Lead Opinion
OPINION OF THE COURT
Today we must decide whether psychiatric evidence is admissible to be evaluated by the jury when an accused offers it to negate the element of specific intent required for a conviction of murder of the first degree thereby reducing the crime to murder of the second degree.
Prior to analyzing the specific facts of this case, it is necesssary to clarify what we do not decide in today’s opinion. First, appellant has not raised the defense of
Appellant, Michael Walzack, was tried before a jury and convicted of murder of the first degree in the shooting death of one Ole Toasen. Following a penalty hearing, appellant was sentenced to life imprisonment. Post-trial motions for a new trial and in arrest of judgment were filed and denied and this direct appeal followed.
During the trial, the defense admitted the killing and attempted to establish its position through the testimony of appellant and a Dr. Willis. When called to the stand, the defense made an offer of proof indicating that the witness did not intend to contest appellant’s sanity at the time of the incident, under the M’Naghten standard. The defense conceded that appellant was sane; that he
In rejecting the psychiatric evidence, the trial court relied on a number of our earlier closely divided decisions. Commonwealth v. Tomlinson,
Appellant was charged with and convicted of murder of the first degree. The Legislature defined the elements of this crime as:
“All murder which shall be perpetrated by means of poison, or by lying in wait, or by any other kind of willful, deliberate and premeditated killing, or which shall be committed in the perpetration of, or attempting to perpetrate any arson, rape, robbery, burglary, or kidnapping, shall be murder in the first degree.” (Emphasis added). Penal Code, Act of June 24, 1939, P.L. 872, § 701.7
Under this section the term “willful, deliberate and premeditated” describes the mental state that must accompany the act before a nonfelony murder can be murder of the first degree. Commonwealth v. O’Searo,
It is axiomatic that the Commonwealth must prove each element of a crime beyond a reasonable doubt. Mullaney v. Wilbur,
In the instant case, appellant attempted to introduce expert testimony concerning his mental capacity to form the type of specific intent a conviction for murder of the first degree requires. This testimony obviously would have “significantly advanced the inquiry” as to the presence or absence of an essential element of the crime. See Commonwealth v. Hickman,
“. . . [t]he reliance we have consistently placed upon the competence of psychiatric evidence belies any concern that it is not a sufficiently recognized and accepted medical science capable of offering quality expert guidance.” Id. at 392,292 A.2d at 291 .9
We have long accepted psychiatric evidence on the issue of whether an accused is competent to stand trial.
Having determined that psychiatric evidence possesses sufficient reliability for its admission for the purposes announced herein we must acertain whether there are any policy reasons that might justify ruling it incompetent. Early opinions of this Court have suggested that acceptance of the doctrine of diminished capacity is tantamount to acceptance of the irresistible impulse test for insanity.
In adopting the position we announce today, we are buttressed by the fact that many jurisdictions in the country accept this view.
In recognizing the validity of this doctrine, the Supreme Court of Colorado reasoned:
“A defendant in a first degree murder case has the right, without reference to a plea of insanity, to establish mental deficiency as bearing upon his capacity to*222 form the specific intent essential to first degree murder.” Beeksted v. People,133 Colo. 72 ,292 P.2d 189 (1956).
See, also, Battalino v. People,
We believe that failure to recognize there can be an unsoundness of mind of such a character as to negative a specific intent to commit a particular crime, is to ignore the great advancements which have been made in the field of psychiatry. The results which have been achieved confirm its growing reliability. We do not consider this position contradictory to our adherence to the right and wrong test of insanity. We do not pretend there are no mental disorders except those which qualify under this test, but rather limit the defense of insanity to the types of mental illness in which the defendant cannot comprehend the nature or consequences of his act. Weihofen in his text Mental Disorder as a Criminal Defense states that if we recognize the basic principle that a person should not be punished for a crime if he did not entertain the requisite state of mind, “there is no logical escape from the proposition that a person cannot be held guilty of a deliberate and premeditated killing when he did not deliberate and premeditate, and indeed was incapable of deliberating and premeditating. If, however, he was able to understand the nature of the act he was committing and if he intended to do that act, he should be held guilty of murder in the second degree or manslaughter. There is no logic in the ‘all or nothing’ assumption underlying so many court opinions on the subject — that a person is either ‘sane’ and wholly responsible for all his acts, or ‘insane’ and wholly*223 irresponsible.”19 State v. Gramenz,256 Iowa 134 ,126 N.W.2d 285 (1964).
