432 Mass. 180 | Mass. | 2000
The defendant, Christopher Vinton, appeals from his conviction of murder in the first degree on a theory of deliberate premeditation. The defendant filed a motion for a new trial, pro se; a supplemental motion for a new trial and supporting affidavits were filed by his new appellate counsel. After a nonevidentiary hearing, the trial judge denied the motions. The defendant’s appeal from the denials has been consolidated with his direct appeal. He argues that he received ineffective assistance of counsel and that asserted errors in the judge’s instructions concerning the burden of proof related to provocation and manslaughter, excessive force in self-defense, and the malice requirement for premeditated murder created a substantial likelihood of a miscarriage of justice. We conclude that the defendant’s arguments are unavailing. We see no basis for ordering a new trial or the entry of a verdict of a lesser degree of guilt using our authority pursuant to G. L. c. 278, § 33E. We affirm the conviction and the denial of the motions for a new trial.
1. Background. It is undisputed that on August 3, 1996, after receiving a call from Robert Hippert, the defendant went to an apartment to sell him drugs, as he had done on a number of occasions. Hippert, Joseph Jablonski, and the victim, Norman Poulin, were in the apartment that evening. The defendant refused to sell the crack cocaine for less than his asking price of forty dollars, so the victim and the defendant went upstairs to the victim’s apartment for the victim to retrieve additional money for the drug purchase. They came back downstairs and an argument ensued, escalating into a physical confrontation in which the victim pinned the defendant against a door or wall. Accounts varied as to what happened next, but no one disputes that the victim died as a result of one stab wound inflicted by the defendant.
Jablonski testified that, when the defendant and the victim came back downstairs, the victim asked Jablonski to come outside with them, they went to the hallway or front door, and
Lisa Bergeron, who was in one of the third-floor apartments in the building that night, offered the following testimony. She knew the defendant by face, having seen him three or four times a day for about two months, and knew his car. That night she saw the defendant go to his car out front, fumble around inside for about thirty seconds, put something on the roof of the car, shut the door, and then get the object from the roof. The defendant went back into the building for four or five minutes and then walked quickly back out to his car.
In contrast to those three witnesses, the defendant offered the following testimony. While upstairs with the victim, he felt that something did not seem right; he went back downstairs and told Hippert he had to leave. Hippert tried to talk him into selling the drugs for less money. As the defendant started to leave, the victim grabbed him, pushed him against the wall, pressed something metal against his throat and told him that if he did not give them the drugs he would cut the defendant. After further struggle, the defendant spit out the drugs he was holding in his mouth, but the victim continued to press “his knife into my throat,” and the defendant received “like a slice” on his throat. The defendant, thinking that the victim “was going to
2. Ineffective assistance of counsel. The defendant argues that he was denied his constitutional right to effective assistance of counsel because his trial counsel failed to present credible corroborative evidence to support the defendant’s self-defense claim, failed to have his blood-stained shirt tested, and failed “adequately” to impeach Bergeron — whom the defense describes as the “only apparently unbiased witness.”
The defendant asserts that his trial counsel should have presented corroborative evidence to support the self-defense claim, particularly concerning his testimony that he received “like a slice” from a metal object the victim held against his neck, because the case turned on the credibility of the defendant. He asserts that trial counsel’s decision not to introduce photographs of the defendant’s neck taken by counsel the day after the victim was killed was manifestly unreasonable,
a. Additional photographs. The defendant argues that his counsel’s decision not to present additional photographs taken by defense counsel of the defendant’s neck just before the booking photographs was manifestly unreasonable. As the motion judge correctly observed, however, the photographs were a “double-edged sword” with the “potential to backfire on the defendant,” perhaps outraging the jury that a fatal stabbing would be committed “over an injury this minor.” It could have been risky to introduce the additional photographs because they showed, as appellate defense counsel characterized it, “a pressure point and a scratch,” which the jury could have found was not “like a slice.” According to an affidavit of the defendant, his trial counsel stated that the cut “[ljooked like a cat scratch” in the photographs. The photographs, consequently, could have undermined the defendant’s credibility more than they helped him. Trial counsel’s tactical decision not to submit the photographs as evidence was not manifestly unreasonable.
