SUPREME JUDICIAL COURT
COMMONWEALTH vs. TERRANCE MONTGOMERY
| Docket: | SJC-13594 |
| Dates: | October 11, 2024 - January 17, 2025 |
| Present: | (Sitting at Northampton): Budd, C.J., Gaziano, Kafker, Wendlandt, Georges, & Dewar, JJ. |
| County: | Hampden |
| Keywords: | Homicide. Jury and Jurors. Constitutional Law, Jury, Impartial tribunal. Practice, Criminal, Jury and jurors, Voir dire, Examination of jurors, Failure to object. |
Indictment found and returned in the Superior Court Department on June 29, 2018.
The case was tried before Mark D. Mason, J., and a motion for a new trial was heard by him.
After review by the Appeals Court,
Mark H. Bluver (Ruth Greenberg also present) for the defendant.
David L. Sheppard-Brick, Assistant District Attorney, for the Commonwealth.
Elizabeth Billowitz, Bradley Baranowski, Katharine Naples-Mitchell, Claudia Leis Bolgen, & Radha Natarajan, for the Committee for Public Counsel Services & others, amici curiae, submitted a brief.
DEWAR, J. A jury convicted the defendant, Terrance Montgomery, of murder in the second degree for the killing of Paul Finegan. The defendant argues that his conviction must be vacated because of a question asked during attorney-conducted voir dire in the course of jury empanelment. The prosecutor asked each prospective juror some variation on the question whether he or she "could convict" the defendant on the basis of eyewitness testimony, without fingerprint or deoxyribonucleic acid (DNA) evidence. The defendant did not object to the voir dire question, nor to the trial judge's excusing for cause twelve prospective jurors based on their respective answers to the question.
The defendant filed a motion for a new trial, arguing, among other claims, that this voir dire question systematically removed prospective jurors inclined to be skeptical of eyewitness testimony, "primed" the seated jurors to convict him based on the evidence to be presented at trial, and thus deprived him of an impartial jury in violation of the Sixth and Fourteenth Amendments to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights. The trial judge denied the defendant's motion. With respect to this claim, the judge concluded that, even if the unobjected-to voir dire question was improper, the defendant had failed to demonstrate that any such error created a substantial risk of a miscarriage of justice warranting a new trial.
We conclude that, while the prosecutor's voir dire question was improper, the trial judge did not abuse his discretion in denying the defendant's motion for a new trial on this ground. We reaffirm that it is improper for a prosecutor to ask prospective jurors if they could "convict" a defendant based on hypothetical circumstances related to the case, as occurred here. For the reasons that follow, however, this unpreserved error did not create a substantial risk of a miscarriage of justice in this case. We therefore affirm the defendant's conviction of murder in the second degree and the order denying his motion for a new trial.[1]
1. Background. a. Evidence at trial. We summarize the facts that the jury could have found, reserving certain details for our discussion of the issues.
The victim was killed at a backyard birthday party for the defendant's nephew in Springfield on the evening of May 5, 2018. The host of the party was the nephew's mother. The nephew's father was the defendant's brother, who had been killed approximately six or seven weeks earlier. The victim was a friend of the host and came to the party uninvited.
The defendant was driven to the party by an acquaintance who had been a friend of the defendant's late brother. They stopped along the way to pick up other family members of the defendant. Upon arriving, the defendant proceeded to the backyard, where music was playing, a bounce house had been set up for the children, and a crowd of at least forty to fifty people had gathered.
The victim was in the backyard, speaking on his cellular telephone while standing next to a friend, when he noticed the defendant's arrival and became upset. The victim ceased his telephone conversation, walked over to the defendant, said "let me holla at you for a minute," and insulted the defendant using profanity and a racial slur. The victim and the defendant then proceeded to have a conversation. Amidst the din of the party, it was difficult for other guests to hear what the two were saying to each other, but the conversation appeared to be an argument. Eventually, the victim turned to walk away from the defendant; the defendant said "one more thing"; the victim turned back to face the defendant; and the defendant then shot the victim in the head with what appeared to be a silver and black .40 caliber gun. The bullet entered the left side of the victim's head, fracturing his jaw and spine. Later, the Springfield police recovered one discharged .40 caliber shell casing from the backyard. The victim was unarmed.
