COMMONWEALTH of Pennsylvania, Appellant v. Ronald Lee WEISS, Appellee.
Supreme Court of Pennsylvania.
Submitted March 12, 2008. Decided Dec. 29, 2009.
986 A.2d 808
BEFORE: CASTILLE (CJ), SAYLOR, EAKIN, BAER, TODD, McCAFFERY, GREENSPAN, JJ.
OPINION
Justice McCAFFERY.
In this appeal we decide whether the award of a new trial to Ronald Lee Weiss (“Appellee“) by the Indiana County Court of Common Pleas (“PCRA court“) is supported by the record and is free of legal error. Specifically, we determine whether the PCRA court properly granted Appellee a new trial on the basis that the prosecutor withheld information that could have been used to impeach the credibility of two Commonwealth witnesses, in violation of Brady v. Maryland.1 Additionally, we determine whether a conflict of interest claim raised in Appellee‘s PCRA petition has been waived because Appellee failed to raise the issue on direct appeal. Upon careful review, we conclude the conflict of interest issue has been waived, and that the court‘s conclusions with respect to the Brady issue lack sufficient factual and legal analysis. Accordingly, we vacate the order of the PCRA court, and remand for preparation of an opinion containing a more searching analysis not inconsistent with this opinion.
The pertinent facts, as gleaned from the record, reveal that Barbara Bruzda, a sixteen-year-old girl, was last seen alive on October 23, 1978. Her badly decomposed body was discovered wrapped in a quilt lying in a remote roadside ditch on March 20, 1979. On February 19, 1997, Appellee was arrested and charged with Ms. Bruzda‘s murder.
The trial court appointed Public Defender Donald Marsh, Esquire, Assistant Public Defender Robert S. Dougherty, Esquire, and Donald L. McKee, Esquire, to represent Appellee. These attorneys subsequently filed a motion for the appointment of new counsel, which averred, in pertinent part:
4. [Appellee] requests that your Honorable Court appoint new counsel to replace Public Defender Donald R. Marsh, in that Public Defender Donald R. Marsh has formerly represented a tentative Commonwealth witness, Kermeth Wright, in his capacity of Public Defender.
5. [Appellee] requests that your Honorable Court appoint counsel to replace Assistant Public Defender Robert S. Dougherty, in that he is under the supervision of Chief Public Defender Marsh and therefor[e] believes a conflict of interest exists.
6. [Appellee] requests that your Honorable Court appoint counsel to replace Donald L. McKee, Esquire, as Attorney McKee is the law partner of Robert S. Dougherty; and because of Attorney Dougherty‘s association with the Public Defender‘s Office, Mr. McKee has a conflict of interest.
Motion for Appointment of Counsel, filed 4/4/97 (emphasis added). The trial court denied the motion on April 4, 1997, without a hearing.
During pre-trial discovery, the Commonwealth identified the existence of jailhouse informants, Kermeth Wright and Samuel Tribuiani, as potential witnesses. The Commonwealth averred that there were no “deals” with these witnesses, and stated on the record that the witnesses had not been promised anything in exchange for their cooperation and anticipated testimony. The Commonwealth informed the trial court and Appellee‘s counsel that it did intend to take reasonable steps to protect the safety of the witnesses, and would also accurately report the nature and extent of the witnesses’ cooperation if asked by the witnesses’ confining authorities. At no time during the discovery process prior to trial, however, did the Commonwealth provide Appellee‘s counsel with copies of letters it had written to the Department of Corrections and Parole Board, among others, asking these authorities to consider the witnesses’ cooperation when deciding whether to grant them parole or other early release.
