442 Mass. 185 | Mass. | 2004
A jury in the Superior Court convicted the defendant of involuntary manslaughter, assault with intent to rape, drugging for purposes of sexual intercourse, assault and battery by means of a dangerous weapon (four indictments), and mingling poison with drink with intent to kill or injure (four indictments).
On appeal, the defendant claimed that (1) the manslaughter conviction must be reversed because there was insufficient evidence to establish that his conduct posed a high degree of likelihood that substantial harm would result to another person; (2) the convictions of mingling poison with drink must be reversed because there was no proof that the sleeping medication constitutes a poison under the statute; (3) he should have been permitted to introduce character evidence through three witnesses; (4) the indictments were improperly joined; (5) the judge erred in admitting evidence of prior bad conduct; and (6) the manslaughter conviction is inconsistent with the conviction of mingling poison with drink. The Appeals Court affirmed eight of the convictions and reversed the convictions of three of the four poisoning indictments. See Commonwealth v. Walker, 60 Mass. App. Ct. 255, 270 (2004). We granted the Commonwealth’s application for further appellate review. We conclude that there was sufficient evidence for a rational jury to
Background.
1. The Commonwealth’s case. We summarize the facts the jury could have found, reserving certain details for discussion in connection with the specific issues raised. The defendant
a. Incidents giving rise to charges against the defendant. D.K. and E.R. were friends and neighbors. On the evening of June 7, 1995, they went to the defendant’s apartment to socialize. The defendant prepared alcoholic drinks for the women. At the defendant’s suggestion, D.K. put on a minidress. E.R. changed into a negligee. Before either woman had finished a second drink, they both became tired and groggy. D.K. was experiencing a sense of paralysis; she “knew [that] something was wrong” but was unable to “do anything about it.” Shortly thereafter, both women lost consciousness.
The second incident occurred on June 14, 1996, when M.N., then thirty years old, visited the defendant at his apartment. During the visit, M.N. consumed clam chowder and what the defendant told her was fruit punch.
She woke up at her home the next morning without her bra and wearing a different dress; her rectal area felt painful and “dirty.” M.N. telephoned the defendant and accused him of raping her, to which he responded that he “tried,” but did not “discharge” inside her. He told her not to go to a hospital and offered her $100, which she refused. M.N. went to a hospital that evening, where testing of her blood, while initially negative
The final incident occurred on December 26, 1996. That evening, M.P., then fifty-eight years old, packed an overnight bag and left with the defendant. According to M.P.’s daughter, M.P. had some alcohol to drink before the defendant arrived. The following morning, in response to the defendant’s 911 call, emergency personnel arrived at the defendant’s apartment; M.P. was pronounced dead at the scene. The medical examiner testified that M.P. had died from a combination of temazepam and alcohol.
b. Expert testimony regarding temazepam. Dr. David Robert Gastfriend, a psychiatrist and chief of addictive services at Massachusetts General Hospital, testified that thirty milligrams comprises a “full adult dose” of temazepam, but that, starting at age fifty years, a therapeutic dose for treating insomnia would be one-half that dose, or fifteen milligrams. He explained that, in persons aged fifty years or older, temazepam “can tranquilize the brain’s sensor for smothering . . . depress the brain’s drive to continue breathing,” and thus, in such older persons, “there is a risk of essentially stopping breathing . . . with excessive dose.”
Dr. Alan David Woolf of Children’s Hospital in Boston, the
2. The defendant’s case. The defendant testified at trial and denied any sexual contact with D.K., E.R., or M.N. He acknowledged that he made drinks for D.K., E.R., M.N., and M.P., but denied that he added any drug to what he served them. The defendant testified that he and M.R had consensual intercourse, that he mixed a couple of drinks for her,
Discussion.
