*1 378A.2d780 Pennsylvania COMMONWEALTH of James Parker, William SUTLEY Appellants. and James D.
Supreme Pennsylvania. Court of
Argued March 1975. DecidedOct. *2 Russo, Public Defend- Rundorff, J. Asst. Henry J.
William Mercer, for ers, appellants. Banks, Dist. Robert F. Asst. Nelson, Dist. Atty., J.
Joseph Mercer, for appellee. Atty., ROBERTS, POMEROY, NIX EAGEN, O’BRIEN,
Before MANDERINO, JJ. and OF THE COURT
OPINION NIX, Justice. William and Sutley James James D. Parker
Appellants were convicted in the Court of Common Pleas of Mercer County possession marijua- unrelated prosecutions na, a under the Device and Cosmetic Act of felony Drug, P.L. Act September P.S. § (1964) (now repealed). 780-4 entered a Appellant Sutley plea guilty charge sentenced on July 1971, to term of for not than one imprisonment less nor more three in a than state correctional institution. years Parker, Appellant who also to the pleaded guilty charge, was on March 3,1972, sentenced to a term of one one half to four in a years state correctional No institution. direct appeal was taken from the judgment sentence either appellant.
Thereafter, 14,1972, on the General April Assembly enact- ed the Substance, Drug, Device and Controlled Cosmetic Act, of 14, 1972, 233, Act April 1, P.L. No. 64, 35 P.S. § et 780-101 seq. § (Supp.1976-77) repealed and exten- revised the sively law prior governing this field.1 Among significant more changes, the new Act classified posses- sion of marijuana misdemeanor, and the for penalties violation were The accordingly reduced. maximum sentence provided upon conviction for of possession more than thirty grams up was to one of year imprisonment and/or a five fine,2 thousand dollar while possession of or less thirty grams in resulted no more than a thirty day prison term and/or a fine of one hundred dollars.3 Drug, 1961,
1. See The and September Device Cosmetic Act of Act of 26, 1961, 1664, 1, seq. (1964) P.L. (now repealed). P.S. et § § 780-1 14, 1972, April 233, 64, 2. of 13(a)(16), (b), See Act P.L. No. § P.S. 780-113(a)(16), (b) (Supp.1976-77). § 13(a)(31), law, (g). prior Id. Under the a first § offense conviction possession any subject penalties including of amount was exceeding fine not two thousand and dollars a term of incarceration in a state institution for less than correctional two nor more than by legisla- Act amended subsequently revised in 25, 1973, resentencing for the on provide ture July mari- of possession of individuals convicted cases certain in provides Act. The amended section prior under the juana full as follows: done, act any of this act shall not affect
The provisions vested, or affect incurred, any or accrued or right liability or to enforce any right penalty or pending suit prosecution Act authority any under or offense punish any Provided, this act: thereof, repealed or Assembly, part 12,1972 June final on or before however, That in case any for the commission sentenced in which a defendant was (16) (31), subsection proscribed by to those acts similar act, such defendant of this 13(a) but not section (30), if the petition this act his be resentenced under shall law prior are less than those under hereunder penalties record the defendant in case the criminal prior such no to the extent that such record shall shall be expunged prior grade reference any contain longer the offense which if than the higher grade offense Act of P.L. April defendant is resentenced. 64, 38, as Act of No. July No. amended § 1, 35 (Supp.1976-77). P.S. 780-138 § Parker, filed separate petitions Appellants Sutley County, sought Mercer Pleas of with Court Common It conceded that the amendment. under resentencing have which, if would proven facts both petitions alleged resentenced accordance appellants required *4 the Common- upon rule was issued the amendment. A should not be the appellants wealth cause why to show filed an Attorney District County The Mercer resentenced. upon that the statute to petitions alleging only answer The lower was unconstitutional. relied appellants resentencing. petitions and agreed court dismissed dismissing petitions A from the order timely appeal 1664, 20(c), 26, 1961, years. September P.L. 35 P.S. § five Act See -20(c) (1964) (now repealed). § Court, that Superior taken court certified the matter here for disposition.4 We now affirm.
The court below determined that the 1973amendment was constitutionally repugnant violating the constitutional doctrine of separation powers, because the enactment intruded upon governor’s power commute sentences IV, under Article 9 of Section the Pennsylvania Constitu- tion, IV, Pa.Const. art. 9 (1968) and as a operated legisla- § tive impairment final existing legal judgments. We agree the amendment undermines thus fatally and. interferes with final judgments and there- judiciary fore we need consider the alternative basis-of constitu- tional invalidity relied the court below.
We note
at
outset
it is
fundamental
in
principle
our
conception
judicial authority that courts are not to
wisdom,
into
reason or
inquire
behind a
expediency
Moir,
enactment. Commonwealth v.
199 Pa.
A. 351 (1901).
Nor are the motives of the
in
legislators
act
passing
open
consideration. Common
wealth v.