At trial, the Commonwealth presented the testimony of twenty-six witnesses. Sharon Pearson, Appellee‘s common-
Appellee testified in his own defense. His testimony revealed he had been questioned by police regarding the murder of Ms. Bruzda shortly after her body was found. He originally told police that on the evening of October 23, 1978, he gave Ms. Bruzda and an unknown hitchhiker a ride, and never saw either of them again after he dropped them off together. At trial, he admitted this version of events was a lie. He testified that, in actuality, Ms. Bruzda had been a passenger in his car on a remote road when two vehicles forced his vehicle to stop. He testified that he had been dragged from the vehicle and beaten about the head with a club by Sharon Pearson‘s brothers, who left him unconscious in a ditch by the side of the road. When he regained consciousness, Ms. Bruzda was gone. Appellee explained he had never previously revealed the truth
A jury convicted Appellee of first-degree murder, and he was sentenced to death. Trial counsel continued to represent Appellee on direct appeal. On direct appeal from the judgment of sentence, Appellee did not challenge the trial court‘s disposition of his pre-trial petition to appoint new counsel. This Court affirmed the judgment of sentence. See Commonwealth v. Weiss, 565 Pa. 504, 776 A.2d 958 (2001).
Following this Court‘s disposition of his direct appeal, Appellee sought post-conviction relief. Appellee was represented by counsel from the Defender Association of Philadelphia during post-conviction proceedings, and on May 15, 2003, a counseled PCRA petition was filed, 190 pages in length, raising 19 separate claims of entitlement to relief. The first claim alleged that trial counsel had labored under conflicts of interest that had adversely affected their representation of Appellee at trial. The second claim alleged that the Commonwealth had violated its obligations under Brady. The petition also contained numerous claims of counsel‘s ineffectiveness during the guilt and penalty phases of Appellee‘s trial.
A hearing on the petition was conducted on March 29 and March 30, 2007. With respect to the Brady issue, the trial prosecutor testified that “in hindsight,” he was unsure whether the testimony of the jailhouse informants was essential to the case against Appellee. He testified that although he had wanted the jury to understand that these witnesses had “agreed to testify without being promised anything,” he was now unsure whether the credibility of Wright and Tribuiani had been essential to the verdict. Notes of Testimony (“N.T.“) PCRA Hearing, 3/30/07, at 67. The prosecutor‘s testimony at the PCRA hearing concluded as follows:
THE COURT: Let me ask you one question. I want to be able to sleep tonight, okay?
[THE COURT]: The two witnesses in this case that testified against [Appellee], at one point you were asked did you feel whether or not their credibility was an issue and important to you and you said no. You didn‘t mean that, did you?
[PROSECUTOR:] Judge, when I said no, I tried to explain this afterwards when I said no. I mean today as I look back on it, I‘m not sure how much their testimony mattered. At the time it mattered a great deal to me that their credibility be understood.
[THE COURT]: Well, I can‘t rest on that. You‘ve got to be kidding. These two people took an alleged confession from [Appellee] and they take the stand and you don‘t think their credibility is important?
[PROSECUTOR:] Well, I did at the time Judge, but can I explain, I mean?
[THE COURT]: Well, yeah. I should just say that I would find it incredible that you would say that.
[PROSECUTOR:] This trial is ten years ago and as I look back on it and I think about the things that were the most critical for the jury, it‘s not Sam [Tribuiani] or Kerm Wright. When I think about what‘s most critical it was Sharon Pearson‘s testimony about the blood in the car and the quilt, and I think [Appellee‘s] own testimony was so incredible that I guess what I‘m saying, and what was remarkable to me, Judge, when I went back over and looked at my closing argument, I don‘t mention Sam Wright—or Sam Tribuiani [and] Kerm Wright. I don‘t even mention them. That makes me think that I just, at the time, as I was in it, yes, I wanted to establish their credibility, but looking back on it now I don‘t know honestly [or] see how important they were in the big scheme of things.
[THE COURT:] Well, I‘m going to be blunt and say that I find that truly preposterous, truly preposterous that you would not think that their credibility was important. Maybe I‘m missing something, but for the time being we‘ll etch that in stone on the record incredibly [sic]. I just can‘t
understand that. Okay, nothing else of this witness, you can step down. Okay.
