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Commonwealth v. Williams
959 A.2d 1272
Pa. Super. Ct.
2008
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*1 Pennsylvania, COMMONWEALTH of

Appellee WILLIAMS, Appellant.

Lucillious Pennsylvania.

Superior Court of

Submitted Feb. 2008.

Filed Oct. *2 Gelman, babysitter by taking them and some of Philadelphia, ap- Norris E. pellant. on weekend out- younger their brothers N.T., house. ings and then to his Green, George Atty., for M. Asst. Dist. (C.N.); 254, 257, 10/9/02, pp. 210-11 Com., appellee. *3 (T.B.). sexually as- 260-61 Williams STEVENS, BEFORE: DONOHUE car and saulted the victims his his *, and FITZGERALD JJ. bedroom. Each time victims entered DONOHUE, OPINION BY J.: house, he instructed them to appeals 1 from the Lucillious Williams all of their clothes off in the front take order entered the Court of Common hallway gave and them a t-shirt to wear County, Pleas of Delaware which denied clothes, while he washed their even pursuant his first filed to the Post petition dirty their clothes were not and though (“PCRA”), Act Conviction Relief changed did not need to be or washed. §§ Upon C.S.A. 9541-9546. our review (N.B.); N.T., 10/9/02, pp. 37-39 record, we affirm. (T.B.). (C.N.); (S.P.); 261-262 213-14 ¶2 commencing After a on required girls to take baths Williams was convicted of October Williams N.T., 10/9/02, boys. pp. 264- with the 3121], § rape one count of Pa.C.S.A. [18 (T.B.). girls’ breasts He washed involuntary eleven counts of deviate sexual into vaginas finger and and inserted his 3123], § intercourse Pa.C.S.A. fourteen [18 N.T., vaginas. N.B.’s C.N.’s aggravated counts of indecent assault [18 (T.B.). 10/9/02, (C.N.); 266 pp. 232-33 3125], § and five counts of cor- Pa.C.S.A. sucked, repeatedly rubbed or Williams § ruption 6301]. minors Pa.C.S.A. [18 girls’ vaginas, breast and touched The trial court to an sentenced Williams often in full view of the other victims. aggregate imprisonment term of (D.B.) (defen- N.T., 10/9/02, pp. 118-20 years registration and to lifetime vagina); dant touched the inside of her registration requirements under DNA Me- (S.P.); (C.N.); 175-76 218-19 § gan’s seq.]. Law 9791 et [42 Pa.C.S. (T.B.). repeatedly forced 275-76 He ¶ 3 The trial court set forth the relevant T.B., S.P., N.B., D.B., C.N. and T.B.’s background leading factual to Williams’ and sometimes penis brother to suck his conviction and sentence as follows: required perform T.B.’s brother to fella- family was a relative Williams and/or N.T., rubbing genitals. N.B.’s tio while friend of the victims and their mothers. 10/9/02, 53-59, 62-65, (N.B.); pp. 87-88 (T.B.). N.T., 10/9/02, pp. 253-254 Mul- 110-13, 117-18, 124-26, (D.B.); 172- tiple gave damning child witnesses testi- (T.B.). (S.P.); He 179-83 272-75 Williams, N.B., including mony against penis vagina into T.B.’s also inserted D.B., S.P., C.N., and T.B. All of these girls present several other were while years thirteen children were under legs. N.B.’s penis and stuck his between incidents; age at the time of the hence 10/9/02, (N.B.); N.T., pp. 44-46 their reference to Williams as “Uncle (T.B.). (D.B.); 270-71 No other adult (N.B.); N.T., 10/9/02,pp. Lou.” 28-30 place. the attacks took when (C.N.); (D.B.); (S.P.); 104-06 (S.P.). N.T., 10/9/02, pp. 183-84 (T.B.). 250-51, 254 on the retired to deliberate of the victims’ moth- With the consent 11, 2002. ers, Friday, October morning functioned as the victims’ * specially assigned Superior Court. Former Justice of N.T., 10/11/02, they only all of a p. early 122. In the eve- back that wanted now ning, jury foreperson the fol- wrote T.B.’s which is about sudden lowing note to the Court: My is an hour. concern is just feeling pressure some kind of transcripts

Can we have the of what girls[’] testimony was said this case because of the lateness [in] resolve court, i.e., given oral Friday night, It [hour.] [and] court, D.B., tape audio would be day holiday weekend we have a three fíne.. T.B., S.P., N.B., C.N. Yes or no would wondering and I am how all coming up, N.T., you. sufficient. Thank twenty in that minute period of a sudden 10/11/02, p. responded: 121. The Court ... all of need they now a sudden didn’t *4 required ap- The time will be

Yes[.] I girls. to hear the of those proximately you five hours. Do wish jury may just am afraid that be tonight Tuesday hear it or reconvene or feeling pressure, pressure. undue And begin tonight Tuesday[?] and continue putting it is not the court undue pres- Monday. are on Courts closed sure, involving litigation, nor it is jury foreperson

Id. The replied: “Can just the circumstances of the case. only we listen to T.B.’s oral in N.T., 10/11/02, pp. 122-24. jury N.T., deliberation room?” requested Counsel that “it would 10/11/02, 121-22. pp. The Court in- probably bring be best them back formed the that “they could either N.T., 10/11/02, Tuesday.” p. 124. original hear the in the courtroom or a replied: The Court copy the deliberation room. Produc- pre- That is one of the alternatives copy might tion of a slightly long- take them, they rejected sented to and it. So N.T., 10/11/02, er.” p. The your suggestion provid- what is lieu of original elected to listen to the tape ing they them with the nobody present. courtroom with Id. N.T., required tape? have now on the The Court then “determined 10/11/02, pp. 124-25. original tape and a technician will be one, “I Counsel answered: don’t have provided jury] [the delib- objection just my and is because of the they eration room so that can deliberate totality puts of the circumstances it while listening tape privately.” pressure on them to resolve this mat- Id. ter.” Id. The Court continued: Defense counsel following raised the jury] they still choices and [The [has] objection: very are now aware of the choices that deliberating [T]he has been since they today have which are to continue p.m. Approxi- 11:19. And it is now 8:00 Tuesday come back or do both. The mately forty ago minutes or 45 minutes fact is there aren’t other alterna- ago exchange started with the you sug- something tives unless have they their second note came in to N.T., 10/11/02, gest. p. 126. clarify [T]hey the first note. indicate again, Once counsel stated: “I don’t at they want to hear the of all guess calling I point. witnesses, complaining the five chil- do, here, they the shots what want to response you dren. And in to that told goes through unless the Court what was them it would a five hour least said.” Id. they duration would have to listen to. on continued deliberate