Keary,
(1901).
are well settled. It is equally axiomatic that a legislative presumed enactment is to be constitutional. is,
“There course, strong presumption favor of the constitutionality statutes —a which re presumption flects on the part of judiciary due to the respect legislature as a branch of co-equal government.” (foot omitted)
261 the Tosto v. Pennsylvania constitution. violates plainly” 1, 331 198 (1975); Daly 460 Pa. A.2d Home Nursing Agency, v. A.2d Rubin (1963); Pa. 191 835 411 Hemphill, v. Meade, v. 377 271, 157 (1960); 822 Clark A.2d Bailey, Township, 150, 104 Abington 465 (1954); Lighton A.2d Pa. of Mayor (1939); Sharpless Pa. 9 A.2d Pa. 147 (1853). Philadelphia, instant case that the appellee in the
We are satisfied the unconstitu- demonstrating burden of has sustained its the A of plain reading of the 1973 amendment. tionality in mandatory language; that is couched enactment reveals a “shall be directs that defendant it unquestionably resenT his if the petition penalties act tenced under this law . .” than those . prior hereunder are less under effect, a is, in legislative The amendment operation made judgment courts to open previously command of disposition final, judgment and to substitute for the subsequently expressed matter in accordance with in the of the power will. The vesting to our repugnant concept would to alter final judgments government. of branches of the three separation of The of separation governmental pow doctrine departments judicial ers executive and legislative, into of this inherent in structure Commonwealth’s has been its since inception. government as separation appeared Pennsylvania early
This
for the
in the Plan or Form of Government
Common-
the conven-
Pennsylvania, prepared
wealth
State
was continued in our
separation
tion
year.
and of 1873. Accordingly,
constitutions of
1873 was
adopted,
people
when
Constitution of
with the
experience
acted in
light
generations
separation
powers,
of the doctrine of the
operation
review to resolve
resulting
necessity
executive
legislative,
between the
opinion
differences
concerning and extent
scope
or judicial departments
In-
delegated
Dauphin County
Jury
Grand
powers.
vestigation
(No.
342, 352-53,
Proceedings
2),
*6
804,
A.2d
(1938) (footnote omitted).
807
generally,
Tate,
See
Commonwealth ex rel.
v.
Carroll
442 Pa.
45, 274
(1971);
A.2d 193
Pennsylvania
Scott,
v.
346
Company
13,
Pa.
29
(1943);
A.2d 328
Wilson v.
School
Philadelphia
District,
225,
328 Pa.
The a is constituent judiciary or coordinate part government; not it is subordinate other nor powers, does it for existence depend on the will. Its powers directly come from the without people, intervening From the agency. very nature of its time-honored pow ers, it should be a kept separate, distinct and independent entity government . . . domain of the judici is in ary the field of justice under administration law; it interprets, construes and applies law. Widovich, al., 311, 322, 145 Commonwealth v. et 295 A. 295, 299 (1929). Thus, also
See
Bedford v.
4 & R.
Shilling,
(1818).
S.
that
follows
encroachment
necessarily
any
judi-
cial
is
to the
by
offensive
fundamental
Waters,
scheme of our
v.
308 Pa.
government. Bailey
We
recognize that
doctrine of
separation
pow-
ers was not
intended to
seal off the three
hermetically
branches
from one another.
It was
government
obviously
intended that
would be a
there
degree
interdependence
between the various branches. Cf.
reciprocity
Buckley
Valeo,
(1976).
In the nature very a law of the case. Such part can no case has arisen case, to the unnatural relation a forced and can have only decision; decision, an untrue produce and must be, but as it ought the parties, case between arising the legislature. of a case created partly is the declares that it When, therefore, the constitution cases of *7 private to try exclusive function of the courts justice “by shall administer and that disputed right, they law;” it land,” course of the law the due “by in to the transaction relating means to law say, it shall be an complete, at the time when controversy, decision; case, and guide inherent element of the shall substance, altered, in its by and that the case shall not be law. any subsequent Dentler, 495, (1859). 33 Pa. 498-9
Menges v. in in our decision We this explicated concept further 328, A.2d 329 Scott, 13, 16-17, Pa. 29 Co. v. 346 Pennsylvania (1942): not, under legislature may
“It is
that the
elementary
remedies,
or
destroy
impair
an
affecting
act
guise
act,
of the
passage
final
judgments obtained before
re-opening
and this
not
only statutory
principle prohibits
the court but also
legisla-
of cases
decided
previously
.
judgments
inherent attributes
affecting
tion
may be obscure does
5. The fact
in some areas
the distinctions
vigilant
any
responsibility
to be ever
not lessen the
of this Court
upon
authority
judicial
of the
branch.
encroachment
temporize
duty
longer,
to
no
but
“It
become
of the court
has
province,
resist,
though firmly, any
temperately,
of its
invasion
Fairchild,
v.
21
great or
Pa.
whether
small.” De Chastellux
There are two reasons for this limitation of legislative
.
.
.
that under our
power;
system
division
governmental
powers
legislature cannot invade the
province
judiciary by interfering with
or
judgments
decrees
rendered.”
previously
Farrell,
Again
v.
362 Pa.
Leahey
(1949),
A.2d 577
we reaffirmed the
that a
proposition
legislative
attempt
judicial
alter the effect of final
action
under
imposed
prior
direct
law is a
assault
judicial branch:
cannot,
by an act
assembly, overrule
489;
judicial decision:
it
Greenough Greenough,
Pa.
not direct a statute to be construed in
may
a certain way:
Street,
East
366;
In re
Grant
121 Pa.
16 A.
Titusville
917;
Iron Works v.
Co.,
Oil
122 Pa.
A.
it
Keystone
cannot
a new trial:
grant
Fairchild,
De Chastellux v.