Id. at 116-17.
By Order and Opinion entered July 31, 2007, the PCRA court determined that the Commonwealth had violated its obligations under Brady by failing to disclose certain impeachment evidence relevant to the credibility of Tribuiani and Wright, and awarded Appellee a new trial on that basis. The PCRA court determined the trial court had erred when it failed to conduct a hearing on the motion for the appointment of new counsel, and concluded that trial counsel had had an actual conflict of interest in representing Appellee at trial because counsel simultaneously represented Kermeth Wright in another matter.
The Commonwealth appealed and filed a
We first address the Commonwealth‘s claim that the PCRA court erred in granting a new trial due to an asserted Brady violation. We review the PCRA court‘s rulings to determine whether they have support in the record and are
In Brady, the United States Supreme Court declared that due process is offended when the prosecution withholds evidence favorable to the accused.... The Brady court established the obligation of the prosecution to respond affirmatively to a request for production of exculpatory evidence with all evidence material to the guilt or punishment of the accused. Where evidence material to the guilt or punishment of the accused is withheld, irrespective of the good or bad faith of the prosecutor, a violation of due process has occurred.
Id. at 1171 (citations and footnote omitted).
In United States v. Bagley, 473 U.S. 667, 677, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985), the Supreme Court concluded that “impeachment evidence ... as well as exculpatory evidence, falls within the Brady rule,” and held that, regardless of request, favorable evidence is material, and constitutional error results from its suppression by the government “if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” Id. at 682, 105 S.Ct. 3375. See Strong, supra at 1171 (“As Brady and its progeny dictate, when the failure of the prosecution to produce material evidence raises a reasonable probability that the result of the trial would have been different if the evidence had been produced, due process has been violated and a new trial is warranted.” (citing Bagley)); see also Commonwealth v. Moose, 529 Pa. 218, 602 A.2d 1265, 1272 (1992) (“When the reliability of a witness may be determinative of guilt or innocence, non-disclosure of evidence affecting that witness‘s credibility runs afoul of Brady‘s disclosure requirement.“).
In determining whether a reasonable probability of a different outcome has been demonstrated, “[t]he question is
Here, the PCRA court did not address or make any explicit determination as to whether the prosecution‘s failure to disclose information relating to Tribuiani and Wright‘s credibility undermined confidence in the outcome of Appellee‘s trial, such as would have created a reasonable probability of a different result. Instead, a fair reading of the PCRA court‘s cursory opinions in this matter reflects that the court concluded a new trial was warranted apparently simply because the
The trial transcript shows that the Commonwealth presented the testimony of twenty-six witnesses, including Tribuiani and Wright. The testimony of numerous witnesses other than Wright and Tribuiani, including the testimony of Appellee, was clearly very damaging to the defense and very helpful to the prosecution. This was not a case that hinged on one or two facts or the testimony of one or two witnesses. Nevertheless, the PCRA court found that the testimony of Wright and Tribuiani “was the crux” of the Commonwealth‘s case.3 Based on our review of the record, we conclude that the PCRA court‘s finding in this regard is erroneous as it is not supported by the record. The PCRA court also fails to specifically address whether or how the Commonwealth‘s with-
We turn now to the Commonwealth‘s claim that the PCRA court erred when it failed to conclude that Appellee‘s conflict
This Court has recently stated:
In order to be eligible for PCRA relief, [a petitioner] must prove by a preponderance of the evidence that his conviction or sentence resulted from one or more of the enumerated circumstances found at
42 Pa.C.S. § 9543(a)(2) (setting forth the eligibility requirements of the PCRA). Further, [a petitioner] must demonstrate that the issues raised in his PCRA petition have not been previously litigated or waived. Id. at§ 9543(a)(3) . An issue has been previously litigated if “the highest appellate court in which the petitioner could have had review as a matter of right has ruled on the merits of the issue.” Id. at§ 9544(a)(2) . A PCRA claim is waived “if the petitioner could have raised it but failed to do so before trial, at trial, during unitary review, on appeal or in a prior state postconviction proceeding.” Id. at§ 9544(b) . Further, we no longer apply the relaxed waiver doctrine in capital PCRA appeals.
