Lead Opinion
This is a direct appeal from a sentence of death imposed by the Court of Common Pleas of Cumberland County. Following a capital jury trial, which commenced on May 9, 1996, appellant was convicted of first-degree murder.
Although appellant has not challenged the sufficiency of the evidence, this Court performs a self-imposed duty to review the sufficiency of the evidence underlying the first-degree murder conviction in capital cases. See Commonwealth v. Zettlemoyer,
The evidence adduced at trial showed that on February 2, 1995, appellant, who was on the run after committing multiple homicides in other Pennsylvania counties, arrived in Harrisburg and unsuccessfully attempted to sell rings stolen from one of his previous victims to his friend, Juan Maldonado. Appellant told Maldonado that he was wanted on a homicide charge in Schuylkill County and that his gun was dropping them like flies. After leaving Maldonado, and sometime before 4:00 p.m., appellant abducted the elderly Betty Amstutz at or near her home in Harrisburg.
Later that evening, appellant and a friend, Charles Carothers, invited Michelle Rhinehart, the mother of appellant’s two children, to join appellant in his room at the Knight’s Inn in Carlisle. There, appellant, Carothers and Rhinehart smoked crack cocaine purchased by appellant. Appellant then gave $200 cash to Rhinehart and gave Ms. Amstutz’s car to Carothers. Carothers left Rhinehart and appellant in the hotel room and drove in Ms. Amstutz’s car to the apartment of Rhine-hart’s sister and her friend.
The next morning, an employee of a tree service accidentally discovered Ms. Amstutz’s body on the side of McClures Gap Road and contacted local authorities. Police investigated the scene and broadcast information concerning Ms. Amstutz’s missing vehicle. Later that morning, Rhinehart’s sister and her friend were en route to the Knight’s Inn to pick up Rhinehart and appellant, at Carothers’ request. The police stopped them because their vehicle matched the description of Ms. Amstutz’s vehicle. Police learned from the two women that appellant was staying at the Knight’s Inn.
Thereafter, a police team surrounded appellant’s hotel room and, after a lengthy standoff, appellant finally tossed his silver nine-millimeter semiautomatic pistol outside of the hotel room, surrendered and was arrested. A subsequent search of the hotel room yielded a pair of bloodstained jeans, a knife, nine-millimeter full metal jacket ammunition, and five credit cards issued in the name of one of appellant’s previous murder victims, Penny Gunnet. In addition, a note written by appellant was recovered, which itemized the money appellant had stolen and his expenditures on crack cocaine and other purchases. At the bottom of the note, appellant had written, a good day’s work.
An autopsy performed on Ms. Amstutz showed that she had been shot nine times, including one lethal shot through the neck and another lethal shot to the head. A ballistics test showed that the full metal jacket bullets recovered at the scene of the murder and from Ms. Amstutz’s body matched appellant’s handgun.
Christina Noland established the chain of events that led to appellant’s presence in Harrisburg and his motive for abducting and executing Ms. Amstutz. On January 31, 1995, Noland and appellant had fled from appellant’s mother’s home in Clearfield County after appellant had shot his brother, Dustin, during a family fight. In need of a vehicle to escape, appellant and Noland abducted June Ohlinger in Schuylkill County, stole her car and later murdered her. The two then fled to Rehoboth Beach, Delaware, in Ohlinger’s car, where they attempted to alter their appearances. Noland and appellant then returned to York County, Pennsylvania, where they abducted Penny Gunnet, stole her car, and murdered her. Following this murder, Noland and appellant became separated and Noland returned to the home of a friend.
The foregoing evidence overwhelmingly supports the jury’s finding that Ms. Amstutz was unlawfully killed, that appellant committed the killing, that appellant acted with the specific intent to kill when he shot Ms. Amstutz nine times, and that the killing was done with premeditation and deliberation.
Appellant first claims that the trial court erred by denying his motion to dismiss the charges against him pursuant to the compulsory joinder provision of 18 Pa.C.S. § 110. Appellant maintains that the court should have dismissed the charges here because this murder was logically and temporally related to crimes he earlier committed in Schuylkill, York and Clearfield Counties.