18;
or order an
child
illegitimate
to be
regarded
under
legitimate
terms
deed:
prior
Appeal Edwards,
283;
108 Pa.
not
the effect
may
change
judgments
decrees
rendered: Pennsylvania
previously
etc.,
Company,
Scott,
Thus, it is clearly established this jurisdiction that even though legislature possesses promul law,6 gate substantive judgments and decrees affected, those pursuant entered laws those subsequent changes after judgments *8 have final. decrees become the Conceding of inviolability final of judgments the even judiciary, though legislature the the possesses law, broad to enact the power substantive it is to difficult the appreciate thrust of appellants’ argument result that the should be different in this instance because the has the legislature right to the prescribe permissible of punishment to be out range meted for crimes. The legislature’s to the for right promulgate penal sanctions the various a offenses is small of its power broader segment II, provides: legislative power 6. Art. Sec. 1 “The of Common- this Assembly, wealth shall be in a vested General consist shall of Representatives.” a and a Senate House of for this jurisdiction. all of the substantive law to promulgate for to reason an suggest carving have failed any Appellants involved. to sentences is regulate where the exception power that the princi- caselaw indicates same contrary, To the our obtain.7 ples the the of long recognized applicability Court has
This of of final inviolability judgments “the principles civil cases as as in cases. As in criminal well judiciary” for a held that a statute providing this Court early imprisonment from the term of deduction graduated sentenced, good as a reward for which a was prisoner interference conduct, constitutionally was impermissible a of Commonwealth ex the final our courts. with judgment Halloway, Johnson v. rel. no observed, have questions
It is to that these be of a prescribe power reference with a rule law that be inconsistent of shall general rule, when it on operates decree. Such a judicial previous quite cases is retrospectively, legitimate. future and manner is not to be legislate Their good the act conduct doubted. But under in question individual, sentence, is to under particular out for an abatement of a his sentence. part work him and In of the relators who convicted respect to one law was it is considered very sentenced before the passed, an that it legislative impairing existing legal clear judgment. sentencing important critical The is one of the most and basis, judiciary. case-by-case It is on a duties vested in the exercised given myriad including has been to a facts after careful attention offense, gravity needs of the rehabilitative the defendant protect public. necessity adequately Pennsylvania’s sentencing procedure of indeterminate carries implicit adoption philosophy it an of individual sentenc- ing. granting to the trial This necessitates of broad discretion determine, sentencing judge, among who must alternatives range penalties, proper permissible be sentence to overempha- imposed. importance of cannot this discretion sized; many argue impor- it is one of commentators the most today. powers tant . . . vested in court the trial Martin, 118, 130-31, A.2d 656-57 Commonwealth omitted). (1976) (footnotes *9 at
Id.
This
was cited with
language
in Commonwealth v.
approval
Scoleri,
227-28,
399 Pa.
134-5,
160 A.2d
de
cert.
nied,
also,
81 S.Ct.
Appellants’ argument legislature’s power to de- termine the state penological system for this prevents in these usurpation cases was addressed by answered this Court Commonwealth ex rel. Banks Cain, There, A.2d 897 (1942). in a learned opinion Mr. Justice by (later Justice) Stern, Chief it was noted that although General had Assembly the courts such provide measure of discretion in the imposi- tion of sentences as deemed once that discretion proper, had been exercised in accordance with law a final existing judgment of sentence could not be disturbed a subse- by quent legislative change.
“While the court determines the guilt innocence the accused and pronounces upon guilty penalty law, the manner of provided by executing the sentence prescribed by legislature, to be in force put and effect administrative by officers.
“The exercise of the power. parole being but an administrative function which does not impinge upon the judicial power sentencing accused conformity law, it follows that the act present constitu- tionally applied cases where sentences were imposed its before effective date. The sentence is in no wise with, interfered since the act especially provides that a cannot be parole granted until the expiration of the mini- mum term prescribed court. The parolee is not but discharged, merely serves the remainder of his sen- tence his by having restrained in a liberty manner analo- gous in the employed ‘trusty’ or ‘honor’ system ‘The prison discipline. parole authorized statute not suspend does sentence or operate to shorten the term.’ *10 is affected the of the sentence is if duration “It not infringe upon judicial power; does parole that a 21 portion that the section opinion are of therefore we extend to the board the to to attempts give which imposed term maximum parole beyond period 24, give to sentence, attempts and section by the parolee before discharge the power the board are unconstitutional. period, of the expiration parole is exclusively judicial term the sentence of the fixing function.” 588-89, (footnote A.2d at 901 omitted) Pa. at 28
Id. 345 added). (emphasis applica- in permitting that the Cain Court argued
It is parole providing applicable a statute tion of the time of its enactment was were final at sentences of final “inviolability judgments” an implicit rejection to the respect right at least concept This argu- sentences. existing judicially-imposed to modify decision and the clear thrust Cain ignores ment sentencing power. of the court’s the nature misperceives did parole power stressed the fact that opinion The Cain judicial function involved the traditional upon not impinge sentencing process. in the interference with au-
“It is not ... an for the judicial power, nor an assumption thority, to administer the penal very institutions supervisors law or which the clemency pre- conditions of punishment Where itself wrote into the sentence. judge’s scribed and are beforehand prescribed, conditions of punishment conviction, the sentence of it is form constituent parts for an administrative judicial power not an assumption the sen- officer, within the law and terms of acting the task of tence, ascertaining to take himself While conditions have been with. complied whether the accused innocence guilt court determines provided by guilty penalty pronounces upon prescribed by the sentence is law, executing the manner of adminis- to be in force and effect put the legislature, trative officers.”
268 901, 588,
Id.
Although indeterminate
Pennsylvania,
sentences are
19,1911,
1055,
Act of
commonplace,
June
P.L.
6 as amend
§
ed, 19
we
(1964),
P.S.
