Commonwealth v. Thad T.Commonwealth v. Thad T.
After a trial, a jury found the juvenile delinquent by reason of rape of a child with force (G. L. c. 265, § 22A) and indecent assault and battery on a child over the age of fourteen (G. L. c. 265, § 13H).
1. Factual background. We summarize the evidence, reserving certain details for discussion in connection with the issues raised. The juvenile and Victoria
When Victoria arrived at the house, the juvenile was sitting on the sofa. No one else was home. The juvenile greeted her with a hug and started to kiss her neck. Victoria pushed him away. He came toward Victoria and kissed her on the lips. Thinking that he was “kidding around,” Victoria again pushed him away.
Victoria went to the stereo to get her CD. The juvenile pushed her onto a love seat but she got up. Victoria was surprised but still thought “he was just playing around because he always used to like kid around, beat on me and [Jennifer], but it was just a joke.” Victoria told him to stop joking around.
As Victoria went toward the stereo to get her CD, the juvenile caused her to fall onto the sofa. She tried to get up but the juvenile put his hands on her shoulders and sat on her waist, straddling her. The juvenile was about ten inches taller and sixty pounds heavier than Victoria. The juvenile said, “[Y]ou know you want me.” Victoria responded, “[N]o, stop; it’s not funny.”
The juvenile tried to kiss Victoria but she kept moving her head. He pinned her down and kept her head still, saying, “[Y]ou know you want me.” While keeping her arms pinned to her sides, the juvenile moved closer to Victoria’s head and unzipped his pants. Victoria repeatedly told him to stop. The juvenile responded by saying, “[D]on’t fight ‘cause you know you want me.”
The juvenile forced Victoria’s mouth open and stuck his penis in her mouth. The juvenile held her jaw open and moved his penis in and out of her mouth. The attack lasted approximately five minutes, concluding with the juvenile ejaculating in her mouth and on her face. Victoria spit out seminal fluid on the side of the sofa and the floor.
Approximately one week after the assault, Victoria told another friend about the assault. This friend strongly encouraged Victoria to tell her parents, which Victoria then did. Nine days after the attack, she told Katrina Lee, a child interview specialist with the district attorney’s office.
The police were directed to the location in the juvenile’s home where Victoria stated that she had spat the seminal fluid. The police obtained cuttings from the sofa and carpet. Testing revealed the presence of seminal fluid mixed with saliva on the sofa cuttings and on Victoria’s T-shirt.
The police interviewed the juvenile and the Commonwealth introduced the juvenile’s statements at trial. The juvenile admitted that Victoria had been in his home on June 7, but denied sexual contact with her on that day. He told the police that he had deposited the semen on the sofa and carpet when he was alone.
The theory of the defense was that no sexual contact occurred between the juvenile and Victoria on June 7. Defense counsel challenged Victoria’s account of June 7 through cross-examination and suggested that pressure from her friends forced Victoria to accuse the juvenile. Defense counsel also suggested that the DNA evidence on the sofa and Victoria’s T-shirt was a result of previous consensual sexual conduct between the juvenile and Victoria. Defense counsel challenged the DNA testing and statistical analysis supporting the DNA analysis.
2. Alleged Doyle violation. The juvenile argues that the prosecutor, by introducing evidence of the juvenile’s father terminating the interview with the police, improperly introduced evidence, in violation of the principles expressed in Doyle v. Ohio,
“The sine qua non of a Doyle violation is the government’s use of the defendant’s silence against him.” Commonwealth v. Waite,
The jury heard evidence that the juvenile’s mother had signed a Miranda waiver form indicating that she understood her son’s rights, that the family had then consulted together without the police being present, that the juvenile had asked his parents a question about the form, and that the juvenile and both parents signed a second waiver form indicating that the juvenile wished to speak with Sergeant Jack Balonis. Sergeant Balonis interviewed the juvenile, in the presence of his parents, at the Groton police department.
During the interview, the juvenile told Sergeant Balonis that Victoria had come to his home for cigarettes. He said that when she arrived, his sister and a friend were also there. He did not provide the name of the friend. The juvenile said that he and Victoria kissed and sat on the couch, where they discussed making out but decided against it. The juvenile said he and Victoria watched television and made out for about ten minutes until Victoria wanted to stop. The juvenile stated that he did not touch Victoria in any other way.