You sent that note back and I believe 11, 2002, and twenty they Friday evening, about minutes later came October ALL BE DURING morning, be- PRESENT Tuesday October returning fore their verdict on the after- HIS CRITICAL STAGES OF 15th. TRIAL, noon of October AND WHICH VIOLAT- ED 602 AND 646? RULES ¶4 chal- appeal filed a direct give a lenging the trial court’s failure to REQUIRED IS PREJUDICE regarding credibility instruction AN INEFFECTIVENSS WHEN witnesses, of child the Commonwealth’s THE DENIAL OF CLAIM RAISES comply request failure to AT A CRITICAL COUNSEL particulars, for a bill PROCEEDINGS, THE STAGE OF the continuation of court’s refusal to allow AD- THE PCRA COURT’S AND IS allowing jury to jury deliberations and REQUIREMENT THE DITION OF audiotape testimony during jury de- hear (sic) OF PREJUDICE IS CON- judg- This Court affirmed the liberations. TRARY TO AND AN UNREASON- by unpublished memo- ment of sentence ABLE CLEAR- APPLICATION OF denied randum and the LY ESTABLISHED UNITED further review. AU- STATES SUPREME COURT Williams, (Pa.Super.2004) *5 THORITY? memorandum), appeal de- (unpublished REQUIRED, II. IF PREJUDICE IS (2005). nied, 717, 582 Pa. DEMON- CAN [WILLIAMS] May filed a On Williams STRATE PREJUDICE? petition, counseled PCRA which the PCRA III. WERE RULES OF CRIMINAL hearing. court denied without a This 602 AND 646 PROCEDURE VIO- timely complied appeal followed. Williams LATED AND TRIAL WAS the trial court’s order to file a concise with FOR COUNSEL INEFFECTIVE appeal pursuant statement of the issues on FAILING TO HAVE OBJECT- Pa.R.A.P.1925(b).1 to The trial court is- ED AND ON 602 646 GROUNDS opinion sued a written on these issues on THE OBJEC- AND BECAUSE 27, July HE DID TION REGISTER WAS following presents is- INADEQUATE TO WOEFULLY sues for our review: THE PRESERVE ERRORS? INEF- TRIAL COUNSEL I.WAS TRIAL INEF- IV. WAS COUNSEL FOR FAILING TO FECTIVE HE BECAUSE FECTIVE PROPERLY OBJECT TO PRO- REQUEST FAILED TO JURY BY THE CEDURE UTILIZED INSTRUCTIONS PROHIBIT- DE- TRIAL COURT WHICH ING THE JURY FROM USING NIED PETITIONER HIS THE FACT THAT SIX RAPES AMENDMENT RIGHT SIXTH FOR CONSOLIDATED WERE CRITI- TO COUNSEL DURING TRIAL, TRIAL AS PROPENSITY EVI- THE CAL STAGES OF RIGHT TO DENCE? HIS DUE PROCESS we found waiver previous con- cases in which 1. We note Williams’ concise statement pages lengthy typewritten lengthy sisted of and the is- where the statement authority, more discussion and citation clearly identified. See Pa. sues were not commonly appellate found within an brief. 1925(b)(4) and comment to section R.A.P. Despite apparent impropriety, neither the waiver). (b)(4) findings (requirements objected trial court Commonwealth nor the Therefore, we will address the issues raised. forth, clearly unlike and the issues are set (2) merit; V. TRIAL WAS COUNSEL ALSO ble that counsel’s action or inac- INEFFECTIVE FOR FAILING strategic tion had no basis de- reasonable TO OBJECT TO THE interests; COURT’S signed to effectuate his client’s CIRCUMSTANTIAL EVI- prejudice, to the extent that there DENCE JURY INSTRUCTION probability is a reasonable the out- WHICH ACTUALLY INVITED proceedings come of the would have been THE JURY TO THE USE EVI- different if not for counsel’s error. Com- THE DENCE OF HOST OF Natividad, monwealth v. 595 Pa. OTHER SEX CRIMES CUMU- (2007). A.2d petitioner must LATIVELY AND AS PROPEN- satisfy prongs all three of this test SITY EVIDENCE? Id.; obtain relief under the PCRA. Com- VI. TRIAL WAS COUNSEL INEF- Basemore, monwealth v. FECTIVE FOR FAILING TO (2000). n. 738 n. 23 RAISE AN OBJECTION TO ¶ 9 willWe address Williams’ first three THE COURT’S JURY IN- together, they closely issues are related. STRUCTIONS THAT POSI- Together, these issues raise con- TIONED THE CASE SO THAT tentions that his trial counsel was ineffec- THE JURY WOULD TO HAVE failing lodge proper objections tive for DETERMINE WHO BE- TO to the trial court decision to allow the LIEVE-THEREBY A PLACING hear an of one of the child BURDEN OF BEING BE- (“T.B.”) victim’s testimony during its LIEVED ON TES- [WILLIAMS’] deliberations. Williams’ trial counsel ob- TIMONY AND HIS DEFENSE- jected allowing to hear the

AND ALSO DEPRIVING HIM *6 audiotape grounds doing on the so OF REASONABLE DOUBTS TO jury feeling pressured would leave the to HE WHICH WAS ENTITLED N.T., resolve the matter that evening. UNDER THE FEDERAL CON- 10/11/03, at 122-124. trial The court de- STITUTION? objection. nied the Appellant’s Brief at 9.2 ¶ ¶ 10 Williams claims that his coun- 7 The standard of review for a PCRA (re: objection single pressure sel’s to rush court’s order is whether the determination jurors) entirely inadequate. the PCRA court was In- supported by stead, evidence of record legal and is free of Williams contends that trial counsel Reaves, error. Commonwealth v. objected 592 Pa. should have playback to the 134, 141-42, (2007). 1119, 923 A.2d audiotape grounds on the that it violat- The findings PCRA court’s (1) will not be rights ed his under the Sixth Amend- appeal disturbed on unless there is no ment to the United States Constitution support for findings in the certified I, § Pennsylvania and Article 9 of the Con- Carr, record. Commonwealth v. 768 A.2d by stitution to represented be counsel at 1164, 1166(Pa.Super.2001). every stage proceed- critical of criminal (2)