1. Manslaughter. On appeal, the defendant argues that the evidence was insufficient to find him guilty of the crime of involuntary manslaughter, because it did not establish that his conduct posed a high degree of likelihood that substantial harm would result to another. The defendant concedes that, viewing the evidence in the light most favorable to the Commonwealth, the jury could have found that the defendant mixed his prescription medication, Restoril, into an alcoholic drink, which he gave to M.R She drank it and died shortly thereafter from the combined effect of alcohol and the drug temazepam contained in Restoril. The defendant acknowledges that he knew there were at least two labels on the bottle of medication, one warning him that it was a Federal offense to give the drug to anyone else, and a second instructing him not to drink any alcohol when taking the medication. The defendant also concedes that the jury could have found that, on two other occasions (first involving D.K. and E.R. and then M.N.), the women had fallen asleep when he gave them a “similar mixture.”
Relying on these facts, the defendant argues, however, that involuntary manslaughter could not be proved because Restoril is a legally prescribed medication that has numerous legitimate and “fairly safe” uses. Moreover, he argues, there was no label warning him that his conduct created a high degree of likelihood that substantial harm would result to another. We disagree with the defendant’s narrow interpretation of the relevant case law. Furthermore, we conclude that his contention concerns the weight and credibility of the evidence, “a matter wholly within the province of the jury.” Commonwealth v. Martino, 412 Mass. 267, 272 (1992).
We have often stated that, “involuntary manslaughter includes an unlawful homicide unintentionally caused by wanton and reckless conduct.” E.g., Commonwealth v. Catalina, 407 Mass.
Viewing the evidence and reasonable inferences from that evidence in the light most favorable to the Commonwealth, we conclude that the Commonwealth presented sufficient evidence for a rational jury to find the defendant guilty beyond a reasonable doubt of the involuntary manslaughter of M.P. Commonwealth v. Latimore, 378 Mass. 671, 676-677 (1979). The Commonwealth’s evidence demonstrated that the defendant mixed his prescription medication in M.P.’s drink in four to six times the recommended dosage for a person over fifty years of age. The clearly affixed warning on the pill bottle stated that the medication was not to be taken with alcohol. The “synergistic” effect of mixing alcohol and prescription sleeping medication was explained by two experts at trial.
2. Mingling poison with food or drink. The defendant next
On appeal, the defendant does not dispute that the judge gave a correct definition of poison, but argues that the term “poison” was not intended to include “a legitimate, beneficial prescription medication,” even if that medication was used in a manner not contemplated by the drug’s manufacturer. According to the defendant, the statute is unconstitutionally vague as applied to him because it did not give him fair notice that temazepam was susceptible of being classified as a poison.
By using a generic word “poison,” the Legislature left it to
However, in addition to “per se” poisons, there are substances that have beneficial uses, but when used improperly, may have the capacity to act as a poison. Commonwealth v. Bearse, 108 Mass. 487, 487-488 (1871) (belladonna can constitute poison).
There is no doubt that temazepam, administered improperly, is capable of causing injury, thus acting as a poison. While temazepam can be safely administered in limited circumstances, there are also dangers associated with its use — thus the requirement that it be used only by prescription under the supervision of a doctor or other duly licensed practitioner. See 21 U.S.C. § 353 (b)(1)(A) (2000); G. L. c. 94C, § 17 (c). As mentioned above, the Commonwealth’s experts testified at trial that temazepam is a “Class 4” substance (can only be dispensed with a prescription from a licensed physician) and of all pharmaceuticals, benzodiazepines generate the third highest number of calls to the poison control center. The side effects of temazepam include impaired consciousness. An adult dose is
Furthermore, because the evidence supported the inference the defendant mixed the poison in the drinks knowing full well that the women would be impaired (the women testified to experiencing a sense of paralysis, having trouble walking, feeling sick or groggy, and all were rendered unconscious), the jury properly could conclude that the defendant had the requisite intent to injure. The fact that D.K., E.R., and M.N. recovered from their injuries is irrelevant, as proof of permanent, or substantial, injury is not an element of the statute. See Commonwealth v. Dowler, 414 Mass. 212, 216 (1993) (court may not construe statute to “creat[e] an additional element or defense where the Legislature has provided none”).