b. Witnesses. The defendant faults his counsel for not calling any of several witnesses who could have testified that they saw
c. Testing blood stains. The defendant states that his trial counsel should have sought court-ordered funds to test the blood on the front collar of his shirt, as the defendant had requested, because proof that the blood was his own would have bolstered his claim that the victim injured his neck. But the defendant concedes that the jury had before them the evidence of blood on the defendant’s collar, and the Commonwealth did not argue that the blood was the victim’s. Identifying the source of this blood, moreover, would not have helped resolve the central issue on which the defendant’s conviction hinged. His attorney’s decision not to request funds for the test was not manifestly unreasonable. Cf. Commonwealth v. Conley, 43 Mass. App. Ct. 385, 395 (1997) (counsel’s failure to file motion for blood test of knife manifestly unreasonable where presence of defendant’s blood on knife would seriously weaken if not destroy credibility of alleged victims).
d. Impeachment of Bergeron. The defendant faults his trial counsel’s failure to call the officer who made the report concerning Bergeron’s initial statements to the police. In that report Bergeron stated that she “saw this guy leaving the building. He was walking real calm.” The report makes no mention of Berg-eron’s saying, when asked if there was “anything else that you
Both Jablonski and Hippert testified that the defendant left after the initial altercation with the victim and then returned to commit the stabbing. But as friends of the victim, with criminal records, who had been drinking that day and were possible participants in the drug deal that led to the altercation, their credibility was not as unassailable as Bergeron’s.
Bergeron was impeached by the defense, in a cross-examination that highlighted the inconsistency between her earlier statement to the police and her testimony. In addition, the defense called a private investigator to the stand who testified that he interviewed Bergeron by telephone six days after the stabbing and she did not mention that she saw the defendant leave the house twice. Calling the officer who made the report might have added little to the defense and could have been risky. As the judge observed, it was unclear what the officer would say and whether his testimony would help or harm the defendant. The defense itself recognizes that the officer’s testimony “may . . . have undermined” Bergeron’s credibility. (Emphasis added.) Trial counsel’s failure to summon the officer to the stand did not constitute ineffectiveness.
3. Asserted errors in the jury instructions. The defendant claims that several errors were made in the judge’s instructions to the jury. Because defense counsel did not object at trial to the instructions attacked on appeal,
a. Instruction on provocation. The Commonwealth concedes that the judge’s provocation instructions were in error, but argues that the error does not require reversal. We agree with the Commonwealth.
In order to convict the defendant of murder, where the evidence raises the possibility that the defendant may have killed upon reasonable provocation, the prosecution must prove that the defendant did not act upon reasonable provocation. See Commonwealth v. Whitman, 430 Mass. 746, 751-752 (2000); Commonwealth v. Acevedo, 427 Mass. 714, 716 (1998); Commonwealth v. Boucher, 403 Mass. 659, 661 (1989). The judge misstated this burden in portions of her jury instructions.
“A killing is manslaughter if there is ‘provocation deemed adequate in law to cause the accused to lose his self-control in the heat of passion, and if the killing followed the provocation before sufficient time had elapsed for the accused’s temper to cool.’ ” Commonwealth v. LeClair, 429 Mass. 313, 316 (1999), quoting Commonwealth v. Schnopps, 383 Mass. 178, 180 (1981), S.C., 390 Mass. 722 (1984). Evidence of heat of passion on reasonable provocation would include evidence “that something happened which would have been likely to produce in an ordinary person such a state of passion, anger, fear, fright, or nervous excitement as would eclipse his capacity for reflection or restraint.” Commonwealth v. Walden, 380 Mass. 724, 728 (1980).
The defendant baldly asserts that there was evidence of provocation in this case, but does not point to any specific evidence. In contrast, at trial, the defense argued that the defendant stabbed the victim “in self-defense. He did what he had to do,” (emphasis added) and that the defendant “tried everything that he could to get out[,] . . . [t]he last thing that he did worked” — that is, stabbing the victim. This argument is based on asserting the defendant’s calculus of survival, not any blindness of heat of passion on reasonable provocation. See Commonwealth v. Niemic, 427 Mass. 718, 721-722 & n.1 (1998) (provocation not “live” issue where trial focused on reasonableness of defendant’s belief victim was threatening him, force used and failure to retreat, not provocation). In his testimony, the defendant indeed denied being in a rage or having any desire to “get back at” the victim when he acted.