Commonwealth v. Ligons, 971 A.2d 1125, 1137 (Pa.2009).
Appellee argues in his brief before this Court that the conflict of interest issue was not waived because Appellee was
Given that the conflict issue is cognizable only to the extent it sounds in ineffectiveness of counsel, and because the PCRA court may, on remand, undertake an analysis of the propriety of the trial court‘s ruling, we are compelled to express our disagreement with the PCRA court‘s finding that trial counsel represented Wright and Appellee simultaneously.5 What is involved in this matter is clearly a case of successive, not concurrent, representation. The Indiana Public Defender‘s Office began its representation of Kermeth Wright in an unrelated matter in August 1995. Wright was
For the reasons set forth above, we vacate the order of the PCRA court and remand this case to that court for further proceedings in accordance with this Opinion.6
Chief Justice CASTILLE, Justices SAYLOR, EAKIN and TODD join the opinion.
Justice BAER files a dissenting opinion in which Justice GREENSPAN joins.
Justice BAER, dissenting.
I respectfully dissent from the portion of the Majority‘s decision, which remands this case to the PCRA court for preparation of a more detailed opinion regarding that court‘s grant of a new trial on Appellee‘s Brady1 claim. While the
Moreover, while emphasizing that our Court “express[es] no view as to the merits of Appellee‘s Brady claim,” Op. at 587, 986 A.2d at 817, the Majority nevertheless proceeds to find that the PCRA court‘s conclusion that the informants’ testimony was the crux of the Commonwealth‘s case “is erroneous as it is not supported by the record.” Id. at 586, 986 A.2d at 816. Further, it opines that the damaging testimony against Appellee from Sharon Pearson3 “would not be impacted by disclosure of the impeachment evidence casting doubt on the reliability of [jailhouse informants] Wright and Tribuiani.” Id. Upon review of the record, I disagree with these assessments.
“[T]o establish a Brady violation, a defendant is required to demonstrate that exculpatory or impeaching evidence, favorable to the defense, was suppressed by the prosecution, to the prejudice of the defendant.” Commonwealth v. Ly, 980 A.2d 61, 75 (Pa.2009) (citing Commonwealth v. Gibson, 597 Pa. 402, 951 A.2d 1110, 1126 (2008)). “To satisfy the prejudice inquiry, the evidence suppressed must have been material to guilt or punishment.” Id. at 76 (citing Gibson, 951 A.2d at 1126-1127 (Pa.2008)). Materiality, in turn, “extends to evidence affecting the credibility of witnesses, rather than merely to purely exculpatory evidence.” Id. Finally, “[f]avorable evidence is material, and constitutional error results from its suppression by the government, if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.” Id. (citing Kyles v. Whitley, 514 U.S. 419, 433-34, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995) (internal quotation marks omitted)).
