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Commonwealth v. Spetzer
722 A.2d 702
Pa. Super. Ct.
1998
Check Treatment

*1 no error the trial convicting court

Alexander attempted forgery of both

credit card fraud in the instant case.

Judgment of sentence affirmed. Pennsylvania,

COMMONWEALTH of

Appellee

v. Anthony SPETZER, Appellant.

Jon

Superior Pennsylvania. Court of 27, April

Submitted 1998.

Filed Dec. 1998.

Reargument Denied Feb.

BROSKY, J. judgment an appeal

This is from a of sen- imposed upon appellant tence after he was charges relating numerous convicted sexual offenses as as criminal solicitation well *3 and offenses. intimidation of witness/victim Appellant raises six issues for our consid- (1) eration which restate we as follows: for, was in- whether counsel ineffective alia, objéet failing ter to admission confidential communications appel- between wife, hearsay testimony lant and and testimony; other irrelevant or inadmissible (2) failing whether the court to erred suppress intercepted contents tele- phone conversations because admission of confidentiality privilege; them violated the (3) sentencing did the court abuse dis- its (4) sentencing appellant; cretion in did Attorney prosecutorial District commit mis- turning potentially conduct in not over a ex- (5) counsel; culpatory appellant’s letter to denying did err the court mo- (6) tion to and was sever the evidence suffi- cient sustain as at- the conviction to all tempt charges? and solicitation We reverse part for a trial. remand new is, following The recitation of the for facts part, light set in a most forth favorable At Commonwealth verdict winner. appellant, Spetzer the time of trial Jon had Spetzer years to Kim for four married during Spetzer repeatedly which Mrs. subjected physical psychological January Spetzer’s abuse. In daughter year previous old twelve from (herein B.G.), relationship, had who been liv- ing Kentucky along Spetzer’s with Mrs. prior three other from the rela- Pennsylvania tionship, came to for an extend- stay appellant, Spetzer ed April In their two children. B.G. her, fondling awoke find appellant which he continued to do for de- several minutes McGlaughlin, College, ap- Ronald State for spite protests, days appel- her Several later pellant. lant had forcible intercourse with B.G. after Sloane, Bellefonte, Stephen Atty., P. Dist. sock in putting threatening her mouth and Com., appellee. to kill her or ruin her life if she ever told

anyone. following evenings two appel- KELLY, again Before lant raped knifepoint BROSKY B.G. at while MONTEMURO*, reiterating his to kill JJ. threats ruin her * Superior assigned Retired Court. Justice facilitated order to a recantation letter anyone. Appellant force if she told