1057
have frequently stated that the
sentence
legal
maximum sentence. Commonwealth ex
Smith,
495,
rel. Carmelo v.
32 A.2d
(1943);
Commonwealth v.
Campbell,
Pa.Super.
THE COURT: the problem concerning we’ve had Mr. Sutley along all is where he is to going live and what he is to do. We’ve had him at going living various places. We had him the on work release for four program days busted, when it turned out he was arrested for this charge I selling marihuana. don’t know why District reduced it down to It Attorney possession. as if appeared the offense was clear. I take the reasonably didn’t plea. It appears although sentencing judge was convinced that the offense amounted to a sale of a controlled substance merely rather than he was possession, nevertheless content to proceed sentencing view of the flexibility afford- operation component part government efficient of our when a dispute respective responsibility. arises as their areas of We do rights believe that the the citizens are unaffected where the proposed legislation emasculating results one of the branches
government incapable performing effectively so render its assigned responsibilities. Nor we do believe that harm is ameliorated because provision general application being has rather than aimed at individ- permits provision comport ual instances. While this factor provisión prohibiting special legislation, the constitutional see *13 Const, evil, (1968), prime e., art. it does not i. avoid the that it legislative usurpation judicial authority. is a of the former sentencing provisions the ed to Mm under which is with a situation faced Act.10 We are therefore lesser offense is to a plea where quite commonplace for offense affords range because the sentence accepted the offender for to punish an adequate opportunity the court If, however, the new Section committed. actual conduct the resentencing and a in this instance is held to apply a new sentence impose is powerless court required, nature of the true be commensurate which would distort Thus, completely not does such a result offense. plea discretion permitted exercise of judicial offense, frustrates the legislative lesser but also to the a new Act since new to be achieved sought purpose for who commit- was those designed only specially provision not those who were crime of for possession ted the sale distribution controlled in the unlawful engaged substances.11 Mr. Justice ROBERTS dissenting opinion by
Finally, the Amendment of whether question raises of the pardoning power on the basis of the exercise justified noted that this it should be legislature. Initially, themselves. Ordi- litigants was not raised question therefore be considered sua such issues should narily Furnishings, an Home Phillips court. sponte by appellate Bank, (1976); A.2d 542 Inc. v. Continental (1975). 461 Pa. 337 A.2d See Wiegand Wiegand, Co., Trust Valley also Dilliplaine Lehigh However, since we are the trial sustaining A.2d 114 the mat- and because findings unconstitutionality court’s 3, supra. 10. See n. sentencing hearing Similarly, evidence adduced at the plea appellant although he had entered a established that too Parker guilty possession marijuana, in fact Parker was in- mere juveniles. The in the of the substance to trial volved distribution accepted plea punishment judge he however because believed argue crime too While the that the severe. dissenters circumstances, promotes uniformity, under it would statute these permit very purpose distort the amendment this appellant reap resentencing provision. the benefit of *14 concern,
ter is one of we public will discuss the merits of this contention. upon federal
Relying constitution and various deci- sions courts, of the federal the dissent attempts develop that our theory legislature an possesses inherent power pardon. legislature has the to enact power legisla- “[T]he tion which reduces the punishment of individuals whose convictions have become final or which such pardons individ- uals, them from exempting further punishment and reliev- them from ing any legal disabilities resulting from convic- tion.” ROBERTS, Dissenting opinion, J. (infra p. 792) itWhile is appealing at first blush to that analogize such a well, has been in this concept adopted jurisdiction as it must be that we are emphasized here concerned with those powers enumerated our under state constitution.
Article IV 9 of Section the State Constitution expressly provides: In
(a) all criminal cases except impeachment, Gov- ernor shall have power forfeitures, to remit fines and grant commutation reprieves, of sentences pardons; but no pardon shall be granted, commuted, nor sentence on except recommendation in of a writing majority Pardons, the Board of after full hearing session, in open due notice. public The recommendation, with the reasons therefor at shall be length, delivered to the Gover- nor and a thereof copy shall on file in kept the office of the Lieutenant Governor in a docket for that kept pur- pose.
Further, the of the composition Board of set Pardons is forth by paragraph (b) the same section of the Constitution: “It shall consist of the lieutenant governor shall be .who chairman, general and three attorney members appointed by the with the governor consent of two-thirds ” members elect . Senate . . specificity defining the limitations of the express grant power pardon negate would an inference that the Constitution an implied intended confer power pardon free of any restrictions in another branch of govern- distortion an unwarranted require It would ment. an im- to infer of our Constitution language
express
in the
was conferred
of pardon
plied
document.
principle
have adopted
courts
federal
While the
an inherent
recognized
law
common
the English
that body’s
under
branch
in the
of pardon
v. Hughes,
United States
see
lawmaking power,
supreme
Hall,
Not only the power legislature in the or commutation pardon to the executive singularly granted is specifically of the the very language clear from branch, equally but it is was not at amendment resentencing As defined pardon.12 power to exercise tempting Court, is: this pardon of mercy. of the sovereign’s prerogative
“the exercise control of the from the frees the offender It completely from further punishment him exempts state. It not only resulting all the disabilities legal him from but relieves pardoning power, adjunct of the power commutation is an pardoning authority only by in which the granted and can 1914). (Rawle Bouvier, Dictionary, resides, I Rev. Vol. Law possess the finding legislative branch does not that the our Therefore necessarily also does not have pardon means that power of commutation. from his It conviction. blots out the very existence of his that, law, so in the he guilt, eye is thereafter as innocent as if he had never committed the offense: Diehl 425; 316, 319, 169 Pa. 32 A. Rodgers, Common- 93; Quaranta, wealth v. 145 A. House, 259, 264, Commonwealth v. 10 Pa.Super. 265.” Cain, Commonwealth ex rel. Banks v. supra, Pa. at 584-5 A.2d at 899.