Sergeant Balonis asked the juvenile if he knew what the forensic expert was looking for on the sofa and on the rug. The juvenile said that he thought she was looking for sperm. Sergeant Balonis asked the juvenile if sperm was found in those areas, where could it have come from? The juvenile appeared to be uncomfortable answering this question until his mother left the room. The juvenile then explained to Sergeant Balonis that
Sergeant Balonis asked the juvenile what he would say if the chemist found saliva mixed with the semen. The juvenile said that a previous sexual encounter with Victoria would explain such a result, but that on that occasion, Victoria had spat the seminal fluid in the kitchen sink.
Sergeant Balonis testified that, at this point, the juvenile’s mother re-entered the room and the juvenile’s father ended the interview.
The jury had heard detail concerning the beginning of the interview, including the fact that the family had consulted together and signed waiver forms before the interview began. The jury also heard that the juvenile was interviewed in the presence of both parents, but that he became uncomfortable speaking in front of his mother and she left the room.
We think the evidence was properly admitted in these circumstances. Had the jury not understood that the mother had returned to the interview room and the father terminated the interview, they might well have wondered why the juvenile did not clarify his explanation concerning the mix of salvia and semen or why the interview ended when it did. The fact that the semen was mixed with saliva was an important component of the Commonwealth’s case. Jurors may have speculated about the reason the juvenile did not provide a better answer to Sergeant Balonis’s question on this point.
This is one of those circumstances in which introduction of the fact that a suspect invoked his rights served to explain an abrupt termination of the interview. See Commonwealth v. Mar
The juvenile also challenges the admission in evidence of the Miranda waiver form, which noted that the juvenile had invoked his rights. The juvenile claims that voluntariness was not a live issue at trial and therefore the form containing the notation “10:26 invoked rights” should not have been admitted, and Sergeant Balonis should not have read the notation out loud. However, the record, as settled by the trial judge, establishes that voluntariness remained a live issue at trial.
Although the juvenile did not file a motion to suppress, it is understandable that the Commonwealth would lay the foundation for the admissibility of the juvenile’s statements.
In these circumstances, it was not error for the prosecutor to introduce the Miranda waiver form and have Sergeant Balonis read the notation that the juvenile’s rights were invoked.
Most important, however, “at no time did the Commonwealth use . . . [the] response either as evidence of guilt or to impeach” the juvenile at trial. Commonwealth v. Ferreira,
3. Testimony that the juvenile was the source of the seminal
Before Dr. Cotton testified, Juliette Harris, a DNA analyst at Cellmark, testified that she had concluded that the juvenile could not be excluded as the primary source of the DNA obtained from Victoria’s T-shirt. Statistical analysis revealed that the frequency of the DNA profile taken from the T-shirt sample and the known sample of the juvenile occurs once out of approximately 69 trillion Caucasian people. Harris also testified that she had concluded that Victoria could not be excluded as a secondary source of the DNA obtained from the T-shirt.
Dr. Cotton testified that she was familiar with the statistical analysis performed on the DNA profiles.
Dr. Cotton then testified, and it is this portion of her testimony that the juvenile challenges, that in her opinion, and to a reasonable degree of scientific certainty, the juvenile was the source of the DNA on the sofa cutting and on Victoria’s T-shirt.
a. Qualitative opinion testimony. There is nothing in Lanigan that suggests that an expert in DNA profiling may not opine that the DNA sample “matched” that of a defendant. Rather, Lanigan requires only that expert testimony concerning a DNA
Moreover, in Commonwealth v. Girouard,
b. Lanigan hearing. The isolated portion of Dr. Cotton’s testimony did not require a Lanigan hearing. No new theory or underlying scientific research was advanced. Dr. Cotton described the basis for her testimony, citing a number of genetic locations that were tested and the unique nature of the DNA profile. Dr. Cotton’s opinion was merely an interpretation of the unique nature of the DNA profile. This portion of her opinion did not depend on the validity or accuracy of scientific testing, but rather on her credibility and reliability. See Sacco v. Roupenian,
c. Foundation. There was an adequate foundation for Dr.