¶ ings, rights under the Due Process 8 To be entitled to relief under the Clause of the United States Constitution PCRA on a claim of ineffective assistance (1) counsel, I, § petitioner Pennsylvania and Article 9 of the Con- prove: must underlying legal argua- every claim is of stitution to be at critical appeal properly 2. The direct in this case decided are was the ineffectiveness claims raised subsequent filing petition to the v. of a PCRA and within the context Grant, 48, (2002) appeal. 572 Pa. so that could not have been raised on direct (3) mandating se automatic re stage proceedings; prejudice per of criminal Rule 602(A) Pennsylvania adversary system Rules of Crimi- “the [is] versal because (4) 646(B) Procedure, Rule of the nal unreliable.” Roe v. Flores- presumptively Procedure. Pennsylvania 470, 483, 1029, Rules of Criminal 120 S.Ct. Ortega, 528 U.S. arguments (2000) Cronic, will address these turn. We (quoting 145 L.Ed.2d 985 2039). 659, 104 466 U.S. at S.Ct. right constitutional ¶ argues he is entitled 13 Williams by represented counsel prejudice per se because the finding to a ¶ subject criminal person 11 A to allow the trial court’s decision prosecution right has a constitutional listen to the of T.B.’s Amendment pursuant counsel Sixth de in the room deliberations to the United States Constitution3 at a prived right him of his to counsel I, Pennsylvania § Article 9 of the Consti trial, in stage critical of his violation of Johnson, tution. Commonwealth v. criminal stage” A “critical Cronic. 1009,1013 (2003); 5, 12, Com include proceeding has been defined to 125, Arroyo, monwealth v. 555 Pa. rights every stage where the substantive (1999). right representa A.2d 162 if “may of the accused be lost not exer throughout proceedings tion criminal is a Rhay, stage.” Mempa cised at v. [that] justice system. basic tenet of our Powell 135, 254, 19 L.Ed.2d 389 U.S. 88 S.Ct. Alabama, 53 S.Ct. 287 U.S. (1967). According Supreme to our (1932) (a criminal “re L.Ed. 158 defendant Court, stage” pro a “critical in a criminal every at quires guiding hand of counsel ceeding opportuni characterized “is him”). step proceedings against judicial discretion or ty for the exercise of Cronic, 12 In States v. United U.S. may if legal rights when certain be lost not 80 L.Ed.2d 657 S.Ct. Johnson, stage.” exercised at States Court ruled United circumstances, deprivation that in some audiotape of playback 14 The guaranteed by to counsel as not a critical T.B.’s trial fundamental the Sixth Amendment is so stage proceedings. of the criminal There that a can never be considered violation *7 opportunity judicial no discretion was 659, 104 2039; at harmless error. Id. S.Ct. audiotape, of the as the during playing the Johnson, see also 574 Pa. at court, consulting after with counsel trial Cronic, In the Court 1015. already determined parties, for both had prejudice identified three situations where portions audiotape jury the what (1) entirely to presumed: counsel fails (i.e., only to hear T.B.’s would be allowed subject prosecution’s meaning the case to N.T., 10/11/03, at 120-129. testimony). (2) testing; ful is called adversarial counsel danger legal no of a loss of And there was to render under circum upon assistance merely rights, jury since the heard competent very counsel stances where recording of T.B.’s exact word-for-word assistance; likely provide could not such in it was rendered the court- as at a complete denial of counsel in case during prosecution’s room the proceedings. stage critical of the criminal counsel Cronic, Generally speaking, defense chief. at 659-60 & n. U.S. circumstances, during jury right no In these it is has S.Ct. 2039. the Fourteenth Amend- rights Amend- Due Process Clause of 3. An accused’s under the Sixth Wall, Pa.Super. v. Constitution extend ment. Commonwealth ment to the United States (1992). proceedings through 455 n. 8 to in state courts the by if Toliver’s at pres- unpersuaded deliberations. Even he had been We are during playing audiotape tempt bring ent the in to his claim under Cronic. ease, jury to judge’s response this Williams’ counsel would have had The trial the ability supplemen no was not akin to the say anything repre- to do or this case Duval, jury tal [v. sent his client’s instructions Curtis protect interests or to (1st Cir.1997) ] F.3d and French rights.4 Any objections constitutional (6th Cir.2002) Jones, 282 F.3d 893 during original testimony ]. made were Clarifying the substantive elements of any objections on the audiotape, not (Curtis) charged offense or instruct by made point time would have (French) jury affirma ing a deadlocked been waived. cross-ex- Williams’ counsel tively jurors they guides how N.T., 10/9/02, amined T.B. trial. at 281- fulfill decisionmaking should their func jury 291. The heard the cross-examina- submitting tion. But specifi verbatim again audiotape. tion on the No further cally excerpted record right to cross-examine would have been itself requested had does during available deliberations. similarly jury.” ‘instruct’ issue, 15 On this persuasive we find Grace, 614; Id. at United States v. the decision of the United States cf. Court (11th Cir.2008) Fed.Appx. (transcripts Appeals for the Third United go recorded conversations could Toliver, (3d States v. 330 F.3d 607 Cir. deliberations). 2003). Toliver, In judge respond the trial jury inquiry case, ed to a In precise allowing about the wording testimony by provid of witness’ listen to an audiotape specifically re- ing with an excerpt quested from the trial did not “instruct” transcript. Comparing jury any providing the situation to the more than those where trial judges impermissibly portions transcript with of the trial did provided juries supplemental jury with in In any attempt by Toliver. the absence of presence structions outside the of defense the trial to provide court counsel, advice, the Third Circuit held that instruction or no opportunity exist- trial judge’s action (providing judicial with ed for the exercise of discretion. portion Likewise, transcript5) was not a no opportunity existed for coun- stage” “critical for purposes protect any of a Sixth sel to assert or instance, argument: legal Amendment to counsel rights, including, for rec- (9th Cir.1995) (“Admittedly, Hegler The learned dissent indicates that counsel’s could readback, required por- objected in the event that have inaccuracies in the garbled protested against any impropriety tions of the were or on the diffi- *8 reporter’s part; any cult but or to hear. While we share concerns over court mistake malfunctions, possible lapse may jury’s mechanical there is no have tainted the decision capable being quantified evidence in the record before at is of and assessed in us evidentiary hearing.”) (citing suggest an Rushen v. that such issues arose in connection 114, 453, playback testimony. Specu- Spain, with the of T.B.’s 464 U.S. 104 S.Ct. (1983)). might lation about what have L.Ed.2d 267 occurred is not finding prejudice per a a basis for se under Holton, generally See United v. that the Federal Rules of Cronic. States 5. It should be noted 1536, (in (D.C.Cir.1997) counterpart 116 F.3d 1545-46 Procedure have no Criminal 646(B), any suggesting any prob- expressly absence of evidence Pa.R.Crim.P which forbids replaying audiotape given transcript of the trial lems in an for the proceedings during deliberations outside of the deliberations. counsel, 646(B) presume no will be discussed in detail "there is reason to R.Crim.P. 1472, harm”); Hegler Borg, v. 50 F.3d hereinbelow. that a trial concluded ommending Supreme alternative instructions more Court See, e.g., favorable to Williams’ interests. court’s decision to summarize witness’ Johnson, at 1014 574 Pa. at 828 A.2d for the testimony from his own notes (reading supplemental instructions reversible error. during deliberations was stage of trial because “counsel is a critical 636, 244 Prior to Id. at A.2d 728. may object suggest alternative word- granted a summarizing, judge ing”). testimo- jury request to have the witness’