After shooting the victim, the defendant ran out of the party. As he left, he said, "Fuck Swag Gang." Swag Gang was a reference to the victim and his friends.
Other people at the party also ran out of the backyard after the shooting. Only three or four minutes had passed since the defendant's arrival at the party, and the acquaintance who had driven him there heard the gunshot from the side of the house; she had not yet made it to the backyard. She ran back to her car, and the defendant and his family members joined her there. They were all scared and quiet as she drove them home.[2]
The defendant did not testify at trial. He presented one witness, a neighbor who did not attend the party and testified that, even prior to the shooting, she had already spoken with police during the party about a parking issue; after she heard the gunshot, she went to her porch, where her husband began filming people running from the scene using his cellular telephone; the two were then accosted by a group of people including the party's host, who took the husband's telephone and their car and house keys; and the neighbor later pressed charges against the host and others based on the incident. The principal theory of the defense, presented through cross-examination of the Commonwealth's witnesses, was that the Commonwealth's eyewitnesses were not telling the truth; rather, they had been pressured into telling police "what they wanted to hear," and two of the witnesses were testifying pursuant to cooperation agreements and seeking to obtain favorable disposition of pending criminal charges against them. The defendant also briefly noted in his closing argument that the Commonwealth had not presented any forensic evidence linking him to the crime.
b. Jury voir dire. Before trial, the prosecutor moved in limine to ask prospective jurors, among other questions, "Is there anyone who would have difficulty convicting someone of a crime without forensic [evidence] such as DNA [or] fingerprints?" and "Could you find someone guilty of a crime based solely upon witness testimony?" The trial judge allowed the prosecutor's requests, after ascertaining that defense counsel had no objection to either question.
At trial, during the attorney-led voir dire of each prospective juror at sidebar, the prosecutor asked each juror a variation of the question:
"[D]o you think you would have a problem convicting somebody of a serious crime without forensic evidence or scientific evidence like DNA or fingerprints?"
After the first juror commented that this question was "a tough one" and that the juror "would need beyond a reasonable doubt with some compelling evidence" in order to "convict someone of first degree murder," the judge began to respond that it was anticipated that the Commonwealth would introduce eyewitness testimony. The juror then interrupted to say "that could be compelling evidence." After the first juror was seated, the trial judge instructed the prosecutor to allude to the anticipated eyewitness testimony when questioning subsequent prospective jurors, because "[o]therwise it sounds like there's no evidence." The prosecutor thereafter incorporated a reference to the anticipated existence of eyewitness testimony when questioning the remaining jurors. The defendant never objected to any form of the question.
The trial judge struck twelve jurors for cause based on their responses to these questions, all without objection from the defendant. The struck jurors either unequivocally stated that they thought they would require forensic evidence to convict a defendant or expressed doubt about their ability to convict without such evidence. For example, the prosecutor asked excused juror no. 64, "[W]ould you have a problem convicting somebody of a serious crime based on just eyewitness testimony if there is no forensic evidence, like DNA or fingerprints?" The juror responded, "Yeah. Kinda. . . . Eyewitness, some kind of hard evidence. . . . I guess if the testimonies were believable enough." The prosecutor then asked, "But if you found the witnesses credible, would you still want DNA evidence or fingerprint evidence in order to convict of a serious crime?" The juror responded, "Yeah. I might."
The sixteen seated jurors all either unequivocally denied having doubt about their ability to convict a defendant without forensic evidence or gave a qualified answer that they could convict without forensic evidence if the evidence presented at trial were sufficiently "compelling," "credible," or "believable."