The defendant did testify that he was “scared” due to the victim’s acts and threats during the altercation, which, if the stabbing had occurred during the altercation, might have raised the issue of provocation. See Commonwealth v. Walden, supra. It seems obvious from the jury’s conviction of premeditated murder, however, that they did not conclude the stabbing was during the initial altercation, but sometime thereafter during a
b. Instruction on excessive force in self-defense. The defendant challenges the judge’s instruction on excessive force in self-defense, pointing to her instruction that
“another factor or circumstance which mitigates or reduces murder to manslaughter is when a person kills someone using excessive force in self-defense. If the Commonwealth has proved to you that the defendant used excessive force and that the defendant was not acting in valid self-defense, but the use of excessive force under the circumstances reduces the crime to manslaughter. A person in fear of imminent injury or death who uses excessive force to defend himself, would be acting under a form of provocation, and that would reduce the crime from murder to manslaughter.”13
The short answer to this argument is that the judge did not frame self-defense in terms of a response to serious bodily injury or death, but rather in terms of a response simply to imminent “injury or death.” We do not agree that the jurors would have likely thought otherwise. Moreover, the judge repeatedly discussed self-defense broadly, in terms of the right of a person to “defend himself from physical attack,” and did not limit the general right of self-defense to those circumstances where the defendant reasonably believes he is in imminent danger of serious injury or death.
c. Instruction on malice for murder in the first degree by means of deliberate premeditation. The defendant challenges the judge’s failure to instruct the jury that they must find “first prong malice” in order to find the defendant guilty of murder by means of deliberate premeditation. We explained, in Commonwealth v. Jenks, 426 Mass. 582 (1998), a decision that
Here, the judge correctly defined the three prongs of malice, but did not state that only the first prong, specific intent to kill, is relevant to a charge of premeditated murder. See Commonwealth v. Jenks, supra at 585. The judge clearly stated to the jury, however, that in order to convict the defendant of murder in the first degree, the prosecution “must prove one additional element, that is, it must prove beyond a reasonable doubt that the murder was committed with deliberate premeditation . . . that the defendant thought before he acted[,] . . . formed a plan to murder after deliberation.”
4. Relief pursuant to § 33E. The defendant argues that this court should exercise its authority under G. L. c. 278, § 33E, to order a new trial or to reduce the defendant’s conviction to manslaughter, based on the errors and ineffectiveness of counsel discussed above. The defendant further argues that he voluntarily turned himself in to the police and there was no indication he had been violent in the past or went to the apartment with any intent to harm anyone. For the reasons discussed above, and because justice does not require it, we decline to order a new trial or reduce the conviction. See Commonwealth v. Garabedian, 399 Mass. 304, 318-323 (1987) (refusing to reduce verdict or order new trial under § 33E even though it might have been true defendant did not go to crime scene with intent to murder); Commonwealth v. Whipple, 377 Mass. 709, 715 (1979) (we have regularly denied § 33E relief where defendant, party to a dispute, leaves the scene, procures weapon, and returns to do murderous work). Cf. Commonwealth v. Masked, 403 Mass. 111, 116-117 (1988) (reducing verdict from murder to manslaughter pursuant to § 33E where defendant was first shot by victim, and was in deadly fear and in excruciating pain from wound when he shot victim less than one minute later). We affirm the defendant’s conviction and the denial of his motions for a new trial.
So ordered.
The medical examiner who conducted an autopsy determined that the cause of death was a single stab wound that penetrated two inches into the left side of the victim’s neck, cutting his external carotid artery, an injury consistent with a knife wound.
The defendant also argues that it was error for the judge to deny the motions for a new trial without an evidentiary hearing. A judge may rule on a motion for a new trial without an evidentiary hearing if no substantial issue is raised by the motion or accompanying affidavits. See Commonwealth v. Lopez, 426 Mass. 657, 663 (1998), quoting Commonwealth v. Stewart, 383 Mass. 253, 260 (1981); Mass. R. Crim. P. 30 (c) (3), 378 Mass. 900 (1979). We see no error because no substantial issue was raised by the defendant, particularly concerning the central question of whether he left and then returned prior to the stabbing. See Commonwealth v. Lopez, supra. See also Commonwealth v. Jenks, 426 Mass. 582, 586 (1998) (“Ordinarily we defer to the discretion of the trial judge to determine whether an evidentiary hearing is required”).
Booking photographs, taken by the police later that same day, were admitted in evidence. These photographs show no injury to the defendant’s neck, only a red dot. A police sergeant who saw the defendant approximately twenty-
In its closing, the prosecution stated:
“[P]erhaps one of the most important pieces of evidence to come in was the [booking] photographs of the defendant. It’s important because it begins to tell you is this defendant telling you the truth when he gets up on that witness stand or is he lying. . . . [T]his jumps out at you as a tremendous aid because it is a photograph or- two photographs. And they show his neck. And there is no injury to his neck. So that is a bold-faced lie. He’s lying to you. You take that lie and you take it to the rest of the case because he’s lying to you about what happened in the apartment, and that’s critical .... Does the crack dealer take a knife into the house when he goes in . . . ? Of course he does. ... It doesn’t come off the television set. You should lump that together with the cut on [his] neck. . . . Look at that photograph of Mr. Vinton’s neck if there is any question in your mind as to who is telling the truth.”