life appel- pre-trial hearing, so Spetzer she written. After the rapes drugging Kim a court order go sleep despite an earlier time. lant home returned Spetzer barring his beat Mrs. presence and B.G. and May Spetzer of 1995 Mrs. took letter of again. finally wrote a The victim stay Kentucky the other children pressure from to continued recantation due father. There the victim’s biological their Spetzer. appellant and Mrs. appellant had done to discovered what father after he took B.G. to Children B.G. which urged Mrs. out bail on While Kentucky report Youth Services in and Mrs. inquire B.G. called incidents. Mrs. daughter had inter- oldest whether Kentucky and him that she had from told him having a sexual encounter with est in rapes. Appellant became learned about yip to set such an encounter attempt and to *4 Spetzer Mrs. return angry and insisted that girls a motel. and the at between himself Pennsylvania and she should tell B.G. to that Spetzer gist plan that Mrs. The the was keep her to mouth shut. girls, who had supposed to meet the was Kentucky Spetzer care, in Mrs. remained placed foster at a local mall in appellant arrived several more weeks until foster shopping while with their were by bus and drove her and their two children appointed family and drive them to the desti- driving Pennsylvania. to While home back attempts pro- to After several failed nation. Mrs. made verbal appellant Spetzer beat and in appellant duce a rendezvous beat wife forcing her to her threats towards in addition try to to set compel order to her to continue Appellant perform to sexual acts. was first up meeting. the arrested after authorities became aware of contemplated sexual Fearful if the beating Spetzer another Mrs. was appellant might encounter did not materialize Psychiatric placed Hospital. in Meadows two, rape attempt an abduction and Spetzer petition seeking filed a a Mrs. Pro- eventually reported appellant’s Spetzer Mrs. pursue not tection From Abuse order but did to the State Police after which she actions pressure imposed matter to due financial intercept tape recording consented to a by appellant’s parents. During visits to see phone appellant. her conversations with At hospital appellant her at the husband made calling Spetzer point appellant was Mrs. inculpatory Spet- statements to Mrs. several daily, on and much frequent, a or more basis descriptions of had including zer how he arranging with their conversations dealt quiet during rapes. B.G. Spetzer, Mrs. now the sexual encounter. Eventually brought Pennsylva- B.G. to was played her role cooperating police, with report rapes her to to the nia father willing participant in the scheme and Pennsylvania State Police which led appellant suggested to July 14, filing complaint of a criminal on meeting him a might have an interest at 1995, charging appellant with various sexual Additionally, hotel for sexual encounter. charges. above assaults on B.G. assault The appellant inquiries from she response as- provided charges the factual basis for the on that she sured him several occasions was leveled in information number 1995-1116. taping the conversations. jail and after his eventual release While assumption that Operating under the engaged in a course of appellant on bail place, appellant meeting take arrived key get witnesses designed conduct subsequently designated was at the hotel and allegations. their He against him to recant In criminal infor- State Police. arrested story urged Spetzer Mrs. to recant her about number 1996-505 was mation to have rapes he told her B.G. also intimidat- charged with numerous counts of saying office a letter to D.A.’s write witnesses, and crimi- criminal solicitation ing in fact lied. recanted her she attempt. nal -get B.G. to write a tried to statement and July jury was of 1996 and appellant continued A held recantation while letter jail on counts of guilty from in was found all the victim write his wife (sic) informations, very both criminal a total to leak slow so the van would be post-trial counts. motions Pennsylvania by Numerous were out of the time Leo would 90). including (Id., appointment filed one for of new Appellant’s have an accident.” at counsel, granted. Appellant’s which was new jail “you statement to wife while he was in post-trial (sic) filed counsel additional motions suppose stop all of this before it 92). (Id., which included assertions of ineffective assis- started.” at “He said there’s own hearing argu- (sic) tance of counsel. After you two witnesses. There’s and [B.G.] motions, during ments on the which trial (Id., you testify.” He said don’t have to at questioned regarding allega- counsel 92-93). you’re going “He said then well ineffectiveness, tions of all claims for relief go my lawyer you’re have to see going appeal were denied. This followed. go my lawyer you have to tell lied to the 93). (Id., police.” Spetzer alleged at I. Confidential Communications response following was to the Appellant first asserts that his trial coun- effect: “I didn’t want to at first but I said I failing sel was ineffective for would.” Mrs. comments additional wife, testimony Kimberly Spetzer. of his appellant told her to have write a [B.G.] testimony replete of Mrs. stating letter to the D.A. that she lied had communications between and her- 94). (Id., rapes. about the A statement include, They self. but are not limited to: a respect Spetzer’s potential to Mrs. lia- *5 got really appellant upset statement bility lying police: you for to the “well won’t report when he discovered that a had been get nothing compared get to I’ll what Kentucky equivalent the made to of CYS and raping “they put wouldn’t me in [B.G.] “you that he stated better make sure that kid 119). jail (Id., pregnant.” because I was at keeps your better her mouth shut. You tell Spetzer ap- Mrs. also testified that she told business_” (N.T., sister to mind her own Jon, pellant going get lawyer, “I’m not to 75). p. Spetzer’s Mrs. statement to 7/23/96 going because I didn’t lie. I’m not to lie for appellant disgusted. that “I was I didn’t 120). (Id., you in court.” Spetzer at Mrs. again.” think I him to touch me ever wanted appellant’s further to testified statements re- 76). (Id., at Additional statements that Mrs. lating to his desire to have sex with her Spetzer her had better make sure sister and (Id., daughters he when was out on bail. at 77). (Id., keep B.G. their mouths shut. at 124-25). Spetzer’s to Mrs. statement Additional communications between hus- “my family at whole was mad me because I regarded taped telephone band and wife it, too, reporting should be and I haven’t Spetzer conversations. Kim related details 78). (Id., yet.” Spetzer’s at Mrs. statement “ conversations, of these which included discus- Jon, you raped to I know Bran- appellant’s attempts sion of arrange to dy,” appellant’s response “well it wasn’t sexual encounter her at a sex_ rape. really It It was wasn’t sex they shopping motel while went at a mall. way it all the get because I didn’t in.” An- at.143-45). (Id., Furthermore, taped statement that “He told me that he other played jury. conversations were for the had, quiet he her was stuff a how sock Since represented recordings of the ac- throat, put tape duct over it down her and he tual repre- conversations the entire content really said he had her scared with a knife.” sented communications between 83). (Id., at and his wife. These conversations included by There was an additional statement Mrs. numerous in discussions which Spetzer following effect: “He told me go along Spetzer, pretending Mrs. A raped by he her five times.” statement appellant, planned arrangement the fictitious appellant, attributed “I told girls to have a sexual encounter with at anybody ever told that if she I was [B.G.] hotel. 84). (Id., at going to kill her.” by examples made ap- Having further testified to statements set forth numerous alleged pellant relating sabotaging appellant’s to an of a testimony implicated first suppose issue, van. fluid was challenge “He said the brake address we now