The amendment in in no relieves the offend- question way er from all disabilities from his legal resulting conviction. Instead, it his if the requires resentencing penalty under the new law is than further, less that under law and prior for an of his record provides expungement for the prior offense extent where the grade prior offense is than the greater offense to which he was resen- Thus, tenced. the legislature specifically intended that individual would still be required serve a sentence and the to the stigma attached conviction would remain. Accordingly, Order Court of Common Pleas of Mercer is affirmed. County
JONES, former Justice did Chief not in the participate decision of case. this
POMEROY, J., files a concurring opinion.
ROBERTS, J., files a dissenting opinion.
MANDERINO, J., files a dissenting opinion.
POMEROY, Justice, concurring.
I join Court, in the of the opinion and add these few lines supplemental only sharpen focus of decision as I see it.
Obviously, the had second legislature thoughts about the of the it severity punishment had decreed for violation of Device and Cosmetic Act of Act Drug, of Septem- 26, 1961, 1664, 4, ber P.L. 780-4 (1964), P.S. where § that violation of possession (not consisted the sale or deliv- of the the Act ery) drug marijuana. By it reduced corre- misdemeanor, a with from felony the offense to make It the attempt sentences. is lessening sponding offenders the offense applicable amelioration of this in that is here issue. law under prior convicted cases, in like their and others for appellants Unfortunately before enactment had become final sentence judgments new law. to rectify Assembly of the General the attempt While punish inequitable to be an have considered what it must I laudable, agree is offenders upon prior ment visited other than fashion relief must come some the Court criminal from the resentencing expunging mandatory felony. concept fact of conviction records the judicial integrity and the finality judgments were the would, fear, seriously I be jeopardized process situation to this legislature effort of understandable acts made sentence may only validated. Courts so within limits may do legislature criminal however, are When, steps those the legislature. set by not be acts, and in view taken, my are they believe that because has come to undone was mistaken.* its treatment of the offense prior ROBERTS, Justice, dissenting. Substance,
In enacted the Controlled Legislature Act],1 Device and Cosmetic Act Substance Drug, [Controlled Act.2 The Device and Cosmetic replaced Drug, Act reduced the substantially penalties Controlled Substance section marijuana. Compare 13(g) for possession Act3 not to exceed (imprisonment Controlled Substance * implicate pardoning power. meant This statement seq., April 1 et P.L. 35 P.S. 780-101 et §§ §§ Act (Supp.1977). seq. *17 1961, 1664, amended, 26, seq., September 1 et as 2. Act of P.L. §§ formerly seq. (1964), repealed, P.S. P.S. 780-1 et 35 §§ codified 35 780-143(a) (Supp.1977). § (Supp.1977). 780-113(g) 3. P.S. § marijuana for of a small amount of
thirty days possession use) 20(c) for with section personal Drug, Device and Cosmetic Act4 or con- ("imprisonment separate solitary finement at labor two (2) of not less than or more than five for (5) years” possession marijuana, including possession use). small amount for personal When enacted the Act, Controlled the Legislature Substance made the reduced of the Act penalties applicable to crimes committed date, after its but effective to crimes committed if earlier the convictions were not final on the Act’s yet enactment 780-139 (Supp.1977);6 Commonwealth v. date.5 35 P.S. § Thomas, 548, 1973, A.2d In (1973). Legislature enacted an amendment to the Controlled Sub- stance Act [Resentencing made Amendment]7 reduced of the Controlled Act penalties Substance applicable whose persons convictions became final before adoption of the Controlled Substance Act. 26, 1961, 1664, September 20(c), amended, formerly
4.
Act
P.L.
§
780-20(c) (1964), repealed,
780-143(a)
codified in 35 P.S.
P.S.
§
§
(Supp.1977).
Thus,
5.
appellant
gone
if
pleading
Parker had
to trial instead of
guilty,
14,
April
and as a result
been
had
sentenced after
1972instead
3, 1972,
penalties
on March
the reduced
of the Controlled Sub-
applied. Similarly,
appellant Sutley,
stance Act would have
if
who
2, 1971,
July
following
plea,
guilty
was
on
gone
sentenced
his
had
Court,
appealed
Superior
likely
trial and
to the
it is
that his convic-
14, 1972,
April
tion would not have become final
after
until
penalties
applied.
reduced
have
would
See Commonwealth Thom-
as,
548,
277
reflects a
deci-
legislative
Amendment
Resentencing
The
all
should
possible,
persons
extent
the fullest
that,
sion
The
same substantive conduct.
the
treated equally
Amendment
an
Resentencing
that
holds
majority
judici-
on the
powers
infringement
unconstitutional
Amendment is a
Resentencing
I
dissent because
ary.
no
power,
way
of
inter-
exercise
proper
powers
judiciary.
or infringes
feres with
I
legislative, executive,
of
among
The
powers
separation
our
is central to
consti-
government
branches of
and
lines
the three
dividing
among
Yet
tutional scheme.
are proba-
sometimes indistinct and
branches “are
co-equal
v.
definition.” Stander
any
Kelley,
of
precise
bly incapable
(1969)
250 A.2d
406, 421-22,
(plurality
comprehend
The Constitution does not
total
opinion).