¶ report- court ny by read back to them the 17 The learned dissent contends compel two cases a different result here. Supreme er. The Court took no issue with Feliciano, First, in Commonwealth v. decision, in the stating that the “if[ ] this that a (Pa.Super.2005), A.2d 901 we ruled discretion, of the court’s a review exercise deprived right not of his defendant was allowed, must testimony is such review notify the trial court failed to counsel when court, parties be conducted before juror granted counsel that a had been Id. at and counsel.” Id. at 904. short break from deliberations. ap- described this Supreme decision, noted that reaching In we pres- court in the proach (reading open “jury deliberations have been viewed as counsel) parties as the ence stages right critical to which the to counsel for read of trial “proper procedure” backs stages attaches.” Id. The critical testimony. Id. Feliciano, explained in deliberation as Contrary analysis to the astute however, are those occasions when commu- dissent, inap- we find Peterman to be the trial court and the nications between First, for at least two reasons. posite here jury during its deliberations become neces- allege in Peterman did not the defendant sary, including instances which the violation of his to counsel under requests, or considers itself questions, has Pennsylvania either the United States or See, e.g., O’Leary, Siverson v. deadlocked. result, As a in Peterman Constitutions. (7th Cir.1985) (viola- 764 F.2d nor even our Court neither found right to counsel tion of Sixth Amendment a read back of trial discussed whether trial left the court- appointed when counsel stage” a “critical of criminal jury retired and did not house when the proceedings.6 throughout during jury delibera- return verdict). ¶20 or the return of the No Second, tions judice does the case sub case, as trial such issue exists Williams’ of trial not involve a read back counsel was available and did consult with thus the trial by reporter, a court jury asked for a the trial court when the proce- “proper court’s failure to abide testimony. replay of T.B.’s of no issue dure” described Peterman is Instead, trial court here. this case the Second, in v. Peter man, selected evi- specifically our decided to allow Cir.1989) (counsel (6th have found no 1219-20 6. We note that most courts failing object back of to read in connection with ineffective constitutional deformities absence); but see in his outside of coun read backs of Williams, at *3 People 2006 WL 853395 long consult presence, so as counsel was sel's *9 4, Dist., 2006) (“A April (Cal.App. 5th regarding the decision to read back ed Kernan, See, rereading request is criti- 244 for a testimony. e.g., La Crosse v. 702, Cir.2001) right (9th part (refusing cal of the trial to which F.3d 707-08 judgment applies.”), vacated on other counsel a read back of to be "critical find 1246, 1197, grounds, 127 S.Ct. 167 pur 549 U.S. stage” Sixth Amendment of trial for Osterbrock, (2007). F.2d L.Ed.2d 61 poses); United States v. 891

1281 (the rights stages dence trial of T.B. in audio- at critical counsel form) tape provided to be proceedings criminal were violated.