Appellant’s claim is without merit. Indeed, this Court recently rejected a substantially similar claim in Spotz II. As was noted there, § 110’s compulsory joinder rule was designed to serve two distinct policy considerations: (1) to protect a person accused of crimes from governmental harassment by being forced to undergo successive trials for offenses stemming from the same criminal episode, and (2) to ensure judicial economy. Spotz II, supra, at 1157; Commonwealth v. Hude,
To determine whether various acts constitute a single criminal episode, a court must consider the logical relationship and the temporal relationship between the acts. Spotz II, supra; Bracalielly, supra, at 472,
However, the mere fact that the prior killings were admissible here for limited purposes does not alter their essentially independent nature. The killings involved
Furthermore, although Noland was an important witness at all three capital trials, there were other, equally important witnesses here who testified only to evidence proving that appellant murdered Ms. Amstutz. Thus, the Commonwealth called numerous witnesses to establish that appellant was seen with Ms. Amstutz prior to her murder, that a man matching appellant’s description was seen standing near a vehicle matching Ms. Amstutz’s at the location where her dead body was later found, and that appellant was staying at the Knight’s Inn. Moreover, an investigation unique to this killing was conducted by local law enforcement officials, which resulted in testimony from different investigating officers and authorities. What this Court noted in Spotz II is equally applicable here: this is not a case in which the Commonwealth relied solely upon the same witness(es) to prove each of the killings. Instead, the cases generated testimony of different lay and police witnesses as well as the establishment of separate chains of custody. Spotz II, supra, at 1158-59. Accordingly, there was not such a substantial duplication of issues of law and fact and duplicative witnesses in the four cases that joinder was required. See also Commonwealth v. Anthony,
Appellant also argues that joinder was required by this Court’s holding in Commonwealth v. Hude. We rejected a similar argument in Spotz II. That analysis need not be repeated here. It is enough to note that the killings of separate human beings here cannot be compared to the ongoing, indistinguishable drug sales at issue in Hude. Spotz II, supra, at 1159. Accordingly, the trial court did not err in denying appellant’s motion to dismiss the charges pursuant to the compulsory joinder requirements of § 110.
Appellant next contends that the trial court abused its discretion in failing to issue an advance cautionary instruction regarding the limited admissibility of the evidence of the previous killings. Where the proffered evidence of other crimes is extensive, appellant argues, waiting until the court’s final charge to caution the jury is improper.
This Court has held that a limiting instruction may be given either as the evidence is admitted or as part of the general charge. Commonwealth v. Covil,
The other crimes evidence in this case indeed was extensive, involving multiple previous crimes and multiple witnesses. In addition, the evidence was admissible for a variety of relevant purposes, i.e., to prove motive, intent, identity, and the sequence of events — as the court ultimately instructed the jury in its closing charge. The trial court here determined that, because of the complexity of the evidence and the number of witnesses involved in presenting it, it would be confusing and repetitive to give instructions on the limited admissibility of the particular evidence as it was introduced. In so holding, the trial court relied upon the Superior Court’s decision in Commonwealth v. Enders,
In a related argument, appellant next complains that the trial court’s instruction concerning the other crimes evidence was defective because it over-emphasized the relevance of the evidence rather than emphasizing the caution with which the jury should consider it. Appellant argues that, rather than being a cautionary limiting instruction, the court’s instruction wrongly elaborated on the value of the evidence to the Commonwealth.
An instruction will be upheld if it clearly, adequately and accurately reflects the law. Commonwealth v. Hawkins,
Appellant contends that the trial court’s failure to specifically track his argument by listing each and every one of the mitigating circumstances he had argued infringed upon the province of the jury to decide the mitigating circumstances and, thus, violated the Eighth and Fourteenth Amendments of the United States Constitution. This claim is meritless.
This Court has already recognized that the trial court does not unconstitutionally limit the range of mitigating circumstances to be considered by the jury when it accurately describes the relevant statutory mitigating circumstances found at 42 Pa.C.S. § 9711(e), and also instructs the jury on the catchall mitigation. Commonwealth v. Williams,
While we agree with appellant that the Eighth Amendment to the United States Constitution requires that the sentencer must consider any relevant mitigating evidence, we cannot conclude that the trial court herein unconstitutionally limited the range of mitigating circumstancesthat the jury could consider through its use of the words extreme and substantial. ..'. [T]he trial court ... instructed the jury on the ‘catchall’ provision ‘any other evidence of mitigation concerning the character and record of the defendant and the circumstances of his offense.’ 42 Pa.C.S. § 9711(e)(8).... To the extent that relevant evidence nevertheless may not qualify for one of those two enumerated mitigating circumstances, it can always be considered under subsection (e)(8).
Id. (emphasis in original). This Court further specifically noted that it is presumed that the jury will follow the clearly open-ended nature of the reference to ‘any other evidence of mitigation’ in (e)(8). Id. at 280,
Similarly, in Commonwealth v. Jasper,
To seek to obligate a court ... to specify to a jury that ‘anything’ in mitigation must be an equal part of the other remaining enumerated mitigating circumstances is to engage in frivolous doubletalk. For in the most elementary and plain sense, ‘any other’ is itself an enumerated consideration .... That is to say that our statutory scheme employs no tricks, gimmicks or barriers of any sort designed to frustrate the full presentation of mitigating evidence which is balanced against aggravating circumstances by an unbound jury.