3. Proposed Mass. R. Evid. 405 (a). At trial, the defendant sought to present three character witnesses.
A defendant in a criminal case may present evidence of a good reputation with respect to the elements of the crime charged, in order to create a reasonable doubt of his guilt. Commonwealth v. Belton, 352 Mass. 263, 268, cert. denied, 389 U.S. 872 (1967), and cases cited. See Commonwealth v. Roberts, 378 Mass. 116, 129 (1979), and cases cited; F.W. Stock & Sons v. Dellapenna, 217 Mass. 503, 506 (1914) (reputation evidence must be based on reputation in community). See also G. L. c. 233, § 21A (reputation evidence may be based on reputation at place of work or business).
We reject the defendant’s request to alter the settled law concerning the admission of character evidence. See Com
4. Joinder. The defendant argues that the judge improperly permitted the Commonwealth to join for trial the indictments related to the three separate incidents at issue here. After conducting a pretrial hearing, the motion judge, who was not the trial judge, concluded that “the offenses charged are related offenses and that the defendant employed the same scheme and a consistent modus operand! in committing the offenses charged.”
A judge is required to join offenses that “arise out of a course of criminal conduct or series of criminal episodes connected together,” unless joinder is not in the best interests of justice. Mass. R. Crim. P. 9 (a) (1), (3), 378 Mass. 859 (1979). The propriety of joinder is a matter within the sound discretion of the trial judge. Commonwealth v. Sullivan, 436 Mass. 799, 803 (2002). The judge’s decision will be reversed only if there has been “a clear abuse of discretion.” Commonwealth v. Allison, 434 Mass. 670, 679 (2001). The defendant bears the burden of showing that joinder was improper. Commonwealth v. Wilson, 427 Mass. 336, 345 (1998), and cases cited.
In addition, the defendant has not demonstrated that the prejudice from joinder was “so compelling that it prevented him from obtaining a fair trial.” Commonwealth v. Wilson, supra at 346-347 (“It is not enough for the defendant to show merely that his chances for acquittal would have been better had the indictments been tried separately”). See Commonwealth v. Allison, supra at 679-680, and cases cited; Commonwealth v. Montanez, 410 Mass. 290, 304 (1991). The judge “properly could conclude that prejudice, if any, to the defendant did not outweigh the interests of the court, the Commonwealth, and the public in a shortened adjudication,” Commonwealth v. Helfant, 398 Mass. 214, 231 (1986), given that substantial scientific testimony would have had to be repeated if the motion for joinder had been denied. See Commonwealth v. Sullivan, supra at 803-805. The defendant’s claim of prejudice “is also belied by the fact that evidence of his other offenses would have been admissible at separate trials on each indictment,” Commonwealth v. Allison, supra at 680, to show the existence of a
5. Prior bad acts. Over the defendant’s objection, the judge allowed the Commonwealth to introduce the testimony of V.H. V.H. testified that on one occasion, she visited the defendant at his apartment. He served her an alcoholic drink, and after she consumed it, she fell asleep. During another visit to the defendant’s apartment in November, 1996, the defendant gave V.H. an alcoholic drink. After V.H. consumed the drink, the defendant showed her a green gown and suggested that she put it on. V.H. put on the gown, began to feel “whoozy and sweaty,” fell asleep, and woke up the following morning wear
On appeal, the defendant concedes that V.H.’s testimony could have been admissible as evidence of a common scheme or pattern of operation, see Commonwealth v. Helfant, 398 Mass. 214, 224-225 (1986), and cases cited. He argues, however, that its prejudicial effect outweighed its probative value and made its admission improper. This assertion is without merit.