its review its deliberations. As dis- right constitutional Williams’ Opinion, cussed later this action did present 646, not violate Pa.R.Crim.P. which gov- permitted erns what materials are to be ¶ trial 23 Williams contends possession of the jury during its delib- preserve by objection counsel also failed to such, erations. As we ascertain no basis rights present his constitutional to be on which to conclude that Williams was every critical stage proceed of criminal deprived of counsel at stage a critical ings. Supreme The United States proceedings his criminal or that the trial has ruled that the Due Process Clause court’s decision to allow the to hear the Fourteenth Amendment to the U.S. of T.B.’s so taint- accused, requires Constitution7 that an ed trial that Williams’ he is entitled to a “even situations where the defendant is finding prejudice per se under Cronie. actually confronting witnesses or evi Finally, 21 we find additional support him,” against dence has constitutional for this conclusion in our Supreme Court’s right present person “to be in his own decision in Commonwealth Bango, v. 560 relation, presence whenever his has a rea (1999). 84, Pa. In Bango, at substantial, sonably to the fullness of his prosecution introduced into evi- opportunity to defend against charge.” dence tape-recorded telephone conversa- Massachusetts, Snyder 97, v. 291 U.S. tions of seventeen people different discuss- 105-06, 330, 54 S.Ct. 78 L.Ed. 674 ing sales of controlled During substances. grounds, rev’d on other Malloy Hogan, v. deliberations, asked for the oppor- 1, 1489, 378 U.S. 84 S.Ct. 12 L.Ed.2d 653 (and tunity to tape review the recordings (1964). Accordingly, “a is guar defendant corresponding transcripts) in the jury right present anteed the to be stage room during their deliberations. Over de- of the criminal proceeding is critical fense objections, counsel’s the trial judge presence to its outcome if his con would allowed tapes and transcripts go out tribute to the procedure.” fairness of the with the jury with appropriate instruc- Stincer, 730, 745, Kentucky v. 482 U.S. 107 Court, tions. Our after conclud- 2658, (1987). S.Ct. 96 L.Ed.2d A co ing that the trial court’s decision did not right extensive constitutional under exists (then violate Pa.R.Crim.P. 646 numbered I, Pennsylvania § Article 9 of the Consti 1114), affirmed, Rule finding no abuse Hill, tution. Commonwealth v. 737 A.2d 89, discretion. Id. at 742 A.2d at 1072 255, (Pa.Super.1999); (citing Hawkins, Commonwealth v. Carter, Pa.Super. (1997) (trial (1971) (adopting Snyder “fullness of court’s regarding decision materials that test). opportunity” may be taken out with the will not be reversed unless there is an abuse of dis- ¶ 24 right This constitutional to be rules)). cretion or a violation of court present not guaranteed “when reasons, useless, 22 For these would be reject we or the benefit but a appeal contention on that his Snyder, shadow.” 291 U.S. at (1985). brief, right present 7. The to be appellate has also been found In his Williams does under the Confrontation Clause of the Sixth not assert that his under Gagnon, Amendment. United States v. the Confrontation Clause has been violated. U.S. S.Ct. 84 L.Ed.2d 486 *10 1282 alter, modify improve any ability had only requires the process 330. Due

S.Ct. conveyed information the extent that a the content of the presence defendant’s “to such, be thwarted we discern no basis just hearing jury. fair and would As Stincer, at 107 482 U.S. that Williams’ upon his absence.” which to conclude at Snyder, 291 U.S. (quoting reasonably S.Ct. 2658 sub- would have had a presence 330). upon Based this stan- 54 S.Ct. ability to defend stantial effect on dard, Supreme in Stincer the U.S. Court he was on charges for which against a Court reversed decision trial. that a defendant’s Kentucky finding ¶26 consistent This determination is preliminary presence was critical at States decisions of the United with two competence of two hearing evaluating the the District of Colum Appeals testify at trial. Id. at young girls to Holton, In v. bia Circuit. United States (“All instead, questions, 107 2658 S.Ct. (D.C.Cir.1997), the Court of 116 F.3d 1536 ability child’s solely were directed to each rejected all of defendants’ consti Appeals facts, ability to her to recollect and narrate deci arguments to the trial court’s tutional falsehood, truth and distinguish between listen to the sion to allow the obligation of moral to tell and to her sense during replaying taped evidence truth.”). Likewise, in Commonwealth ruling, at 1546. In so Id. deliberations. McNamara, 448, 662 A.2d Pa.Super. v. upon relied its own Appeals the Court of that defendant’s this Court found States v. Sobamo prior decision United process during absence selection (D.C.Cir.1989). wo, In F.2d 90 Soba- County not violate his Philadelphia did mowo, Ginsburg then-Judge Ruth Bader right process. to due Id. constitutional tape replaying [for that “the concluded (“[W]e point at no in that note that stage not is] deliberations jurors to the procedure are the introduced clause impheating the confrontation case. issues of an accused’s substantive 43(a).”8 Dallago (citing at 96 or Rule Id. Rather, questions designed are to elicit all States, F.2d 552-53 United ”); .... information see also background (D.C.Cir.1969) (defendant’s presence is not (no Carter, process A.2d at 80 due when exhibits are submitted required present violation where defendant deliberations)). jury during juror qual- substituted as a when alternate ¶ con- Accordingly, we find Williams’ juror). replacement

ified that his constitutional appeal tention on jurors when at all rights present process due during their de- listened proceedings stages of the criminal critical contributed in would not have liberations to be meritless. were violated proceedings. any way to the fairness of present during note that Williams was We of Pa.R.Crim.P. Violation testimony at trial and his counsel T.B.’s 602(A) provides 28 Pa.R.Crim.P. opportu- a full and fair provided present be defendant shall “[t]he During the witness. nity to cross-examine 602(A) trial.” Rule stage of the every jurors heard audiotape, playback for a defen an even broader provides testimony, recording verbatim than do our at trial counsel, dant to be defendant nor his and neither the since, constitutions, federal have state and they present, if had been would even 602(A), We address the trial stage trial....” Federal to Pa.R.Crim.P. Similar 602(A) case Rule in this violation of provides that court's Procedure Rule of Criminal every present ... at hereinbelow. defendant shall "[t]he *11 above, Instead, presence discussed the constitutional of the of Williams. present only stages extends where jury merely recording heard a of verbatim presence is “critical” to the outcome of the exactly transpired open what court in 602(A) trial. requires Rule the defen- Moreover, in presence. addition trial, every stage dant’s at testimony to hearing again, T.B.’s direct qualification. without jury again also heard her cross-exami- (which ¶29 nation Williams’ trial counsel The trial court’s failure to have Williams alleged while the was Williams has not to have been in- played for the constituted a violation adequate any way). or ineffective in As 602(A). of Rule In opinion, such, its written any did not hear accusations trial court admits as much: language “This testimony place that did not take 602(A) appears Rule encompass [of ] all open court—and Williams was not accused stages trial, including stages non-critical anything secret. such as the submission tape-recorded ¶ Moreover, jury’s verdict reflects during delibera- prejudice no to Williams. The tions.” Trial Opinion at 15. replayed of T.B. for the included a ¶ 30 The trial grant court refused to range wide against accusations Williams