707 compe or is to Kim is that a husband wife nications] to trial failure counsel’s upon testify a defense based testimony relating confidential tent to to rebut or her character grounds that attack his requires a deter- This first communications. case, testimony could conduct. In such admissibility of the regarding mination encompass communications.” confidential communications. Hancharik, 534 Pa. v. Commonwealth only At law not was a common (1993). 441-42, 1074, 1077 also It is 633 A.2d other, testify against the but incompetent to that, face, sections notable their two spouses between was fur a communication in that appear hopelessly to be inconsistent at confidential inadmissible ther deemed pronouncements in both general found this rule in trial. The codified version of com given cannot effect. If the sections § Pennsylvania at 42 is found in munications are deemed admissible and states: at terpretation appear odds with [ejxcept provided in this sub- as otherwise Conversely, § 5914. if the communications chapter, proceeding a criminal neither interpre deemed then that are inadmissible competent wife shall be husband nor appear tation would odds with testify to commu- permitted to confidential § Pa.C.S.A. 6381. other, by one to the unless nications made determining give section effect which trial. privilege is waived escape that sections 5913 and it cannot notice point does The Commonwealth specifically designed apply 5914 are subchapter” “this exception stated within proceedings could criminal whereas negate which would work arguably apply proceeding criminal to a present case. The Commonwealth does wording virtue of its rather broad but contend, however, that the communications in a pertaining inserted law non-criminal question their status lose conspicuous It is also child abuse matters. 6381(c). operation Pa.C.S.A This of 23 legislature any excep that the failed insert *6 particular found the Child section is within application § the text tions to the of 5914 in states, Protective Law in rele- Services and so in immedi of that section while it did the part, vant 5913, ately preceding section. Section deal privilege of confidential communication testify ing spousal incompetence any between husband wife or between provides against spouse, the several other professional person,... shall not constitute exceptions including proceed in criminal one excluding grounds pro- evidence bodily injury attempted, violence ings “for or ceeding regarding child the cause abuse or other, upon the upon done or threatened or of child abuse. wife, minor of said husband and children them, either or the minor children of of this meant Appellant argues that section was custody,...” any minor child in their care only proceedings encompass conclude from the inclu It is reasonable to Services and not crimi- Child Protective law § 5913 its ab exception of this sion argues proceedings. nal The Commonwealth 5914, § not exception sence in that all encompasses proceedings that it court apply meant to to confidential communica involving criminal including “child abuse” However, significant factor tions. another agree appellant. must prosecutions. We Supreme is Court’s failure our decision our the Common- It is notable that the section § 23 6381 find confi to utilize Pa.C.S.A posture of wealth relies validate Com admissible in dential communications regarding admissibility is found in an act 435, Hancharik, 633 v. 534 Pa. monwealth protection proceedings. non-criminal child (1993). A.2d 1074 5914, very § by the it As terms consid- subchapter Supreme Court is not within the same In Hancharik our found confidentiality privi- privilege to invalidate the the husband-wife appear would not ered Indeed, a child sexual abuse Supreme our the context of lege found in that section. testimony of the wife’s exception sole to this found that “[t]he Court stated that case and between she and of confidential commu- [privileged rule status confidential 708 objecting would have been excludable not the admission of the confi- proper