c. Procedural history. At trial on an indictment against the defendant for murder in the first degree, the jury found the defendant guilty of murder in the second degree.[3] The judge sentenced the defendant to life in prison with the possibility of parole after twenty-five years. The defendant appealed. The Appeals Court stayed the appeal so the defendant could file a motion for a new trial. The defendant sought a new trial on multiple grounds, including a claim that his counsel's failure to object to the voir dire question about forensic evidence deprived the defendant of his right to effective assistance of counsel. The trial judge denied the defendant's motion after an evidentiary hearing, and the defendant appealed. The Appeals Court consolidated that appeal with the defendant's direct appeal and then affirmed both his conviction of murder in the second degree and the denial of his motion for a new trial. See Commonwealth v. Montgomery,
2. Discussion. The defendant contends that the trial judge abused his discretion by permitting the prosecutor to question members of the jury venire about whether they would be able to "convict" a defendant without forensic evidence such as fingerprint or DNA evidence and then excusing for cause jurors who expressed doubt about their ability to convict in the absence of such evidence. The defendant claims that the use of this voir dire question deprived him of his right to a fair trial by an impartial jury under the Sixth Amendment and art. 12.[4]
Because the defendant did not preserve this issue at trial, we review to determine whether any error created a substantial risk of a miscarriage of justice. See Commonwealth v. Perez,
The Sixth and Fourteenth Amendments and art. 12 guarantee the right of a criminal defendant to a trial by an impartial jury. See Commonwealth v. Espinal,
The scope of voir dire is left to "the sound discretion of the trial judge." Commonwealth v. Gray,
As part of voir dire, attorneys and self-represented litigants in the Superior Court now have a statutory right to question potential jurors. See generally Dabney,
In his thoughtful and thorough ruling on the motion for a new trial, the trial judge concluded that the defendant "raised a legitimate, serious concern" about the prosecutor's unobjected-to voir dire question regarding forensic evidence and went on to consider whether, if error occurred, the error created a substantial risk of a miscarriage of justice. We agree with the trial judge's analysis of the voir dire question and conclude that it was error to permit the prosecutor to ask it, regardless of the absence of an objection.
The voir dire question sought to unearth bias due to the so-called "CSI effect," a theory that jurors may be predisposed to hold the government to an excessively high evidentiary burden and "will either acquit unjustly or fail to follow a judge's instructions if forensic evidence is not offered as part of the government's case." Perez,
We have nonetheless repeatedly recognized a judge's discretion to permit carefully bounded inquiry into this area of potential juror bias. See Gray,
The prosecutor's voir dire question at the defendant's trial was not phrased with the care we require. As described above, the prosecutor asked all the prospective jurors some variation on the question whether they "would have a problem convicting somebody of a serious crime without forensic evidence or scientific evidence like DNA or fingerprints," and, after the judge's intervention during the questioning of the first juror, the prosecutor incorporated into the question the circumstance that the evidence would consist of eyewitness testimony. Albeit posed hypothetically, this question inherently sought to "commit" prospective jurors in advance to convicting the defendant despite the absence of forensic evidence. See Gray,
In these respects, the voir dire questioning by the prosecutor differed from other "CSI effect" questions we have previously held proper. In Perez,
We note, further, that the prosecutor's questions also ran afoul of the guidance set forth in Superior Court Rule 6 regarding attorney-led juror voir dire. Among other parameters, that rule bars questions that are "framed in terms of how the juror would decide this case (prejudgment), including hypotheticals that are close/specific to the facts of this case" or that "seek to commit juror(s) to a result, including . . . questions about what evidence would cause the juror(s) to find for the attorney's client or the party." Dabney,
Based on the impropriety of the prosecutor's voir dire questioning here, the defendant asks this court to prescribe a uniform "CSI effect" question for use at future trials or, alternatively, to prohibit such questions altogether. We decline to prescribe a uniform question, both because we entrust juror voir to trial judges' sound discretion exercised in the particular circumstances of each case, see Dabney,
Having concluded there was an error in the conduct of attorney-led voir dire at the defendant's trial, we must decide whether his conviction must be vacated and a new trial ordered because this unpreserved error poses a substantial risk of a miscarriage of justice. See Azar,
We conclude that the error during juror voir dire did not create a substantial risk of a miscarriage of justice in the circumstances of this case. In denying the defendant's motion for a new trial, the trial judge described the Commonwealth's evidence at trial as "overwhelming," an assessment consistent with the record before us. See Amirault,