Williams new trial based on the violation victims, involving all of the child including 602(A) of Rule because it found that the N.T., 10/9/02, 270, rape, her digital pen- failure prejudicial was not to Williams. In N.B., etration of id. at forced oral sex appellate brief, Williams does not di D.B., by N.B. and id. and forced rect us to authority holding that non- T.B., N.B., oral sex on D.B. and S.P. Id. at constitutional violations of Rule 602 are verdict, however, 266-70. The establishes se, prejudicial per and we are not aware of not adopt did T.B.’s testimo- any such authority. result, As a we will Instead, ny without reflection. the verdict consider whether the trial court’s violation jury carefully shows that the considered all 602(A) of Rule here constituted harmless presented, evidence including error, which our Court has de any wrongdoing, Williams’ denials of it fined as follows: may “[A]n error be harm acquitted charges, Williams on various in- less properly where the admitted evidence cluding attempted rape against S.P. and guilt is so overwhelming preju and the aggravated against indecent assault both dicial effect of insignificant the error is so N.T., 10/15/02, D.B. and C.N. at 4-10. by comparison that it beyond is clear ¶ 33 Rather than reflecting prejudice reasonable doubt that the error could not against listening have contributed Williams as a result of to the verdict.” Com Strong, time, monwealth v. T.B.’s for a second A.2d (quoting jury’s carefully Common verdict shows that it con- Story, wealth v. weighed sidered and all of the evidence for (1978)). 155, 166 specific charge against each each spe- cific victim. Based on our careful review brief, In his appellate ar- record, evidentiary we are convinced gues allowing the audiotape to be specific convicted Williams on replayed in the deliberation room was charges upon compelling based testi- prejudicial public because “the victims, mony young of all of the and did ceased” and he being was instead “now place any weight undue on the testimo- Appellant’s accused in secret.” Brief at result, disagree. ny 26. We of T.B. As a we conclude that did not hear private, new or different out violation of Rule court’s *12 by hearing, in trial as taken down ings that a or error and this case was harmless added). a prejudice (emphasis no as result. reporter.” suffered a court Williams Canales, Moreover, in v. 646(B) (4) Violation of Pa.R.Crim.P. (1973), 422, A.2d 572 our Su- 454 Pa. 311 646(B) ¶ fol- provides as for the explained 34 Pa.R.Crim.P the reason preme Court lows: tran- to the trial prohibition regarding 111410):

(B) (Rule deliberations, During shall scripts in Rule 646 permitted be to have: not sending any out of 1114 Rule forbids (1) testimony; transcript any trial a of transcript of the trial portion (2) or otherwise copy any a written 1114 was jury. Even before Rule defendant; by confession recorded Ware, 137 v. adopted, Commonwealth (3) information; copy a of the 806, (1890), said 20 A. 808 (4) ‘(t)he instructions. written a of the sending part out of room is without ¶ that allow contends 35 Williams (was) palpable error.’ precedent and audiotape an of trial ing to listen prohibition is that The reason for the testimony during deliberations violates in the room 646(B)(l)’s against per prohibition Rule portion physical of a embodiment transcript have “a mitting the testimony in written form words, the trial testimony.”9 In other any trial need not argues transcript increasing that a may have the effect of Williams purposes form for of Rule written accept will probability 646(B), in fact a that an is testimony as credible. by the rule.

type transcript prohibited 427-28, (emphasis A.2d at 575 Id. 311 one, for our important The issue is an added). audiotape is question, an Without that a violation of Supreme Court has held embodiment ... in written “physical not a 646(B) language of Rule is express testimony. of trial form” and constitutes automatic reversible error ¶ This decision Common- Court’s trial. Commonwealth grounds for a new Gladden, 434, 665 Pa.Super. wealth v. 173, 178-79, 709 A.2d Karaffa, v. 551 Pa. instructive A.2d 1201 also 887, (holding that a violation is Gladden, grant- trial court In context. in and it is this “intrinsically prejudicial jury’s request during deliberations ed the trinsic, requires prejudice unfair read the defendant’s confession to have trial”). granting a new This reporter. them the court back to ed.) (8th Dictionary 36 Black’s Law Rule 1114: found no violation of Court handwritten, “transcript” “[a] defines case, however, does [Rule 1114] In this testimony given typed copy or printed, above: the apply not as stated proceed- ... official record of orally Collins, 45, A.2d v. direct wealth raised this same issue on 9. (2005) (ineffectiveness appeal, panel of this Court found the raises a dis- but failed had waived as trial counsel purposes issue been PCRA legal ground for tinct 646(B). object upon Rule Common- based although such claim and must be treated as Williams, 830 EDA 829 and wealth on direct may same reasons discussed fail for A.2d unpublished memorandum appeal). 19, 2004). August In (Pa.Super. filed here, Williams petition at issue the PCRA Supreme and re-num- Court revised 10. but in the context of raises the same issue April effective Rule 1114 as Rule bered claim, permits us re- which ineffectiveness 2001. at this time. See Common- view the issue added) J., concurring confession, (Popovich, given part phasis a written dissenting). of the other transcript, by Rule things specifically prohibited decision response In to this Court’s Therefore, inapplica- Rule 1114 is Foster, in 1995 the jury requests ble. that record- ‘When (now 646(B)(2)) Rule 1114 Rule amended *13 testimony it refresh its ed be read to to receiving copy “a prohibit jury the from to court’s memory, it rests within the trial con- or otherwise recorded written re- grant deny discretion to such Importantly, the defendant.” fession quest.’ the did not also amend Supreme the Court (now 646(B)(1)) of Rule 1114 Rule (quoting portion Id. at 1205 Commonwealth v. Johnson, in transcripts trial the deliber- Pa.Super. prohibiting 421 618 A.2d room, (1992), affirmed, light of cases like 538 Pa. 646 A.2d ations even Canales, (1994)), the term grounds, supra, interpreting overruled on other Archer, to a “transcript” Commonwealth v. under the rule refer of trial (Pa.Super.1998). reporter “physical While a court embodiment” Canales, reading jury trial “in 454 Pa. at is dis- written form.” result, ways audiotape, similar in some to an it A.2d at 575. As a we Supreme does constitute a word-for-word must conclude that verbatim “transcript” recitation of trial audible non- intends the term to refer to form, written which we concluded Glad- the memorialization of trial then-applicable den did not violate the imiten Even if we were inclined to form. rule. agree that there is no substantive differ- transcript and an ence between written Foster, And in Commonwealth v. presentation of the tes- audiotape verbatim Pa.Super. 624 A.2d this trial, by the letter timony at we are bound equate videotaped Court refused to confes- audiotape an Accordingly, of the law. does Noting sions with written confessions. “transcript” purposes not constitute a only prohibited that Rule 1114 646(B)(1). of Rule confessions, receiving from written we re- fused to find a violation of rule when that the Although we conclude the trial court allowed watch trial court’s decision to allow videotape: confession on T.B.’s trial testi listen to the tempting

