The defendant, Paul Tanso, appeals from two convictions of murder in the first degree.
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The main issue on appeal is the trial judge’s admission in evidence, over objection, of the deposition testimony of an unavailable witness who had not been cross-examined. For the reasons stated in this opinion, we conclude that the defendant did not waive his right to cross-examine the witness. Therefore, the admission of the deposition testimony violated the defendant’s right to confrontation under the Sixth Amendment to the United
On February 19, 1986, at approximately 9:30 p.m., a double homicide occurred in a park in Boston’s North End. The defendant was arrested on February 23, 1986, and arraigned the next day on complaints charging him and two codefendants with the February 19 murders. At trial, the Commonwealth’s proof indicated that the defendant, along with codefendants Frank DiBenedetto and Louis Costa, killed John Bottari and Frank Angelo Chiuchiolo by firing weapons repeatedly into their bodies at close range. Two witnesses identified the defendant as one of the assailants. One, Joseph Schindler, testified that he observed part of the incident from his apartment window.
The other witness, Richard Storella, knew the defendants as well as the men who were killed. In a deposition before the Boston Municipal Court judge, Storella said that the victims had planned to rob DiBenedetto. Storella said that he drove with the two victims to the park and observed the killings while standing outside of the park.
At a pretrial hearing on Monday, March 3, 1986, in the Municipal Court,
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-the defendant waived his rights to a probable cause hearing, and the Commonwealth moved to depose Schindler and Storella pursuant to Mass. R. Crim. P. 35,
The next day Storella gave direct testimony in a deposition before the Municipal Court judge. Defense counsel said that he still was not prepared to cross-examine. Defense counsel stated that he believed that any cross-examination that he might conduct at that time would constitute ineffective assistance of counsel in violation of his client’s Sixth Amendment rights. The Commonwealth countered that the defendant did, in fact, have the opportunity to conduct an effective cross-examination on that day, and that, if the defendant refused to do so, “it is only for the purpose of tactics ... so that [the defendants] will be in a position, should the witness be executed, to say, ‘We did not have effective cross examination; you cannot use that testimony.’ ”
The defendant moved to hold Schindler and Storella, the Commonwealth’s rule 35 witnesses, in protective custody as material witnesses until such time as the defense had an opportunity to cross-examine them. The defendant also asked for full discovery. 6 The judge denied both defense requests, and continued the proceedings until that Friday, March 7.
On Friday, defense counsel once again indicated to the judge that he was not prepared to cross-examine, and asked
The indictments were returned on May 21, 1986. The defendant filed a motion on October 17, 1986, in the Superior Court requesting permission to complete the rule 35 depositions through cross-examination. At that hearing, the Commonwealth argued that the defendant had waived his cross-examination rights by failing to avail himself of his earlier opportunity (in the Municipal Court) to cross-examine the witnesses. The Superior Court motion judge allowed the defendant’s motion. He ordered that the subsequent deposition consist of cross- and redirect examination only, and that it be completed by December 5, 1986. Schindler was cross-examined on December 2, but Storella never was cross-examined because the Commonwealth asserted that it was unable to locate him. When Storella still had not been located by March, 1987, a capias was issued for his arrest.
On January 21, 1988, the defendant moved to exclude Storella’s testimony. On February 8, 1988, the Commonwealth moved to have Storella declared unavailable and for permission to use his rule 35 deposition at trial against the defendant. A second Superior Court judge, without holding an evidentiary hearing, allowed the Commonwealth’s motion and denied the defendant’s motion. He determined that the defendant had been “provided with an adequate opportunity
The trial judge, in a hearing regarding Storella’s availability and the admissibility of his rule 35 testimony, found that Storella was unavailable and that the defendant had waived his right to cross-examine Storella. The judge admitted Storella’s rule 35 testimony.
1. The rule 35 deposition testimony and waiver. The defendant argues that, as soon as he waived the probable cause hearing, the case no longer was within the jurisdiction of the Municipal Court and, therefore, the Municipal Court judge was without authority to allow the Commonwealth leave to take rule 35 depositions. This argument is without merit. The case remains within the court’s jurisdiction until an indictment is returned. Any other rule would place cases outside of the jurisdiction of any court between the time when a probable cause hearing is waived or held in the District or Municipal Court and the indictment is returned in the Superior Court. The Municipal Court judge had jurisdiction and discretionary authority to allow the motion to depose the witnesses.
The defendant next argues that the Municipal Court judge erred in allowing the Commonwealth’s motion to depose witnesses pursuant to rule 35 because, the defendant claims, the Commonwealth did not set forth sufficient grounds for allowing the depositions. This argument, too, is without merit. Rule 35 of the Massachusetts Rules of Criminal Procedure was written in substantial conformity with Fed. R. Crim. P. 15. See Reporters’ Notes to Mass. R. Crim. P. 35, Mass. Gen. Laws Ann., Rules of Criminal Procedure at 633 (West 1980). Both rules allow the testimony of prospective witnesses to be taken prior to trial in “exceptional circumstances” when “the interest of justice” so requires. See note 5,
supra.