had counsel taken the dential apparent communications was on the object steps testimony. record that explained and block the The could have counsel’s object. court that failure to provisions concluded of 42 Since trial counsel had not from, questioned § separate Pa.C.S.A. 5914 as to his motives he was by, 5913, § deemed to be effective provisions apparent unaffected which, above, grounds without a determination of his actual indicated allows a approach reasons. Under testify the Court did against involving another in cases bodily find counsel ineffective but did leave a injury to minor children of either rather clear statement that the communica- spouse or minor children in their care. Thus, privileged. tions were indeed the Court concluded the husband- confidentiality privilege wife ap- was indeed course, possible, It is Supreme that our plicable in a case where the husband was contemplated Court never even applica- sexually accused of abusing a minor. How- bility § analyzing 6381 when Hancharik. ever, inquiry this did not end the in Han- However, opinion, given in our great charik. Since Hancharik was an ineffective- legal level scholarship possessed by our case, one, ness of present counsel as is the highest court and the fact that are well inquire the court needed to whether the fail- Commonwealth, versed in the law this ure to constituted ineffective assis- Court’s failure to pro- discuss this section tance of counsel. weight vides at least some additional appellant’s position that the confidential com- issue, analyzing the ineffectiveness munication continues to exist specifically Court applica- did not discuss the cases like Hancharik present and the one. bility § of 23 Pa.C.S.A. 6381 to the facts of guidance Hancharik. direct from our attempts Commonwealth its bolster highest applicability court as to the of 23 § argument by 6381 citation to Common- present 6381 to the factual sce- Arnold, wealth v. Pa.Super. 514 A.2d nario is unavailable. we believe (Pa.Super.1986). Arnold involved that the Court’s failure to discuss this issue proceeding criminal and does pre- discuss the significant. Although normally it is diffi- decessor of allowing thus the Com- positive cult to ascribe a intent from a failure argue monwealth to applica- 6381 has act, in the context of the Hancharik case bility to criminal Despite cases. Arnold’s we believe is notable that the court did not citation to this section agree we cannot upon § call conclude counsel did *7 has the effect the Commonwealth suggests. not render ineffective assistance of counsel. speak We cannot for the panel Arnold Since there no is ineffectiveness when coun- explain why they chose to discuss the section sel fails to to otherwise admissible at issue. we cannot conclude that evidence the court could have ended the inef- the inclusion of a discussion of this section inquiry by simply stating fectiveness that the application necessitates of that section to the communications, despite being confidential present case. At issue in Arnold were incul- wife, between husband and would have been patory by disclosures made a defendant to a anyway admissible under worker, spouse. CYS not to a considering 6381, § § interpretation 6381. This of had it such disclosures we concluded that the state- perceived by the Court to proper be a by ments made the ato CYS work- section, reading of that provided would have er privileged did constitute a communica- simpler a conclusion to the ineffectiveness tion. noted We that a CYS worker acts as inquiry by than the one taken the court. and, investigative an arm of CYS as finding testimony