It is ar- accept Appellant’s mony did not constitute violation light gument technological ad- 646(B)(1), our express language of Rule vances which have occurred since the inquiry is not at end. Our Supreme Court fashioned the rule. To items not Court has indicated that when so, however, do violate the well- would are sent prohibited by Rule 646 expressly statutory rule of settled construction deliberations, jury during we out with the letter of the law cannot be the trial court must determine whether ignored. by doing so. Com abused its discretion (“I 222, 232-33, 149; Riggins, am 478 Pa. Id. at see also id. at 154 monwealth (1978). In a more recent expressly convinced Rules Committee case, inquiry ruled that recordings per- included those written of a this Court statements, i.e., provid transcripts requires us to determine whether son’s prejudicial: confessions, ing charac- the item to because their written importance “If there is a likelihood markedly videotaped different from ter is confessions).”) (em- skewed, may (and prejudice will be confessions oral evidence found; not, per charged if structed the that Williams “is prejudice there is no se and the error is harmless.” Common- committing specific these crimes 1089, 1103 Dupre, wealth v. and at differ- against different individuals denied, (Pa.Super.2005), appeal ent and on a different number of times (2005). 694, 879 A.2d 781 the victims.” regard occasions with ¶ 41 In our of the trial court’s N.T., 10/11/02, discussion at 79. The trial court also hereinabove, violation of Rule 602 we have types num- identified for the already determined that there is no evi- in connec- charges against ber of ap- dence or other basis in the record on Final- tion with each victim. Id. 92-96. that the trial court’s deci- peal to conclude ly, the trial court advised the sion to allow the to listen to the charges the number of slip verdict stated *14 to prejudicial was Williams. As victim, regard Williams faced with to each result, that he Williams’ contention they that reach a and reiterated should entitled to a new trial because of his trial separate particular charge. verdict on each objection lodge pur- counsel’s failure to an whole, Id. Taken as we conclude 646(B)(1) merit. suant to Rule is without regarding instructions clear were ¶ remaining three Williams’ as charges against nature of the Williams appeal on of issues involve claims error jury’s separate well the need for the in connection with the trial court’s each charge against consideration of each issues, considering structions. In these we victim, convey any suggestion and did not guide certain to our principles follow basic lumped that all of the should be charges First, evaluating determinations. “[w]hen note that and decided as a whole. We also instructions, propriety of verdict, jury’s pursuant to which will look to the instructions as a charges Williams was convicted on some whole, portions, and not isolated to simply others, that acquitted and shows improp determine if the were instructions the instructions and com- jury understood Trippett, er.” N.T., 10/15/02, plied with them. at 4-10. second, “a (Pa.Super.2007). And phrasing court has broad discretion ¶ appeal, For his fifth issue on instructions, may its and choose its own claims that his trial counsel was Williams wording long clearly, as the law is ade so quately, accurately presented object and failing ineffective for to jury for its consideration.” Id. on circumstantial evidence. charge court’s The trial instructed the mem court ¶ ap fourth on 43 For his issue direct and circumstantial evi bers about that trial counsel peal, Williams claims dence, forms and advised them that both failing request ineffective for was way we examples of evidence “are jurors requiring instruction to view each analyze it in our receive in formation and charge individually and not to consider the 10/11/02, N.T., everyday lives.” at 76-77. charged multiple fact that was with he now contends that this reference Williams against crimes six victims. con another “everyday have lives” necessitated tends that the instructions should jurors instruction, ‘every that of one crime proof “[j]urors informed their since another probative guilt was not specifically day lives’ will believe—unless crime. person who com told otherwise—that far more one or two sex crimes is

¶ mits court’s instruc- Viewing the trial that likely committed others and to have whole, no merit tions as a we find such crimes is in- the fact that he committed contentions. The trial court Williams’ BY Ap- DISSENTING OPINION that he committed others.” evidence FITZGERALD, J.: pellant’s Brief depart from the respectfully 1 I must argu- 46 We find no merit to Williams’ Primarily, analysis. majority’s thoughtful the evi- upon ment. Based our review of analysis of whether depart I record, dentiary the Commonwealth intro- stage,” a “critical deliberations constitute each competent support duced evidence to counsel’s every crime for which our testimony. I believe playback convicted, and Williams did not contest the accepted that generally courts have sufficiency of the evidence in his direct stage. a critical deliberations constitute Moreover, above, as noted appeal. Feliciano, See, e.g., Commonwealth v. jurors trial court to render instructed (‘We do not (Pa.Super.2005) A.2d separate every charge verdicts on with delibera- disagree Appellant with victim, respect every jury’s and the stages critical tions have been viewed as verdict reflects that it understood and attaches”) (cit- right to counsel which the such, complied that instruction. As D’Amato, ing Commonwealth v. Williams offers no basis on which to con- (2004)). As him multi- clude convicted *15 such, Appellant I that did have would find ple upon support- offenses based evidence right to counsel the delibera- ing just charges. convictions on one or two tions, note, Appellant was actu- although, I result, a in trial As we find no error ally represented counsel. charge court’s on circumstantial evidence. ¶ Nonetheless, emphasize I that appeal, 47 For his last issue on jury makes a right to counsel when the argues trial Williams counsel was ineffec- request lightly, partic should not be taken failing object tive for to the trial court’s ularly wishes to review tes when jury instructions regarding how to resolve in timony again. present Counsel must be testimony. recently conflicts in the We resulting order to ensure that “the re rejected substantially argument a identical emphasis on place ‘does not undue view[ ] Kerrigan, Commonwealth v. 920 A.2d ” testimony.’ one Commonwealth witness’ (Pa.Super.2007), 197-198 and consider Small, 423, 438, that dispositive decision to be of Williams’ v. Pe (quoting argument appeal on here. con- terman, applicability Kerrigan cedes the of this (1968)). is Normally, purpose appellate case and states in his brief that when, trial court’s upon achieved only “preserve the issue here he raises request reporter a for the court granting eligibility.” it corpus for federal habeas transcript, a of the portion to read back Brief at 40. Appellant’s request open is fulfilled in court with such the Peterman parties present. both As ¶48 Finding no basis on which to dis- Court stated: court, findings of the trial we turb the jury, in order to refresh