Here, the record establishes that jailhouse informants Samuel Tribuiani and Kermeth Wright actively sought favorable treatment in exchange for their testimony that Appellee confessed to murdering Barbara Bruzda. The record further establishes that, in accordance with their request, the prosecutor made phone calls and sent letters to various state authorities seeking favorable treatment on their behalf, and sent copies of these letters to Tribuiani and Wright prior to Appel-
A review of the record reveals that the prosecution‘s failure to disclose information relating to Tribuiani and Wright‘s credibility undermines confidence in the outcome of Appellee‘s trial, and creates a reasonable probability that if Appellee had been given such evidence and employed it to impeach the jailhouse informants, a different outcome of the trial could have resulted. Initially, I point out that this was not an “open and shut case” for the prosecution. In fact, the police investigation into the identity of the perpetrator of Barbara Bruzda‘s murder extended nearly 18 years. The victim‘s body was discovered on March 20, 1979, and Appellee‘s murder charges were not filed until February 20, 1997, significantly, after the prosecution obtained the statements from Tribuiani and Wright. Moreover, as acknowledged by the Majority, Op. at 579-81, 986 A.2d at 812-13, Appellee‘s defense at trial was that he was not involved in the murder. Appellee testified that, on the night of the incident, the victim had been a passenger in his vehicle while he was driving on a remote road, and that Sharon Pearson‘s brothers forcibly stopped Bruzda and him, dragged Appellee from the vehicle, and beat
Thus, the evidence that Appellee had borrowed a tire iron, that the victim‘s injuries were consistent with injuries inflicted by such an object, that there was blood in Appellee‘s car on the morning after the murder, and that the quilt in which the victim had been wrapped was missing from the back seat of Appellee‘s vehicle, is equally consistent with both the prosecution‘s theory of the case (that Appellee killed Bruzda with a tire iron and wrapped her in the quilt in his vehicle) and Appellee‘s defense (that Pearson‘s brothers beat him until he was unconscious and proceeded to kill Bruzda with the tire iron found in Appellee‘s car, and wrap her body in the quilt, also found in the car). Thus, Appellee‘s confessions of guilt made to Tribuiani and Wright were, as the PCRA court found, the “crux of the case” against him.4 Had the withheld evidence regarding the informants’ deals for favorable treatment been presented at trial, there is a reasonable probability that the jury, while balancing the equally plausible theories posited by the Commonwealth and the defense, would have been swayed to make credibility determinations in Appellee‘s favor, and would have concluded that there was reasonable doubt as to Appellee‘s guilt.
Under these circumstances, I cannot agree with the Majority‘s conclusion that there was no support in the record for the PCRA court‘s finding that the informant‘s testimony was the ‘crux of the case.’ Op. at 586, 986 A.2d at 816.5 Further, I cannot agree with the Majority‘s assertion that “the impact of
As the PCRA court‘s finding of a Brady violation is supported by the record and free from legal error, I would affirm the grant of a new trial; because the Majority‘s holding to the contrary offends our standard of review applicable to PCRA proceedings, I dissent.
Justice GREENSPAN joins this opinion.
Notes
2. The opinion prepared by the PCRA court dated July 31, 2007, is one and one-half pages in length. Therein, the PCRA court states:
Robert Dougherty, attorney for [Appellee], went to trial without the available evidence that the defense was entitled to under the law. Such conduct violated the United States Constitution and appropriate case law, and I find the Commonwealth‘s conduct outrageous. [Appellee], without question, is for this reason alone entitled to a new trial.
PCRA Court Opinion, dated 7/31/07, at 1. The combined length of the Findings of Fact and Opinion filed October 31, 2007, is three and one-half pages. Therein, the PCRA court sets forth the following Finding of Fact:
6. The crux of the Commonwealth[‘s] case at the jury trial was the testimony of jailhouse informants Sam Tribuiani and Kerm Wright. Thus, their credibility was obviously of grave importance.
PCRA Court Findings of Fact, dated 10/31/07, at 1. In its accompanying opinion, the PCRA court held that the undisclosed material “would have without question aided defense counselor, Robert Dougherty, in attacking the credibility of the key Commonwealth witnesses.” PCRA Court Opinion, dated 10/31/07, at 1. The PCRA court also noted: “[f]or J. Scott Robinette, prosecutor at the trial of this matter for the Commonwealth, to testify at the PCRA hearing in this matter that in his opinion[, the] credibility of the Commonwealth‘s key witnesses that identified [Appellee] in this matter was not really an important issue is beyond belief.” PCRA Court Opinion, dated 7/31/07, at 1-2.
2. My use of the phrase “PCRA court‘s opinion,” encompasses the PCRA court‘s Opinion and Order dated July 31, 2007, as well as its “Findings of Fact” and “Opinion” issued pursuant to