Evidence of a defendant’s prior or subsequent bad acts is inadmissible to demonstrate bad character or propensity to commit the crime charged. See, e.g., Commonwealth v. Barrett, 418 Mass. 788, 793 (1994), and cases cited. However, such evidence “may be admissible, if relevant, to show a common scheme or course of conduct, a pattern of operation, absence of accident or mistake, intent, or motive.” Id. at 793-794. To be admissible, “evidence of uncharged conduct must usually be related in time, place, and/or form to the charges being tried. There must be, in other words, a sufficient nexus to render the conduct relevant and probative.” P.J. Liacos, M.S. Brodin, & M. Avery, Massachusetts Evidence § 4.4.6, at 155 (7th ed. 1999). In the circumstances of this case, the evidence of the defendant’s behavior toward V.H. properly was admitted to show a common scheme or pattern of conduct, Commonwealth v. Feijoo, 419 Mass. 486, 495 (1995); Commonwealth v. Helfant, supra; Commonwealth v. Fleury-Ehrhart, 20 Mass. App. Ct. 429, 430-431 (1985), because it was sufficiently related in time, place, and form to the charges being tried. Commonwealth v. Hanlon, 44 Mass. App. Ct. 810, 818-819 (1998), and cases cited. See Commonwealth v. Barrett, supra at 794; Commonwealth v. Myer, 38 Mass. App. Ct. 140, 143-144 (1995). Furthermore, any prejudice from V.H.’s testimony was sufficiently ameliorated by the judge’s limiting instructions, given immediately after the testimony and repeated during the final instructions. Commonwealth v. McGeoghean, 412 Mass. 839, 842 (1992) (limiting instruction “tends to offset any improper prejudicial effect
6. Inconsistent verdicts. Finally, the defendant argues that his conviction of manslaughter must be reversed because it is legally inconsistent with the conviction of mingling poison with food or drink with the intent to kill or injure under G. L. C. 265, § 28. He contends that, because mingling poison with food or drink requires a specific intent to kill or injure another person, proof of that crime “stands opposed” to the concept within involuntary manslaughter that the killing be unintentional. We disagree.
A defendant is entitled to relief “only where verdicts are legally inconsistent — i.e., where, removed from the factual context of the particular case, the government could not possibly have proved the elements of both crimes with respect to the defendant.” Commonwealth v. Elliffe, 47 Mass. App. Ct. 580, 584 (1999). The crime of mingling poison with food or drink may be proved by a showing of intentional conduct with either a specific intent to kill or a specific intent to injure. An involuntary manslaughter conviction requires proof of intentional wanton or reckless conduct, resulting in an unintentional killing. Commonwealth v. Welansky, 316 Mass. 383, 398 (1944) (“What must be intended is the conduct, not the resulting harm”). That the latter does not involve a wilful intention to cause the resulting harm (death) in no way makes it incompatible with the former.
The jury concluded that the defendant intentionally gave each of his victims a drink laced with poison with a specific intent of injuring them by inducing a state of unconsciousness that would render them unable to fend off or to remember his sexual assaults. See Commonwealth v. Hammond, 50 Mass. App. Ct. 171, 175-176 (2000) (definition of “injury” broad enough to include both physical injury and harm to person’s mind). One victim died. As explained by the Appeals Court, “[t]he conduct that establishes a violation of G. L. c. 265, § 28, is [] precisely the same conduct that constitutes the act under the manslaughter
Conclusion.
For the foregoing reasons, we conclude that there was sufficient evidence to support the defendant’s conviction of involuntary manslaughter, and that temazepam constitutes a poison under G. L. c. 265, § 28. Furthermore, we conclude that the judge did not err in excluding character evidence proffered by the defendant, in joining the indictments, and admitting evidence of the defendant’s prior bad conduct. Finally, the manslaughter conviction is not inconsistent with the conviction for mingling poison with drink. Accordingly, we affirm the convictions.
So ordered.
The jury acquitted the defendant of a charge of rape.
In 1998, at the time of trial, the defendant was seventy-one years old.
Temazepam is a class C controlled substance. See G. L. c. 94C, § 31. Along with Valium and Xanax, temazepam is part of the benzodiazepine family of drugs. In addition to being used as a sleeping medication, temazepam is used to treat severe anxiety and panic attacks.
Neither D.K., who was prescribed Mellaril and Prozac, nor E.R., who was prescribed Lithium, took any medicine classified as a benzodiazepine. The medications they took had no effect on memory, even when combined with alcohol.
A sexual assault examination of E.R. found nothing of evidentiary significance.
At trial, the defendant admitted that he served M.N. a “drink." Detective Sergeant John Courtney of the Randolph police department testified that during the investigation of the M.N. incident, the defendant told him that he mixed fruit punch, grapefruit, and vodka in M.N.’s drink.