Instead of the admissible acts on behalf of the Commonwealth. Since court, the while concluding agent that a CYS is an of the Common- worker excludable, properly wealth, evidence was em- branch albeit a different than the office, of slippery slope barked Attorney’s strate- it District is difficult to gy analysis. The Court determined that relationship un- assert that a confidential exists presented der the facts a reasonable any basis privilege for be kind of or that there would variety a made to a CYS dence from of attaching to communications consideration reliability including panel purposes, questions concluded that of Since the worker. Undoubtedly the policy in matters. Common- no communication there was Arnold, guilt they proving not find that of a defendant’s by implication did wealth’s task privi- difficult the rules of evidence predecessor, overrode made more or its Further, relating laws to lege. just regard there no husband-wife as it is with was con- of panel suppression in Arnold even had the search and seizure and evi- case, Nevertheless, applied that rules of evidence that dence. such cluded exist, that it necessarily pertaining have followed laws to search and would not as do specific apply seizure, society, here where there is a in because a free within protecting justice system, section such communications. of our the context criminal we do not Arnold instruc- Consequently, find they promote inter- are deemed serve inquiry before tive to the us. policies are considered rather ests that important. If rules result certain these a application are aware that strict We going seen unpunished offenders it is as a confidentiality privilege the husband-wife necessary society evil that our tolerates might provide harsh result odds seem goals, promote individual freedom or other Although with moral sensibilities. numerous intimacy marriage such as and a sense of appealing arguments advanced for could be security regarding communications one’s policy privi- provision exceptions sympathize spouse.1 although we lege question, presented none in the are they the Commonwealth contend that when empowered and we relevant sections are not may exclusion of the communications make it exceptions valid might carve out that serve very successfully if not impossible difficult policy considerations. Such a function is re- prosecute appellant charges, of the on some or, legislature perhaps, for our our served arguments allow to influence we cannot these Further, although the Supreme Court. analysis our law. The Commonwealth impassioned plea, Commonwealth makes an presents authority suggests no statuto- large part upon logic based in a common law, ry, or even common rules evidence intellectually arguments appeal, moral their prob- in relation to their should construed Many argu- fail. Commonwealth’s ability prosecute able effect on certain essentially equate complaint ments to a and we offenses are unaware cannot obtain conviction on certain supports this thesis. offenses unless communications are ad- surely legislature mitted and could argues that The Commonwealth also cer- not have intended such a scenario. The must lose their tain of communications argument ignores Commonwealth’s the fact privileged status because the communications that the elements of an offense are one mat- activity. comprise Spe- themselves criminal proof ter are and issues and evidence argues that cifically, the Commonwealth are, essence, They proverbi- another. wherein soli- oranges.” al “apples and help up him set citing Kim stepdaughters offenses are their ele- sexual encounter with his can- Criminal defined *8 obligated privileged the communica- and the Commonwealth is not be because ments crime, prove beyond merely not but under the law each element tions are evidence pol- they are themselves. reasonable doubt. Rules of evidence constitute crime We icy fairly by compromises attempt persuaded which not the Commonwealth’s are above, interests, elements of of- weigh competing plea. the desire to have As we stated separate upon decided all the facts rules of are two controversies and fenses and evidence need to certain evi- a rule of evidence perceived exclude matters. Section 5914 is privilege question marriage against pre- during in the need for In reference to the it has trial, principle rationale for pres- ”[t]he been written that evidence at has found sentation privilege preservation of the mony through is the marital har- harmony impor- to be more of marital ervation protection of confidential mar- Evidence, Pennsylvania Packel- tant.” Legislature, after ital communications. The Poulin, (1987). protecting intimacy weighing society's interest in 710 status privileged