Buckley
branches of
v.
government.
of the three
separation
612, 683,
Valeo,
121, 96 S.Ct.
“This ‘separation powers’ obviously not instituted with the idea that it promote would effi- governmental was, It on the to as a ciency. contrary, looked bulwark against tyranny.” Brown, 443,
United v. States 381 U.S. 85 S.Ct. 1712, 14 484 In L.Ed.2d legislative actions reviewing to on alleged infringe the of the we province judiciary, must mindful of the need to especially preserve separation of order powers in to the the protect rights of individual: “ ‘ the “Were judging joined with the legislative, the life and liberty subject be exposed would to control, for the judge would then be the arbitrary legisla- ’ ” tor.” Valeo, at v. at Buckley U.S. S.Ct. quoting The Federalist No. 47 (J. Madison), quoting Montesquieu (emphasis original). on
Legislative infringement
of the
province
judiciary,
and the
to
liberties,
concomitant threat
individual
take
may
one
First,
of two forms.
Legislature
take
action
impairs
either
independence
judiciary,
requiring
performance
functions,
non-judicial
see
United
v. Ferreira,
(13
States
54 U.S.
How.)
L.Ed. 42
(1852), or
by interfering
power of
judiciary
perform
functions,
its essential
see Commonwealth ex rel.
193 (1971) (plurality
A.2d
Tate, Carroll
II The distribution of the three power among branches of government to the assigns Legislature to define power criminal offenses and determine what punishments would be imposed. As this Court stated in Commonwealth v. Glover, 543, 545, 397 Pa. 156 A.2d 116 (1959): “There is no that it is question within the province of the pronounce what acts . . . are crimes n and to fix the of all punishments crimes . . The legislature has the fix right to the maximum and can, fit, likewise if it sees name the minimum. If it does so it does not violate thereby V, Article Section 1 of the Constitution, vesting judicial power the courts.” Subject constitutional specific protections, such as the prohibition cruel against and unusual punishment, U.S. Const, Pa.Const, XIV; VIII, amend. I, art. 10, and the § prohibition ex against laws, facto post I, U.S.Const. art. 10; I, Pa.Const. art. the Legislature § may, through the enactment of standards of general applicability, exercise control over complete sentencing. See United States v. Lewis, 300 F.Supp. (E.D.Pa.1969).
The Legislature’s
to define
power
offenses,
criminal
determine the
range
which
punishments
be imposed,
encompasses the
decide that the punishment for
certain conduct should
reduced or eliminated.
It also
be,
encompasses
reduce or eliminate the punish-
ment of classes of offenders who have been convicted and
sentenced, but whose convictions have not
become
yet
final.
See Commonwealth v. Thomas,
281 Hughes ).8 (W.D.Pa.1892) (verbatim repetition F. 352 See Comment, Law and Yesterday’s Crime: generally Today’s Legisla- Retroactive of Ameliorative Criminal Application tion, 120, (1972). 121 147 U.Pa.L.Rev. commonly have more been
Historically, general pardons Weihofen, by than executive. legislatures granted by As a Pardons, 371, (1939). 375 Calif.L.Rev. Legislative general of a involves the pardon adoption a grant general offenders, a it is appropriate to class of applicable rule Legislature: be exercised by this power case, in a clemency particular to exercise power “[T]he individuals, or in favor of an individual and of a an act quasi with the offense executive charged [is] . an act establishes kind, amnesty . . while persons to all applicable rule . . . general class, more an act especially of a persons given is] [which in nature.” legislative Bowman, 452, 454, 74, (1907); 145 N.C.
State
59 S.E.
Walker,
see Brown v.
644,
The Constitution not Pennsylvania to a law pardon tive at least where is pardons, pursuant than enact- special legislation rather general applicability, Lusky, benefit offenders.9 Con- only particular ed to See pursuant pardons granted legislative These deal federal cases with 31, 1860, (1964); P.S. § to the Act of March P.L. § 24, 1939, repealed part, P.L. P.S. § § Act June pardons effect the individuals did not take until after sentences, pardoned pardons and therefore had served their resulting removing from conviction. had the the disabilities effect Nevertheless, legisla- Pennsylvania statute these cases treated the power Pennsylvania granting pardons, recognized the tion Legislature legislative pardons. grant resentencing provision applicable general 9. A infringe class of on the executive’s offenders does not pardon provision grant- The constitutional commute sentences. Const, IV, ing pardon, art. executive terms, is no to construe it as exclusive its and there reason requirement power, pardon its of a exclusive. The executive’s hearing, id., a full see recommendation the Board of Pardons after particular is best individuals should be suited to decide whether *22 gressional Amnesty War Resisters: Policy Considera- Problems, tions and Constitutional 25 Vand.L.Rev. 525 (1972). Weihofen, Compare Pardons, 27 Legislative Calif.L. (1939) Rev. 371 have (legislatures to power pardon) with Radin, Legislative View, Pardons: Another 27 Calif.L.Rev. (distinction 387 (1939) must be made between general par- dons—or amnesties—and individual pardons,10and the power does not latter). extend to the
It is the Legislature is constitutionally empowered to set for criminal punishment conduct. Since control over Legislature’s the determination of what conduct criminal, should be made what and punishments should apply, includes to power grant it must general pardon, also include the to authority for reduced sentences provide for a class of offenders convicted aof crime. particular
Unquestionably, Legislature has the to power provide for reduced sentences for marijuana as it did in possession, the Controlled Act. The Substance subsidiary judgment as to whether individuals whose convictions have become final should benefit such a change legislation is appropriate- a matter ly of legislative Comment, choice. See Today’s Law and Crime: Yesterday’s Retroactive Application Ameliorative Criminal Legislation, 121 U.Pa.L.Rev. pardoned Legislature or have their sentences commuted. equipped pertaining general pardons. better to decide the issues