Once it is determined that the proffered evidence was both relevant and competent, due process requires its admission. Article I, Section 9 of the Pennsylvania Constitution sets forth the rights of an accused in criminal prosecutions.
“Even the most myopic interpretation of this clause would necessarily concede the right to offer relevant evidence to challenge a material issue of fact.” Commonwealth v. Graves, supra, at334 A.2d at 665, n. 7 .20
It is inconsistent with fundamental principles of American jurisprudence to preclude an accused from offering relevant and competent evidence to dispute the charge against him. This, of course, includes any of the elements that comprise that charge.
Judgment of sentence reversed and a new trial awarded.
Notes
. This crime occurred on June 17, 1969, and is therefore governed by the Penal Code of 1939, Act of June 24, 1939, P.L. 872, § 701, 18 P.S. 4701. Under the present Crimes Code, Act of March 26, 1974, P.L. 213, No. 46, § 4, 18 Pa.C.S. § 2502 (Supp. 1975-76), the
. United States v. Brawner,
. This Commonwealth has long relied on the M’Naghten test to determine mental capacity for criminal liability for one’s act, Commonwealth v. Mosler,
. Commonwealth v. Myers,
. Jurisdiction for this appeal is pursuant to the Appellate Court Jurisdiction Act, Act of July 31, 1970, P.L. 673, No. 223, art. II, § 202(1), 17 P.S. § 211.202(1).
. While the offer was not as precise as it might have been, the reference to “diminishing the degree of responsibility of the Defendant for this crime” was sufficient to alert the trial judge of the intended purpose of the testimony. In this area, nomenclature has been a source of obfuscation. The concept has been referred to as partial responsibility, diminished responsibility and partial insanity. Criminal Law, LaFave & Scott, p. 326. Probably, the most accurate label would be “diminished capacity” since the thrust of the doctrine relates to the accused’s ability to perform a specified cognitive process. See Commonwealth v. Tomlinson,
“Although the terms ‘partial’ and ‘diminished’ responsibility are the common vehicles used by writers and courts to describe the theory we discuss today, they are highly misleading. They connote that the defendant is somehow not fully responsible for his actions. In actuality the defendant is fully responsible, but only for a crime which does not require the elements of premeditation and deliberation.”
In State of New Mexico v. Padilla, supra, the Supreme Court of New Mexico advised:
“The doctrine contended for by the defendant is sometimes referred to as that of ‘diminished’ or ‘partial responsibility.’ This is actually a misnomer, and the theory may not be given an exact name. However, it means the allowing of proof of mental derangement short of insanity as evidence of lack of deliberate or premeditated design. In other words, it contemplates full responsibility, not partial, but only for the crime actually committed.”66 N.M. 289 at 292,347 P.2d 312 at 314.
. See n. 1 supra.
. In Commonwealth v. Jones,
“Apart from the felonious killings which are made murder in the first degree by statute because perpetrated by means of poison or by lying in wait or committed in the perpetration of or the attempt to perpetrate one of the statutorily enumerated felonies (Act of June 24, 1939, P.L. 872, Sec. 701, 18 P.S. § 4701), “the main distinction of murder in the first from that of the second degree” lies in the specific intent to take life required for the former: Commonwealth v. Iacobino, supra [319 Pa. 65 , 67-68,178 A. 823 ]; Commonwealth v. Robinson,305 Pa. 302 , 308,157 A. 689 ; Commonwealth v. Gibson,275 Pa. 338 , 342,119 A. 403 . Such intent supplies the qualities of willfulness, deliberation and premeditation otherwise essential, by the statute, to murder in the first degree.” (Emphasis supplied)355 Pa. 522 at 525-26,50 A.2d 317 at 319.
. In his dissenting opinion, Mr. Justice EAGEN concedes that, “The science of psychiatry has advanced materially in recent years and undoubtedly is now able to present reliable information as to human behavior in certain situations; . . . Mr. Justice Eagen premises his dissent, however, on his personal belief that in some areas psychiatry is not reliable. With all due respect it appears to be inconsistent to accept the general reliability of a science and fail to recognize that part of the determination of reliability necessarily includes a judgment that the discipline is capable of recognizing its limitations.
Moreover, we are disturbed by the implicit expression of distrust of the judgment of the citizens of this Commonwealth who comprise our juries. The fact that testimony is offered does not necessitate its acceptance. An excellent example is the Hearst case alluded to by Mr. Justice Eagen where the jury rejected the testimony of some of the nation’s most reknowned psychiatrists.
