U-Haul company,
“A telephone conversation between a witness and a person the witness had never met may be admitted when confirming circumstances tend to authenticate the identity of the other person, even if . . . the witness does not recognize the voice.”
6. Admission of Robert’s statement to a social worker. The defendants contend that the judge improperly permitted testimony from a licensed clinical social worker, as to conversations had with Robert on June 8, 1993, five days following the collision. The matter was the subject of a motion in limine filed by the defendant and there was considerable discussion at the bench prior to the commencement of trial and during the trial. The defendants argue that the conversations were privileged under G. L. c. 112, §§ 135A, 135B. The social worker testified over objection that Robert told him that he called the police and an ambulance after the collision and that he spent forty-five minutes comforting the victim, who “literally died before his eyes.” In arguing for the admission of the testimony, the prosecutor made a showing that the statements were false and were made as a part of the attempt to defraud the insurance company.
At the outset of trial, it was made to appear that Robert had signed a release to allow the records in question to be communicated to his attorney, who forwarded them to the insurance company for payment of the claim. The Commonwealth then obtained the records pursuant to a grand jury subpoena. At oral argument in this court, appellate counsel for the Commonwealth indicated that the Commonwealth was not arguing for the admission of the records on any theory that Robert waived the privilege when he consented to their release to the insurance company, thereby causing the records to come into the public domain. This is because G. L. c. 112, § 135A, as inserted by St. 1989, c. 535, § 1, expressly provides that “[t]he provision of information acquired by a social worker from a client to any insurance company . . . shall not constitute a waiver or breach of any right to which said client is otherwise entitled under this section.” Nor does the Commonwealth ask us to carve out an exception to the broad social worker-client privilege of the amended statute. The argument is, rather, that the particular facts in the present case show that the statements at issue were not made in connection with diagnosis and treatment but were false and were part of the continuing scheme to defraud the insurance company.
The social worker-client privilege is qualified rather than absolute. See Commonwealth v. Gauthier, 32 Mass. App. Ct. 130, 135 (1992). “[W]hen the issue of privilege is raised, it falls to the judge to determine the nature and extent of the privilege.” Commonwealth v. Clancy, 402 Mass. 664, 666 (1988). Notwithstanding the fact that the referral to the social worker was apparently made by a physician, the judge could have found that the statements in question were made not for the purpose of diagnosis and treatment but were part of the continuing scheme of insurance fraud. See and compare Commonwealth v. Berrio, 407 Mass. 37, 42-43 (1990) (nonprejudicial error). Admission of the statements did not interfere with the purpose of the privilege, which is to “prevent the chilling effect which routine disclosures may have had in preventing
6. Improper closing argument. The defendants contend that the prosecutor’s closing argument was improper in several respects. As there was no objection to the statements at trial, we review them only to determine whether they created a substantial risk of a miscarriage of justice. Commonwealth v. Richardson, 423 Mass. 180, 188 (1996).
a. Shortly after commencing his summation, the prosecutor asked a rhetorical question:
“How do you look inside the mind of Bob Wojcik and Steve Wojcik? Well, let’s begin with the intent and the motive. ‘The system is easy to beat.’ [Yjou’ve heard the phrase, ‘Never worked a day in his life.’ Phrase doesn’t apply to Bob Wojcik. You know exactly how many days he worked. He worked seven days as a machinist before he cut off the tip of his finger, and he worked thirty days at Red Lobster before he suffered an injury. ‘The system is easy to beat.’ What were his motives? Hanging in the air. ‘We’ll all be driving Caddies by the end of the summer.’ ”
The defendants argue that the clear implication of the remarks is that Robert’s injuries were part of a fraudulent scheme to collect insurance benefits. While Robert testified on cross-examination that he had filed a worker’s compensation claim in connection with his loss of the tip of his finger and that he worked at Red Lobster until he cut his finger, he never admitted that those actions were pursuant to a fraudulent scheme. While perhaps taking a few liberties with the implications of Robert’s testimony, in the last analysis the prosecutor did not stray far from the evidence, and he is free to comment on matters in evidence. Commonwealth v. Kozec, 399 Mass. 514, 516 (1987).
b. Later on, the prosecutor commented, “So it wasn’t their plan to go out and kill somebody. They wanted a little accident; and if that had happened, I submit to you, that not one of those six witnesses would have stepped forward and said anything. Small accident. It’s just Bob. Just another scam.” These comments were also based on the evidence. The jury could reasonably have inferred from the evidence that the defendants had been involved in other “scams.”
c. Finally, the defendants point to the prosecutor’s statements that “Somebody’s lying. ‘The system is easy to beat.’ Today you’re the system. Your verdict will describe how easy it is to beat the system. In our system of justice ... the system works when people who are innocent are found innocent and when people who are guilty are found guilty.” Even assuming that these remarks fall within the category of impermissible argument that exhorts jurors to do their duty and vindicate society by returning guilty verdicts, see, e.g., Commonwealth v. Mathews, 31 Mass. App. Ct. 564, 573 (1991) (inappropriate for prosecutor to tell the jury that they were “the conscience of the community”), they do not approach the level of inflammatory prosecutorial argument found in cases relied upon by the defendant. See Commonwealth v. Smith, 387 Mass. 900, 910-911 (1983) (prosecutor’s words, in effect, connoted that defendant “should not be let loose on society”); Commonwealth v. Sanchez, 405 Mass. 369, 375 (1989) (verdict of guilt would end victims’ nightmares); Commonwealth v. Ward, 28 Mass. App. Ct. 292, 292-295 (1990) (where case against the defendant was fragile, prosecutor’s rousing summons “sounded a persistent theme that the jury had a duty to confront crime in the streets bravely and to avenge the wrong done the victim”). In view of the strength of the Commonwealth’s case, we think it unlikely that these comments affected the outcome of the trial, and, hence, they did not create a substantial risk of a miscarriage of justice. We also conclude that Robert’s argument
7. Denial of motions for new trial. The defendants filed motions for a new trial pursuant to Mass.R.Crim.P. 25(b)(2), second sentence, raising several points. The motions sought the exercise of the trial judge’s discretion to reduce the verdicts and enter verdicts which were more “consonant with justice,” more particularly, manslaughter. The trial judge’s memorandum of decision denying the motions recites that “[i]t was for the jury to determine if a joint venture existed and if the actions of the defendants showed a high degree of likelihood that driving a truck forward in front of and into traffic to stage an accident would result in substantial harm to another” (emphasis supplied). The defendants point to the emphasized language to suggest that the trial judge was still unclear as to the difference between the mental state required for murder and manslaughter.