Thus, power pardon impliedly prohibit the executive’s does Legislature enacting general pardons: from statutes the nature of “Although ‘power grant the Constitution vests in the President reprieves pardons States, against and for offenses' the United except impeachment,’ in cases of this has never been held to Congress take pass general amnesty from acts of Walker, Brown v. 161 U.S. at at S.Ct. 648. “Amnesty, general pardon, pardon or proper, result in the thing. amnesty same . pardon . The difference between —‘general’ ‘special pardon,’ if one likes —lies ... in the [pardon] character of the punishment act. The one remits to a person. [amnesty] named punishment The other remits of an offense, particular without reference to those who committed it.”' Radin, Legislative View, Pardons: Another 27 Calif.L.Rev. 387 (1939). I, 17.11 The Resentencing art. also Pa.Const. See those whose sentences enacted to permit
Amendment Act was the Controlled Substance before imposed were so that their sentences would resentenced to be adopted with sentences on imposed as conform, nearly possible, *23 of Controlled Sub- adoption convicted after the those Constitution does not Pennsylvania Act. While the stance before the of amelio- adoption that those sentenced require of that it legislation, receive the benefits rative legislation from prohibit Legislature not be interpreted should offenders when it considers the treatment of such equalizing interest. The power to serve the public such treatment of should benefit determine what classes offenders in the for Controlled Substance penalties provided reduced Legislature’s power is a incident to the necessary Act Act, such as the enact Controlled Substance legislation, for certain crimes. changes penalties which
III The concludes that Amend- majority Resentencing an ment is unconstitutional violation of the of separation because it has the powers effect final altering judgments. I agree. cannot relies on a rule majority general “the recognizing of final
inviolability judgments There is judiciary.” Rather, no such rule. general the Pennsylvania Constitution has several which restrict the specific prohibitions the Legislature to alter final E. judgments. g., Pa.Const. I, art. 10 (no without taking just compensation); I, art. § (no law impair the obligation contracts); § art. Ill, 32 (the not local Legislature may pass any or special § clause, post I, 17, prohibits 11. The ex facto Pa.Const. art. imposition penalties imposed. of increased once sentence has been Indeed, prohibits imposition any penalties it increase in criminal which is enacted after the crime is committed. Yet this clause was only way; prohibit imposition intended to work one it does not reduced sentences for crimes committed after an statute ameliorative protect becomes effective. The framers found a need to the individu- penalties warning, al from increased of which there was no but saw protect people legislative mercy. no need to from acts of Thus, when law remitting fines, forfeitures). penalties vested in the have become parties the private rights cannot be court, judgment ordinarily judgment without violation of legislation by subsequent taken away constitutional Where specific provision.11 private some however, and none of infringed, of individuals are not rights Constitution Pennsylvania the specific prohibitions violated, the has the to enact Legislature has been of a final consequences judg legislation mitigates ment. a public suit enforcement of brought right
“[A]
established by judgment
. even after
has been
points
dissenting opinion,
11a. As Mr. Justice Manderino
out
his
explains many
opinions
majority.
this
relied on
For
Scott,
Pennsylvania
(1942),
example, in
Co. v.
The enforcement of the sentences upon Act consti- before the Controlled adoption Substance Judgments tutes “the enforcement of a public right.” are interest in sentence enforced vindicate the public’s law, obedience to the and to protect public against future violations. It is also Resentencing clear that Amendment does not offend any specific prohibitions in the Constitution which restrict the Pennsylvania to alter final Legislature Because judgments. involved, public rights are and the has Legislature decided that the harsh no penalties formerly applicable longer serve interest, public Legislature’s provide decision for should be resentencing respected.
I see no reason to adopt sweeping prohibition, applicable even none though specific prohibitions Pennsyl- vania Constitution is statutes which implicated, against alter final does judgments. Constitution Pennsylvania rule, for such an indiscriminate and I expressly provide do not believe that this Court should fashion one on the basis I separation powers explained doctrine. As Part of this opinion, the is in separation powers principle no offended when the way Legislature provides, pursuant to a statute of general application, that persons convicted under laws should be prior resentenced the courts in accordance with the lesser penalties provided the statute current- in force.12 In ly enacting Amendment the Resentencing is not Legislature reviewing finding guilt. Nor is the *25 Legislature that the trial deciding court’s choice of sentence Legislature 12. This is not a case where the has undertaken to review judgments Bator, Mishkin, generally on an individual basis. See Wechsler, Shapiro & Hart and Wechsler’s The Federal Courts and System (2d 1973). dangers the Federal 85-102 ed. The asserted legislation may Legislature be such addressed if the ever enacts such Here, legislation. enough recognize capable it is to that this Court is separating private legislation, of individuals, specific such for the benefit of legislation question from the in here. case, in a within the particular although limits still recog- nized an by abuse Legislature proper, of discre- Rather, tion. Legislature has its revised own determina- tion of the sentence for the offense in appropriate question. The decision a to reduce class of is punishment offenders a matter within the province Legislature. It evinces no decisions disrespect for the judiciary, does not impair to reach its ability judiciary decisions. be Simply because final judgments may affected does not mean that the Legislature has on the infringed province the judiciary. relies on ex majority Commonwealth rel. Banks
Cain, 345
There is dictum relied on that majority, legislation not affect duration a sentence. I do sound, not a believe that such rule would be or that it could be in reconciled with Banks. The holding parole legisla- Banks, tion that upheld provided convicted crimi- nals imprisonment, sentenced to in some cases at solitary confinement, could released into the community, clearly had the effect of final altering judiciary. judgments While the granted freedom a be less parolee may than that given a sentence, reduction the difference a is only matter of and is not degree of constitutional significance. In either case, the effect is to alter final judgment.