. Commonwealth v. Novak,
. Commonwealth v. Melton,
. Commonwealth v. McCusker, 448 Pa. 382,
. Commonwealth v. Light,
. Commonwealth v. Jones,
. Commonwealth v. McCusker, 448 Pa. 382, 392 n. 15,
It is, of course, true that the jury is entitled to be informed of all the circumstances and conditions properly to be regarded as relevant to the determination of the penalty; therefore it has been held that testimony concerning the mental incapacity of a defendant charged with murder, even though short of insanity, is admissible for that purpose: Commonwealth v. Stabinsky, 313 Pa. 231,169 A. 439 ; Commonwealth v. Hawk,328 Pa. 417 , 421, 422,196 A. 5 , 7,355 Pa. at 359 ,50 A.2d at 329 .
. In Commonwealth v. Ahearn,
Neither defendant’s psychiatrists nor any of his witnesses, we repeat, testified that defendant was insane under the M’Naghten Rule. The testimony of defendant’s experts, if believed, would establish an irresistible impulse to violence in certain sexual situations. Psychiatric names or definitions vary or change almost as rapidly as “bridge conventions”; and the use of terms such as “irresistible impulse,” or “diminished responsibility”, or “inability to control oneself”, or “temporary partial insanity”, or various kinds of psychopaths, are not suffi*221 cient to change what the psychiatrists used to call and what, in legal language, has always been called, an irresistible impulse.
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“The doctrine of ‘irresistible impulse’ or in the modern psychiatric vernacular ‘inability to control one’s self’, whether used to denote legal insanity, or as a device to escape criminal responsibility for one’s acts or to reduce the crime or its degree, has always been rejected in Pennsylvania.”
See also those cases which relied principally on Commonwealth v. Ahearn, supra, for example, Commonwealth v. Tomlinson, supra; Commonwealth v. Weinstein, supra; Commonwealth v. Rightnour, supra; Commonwealth v. Phelan, supra.
. See authorities cited in Footnote (2), supra.
. People v. Henderson, supra; People v. Gorshen, supra; Becksted v. People, supra; Leick v. People, supra; Battalino v. People, supra; State v. Gramenz, supra; People v. Moran, supra; People v. Colavecchio, supra.
. Legal textwriters and authorities are virtually unanimous in their approval of the position we adopt today. The foremost is, perhaps, the American Law Institute’s Model Penal Code. In Section 4.02 of the proposed official draft the institute provides:
“Evidence that the defendant suffered from a mental disease or defect is admissible whenever it is relevant to prove that the defendant did or did not have a state of mind which is an element of the offense.”
Others are too numerous to single out. See, e. g., authorities cited in Footnote (2) supra.
. In a footnote in his dissent Mr. Justice EAGEN makes reference to a recent statutory enactment, House Bill 826 (1975 session), eff. April 7, 1976, amending Crimes Code, Act of December 6, 1972, P.L. 1482, No. 334, § 1, 18 Pa.C.S. § 308. Although it is suggested this legislation was in response to this Court’s decision in Commonwealth v. Graves,
Dissenting Opinion
(dissenting).
In Commonwealth v. McCusker,
The science of psychiatry has advanced materially in recent years and undoubtedly is now able to present reliable information as to human behavior in certain situations ; however, the psychiatric testimony, here involved, is so patently devoid of reliability it should not receive judicial sanction.
Some psychiatrists will continue to dig up excuses for criminal behavior (as witness, the recent Hearst trial) even though some such “excuses” may border on the ridiculous and be totally lacking in scientific reliability. Unfortunately, some members of the judiciary will join them in accepting these excuses.
As to the assertion by the majority that the views of this writer on the present reliability of psychiatric testimony are personal, I submit that my position represents
The majority also states my position represents an expression of distrust of the judgment of the citizens of this Commonwealth. To the contrary, my trust in citizens serving as jurors has never and is not now waning. My concern is with submitting unreliable evidence to those jurors and thereby complicating their deliberations. I do not think jurors should have to evaluate evidence which has not been shown to be reliable.
Further, the majority correctly notes that the legislative response to Commonwealth v. Graves, supra, also repudiated a previous legislative determination. What the majority fails to note is that the legislative provision was little known and that Commonwealth v. Graves, supra, caused the public furor. Finally, the legislative response is indeed contrary to the views expressed by me in Commonwealth v. Tarver,
. Compare this opinion with that in Commonwealth v. Graves,