In his closing, defense counsel stated:
“The suggestion may be made by the prosecution, take a look at those photos, the mugshots [showing] that Mr. Vinton wasn’t hurt. You don’t see marks on his neck. That is not the standard. What the standard is is whether from the defendant’s point of view, his self-defense was reasonable, whether he felt that faced with this attack, that what he did was reasonable to defend himself from death or great bodily injury.”
The record includes no written memorandum of decision by the judge on the new trial motions, but she expressed her views at the hearing on the motions.
The defendant also argues that trial counsel initially thought the defendant’s neck injury was significant enough to photograph and that, if he believed that the photographs did not depict accurately what he himself had observed and did not intend to call others as witnesses who had seen the injury, he should have withdrawn as trial counsel and testified as to his observations. The defendant points to no evidence that the attorney believed that the photographs did not depict the injury accurately. Moreover, counsel had numerous choices for alternative witnesses who saw the defendant when he did and who could have testified concerning the injury or the accuracy of the photographs. The defendant has not shown there was a need for counsel to testify. Cf. Commonwealth v. Rondeau, 378 Mass. 408, 413, 416-417 (1979) (ineffective assistance of counsel where counsel did not withdraw when need for testimony was apparent; counsel was only alibi witness who could not be impeached by evidence of criminal record).
Further undermining the credibility of Hippert and Jablonski, there was also some evidence the two had been trying to locate the defendant and were seeking their own form of justice.
The defendant also claims it was “serious inattention” of trial counsel to fail to draw the jury’s attention to the video cassette recorder located on top of the television and the fact that its cover was missing. He asserts that it was “arguable]” that the cover was oft because it was being worked on by someone, and therefore “plausible” that the defendant could have grabbed a sharp object from there. As the defendant testified that the sharp object he used in the stabbing was a knife, the jury would also have to have believed
Defense counsel only objected to that portion of the judge’s final instruction in the main charge concerning excessive force in self-defense that assertedly implied that the Commonwealth must prove the defendant acted in self-defense, rather than that the Commonwealth must prove that the defendant did not act in self-defense. The judge agreed with the prosecution that she had correctly stated the burden of proof on self-defense many times, and did not repeat the instruction to which the defendant objected. The defendant concedes that there was no objection by trial counsel to that aspect of the excessive force instructions challenged on appeal.
The judge instructed the jury that to prove someone guilty of voluntary manslaughter there must be “proved to you beyond a reasonable doubt” that the defendant injured the victim “as a result of sudden combat or in the heat of passion produced by adequate and reasonable provocation, or by using excessive force in self defense.” At least twice in connection with her instructions on malice, however, the judge correctly stated the burden concerning provocation, telling the jury that to “prove malice the prosecution must prove beyond a reasonable doubt that the defendant did not act in the heat of passion and sudden provocation.” But the incorrect instructions on the burden regarding provocation were, in essence, given again in the main instructions and yet again in the supplemental instructions. See Francis v. Franklin, 471
We note that if the jury did believe the defendant’s version of events, that he stabbed the victim during the initial altercation, the facts that would have raised the possibility of reasonable provocation also would have raised the question of self-defense. Yet the jury neither acquitted, as they would have if they believed valid self-defense with reasonable, not excessive, force was involved, nor rendered a verdict of voluntary manslaughter, as they would have if they believed self-defense with excessive force was involved. The jury’s failure to render either of these verdicts further indicates they did not believe the defendant’s version of events.
In supplemental instructions, the judge repeated this formulation in very
The judge did use the phrase “imminent danger of death or serious bodily injury” when explaining the circumstances in which a defendant would be justified in using deadly force to defend himself.
The trial took place in April and May, 1997.
The defendant takes issue with the judge’s use of the phrase “plan to murder,” arguing that it left the impression that any one of the prongs of malice satisfied the requirement for murder in the first degree by means of deliberate premeditation. To the contrary, we think a reasonable juror would have interpreted this phrase as conveying a specific intent to kill. See, e.g., Commonwealth v. Williams, 422 Mass. 111, 122 (1996) (discussing “plan to murder” formed within few seconds as sufficient to meet period of reflection needed for deliberately premeditated murder).