affirm the PCRA order dated October But where a recollection, reading requests their actually given testimony portion ¶ 49 affirmed. Jurisdiction relin- Order trial, matter within the at the it is a quished. trial court whether to discretion of the If the trial court grant request. such Dissenting files a Fitzgerald, J. the review of request, grant does Opinion. open must be conducted in potential concern over inaccuracies or un presence parties Nonetheless, court in the necessary emphasis. they do [I]f, their counsel.... the exercise of completely. not eliminate those concerns discretion, the court’s review testi- Recording portions of certain allowed, mony is hear, such review must be may garbled or difficult to court, parties conducted before the temporary recording may failure and counsel. cause the loss of some of the on Moreover, playback. just as counsel Peterman, 631-32, 244 430 Pa. at A.2d at present should be to ensure that “undue added). (emphasis presence Counsel’s emphasis” placed is not on a witness’s alia, ensure, required is order to inter testimony by reporter, the court or court I accurate, reading and that the present conclude that counsel must also be reporter court emphasize any does not operator, to ensure that the audio whether particular portion transcript. See unintentional, intentional or does not em (noting id. at 244 A.2d at 727 phasize any particular portion court, of the testim upon concern that trial summarizing Thus, I ony.11 agree while with the ma its requested testimony, placed notes of jority necessarily does not undue, unintentional, Appellant emphasis even if on right have a to have counsel in the certain aspects testimony). deliberations, during jury room he ¶ 3 Once the trial court sent the audio- present, does have a and to room, tape into the deliberation with- present, during have counsel a recitation of judge, out the Appellant, jury, whether in written counsel, the audiotape became an ex- Peterman, supra. or audio form. See Ac hibit to deliberate over. cordingly, I if would conclude that trial There is no doubt court *16 objected counsel had properly play to the result, intended this since the trial court audiotape back of the in the deliberation stated, “We have now determined that the room, the trial if court would have erred it original tape pro- and a technician will be objection. denied that jury vided to them in the deliberation they room so that can deliberate while ¶ Therefore, step the final is to deter listening N.T., tape privately.” to the prejudicial. mine whether this error was I added). 10/11/03, 122 (emphasis at How- agree majority with the that we should ever, exactly this result is what the Peter- interpret Karaffa, Commonwealth v. sought man Court to stating avoid when (1998), Pa. to necessitate that “the review of must be finding a if a prejudice per of se there is conducted in open presence court the any part violation of of Rule 646. See id. Peterman, parties and their counsel.” 178-79, at (holding 709 A.2d at 890 that Accordingly, Pa. at 244 A.2d at 726. jury sending jury written instructions to by sending jury to the an audiotape as during “intrinsically preju deliberations is exhibit, improperly the trial court denied 646(B)(4). dicial”); I see also Pa.RA.P. Peterman, Appellant right, pursuant to agree majority also with the that the lan during playback of testimo- guage expressly of Rule 646 does not for ny. jury. an sending audiotape bid back to the Nonetheless, notes, I majority As the learned audio- believe and Com Karaffa tape playback Oleynik, lessens the monwealth testimony, upon request by example, operator jury. 11. For the audio should even repeatedly play specific portion back a of the trial. that occurred outside finding sations A.2d 1238 necessitate (not 86-87, A.2d at 1071-72 per in the instant matter. See id. prejudice se transcripts involved ing tapes Oleynik Our Court stated: recording conversations between wiretaps cautionary by statement made people other appellant and seventeen judge regarding weight transactions). during drug the course of the written instructions was be afforded Thus, Bango decision aspect wholly inadequate possible to cure instances where legal weight holds no over jury prejudice. The likelihood that recordings or jury to review wishes weight points undue to the would assess testimony or state transcripts of actual possi- of law in written instructions and trial. Peter ments made See law bly misinterpret misapply or that man, concern about supra (expressing in a statement was the offered written testimony); Ka- jury’s review of witness on oral instruc- insisting basis raffa, supra (expressing concern about .... permitted tions Where a is jury’s of trial court’s instruc review take with them written instructions dur- form); supra Oleynik, tions in written deliberations, ing question may their (same Moreover, Bango Karajfa). as appropriate application arise that the trial court’s emphasized resolving the written instruction when cautionary instructions to the showed in the cause. issue decision to allow the to review the its Oleynik, 524 Pa. 568 A.2d at 1241. reasonable, transcripts only was not but Similarly, the Peterman Court was con necessary, given the confu perhaps even cerned about the likelihood that the which of the seventeen regarding sion weight would assess undue to particular given it heard at a time. eighteen voices portions if recitation A.2d at 1073. Bango, supra at open is not conducted in court for confusion existed potential No such of the trial and the judge therefore, instantly; Bango I is believe parties. I Accordingly, would conclude inapposite. sending virtue of conclusion, prejudicial I 7 In find deliberation room for the alone, possession error when the “intrinsically occurs Appellant listen *17 testimony in the delibera- recorded prejudiced.” Karaffa, supra; See see also Peterman, I that there is no tion room. would find Oleynik, supra; supra. for trial counsel to have reasonable basis ¶ Finally, majority the learned cites to object to the trial court’s action. failed to Bango, Commonwealth v. in- I find trial counsel Accordingly, would Pa.Super. court’s effective and reverse PCRA analysis. agree fully of their I support peti- relief on his denying Appellant order enjoys great that the trial court discretion tion. determining whether it will allow recordings transcripts review I empha- introduced as exhibits at trial.

size, however, tapes and tran- Bango conver-

scripts at issue involved

Case Details

Case Name: Commonwealth v. Williams
Court Name: Superior Court of Pennsylvania
Date Published: Oct 29, 2008
Citation: 959 A.2d 1272
Docket Number: 2964 EDA 2006
Court Abbreviation: Pa. Super. Ct.
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