According to M.N., on a prior visit to the defendant’s apartment, although she advised him that she did not drink alcohol, he prepared a beverage for her containing Kahlua and milk. She testified that she became unconscious after consuming the drink, but could feel the defendant kissing her cheeks. No indictment was brought with respect to that incident.
M.N. remembered the defendant’s helping her down the stairs and taking her to her apartment. She felt drowsy and did not speak to the defendant.
M.N. did not take any medications that would have tested positive for this drug.
M.P. was prescribed Procardia and Pravachol; neither is a benzodiazepine.
Dr. Gastfriend further stated that temazepam causes amnesia, makes a person who is not used to it dizzy, tired, groggy, and unable to walk a straight line without staggering.
Dr. Woolf added that “any either intentional or inadvertent exposure to any chemical [that] can result in injurious effects, or have the potential to induce injurious effects on the victim is considered a poison or poisoning.”
There was evidence that the defendant knew that M.P. had had alcohol that evening before he prepared the drinks for her.
The defendant’s DNA expert concluded that the defendant should have been excluded as a source of the genetic material found in D.K.’s underwear and as a source of the sperm fraction of the rectal swab taken from M.P.’s body. The defense toxicologist agreed that temazepam properly was detected in M.N.’s blood sample, but gave an opinion that the tests conducted on the blood samples of D.K., E.R., and M.P. were not conclusive and the positive
Both the warning label and the expert testimony reflected the concern that is all too well known and too often demonstrated in our society, namely that the combination of sleeping pills and alcohol can be deadly. See, e.g., Commonwealth v. Pettie, 363 Mass. 836, 838 (1973) (defendant convicted of manslaughter where expert testified that combination of alcohol and sleeping pills would be expected to result in death); Hickey v. Kendall, 111 Md. App. 577, 607 (1996) (“it is a matter of common knowledge that certain drugs are contraindicated if a patient has recently used alcohol, because the consumption of alcohol is accompanied by well-known psychological and physical side effects”).
It is of “no consequence that the defendant may have meant no harm to the victim.” Commonwealth v. Depradine, 42 Mass. App. Ct. 401, 407 (1997), quoting Commonwealth v. Twitchell, 416 Mass. 114, 122 (1993).
We reject as meritless the defendant’s contention that, because he administered a prescribed medication to his victims, he cannot be considered aware of the risk involved, unlike, for example, the situation involving heroin, which has no currently accepted medical use and which has a high risk of death associated with its use. See Commonwealth v. Catalina, 407 Mass. 779, 790 (1990). A person of ordinary intelligence would be aware that there are varying risks associated with all prescription medications. It is a matter of both common knowledge and common sense that a prescription is required to obtain certain medications precisely because they contain drugs that are not safe except when administered and supervised by a physician or other properly licensed practitioner. See 21 U.S.C. § 353 (b)(1)(A) (2000) (prescription required because drug is “not safe for use except under the supervision of a practitioner licensed by law to administer such drug”). Even if we were to as
There is no merit in the defendant’s claim that the statute is void for vagueness. A person of common intelligence would not have to guess at the meaning of the term “poison” or have difficulty imagining that the statute would prohibit mixing a prescription sedative into an alcoholic beverage and serving it to an unwitting victim. See Commonwealth v. Twitchell, supra at 123; Commonwealth v. Oakes, 407 Mass. 92, 95 (1990) (test for vagueness as applied to defendant’s conduct requires examination of facts in light most favorable to Commonwealth). Every person of average intelligence knows that
There also is no merit in the defendant’s argument (comprised of one sentence with no citations to supporting authority) that the presence of G. L. c. 272, § 3 (prohibiting drugging another person with the intent to overpower, thereby enabling one to have sexual intercourse with the victim), somehow prohibits his convictions under G. L. c. 265, § 28.
In addition, certain other substances are viewed as poison. See, e.g., G. L. c. 94B, § 1 (requiring “highly toxic” hazardous substances to be labeled with the word “poison”); G. L. c. 132B, § 2 (certain pesticides must be labeled with the word “poison”).
See Webster’s Third New Int’l Dictionary 200 (1993) (belladonna defined both as “a European poisonous plant” and as “a medicinal extract from the belladonna plant”).