Rule 25(b)(2) “vests broad power in the trial judge. We defer to the trial judge because he has the advantage of face to face evaluation of the witnesses and the evidence at trial. He is in a far better position than we are to make the judgment required by the rule.” Cf. Commonwealth v. Cobb, 399 Mass. 191, 192 (1987) (reduction of verdict from second degree murder to manslaughter was not an abuse of discretion). In the present case, we conclude that the gradation of the offense was properly left to the jury, and thus no abuse of discretion is shown.
It is true that in his memorandum of decision, the judge referred exclusively to the standard for involuntary manslaughter, substantial harm to another (the essence of wanton or reckless conduct); but, as we have pointed out (see note 5, supra), at trial the jury were correctly instructed, initially and in a supplementary instruction after a question from the deliberating jury, as to the standards for second degree murder with malice and for involuntary manslaughter. In between the two instructions, the judge briefly referred, incorrectly, to the “grievous bodily harm” language which has been written out of the instruction for third prong malice. The last words the jury heard were from the correct supplementary instruction. See Commonwealth v. Jefferson, 416 Mass. 258, 265 (1993). In the circumstances, the judge correctly concluded that the grade of offense was a matter for the jury, and there was no error in the denial of the rule 25(b)(2) motion. “Whether or not we would have reached the same decision, we conclude that there was no
Judgments affirmed.
Order denying motions for new trial affirmed.
At the close of the Commonwealth’s evidence, the judge allowed so much of the defendants’ motions for required findings of not guilty as charged them with first degree murder.
Stephen’s brief recites that he “adopts those claims of error” that are raised in Robert’s brief.
See and compare Commonwealth v. Delaney, 418 Mass. 658, 667 (1994).
We note that in close juxtaposition to the quoted instruction, the judge stated: “As I said before under the third type of malice, which I indicated to you required general intent, under the circumstances as known to the defendant at the time, would a reasonably pmdent person have known of the plain and strong likelihood that death or grievous bodily harm would follow the contemplated act? If so, then malice may be found without any actual intent to kill or to do grievous bodily harm and without any foresight by the defendant of these consequences.” (Emphasis supplied.) The Supreme Judicial Court has reiterated on several recent occasions that the third prong of malice definition can only be satisfied by proof that “there was a plain and strong likelihood of death,” as opposed to death or grievous bodily harm. Commonwealth v. Sires, 413 Mass, at 303 n.14. Commonwealth v. Judge, 420 Mass. 433, 437 (1995). Commonwealth v. Fuller, 421 Mass. 400, 412 (1995). See Commonwealth v. Morgan, 422 Mass. 373, 382 (1996). Robert’s trial counsel called the judge’s attention to the erroneous reference to grievous bodily harm at the conclusion of the jury instructions, and the judge promptly rectified the problem with a supplementary instruction, which was unchallenged. The judge apparently had familiarized himself with the relevant case law before giving the supplementary instruction. See Commonwealth v. Jeffer
To provide context for his instruction on the third prong of malice, the judge explained the first two prongs of malice but then made clear to the jury that the first two prongs did not apply in the circumstances of the case.
Shortly after the incident, Usher was charged with motor vehicle homicide. On November 4, 1993, the day a show cause hearing was scheduled on the complaint, the charge was dropped against Usher, and he gave a lengthy statement to the district attorney implicating the defendants.
Robert had filed a motion in limine to exclude, in pertinent part, evidence of prior attempts by him to induce insurance fraud.
The judge also ruled, and instructed the jury, that the statements would only be admissible as to Robert.
Foley testified that both Robert and Stephen filed claims for reimbursement for medical expenses.
Contrasting with Robert’s alleged statements to the social worker, the Commonwealth elicited testimony from one Melissa Johnson, a certified nurse’s aide, who happened upon the scene of the collision. Johnson heard a “screeching and crash” but did not observe the actual collision. She reached the scene within two or three minutes. Johnson observed two men (inferably Robert and Usher) peering into the Langevin vehicle and trying to open the driver’s side door. The men then walked to a grassy area where one of the men (Robert) consoled the other. Johnson and another woman who identified herself as a nurse remained with Langevin until the arrival of an ambulance and the fire department. On this testimony, therefore, Robert’s statements to the social worker that he remained in the Langevin vehicle for forty-five minutes comforting Langevin were demonstrably false.
We observe that the judge ruled that testimony concerning a second visit by Robert to the social worker, in which the defendant complained of being “anxious, irritable, and preoccupied with the images of the deceased man,” was privileged and not admissible.