Id. at 11-12,
Here, the trial court’s charge clearly tracked the relevant statutory mitigating circumstances alleged in this case:
The first one is that the defendant was under the influence of extreme mental or emotional disturbance. Two, the capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was substantially impaired. Three, the age of the defendant at the time of the crime. And four, any other evidence of mitigation concerning the character and record of the defendant, and the circumstances of his offense, including but not limited to that the defendant was neglected during his childhood, including any treatment he failed to receive, that the defendant was physically abused, that the defendant had a poor upbringing by his parents, that the defendant could have been helpful to others. Consider counsel’s argument in that — in all these respects. ...
N.T. 5/16/96 at 1909-10 (emphasis added). The trial court thus specifically instructed the jury to consider any other evidence of mitigation concerning the character and record of the defendant. The trial court highlighted representative samples of appellant’s arguments and made clear that those examples were not exclusive, and emphasized that the jury was to consider appellant’s counsel’s arguments respecting mitigation. With regard to the only alleged mitigating factors that the court did not specifically enumerate, i.e., that appellant supposedly was a talented artist and that his family had mistreated him, the court never limited appellant’s counsel’s ability to vigorously argue those points to the jury.
There was no error here. The jury was fully and accurately charged. No limitation was placed upon its consideration of mitigating circumstances. Accordingly, no relief is warranted on this issue.
Appellant next contends that the trial court’s penalty phase definition of the term preponderance of the evidence, in explaining appellant’s burden of proving mitigating circumstances, was erroneous. According to appellant, the court’s charge
The trial court gave the following instruction regarding the relative burdens of proof borne by the Commonwealth and appellant at the penalty phase:
The Commonwealth must prove any aggravating circumstance beyond a reasonable doubt. This does not mean, as I told you before, that the Commonwealth must prove the aggravating circumstance beyond all doubt and to a mathematical certainty. A reasonable doubt is the kind of doubt that would cause a reasonable and sensible person to hesitate before acting upon an important matter in his or her own affairs. A reasonable doubt must be. a real doubt[,] it may not be one that a juror imagines or makes up to avoid carrying out an unpleasant duty. By contrast, the defendant must prove any mitigating circumstances. However, the defendant only has to prove those mitigating circumstances by a preponderance of the evidence. That is by the greater weight of the evidence.
N.T. 5/16/96 at 1905-06. The court further emphasized the Commonwealth’s higher burden, as follows:
This different treatment of aggravating and mitigating circumstances is one of the law’s safeguards against unjust death sentences. It gives a defendant the full benefit of any mitigating circumstances. It is closely related to the burden of proof requirements. Remember, the Commonwealth must prove any aggravating circumstance beyond a reasonable doubt. While the defendant only has to prove any mitigating circumstance by a preponderance of the evidence.
N.T. 5/16/96 at 1912.
In assailing this charge, appellant cites to cases where the trial court stated that the preponderance standard was a lesser burden.
Moreover, the instruction here was stronger than the charge in Hall. In the second quoted portion of the charge, the trial court specifically contrasted the relative burdens of the Commonwealth and appellant by reminding the jury that the Commonwealth must prove any aggravating circumstance beyond a reasonable doubt. While the defendant only has to prove any mitigating circumstance by a preponderance of the evidence. The court also emphasized that aggravating and mitigating circumstances were treated differently under the law. The court’s use of the terms different, safeguard, full benefit, and its statement that the defendant only had to prove his burden by a preponderance,
Finally, the language used in the trial court’s charge was virtually identical to the charge issued in Commonwealth v. Williams,
Appellant last contends that the trial court should have instructed the'jury at the penalty phase, pursuant to Simmons v. South Carolina,
Finally, this Court must conduct a statutory review of the death sentence. Pursuant to the version of 42 Pa.C.S. § 9711(h)(3) applicable to this appeal, this Court must affirm the sentence of death unless we determine that:
(i) the sentence of death was the product of passion, prejudice, or any other arbitrary factor; or (ii) the evidence fails to support the findings of at least one aggravating circumstance specified in subsection (d); or (iii) the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the circumstances of the crime and the character and record of the defendant.
Id.
With respect to proportionality, since the jury found that the three aggravating circumstances outweighed the two mitigating circumstances, it was statutorily required to impose a sentence of death. 42 Pa.C.S. § 9711(c)(l)(iv). Further, we have conducted an independent review of similar cases and reviewed the data collected by the Administrative Office of the Pennsylvania Courts, which reveals that the sentence of death was not disproportionate to the penalty imposed in similar cases. See e.g., Commonwealth v. Williams,
Accordingly, we affirm the verdict and sentence of death imposed upon appellant by the Court of Common Pleas of Cumberland County.
Notes
. 18 Pa.C.S. § 2502.