“[Pjhysical unavailability [is] but one factor in determining whether ‘exceptional circumstances in the interests of justice’ exist.”
United States
v.
Johnson,
The standard for reviewing a trial court judge’s ruling on a rule 35 motion is abuse of discretion.
United States
v.
Keithan,
The defendant argues that the trial judge erred in admitting the uncross-examined deposition testimony in violation of the defendant’s confrontation rights. We agree. Prior recorded testimony, if it meets certain conditions, may be admitted at trial. In order not to run afoul of the defendant’s confrontation rights under the Sixth Amendment, it should be admitted only if it has been established that (1) the witness is unavailable to testify,
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and (2) the prior testimony
A witness’s prior recorded testimony bears adequate indicia of reliability for confrontation clause purposes if opposing counsel had an adequate opportunity to cross-examine the witness and availed himself or herself of that opportunity at the prior hearing.
Ohio
v.
Roberts, supra
at 73. Accord
Bohannon, supra
at 747. However, actual cross-examination, while usually sufficient, is not necessary to satisfy the reliability component. A reasonable opportunity to cross-examine also may render the testimony admissible. See
United States
v.
Zurosky,
The central purpose of rule 35 is to “preserve evidence. . . . While it is true that it is far more desirable to secure the actual presence of a potential witness in criminal cases, there are situations in which the use of depositions is required in order to assure that the ends of justice are met, e.g., when a witness’ attendance cannot be secured . . . .” Reporters’ Notes to rule 35 (a). Thus, the defendants are not entitled to delay cross-examination until such time as, in their view, they have a “reasonable opportunity to cross-examine.” Such an interpretation would vitiate rule 35. The question whether there was a “reasonable opportunity to cross-examine” is for the court. Cross-examination, to pass muster under the confrontation clause, does not have to be a perfect cross-examination. See
Delaware
v.
Fensterer,
The Municipal Court judge could have and should have set a deadline by which the defendant had to cross-examine the witness or waive his right to do so. However, he did not. That failure is fatal to the Commonwealth’s claim of waiver. The Municipal Court judge did not hold a hearing on the time needed for a “reasonable opportunity to cross-examine.” He did not rule that the defendant had had a reasonable opportunity to cross-examine. He did not give any notice to the defendant that failure to cross-examine by a certain date could be or would be viewed as a waiver of the right to cross-examine the witness. The judge should have resolved the dispute and set a date for cross-examination; 8 instead, he merely left the parties to their own remedies.
The proceedings in the Municipal Court were in early March. The indictments were returned in May, 1986. After the Municipal Court proceedings, the Commonwealth never moved to complete the deposition. It was only after the defendant filed a motion to complete the deposition in October, 1986, that the issue was again raised in the Superior Court. By the time a Superior Court motion judge finally set a deadline for completion of the depositions, Storella could not be found. 9 In view of Storella’s importance to the Commonwealth’s case, the Commonwealth’s position that, in these circumstances, the defendant had been afforded a fair opportunity to cross-examine is untenable. The defendant was not given any notice that failure to cross-examine Storella by a certain date would result in a waiver of the right to cross-examine.
The defendant at no time expressly waived his right to cross-examine; on the contrary, he objected each time the Commonwealth argued that his actions constituted a waiver. Absent a direct order to complete or forgo cross-examination, there was no basis for the subsequent determination that the defendant had waived cross-examination. Therefore, it was error to admit Storella’s uncross-examined deposition testimony.
a.
Polygraph evidence.
The defendant filed a motion for a polygraph examination and to have the results admitted in evidence. The defendant’s request was denied. The defendant argues that the motion judge erred in denying his motion for a court-ordered polygraph examination. This argument is disposed of by our holding in
Commonwealth
v.
Mendes,
b.
Schindler’s in-court and out-of-court identifications of the defendant.
The defendant participated in one of three separate videotaped lineups conducted on February 28, 1986, pursuant to an order of a judge of the Municipal Court. Schindler watched the lineups through a one-way mirror. Schindler was then escorted out of the viewing area to make his identifications. Defense counsel, although present at the lineups,
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did not ask to be present when Schindler made the identifications. Subsequently, during his rule 35 deposition, Schindler identified the defendant from among those seated in the spectators’ section of the courtroom as one of the perpetrators. The defendant argues that, because (1) Schindler was a former Middlesex County assistant district attorney, presumably familiar with lineups; (2) the murders occurred in the North End, “the renowned hub of Boston’s Italian American community”; (3) no other participants with Italian looking features or last names allegedly were included in the lineup; (4) the defendant’s dark hair, eyes and complexion allegedly identify him as being of Italian lineage; (5) all the other participants in the lineup were over five feet, six inches tall, and Schindler had described one of the individuals he viewed on the night of the shooting as having a height as
“The burden is on the defendant to establish by a preponderance of the evidence that impermissibly suggestive procedures were used' at the lineup.”
