Commonwealth v. StewartCommonwealth v. Stewart
Lead Opinion
We address inter alia the scope of the Confidential Communications to Clergymen provision of
Appellee David Stewart (Stewart), was charged with the murder of Reverend Leo Heineman (the victim). Prior to trial, Stewart served a subpoena duces tecum on the Roman Catholic Diocese of Allentown (the Diocese), seeking a variety of documents he claimed were relevant to his defense. The Diocese opposed the requests based on the clergymen privilеge and constitutional rights of religious freedom. The trial court ordered that the documents be produced for an in camera inspection to determine whether they could be withheld from discovery as privileged material. The Diocese appealed the trial court’s order and we now affirm.
In a homicide trial, a defendant asserting self-defense may introduce evidence of the violent and dangerous character of the victim in an effort to establish that the defendant reasonably believed that his life was in danger and the victim’s death was justified. See Commonwealth v. Dillon,
Pursuant to the subpoena,, Stewart sought the following items of discovery:
1. All reports, letters and other documents pertaining to any allegаtions of misconduct or other disciplinary action regarding Rev. Leo Heineman.
2. All records, whether maintained directly by the Diocese of Allentown or by Saint Mauritius Church, Ashland, pertaining to Mardell Stewart, formerly known as Mardell Eames.
3. Copies of any Reports pertaining to any sexual misconduct by Rev. Leo Heineman.
4. Copies of all personal records, correspondence, diaries, or similar documents maintained by Rev. Leo Heineman, whеther such documents were maintained at Saint Mauritis Church, or any other location.
5. Copies of any reports pertaining to any alcohol or other substance abuse or treatment by Rev. Leo Heineman.
The Diocese agreed to produce documents requested in items # 2 and # 6 but filed a motion to quash the subpoenа with respect to the other items. In support of the motion, the Diocese offered the affidavit of the Reverend Monsignor Nev-in J. Klinger, Chancellor of the Diocese. Production of the documents was opposed on the following bases:
1. The church is hierarchical, with Canons promulgated by its highest governing authority, and two Canons require keeping a secret archive;
2. Archive documents are privileged under
3. The Canons are religious practices protected by the religious frеedom guarantees of the United States and Pennsylvania Constitutions.
Preliminarily, we note that the Diocese did not object to the production of the documents on relevancy grounds, i.e., that even if produced, the documents would be inadmissible since they do not address specific acts of violence and do not pertain to acts of which appellee Stewart has personal knowledge. Indeed, the issue of relevance appears not to have, been raised by the Diocese at all and, therefore, cannot be the basis for our reversing the order of the trial court. Compare Butler v. DeLuca,
We now address the issues that the Diocese preserved for our review. In support of its motion to quash the subpoena, the Diocese relied heavily on
The bishop fulfills [his] dutiеs in conjunction with his priests, over whom he exercises hierarchical authority. Thus, a bishop maintains a special relationship with his priests. He provides primary support and guidance for them concerning their spiritual lives and the faithful performance of their mission within the Church. Free, frank and confidential communication between the bishop and his priests must be protected so that the bishop can fulfill his obligations to his priests and the faithful under the prescriptions of Canon Law. A bishop must be able to candidly discuss with a priest his character, talents, spiritual life, health, and pastoral or familial problems and concerns in order to be able to assign the priest to compatible duties and to provide him with appropriate guidance in the conduct of his affairs and ministry to the faithful.
Affidavit of Rev. Monsignor Nevin J. Klinger, J.C.L. at ¶ 10. Essentially, the Diocese argues that all information in its hands is confidential under the statute.
The trial court was not satisfied with the argument offered by the Diocese. It found that the affidavit did not sufficiently establish that the information sought to be withheld fell within the statute. The trial judge did not require that the documents be turned over, instead it ordered the Diocese to produce the documents for an in camera review to determine if the privilege provided for in
, In a case directly analogous to this matter, another panel of this court was confronted with the question of whether
Addressing whether and to what extent the privilege set out in
The Luddy court ultimately affirmed the trial court’s decision to grant the discovery requests. The order by the trial court had provided that in the event an in camera review revealed that the documents were not privileged material, i.e., were not acquired by a priest and/or bishoр in his role as a confessor/counselor, discovery would be required.
We find the Luddy decision applicable to this case. The motion to quash does not set forth adequate reasons why the information sought to be withheld falls within the privilege. The supporting affidavit is so broad that it seeks to preclude from productiоn any and all documents in the Diocese’s possession.