4. Testimony concerning incarceration. The Commonwealth called Jack,
The juvenile claims on appeal that by removing Jack from the witness stand, the judge impermissibly curtailed the juvenile’s Sixth Amendment right to confront witnesses. The juvenile initially objected to the particular remedy employed, but he did not do so on the ground that the judge violated his confrontation rights. Commonwealth v. Fowler,
We conclude that removing the witness from the stand did not violate the juvenile’s confrontation rights. The entire testimony of the witness had been struck from the record; therefore, the juvenile was not presented with testimony that he could not challenge. Cf. Commonwealth v. Funches,
The judge acted within his discretion in denying the motion for mistrial. Commonwealth v. Davis,
There is no defined limit to the number of fresh complaint witnesses who may testify. Commonwealth v. Lorenzetti,
6. Jury instructions on fresh complaint. The juvenile argues that the jury instructions on fresh complaint were inadequate, especially concerning the definition of “corroboration.” The juvenile never registered this objection at trial; therefore, we consider whether there was a substantial risk of a miscarriage of justice. See Commonwealth v. Densten,
There was no error. Corroborative testimony has been described as “testimony which tends to strengthen, confirm or make more certain the testimony of another witness.” Commonwealth v. Gardner,
With each fresh complaint witness, the judge reinforced to the jury the limitations on their consideration of the testimony. See Commonwealth v. Scanlon,
7. Banishment from Groton. The judge committed the juvenile to the Department of Youth Services (department) and imposed a condition that the juvenile stay out of the town of Groton. The juvenile challenges the court’s authority to banish him, as part of his sentence, from the town of Groton until his eighteenth birthday. The juvenile contends that the judge had no authority to banish him from an entire town and that the banishment violated art. 12 of the Massachusetts Declaration of Rights.
It appears to us from the record that the juvenile has now attained the age of eighteen; therefore, we need not reach the question whether the banishment was constitutional or whether it met the requirements set forth in Commonwealth v. Pike,
Judgment affirmed.
Notes
The jury found the juvenile not delinquent on charges of assault with intent to rape a child and indecent assault and battery on a child over the age of fourteen (G. L. c. 265, §§ 24B and 13H, respectively) involving a different complainant.
A pseudonym.
Also a pseudonym. Jennifer, a neighbor of the juvenile, was the complainant in the charge for which the juvenile was found not delinquent.
We assume, without deciding, that the principles of Doyle apply to the father’s invocation of the juvenile’s rights.
The sidebar conferences concerning this issue are “inaudible.” In accordance with Mass.R.A.P. 8(b)(3)(v),
The judge did not conduct a voir dire to determine whether the juvenile’s statements were voluntary. See Commonwealth v. Brady,
“The voluntariness of the waiver on the basis of Miranda and the voluntariness of the statements on due process grounds are separate and distinct issues but they are both determined in light of the totality of the circumstances and they share many of the same relevant factors.” Commonwealth v. Edwards,
In addition, Sergeant Balonis’s credibility remained an issue at trial.
There was no error, but even if the admission of the evidence were construed as error, there is no substantial risk of a miscarriage of justice. In Commonwealth v. Mahdi,
At trial, the juvenile registered no objection to Dr. Cotton’s qualifications to provide the expert testimony asked of her concerning either the DNA testing performed or the statistical analysis of those test results.
Advancement in technology permits a conclusion that a profile may be said to be so unique if it is so rare that it becomes unreasonable to suppose that a second person in the population may have the same profile. National Research Council, Committee on DNA Technology in Forensic Science: Use of DNA Information in the Legal System 144 (1992). Other jurisdictions permit expert witnesses, in combination with methodologically-reliable testing results and statistical analyses, to offer their qualitative opinion whether a defendant is the source of a DNA sample. See State v. Hummert,
Here, as in Commonwealth v. Girouard, the expert’s testimony did not touch on the ultimate issue in the case, nor did the expert offer an opinion as to the juvenile’s guilt or innocence. Commonwealth v. Girouard,
A pseudonym.
“No subject shall be . . . exiled . . . but by the judgment of his peers, or the law of the land.”