Commonwealth
v.
Simmonds,
The judge who denied the motion to suppress the identification testimony, after reviewing the videotape, found that (1) the majority of the lineup participants were young white males all of whom had one or more dark features; (2) at least five other members of the lineup were similar in height
Because we conclude that the identification was not unnecessarily suggestive, it is unnecessary for us to reach the question whether Schindler’s identification meets the “reliability test.” See
Commonwealth
v.
Venios,
In
Commonwealth
v.
Charles,
The majority of Federal courts that have considered whether the defendant has a right to counsel at a postlineup interview of a witness have found that no such right exists. See
Hallmark
v.
Cartwright,
At the hearing on the defendant’s motion to suppress the in-court and out-of-court identifications, defense counsel sought to question one of the investigating police officers about the lighting conditions at the crime scene and Schin
c. The defendant’s motion to dismiss the indictments. The defendant argues that the motion judge erred in failing to dismiss the grand jury indictments against him. The basis of this argument is that the grand jury should have been apprised of certain allegedly exculpatory evidence. One item of allegedly exculpatory evidence consisted of the defendant’s polygraph results. As to this piece of evidence, the defendant’s argument is disposed of by our holding in Mendes, supra. The other allegedly exculpatory evidence consisted of a prior, allegedly inconsistent statement made by Storella 12 and a statement made by another witness that contradicted one aspect (not directly related to the murders) of Storella’s testimony. 13
The Commonwealth “is not required to present all possibly exculpatory evidence to a grand jury.”
Commonwealth
v.
Connor,
The judgments are reversed, the verdicts set aside, and this case is remanded to the Superior Court for a new trial.
So ordered.
Notes
Tanso was also convicted of unlawful possession of a handgun.
Because our conclusion is based on the Sixth Amendment to the Constitution of the United States, we do not discuss art. 12 of the Massachusetts Declaration of Rights.
The defendant’s motions for new trial based on Storella’s reappearance and availability were denied. The defendant’s sentences were stayed pending appeal of the denial of his motions for new trial and his convictions.
Counsel for the defendant and a codefendant were both present at all the pretrial hearings discussed in this section; the third defendant was tried separately as a juvenile.
Rule 35 of the Massachusetts Rules of Criminal Procedure states, in relevant part, “Whenever due to exceptional circumstances, and after a showing of materiality and relevance, it is deemed to be in the interest of justice that the testimony of a prospective witness of the defendant or the Commonwealth be taken and preserved, the judge may at any time after
At that time, defense counsel had received as discovery a redacted search warrant, an incident report from the police, and a statement alleged to be a transcript of a tape recorded interview of Schindler.
In the absence of either cross-examination or a judicial order to cross-examine the witness or forgo the cross-examination, there is no foundation on which to base the defendant’s waiver of his right to cross-examine. Therefore, we do not reach or discuss whether the witness was unavailable. The facts are conflicting, and we, of course, do not resolve factual disputes.
The defendant asserts that he did not want to cross-examine the witness to preserve his argument that the Municipal Court lacked jurisdiction once the defendant waived the probable cause hearing. The judge still should have ordered cross-examination by a date certain. The defendant could have cross-examined the witness while preserving his objection or forgone the opportunity to cross-examine and relied on his jurisdictional argument.
Although the defendant contests this fact, we accept the Commonwealth’s version of the events for the purposes of deciding this issue. See note 7, supra.
At the time of the lineup, defense counsel asked that his client be allowed to change places with another participant in the lineup. The Commonwealth agreed to this request.
We note that counsel for the defendant did raise other unrelated objections to the lineup on that occasion. Earlier that day the defendant petitioned, pursuant to G. L. c. 211, § 3, a single justice of this court for relief from the Municipal Court judge’s order that a lineup be conducted. The defendant objected to (1) the lack of a pre-lineup evidentiary hearing; (2) the fact that the identity of the witnesses would not be disclosed at the lineup; and (3) the lack of notice to the defendant. Relief was denied. Counsel for the defendant renewed his objections following the lineup, but did not request to be present at the postlineup interview.
StoreIla initially denied any involvement whatsoever in the murders.
Michael Pittore, an acquaintance of Storella, denied Storella’s allegation that they had had a conversation with one of the victims concerning whether DiBenedetto still sold cocaine.