The other argument advanced by the Diocese is that production of the documents constitutes a violation of its constitutional right of free exercise of religion. We agree with the trial court that a claim of religious frеedom may be
We hold, consistently with the decided casеs, that where the only action required of a religious institution is the disclosure of relevant, non-privileged documents to an adversary in civil litigation, such action, without more, poses no threat of governmental interference with the free exercise of religion.
Luddy,
After studying the record and the trial court’s opinion, we are confident that the result reached by the trial court is fair and appropriate under these circumstances. Neither the statute nor our constitutions grant the Diocese the right to withhold from production all documents in its possession. After a careful in camera review of the documents, based on both relevance and privilege, the trial court will inform the parties which documents, if any, are to be produced.
Order denying the Diocese’s motion and requiring it to produce the challenged documents for in camera review affirmed. Matter remanded for further proceedings. Jurisdiction relinquished.
Notes
. Where a previous violent act has been reduced to a conviction, the defendant may use that conviction, regardless of whether he had previous knowledge of it, to prove the violent propensities of the victim and to establish that the victim was the aggressor. See Commonwealth v. Amos,
.
No clergyman, priest, rabbi or minister of the gospel of any regularly established church or religious organization, except clergymen or ministers, who аre self-ordained or who are members of religious organizations in which members other than the leader thereof are deemed clergymen or ministers, who while in the course of his duties has acquired information from any person secretly and in confidence shall be compelled, or allowed without the consent of such person, to disclose that information in any legal proceeding, trial or investigation before any governmental unit.
. The Luddy cоurt also faced the question of whether the order at issue, a discovery order, was appealable. There, the Altoona-Johnstown Diocese requested and received from the trial court a stay of the action and certification for immediate appeal. The Luddy majority found that the order was appealable because it was collateral to the principal action, involved a right too important to bе denied review, and could not be postponed until final judgment as the claimed right would be irreparably lost. See Cohen v. Beneficial Industrial Loan Corporation,
Like the Luddy court, we find the Cohen and Pugar rationales applicable to these facts. This appeal, therefore, is properly before us.
. The Luddy court also made a series of findings with respect to relevancy and denied several of the discovery requests because they were overbroad and did not pertain to the issues in the case.
Dissenting Opinion
dissenting.
Because I construe the language of
The privilege attaching to confidential communications made to clergy stems chiefly from statutorily enacted law rather than common law. See 8 Wigmore, Evidence § 2394 (McNaughton Rev.Ed). In Pennsylvania, our General Assembly has provided the following law in recognizing that privilege:
§ 5943. Confidential communications to clergymen
No clergyman, priest, rabbi or minister of the gospel of any regularly established church оr religious organization, except clergymen or ministers, who are self-ordained or who are members of religious organizations in which members other than the leader thereof are deemed clergymen or ministers, who while in the course of his duties has acquired information from any person secretly and in confidence shall be compelled, or allowed without consent of such person, to disclose that information in any legal procеeding, trial or investigation before any government unit.
1976, July 9, P.L. 586, No. 142, § 2, effective June 27, 1978.
“[T]his Court is without authority to insert a word into a statutory provision where the legislature has failed to supply it.” Key Sav. and Loan Ass’n v. Louis John, Inc.,
Here, the lower court, guided by decisions in Commonwealth v. Patterson,
In Patterson,
The Diocese maintains that the General Assembly could have drafted the statute, as other states have done, to include words expressly limiting the privilege of confidential communication to clergy to information where the clergyman is acting in the sacramental capacity of a confessor or as a spiritual advisor. Indeed,
Upon assessing the language of
Further, upon evaluating the language of
(a) General rule. — No person engaged on, connected with, or employed by any newspaper of general circulation or any press association or any radio or television stаtion, or any magazine of general circulation, for the purpose of gathering, procuring, compiling, editing or publishing news, shall be required to disclose the source of any information procured or obtained by such person, in any legal proceeding, trial or investigation before any government unit.
No person who has been licensed ... to practice psychology shall be, without the written consent of his client, examined in any civil or criminаl matter as to any information acquired in the course of his professional services in behalf of such client. The confidential relations and communications between a psychologist and his client shall be on the same basis as those provided or prescribed by law between an attorney and client.
“Where a statute with respect to one subject contains a given provision, thе omission of such provision from a similar statute is significant to show a different intent existed.” Richerson v. Jones,
The Majority herein finds that an in camera review of the documents requested by defendant would properly determine