With respect to the nature of the error and its significance in the context of the case, the defendant offers two principal arguments: that the improper question prejudiced him because he was pursuing a defense of inadequate police investigation under Bowden,
The defendant overstates the significance of the error in the circumstances of this case. First, although the defendant's closing argument briefly referenced "the complete lack of any forensic evidence tying" the defendant to the victim's death, the defendant did not develop an argument that any particular forensic testing should have been performed and admitted in evidence, and that the lack thereof raised a reasonable doubt about the defendant's guilt. Cf. Bowden,
The force of the defendant's second argument -- that the improper voir dire question "slanted" the composition of the jury in the prosecutor's favor by removing prospective jurors inclined to be skeptical of eyewitness testimony and "primed" the seated jurors to accept the prosecutor's evidence -- is diminished in the broader context of the empanelment and trial as a whole.[7] The judge asked the prospective jurors both as a group and individually whether they could be fair and impartial, and each seated juror responded affirmatively. The seated jurors repeatedly were instructed regarding the Commonwealth's burden of proof beyond a reasonable doubt, including during empanelment, at the outset of the trial, and in the jury instructions at the trial's conclusion. And, with respect to eyewitness testimony in particular, the jury received an instruction pursuant to Commonwealth v. Gomes,
Moreover, the trial judge, in denying the defendant's motion for a new trial, concluded on the basis of his own observations that "all of the seated jurors in this case were impartial and were not predisposed to rendering a guilty verdict." "We give deference to the judge's determination that the chosen jurors were fair and impartial." Lopes,
In sum, although there is no basis for concluding that counsel's failure to object to the prosecutor's improper voir dire question was a reasonable tactical decision,[8] we conclude, upon considering the record as a whole, that this error did not create a substantial risk of a miscarriage of justice. We have no "serious doubt whether the result of the trial might have been different had the error not been made." Azar,
3. Conclusion. Although the prosecutor at the defendant's trial asked an improper question during empanelment of the jury -- whether the prospective jurors could "convict" a defendant based on the type of evidence to be presented at trial -- that unobjected-to error did not create a substantial risk of a miscarriage of justice in the circumstances of this case. We therefore affirm the defendant's conviction of murder in the second degree and affirm the trial judge's order denying the defendant's motion for a new trial.
So ordered.
footnotes
[1] We acknowledge the amicus brief submitted by the Committee for Public Counsel Services, Massachusetts Association of Criminal Defense Lawyers, Criminal Justice Institute at Harvard Law School, and New England Innocence Project.
[2] Although the driver initially testified that she could not remember whether the defendant said anything in the car ride after the shooting and then later denied that the defendant said anything at all, that testimony was impeached with a statement she made during a police interview. She admitted in her testimony that she had told the police that, while the defendant was in her car on the ride back, he referred to the victim using a racial epithet and described him as "gone"; another passenger in the car asked, "Why did you do that?"; and the defendant responded, "I don't give a fuck." The trial judge instructed the jury that the driver's testimony regarding what she had told the police was not to be used as evidence of the truth of what she had said to the police and could be relied on only insofar as it discredited her testimony that she did not recall any conversations in the car.
[3] The jury also found the defendant guilty on the two other indictments against him, for unlawful possession of a firearm and unlawful possession of a loaded firearm. The Appeals Court vacated those convictions pursuant to Commonwealth v. Guardado
[4] Before this court, the defendant no longer presses his further claim, urged in the courts below, that his counsel's failure to object to the use of this question deprived him of his Federal and State constitutional rights to effective assistance of counsel.
[5] See also Perez,
[6] After oral argument, counsel for the defendant sought leave to file a two-page letter further elaborating on this argument in light of the discussion at oral argument. The Commonwealth did not oppose the motion, and we grant it. We note that, while such postargument filings are disfavored, the defendant's letter was accompanied by a motion and thus complied with Mass. R. A. P. 22 (c) (2), as appearing in
[7] We note that, while the defendant's argument in this regard relies heavily on the reversal of a defendant's conviction for a similar error in Charles v. Maryland,
[8] At the evidentiary hearing on the defendant's motion for a new trial, trial counsel testified that he had not objected to the voir dire question because the objection had not occurred to him at the time, and that, going forward, he intended to object to similar such voir dire questions.