See Webster’s Third New Int’l Dictionary 329 (1993) (cantharides defined as “a preparation of dried beetles . . . used as a counterirritant and formerly as an aphrodisiac but being toxic when taken internally”).
See also Mancuso v. Consolidated Edison Co., 56 F. Supp. 2d 391, 403 (S.D.N.Y. 1999) (fundamental tenet of toxicology is that the “dose makes the poison”); B.D. Goldstein & M.S. Henifin, Reference Guide on Toxicology, in Reference Manual on Scientific Evidence 401, 403 (2d ed. 2000) (one of three central tenets of toxicology is that “the dose makes the poison”); Merck Manual of Diagnosis and Therapy 1631, 2689 (16th ed. 1992) (describing medical treatment using benzodiazepines; characterizing benzodiazepines as poisons). Poison “is at best a relative word ... the same substance is sometimes a medicine and sometimes a poison.” W.F. Boos, The Poison Trail 56, 135-136 (1939) (a drug may be “used medicinally to cause a beneficial action” and as a “poison when the action is untoward”).
According to the defendant, the witnesses would have testified that the defendant had a reputation for truthfulness and they were “shocked” to hear of, or “couldn’t believe,” the allegations in this case.
One of the witnesses, who knew the defendant for sixteen years at work and as a member of the YMCA, was allowed to testify that he visited the defendant at his apartment on a number of occasions without calling in advance.
Proposed Mass. R. Evid. 405 (a), which is identical to the Federal rule, provides, in relevant part: “In all cases in which evidence of character or a trait of character of a person is admissible, proof may be made by testimony as to reputation or by testimony in the form of an opinion.”
General Laws c. 233, § 21A, provides:
“Evidence of the reputation of a person in a group with the members of which he has habitually associated in his work or business shall be admissible to the same extent and subject to the same limitations as is evidence of such reputation in a community in which he has resided.”
Moreover, there is no basis to believe that, even had the jury been allowed to hear the testimony of the three witnesses, a reasonable doubt would have been created in their minds. The Commonwealth presented very strong evidence that the defendant added temazepam to the drinks of the four victims and that he did so in order to have sexual relations with them. The contested issues at trial were whether he had actually raped M.N.; whether his behavior with regard to M.P. was wanton or reckless; and whether temazepam was a poison under G. L. c. 265, § 28.
The defendant’s argument that joinder was improper because the offenses occurred over a seventeen-month period and each involved different facts is without merit. Courts allow “considerable differences with respect to . . . factors [such as time and location] and other factual circumstances.” Commonwealth v. Wilson, 427 Mass. 336, 345-346 (1998), and cases cited. Commonwealth v. Mamay, 407 Mass. 412, 417 (1990) (concluding eight-month time period does not make offenses unrelated where, “as here, there is such a similarity in the method by which the defendant committed the various offenses” [emphasis in original]). Minor factual variations, likewise, are not critical. Id. (“slight factual variations” in each case not controlling where all offenses took place in same location and defendant used same “scheme” in each case). See Commonwealth v. Ferraro, 424 Mass. 87, 89-90 (1997).
This issue is discussed in more detail infra.
The defendant’s argument that joinder was improper because his defenses with respect to each charge were different also fails. See Commonwealth v. Allison, 434 Mass. 670, 680 (2001) (“It is not enough for the defendant simply to assert that he wanted to testify about some charges but not others.” The defendant must make a “convincing showing that he had both important testimony to give concerning one count and a strong need to refrain from testifying about the other count.” Id., quoting Commonwealth v. Williams, 18 Mass. App. Ct. 945, 947 (1984). The defendant failed to make the necessary showing. His defense to all charges was that he did not put prescription medicine into any of the victims’ drinks. See Commonwealth v. Gagnon, 45 Mass. App. Ct. 584, 591 (1998) (rejecting claim of separate defense theory for each victim where overarching defense strategy was that both victims fabricated charges).
V.H. testified that she took diabetes and blood pressure medications. Neither of her medications was a benzodiazepine.
No charges were brought with respect to this incident.