. The aggravating circumstances were that appellant committed a killing while in the perpetration of a felony, see 42 Pa.C.S. § 9711(d)(6); that appellant had a significant history of felony convictions involving the use or threat of violence to the person, id. § 9711(d)(9); and appellant had been convicted of another murder, committed either before or at the time of the offense at issue, id. § 9711 (d)(l 1). The mitigating circumstances were that appellant was neglected during his childhood and appellant had a poor upbringing by his parents. Id. § 9711(e)(8).
. The time frame for the abduction was established in part by the fact that investigators found groceries requiring refrigeration on Ms. Amstutz’s kitchen counter. The Commonwealth introduced a tape receipt from a local grocery store indicating that her purchases were made on February 2, 1995, at 3:15 p.m.
. Other evidence was introduced proving appellant’s familiarity with the area where Ms. Amstutz’s body was found. Specifically, appellant had previously received a traffic citation and met friends on a bridge on that road. After his arrest, appellant falsely denied ever having been on the road.
. The bullets used to kill Ms. Amstutz also matched those that were used to kill appellant’s three previous victims, Dustin Spotz, Penny Gunnet and June Ohlinger.
. Appellant was convicted of involuntary manslaughter in Clearfield County, arising from the killing of his brother, Dustin. Appellant was then tried separately, convicted and sentenced to death for the killing of June Ohlinger in Schuylkill County. This Court affirmed the death sentence. See Commonwealth v. Spotz,
. We also note that appellant’s suggestion that the jury was unaware of the limited purpose of the evidence until the court’s final charge is not entirely true. In its opening statement, the Commonwealth made reference to the other crimes evidence it would present, noting that it would help to show motive. At no point did the prosecutor suggest that the evidence proved appellant to have a propensity for crime. The fact that the evidence was not employed, or argued, for an improper purpose is further reason to trust that the jury, which is presumed to have followed the charge, did so here. See Commonwealth v. Baker,
. 42 Pa.C.S. § 9711(e)(2).
. Id. § 9711(e)(3).
. Id. § 9711(e)(4).
. The trial court listed four factors: (1) appellant was neglected during his childhood, including any treatment he failed to receive; (2) appellant was physically abused; (3) appellant had a poor upbringing by his parents; and (4) appellant could have been helpful to others.
. See, e.g., Commonwealth v. Wilson,
. Appellant attempts to distinguish Hall on the ground that it involved a claim of ineffective assistance of counsel, while appellant preserved his objection here. The Williams case also involved a claim of ineffective assistance. Appellant’s distinction fails. The ineffectiveness claim was rejected in Hall precisely because the charge accurately and correctly conveyed to the jury its task of determining if an aggravating or mitigating circumstance was proven.
. Appellant argues that his Simmons claim should prevail, notwithstanding the absence of the necessary predicates, under our relaxed waiver rule in capital case direct appeals. See Zettlemoyer, supra. Relaxed waiver has no applicability here. The trial court's obligation to issue a Simmons charge is triggered only upon the existence of twin requirements, i.e., future dangerousness being placed at issue, and a defense request. These are substantive requirements, not procedural ones. Appellant’s Simmons claim fails on the merits.
. Effective June 25, 1997, the General Assembly repealed 42 Pa.C.S. § 971 l(3)(h)(iii), pursuant to which proportionality review is required. However, we continue to review for proportionality all cases on direct appeal in which the sentence of death was imposed prior to that date. See Commonwealth v. Gribble,
. The Commonwealth apparently did not pursue charges of kidnapping, robbery or robbery of a motor vehicle, but the court at the penalty phase fully and properly instructed the jury on each element of those felonies and that the Commonwealth bore the burden of proving these elements beyond a reasonable doubt.
. Appellant had three prior convictions for robbery, one prior conviction for conspiracy to commit robbery, and three for burglary. In addition, he was convicted of aggravated assault and involuntary manslaughter with regard to the killing of his brother and he was convicted of first-degree murder in the deaths of June Ohlinger and Penny Gunnet.
. The Prothonotary of this Court is directed to transmit to the Governor's office a full and complete record of the trial, sentencing hearing, imposition of sentence and review by the Supreme Court pursuant to 42 Pa.C.S. § 971 l(i).
Concurrence Opinion
concurring.
I join the majority opinion but write separately only to clarify my position regarding Appellant’s claim that he was entitled to a Simmons instruction at his penalty hearing. Under the current state of the law, I am compelled to agree with the majority that the trial court did not err in failing to issue a Simmons instruction in the instant case, as Appellant did not request such an instruction nor did the Commonwealth raise the issue of Appellant’s future dangerousness. However, for the reasons more fully explained in my concurring opinion in Commonwealth v. Clark,
Concurrence Opinion
concurring.
A jury with the weighty responsibility of deciding whether one lives or is put to death certainly should be made aware of what is meant by life without parole in this commonwealth, thus, although I join the majority, I write once again to express my view that a Simmons type instruction should be given in all capital cases.