In
of its dictum
support
legislation may
affect
sentences,
duration of
Banks
on the
relied
proposition
of the term of the
fixing
sentence
exclusively
“[t]he
judicial function.” 345
Pa. at
The
dictum in
that
legislation may not affect
sentences,
duration of
was an
apparently
effort
to avoid
overruling Commonwealth ex rel. Johnson v.
42
Halloway,
Johnson, Pa. 446
In
(1862).
of the
majority
Court ex-
pressed its belief that
could
legislation
not interfere with a
judicially
sentence
imposed
by
providing
discharge
prisoners before the expiration of their terms on the basis of
“good time” credits.14 I believe the time has come for this
Court to
that
Johnson is unsound.
recognize
reasoning
Johnson reasoned that criminal sentences
be fixed
may
“only
the exercise
by
of that judicial discretion which the constitu-
13. “It has
custody theory
become a routine exercise to discredit the
on the basis of its
concept.
conflict with the forfeited release-time
parolee
supposedly
serving
The
is
still
his sentence.
If he violates
however,
parole,
parole
his
been in
prisoner
all of his
time is
if
forfeited as he had not
custody during
Beyond
conflict,
that time.
this direct
if the
custody,
practice
is
roughly
considered to be in
this
is
analogous
possibility
allowing
to the bizarre
a warden to extend
prison
beyond
prescribed
terms
maximum.”
Comment,
System,
(1971)
Parole
120 U.Pa.L.Rev.
291-92
(footnote omitted).
dissenting opinion,
14. In his
Mr. Justice Manderino concludes that
constitutionality
the discussion of
legislation
in Johnson
holding
agree
not a
of the Court.
I
with this conclusion.
Although the
thought
Court in Johnson stated that it
the act was
unconstitutional,
“independently
it decided the case
of the constitu-
objection,
tional
which is not decisive to all of us.”
MANDERINO, Justice, dissenting. nature of sepa-
Because misconceives the majority I Article powers, 2, dissent. governmental ration Section states, 1 of the Constitution Pennsylvania of this Commonwealth shall be power “[t]he shall consist of a vested in a General Assembly, a House of Representatives.” Senate and 290
The
has
“legislative power”
been interpreted to be the
make, alter,
power
laws. In
repeal
Marshall,
re:
363
Pa.
69
also,
A.2d 619
See
Petition of
City
Pittsburgh,
The transactions past relate they laws as existing enforcing of the exercise the time the at existing to conditions derives created, power its court is Once the judicial power. it. creating the statute not from Constitution, the from is derived Courts Pennsylvania the power judicial The Pennsylvania 5 of the Constitution Article from Like the court system. a unified in judicial power the vests branch is limited branch, the power executive Art. law. Const. expressly provided by to that in extent lawby so provided the Among judicial powers 2-8. §§ of crime. guilty judged to sentence those the power at 242: supra, v. Hughes, in United States was stated As no it required very government, nature “[f]rom self-evident proposition reasoning prove in the was vested pardon Pennsylvania power supreme inherent power branch legislative by in the executive constitutional by making power law executive was of this to the grant The provision. it to granting the power on the right no limitation exercise it also.” “pre- has been said to be legislative pardoning if afforded to criminal that which would have been
cisely free issued and unconditional the Governor of State Malesevic,99 F.2d Perkins v. States ex rel. pardon.” United (3d 1938), citing Cir. Diehl Rodgers, also, Act 32 A. See former of March (19 893) 18 P.S. (repealed part P.L. P.S. by 5201).
Having pardon follows authority absolutely, could devise a system partially pardon sub- those convicted of of certain controlled possession by resentencing provision stances. This done Substance, Device and Act. Drug, Controlled Cosmetic to pardon the exercise of the those Clearly, authority courts, whether done convicted and sentenced branch, judg- affects a “final executive or by *30 ment” of the A “final judiciary. judgment” a criminal case, however, has never been held to be free from the None of the cases relied on pardon. by for the majority proposition
interfere with of sentence stands judicial judgment for that proposition. The cases cited fall majority into two either, classes: cited (1) upheld legislative cases at- decisions, to affect thus tempts judicial and the passages quoted dicta, from them are majority merely or (2) the cases cited with legislative deal attempts interfere cases, and, civil judgments becomes clear when these cases are either analyzed, are they inapposite or involved legislative attempts to deprive litigants property in violation of the constitutional prohibition against taking without due property process law, or they violated the constitutional prohibition against a amending statute by reference to its title only. case before us involves neither of these constitutional provisions.
Into the first
of cases fall
ex
group
Comm.
rel. Banks v.
Cain,
345 Pa.
Clearly
the resentenc-
majority opinion support
proposition
Substance, Drug,
of the revised Controlled
ing provision
the exclusive
Device and Cosmetic Act encroaches
does
resentencing
province
judiciary.
provision
and should be
not encroach on exclusively judicial powers
upheld.
notes
School Districts of Deer Lakes and Alle
Kane,
gheny Valley
554, 562,