and confers marital what is not a “confidential in communication” communications, makes exception it no Seitz the court stated: communications which are themselves crimi If not made because of the relation of the Additionally, nal. posi we believe that this parties and in the confidence that which by Savage, policy tion is refuted v. inspires Commonwealth relation and it is which inviolate, privi- it is not (Pa.Super.1997). A.2d 820 law to hold leged. Ordinarily might be inferred it Savage we reaffirmed the husband-wife by to his a husband communications made confidentiality privilege in the context of a and in the wife were made with the intent robbery perpetrated ease a husband and mentioned, the circum- confidence but permitted wife team. At trial the wife was of the statement stances and nature testify against thereby divulging her husband repel presumption such a in this case. The relating confidential communications made,... sought disclosures did not planning robbery. and commission of a On penitent relate to the of a confession hus- appeal we concluded that the communications band who had confided to his wife the privileged were despite under story of wrongdoing, but to a boastful argument Commonwealth’s privilege that the and defiant declaration of his misconduct should not extend to these communications openly persist his intention to in his they because were furtherance of criminal course, accompanied by insolent and brutal activity. argues The Commonwealth taunts. Savage because, should not control this case Id, 170 Pa. at 32 A at 578. above, as noted here the communications are marriage A relationship is an intimate be- just activity furtherance of criminal spouses tween inspire sharing deemed to activity, but are themselves the criminal no- thoughts feelings that would not be tably criminal solicitation. The Common- virtually anyone shared with else and the argument however, wealth’s unconvincing, belief that these communications will not be Savage because in the communications could further disseminated. The entire easily regarded have been as criminal solici- question designed keep such commu- well, part parcel tations as of a crimi- nications expec- sacrosanct and to ensure the conspiracy.2 nal the communications they tation that will remain confidential. Savage at issue in as much “criminal Seitz, appears it that com- activity” here, as are the yet munications which are not made due to the were deemed to be regard- relationship marital confidentiality less. relationship inspires that a marital will not necessarily enjoy subject privilege. Nonetheless, agree we do with the Com- There the question communication in was a monwealth that some of the “communica- disclosure of an extra-marital affair tions” between husband to his But wife. the disclosure was might fall outside the husband-wife confiden- disclosure, not a contriteful or even a matter tiality privilege. only Under “confi- which, presumably, factual disclosure dential spouses communications” between regarded would have privileged, privileged. are It has been stated that taunt, rather it was in the nature of a “[wjhether a communication is to be consid- figuratively rubbing husband was his wife’s depends upon ered as confidential its charac- nose in the news of an extramarital affair. ter as parties. well as the relation of the Consequently, it was concluded that the com- It is essential it should be made in munication was not one imbued with the confidence and with the intention “confidentiality” of a marital relationship. *9 Seitz, should not divulged.” be Seitz v. (1895). Although Pa. 32 A. 578 easy graft there is It is not a workable rule of little authority expounding upon what is holding, and law from the Seitz although it ap- wife, it, Savage apparent- just 2. In while the defendant’s it.... He told me I had to do either that ly explaining participation robbery, go somebody in the or I had to kill down on the Square." testified “told me I had that her husband to do 695 A.2d at 821. subject sharing, matter that all nature of the not pears presumption clear that a exists of the communication. communications between husband wife Hancharik, 534 Pa. are “confidential.” See definitively for us to impossible It would be Nevertheless, 442-44, at 633 A.2d at 1078. re- every communication upon rule each and Seitz, authority spoken not all under admissibility by Spetzer for under lated enjoy a husband and wife will words between standard, part the nature because here. It under consideration clearly always the communications were not of the commu would seem that if the nature by Spetzer and the tenses articulated Mrs. a with an aura of nication is not imbued confused. were often the communications largely sharing precipitated due disclosure trial court will Undoubtedly upon remand the share, spouses arguably then the closeness potential- be called to rule on numerous context it would privileged. is not In this following ly privileged communications. logical rulings. seem that certain communications guide can utilized a for those be as which, purposes, for all intents and victimize Addressing general cate the various reasonably expected could not be spouse in this gories presented of communications spouse a secret victimized appeal conclude that direct we sharing nor could be deemed a of ideas injure kill not have threats to or his wife do intimacy of a marital consistent with the confidentiality hall the aura of which is the example, For threats of serious relation. privilege. mark of the It is difficult to con bodily injury against a or death leveled injure spouse is clude that a threat one’s spouse could be deemed admissible because confidentiality, consistently made an intimate shar threatening another is not secrecy intimacy that a marital relation ing likely promote nor is it addi ideas Indeed, such a ship inspires. a threat of Further, sharing it is neither tional of ideas. entirely repugnant magnitude serious is logical spouse nor reasonable to believe intimacy confidentiality that a mari keep would or should such threats secret inspire. tal union is deemed loyalty threatening out of a sense Also, conveyed part of the information Similarly, spouse the marital union.3 and/or assault, physical threat or but is which which were instrumental threat, may as well itself a be admissible against spouse committing a fraud one’s has the same since entire communication thought be communications a should not of as hopelessly inter- threatening aspect or is spouse keep secret because the com An exam- with the threat or assault. twined in the munications were instrumental assert could be ple of this kind of communication ing betrayal similar to spouse’s other testimony that “He found in the kind found in Seitz. tip knife the pulled put knife out. He his his throat, subject my pushed it in up the mere fact that the of of the blade you kill if unseemly socially going abhor- little bit he said I am the disclosure is tell them to necessarily you go right the confi- over now and rent does not invalidate don’t 87). (N.T., this situa- dentiality. The cases discussed above estab- leave.” 7/23/96 illegal necessary not be to sever the prior that disclosures of conduct tion it would lish and tell guilt, inculpatory you go right an “if over now or admissions of even words don’t murder,4 of the state- committing are im- them to leave” from the rest statement of confidentiality a knife to as are ment. Given that had bued with the aura of to kill her one’s throat and threatened complicit communications with wife’s activity. thought of as of criminal the communication could not be in furtherance inspired by the confidence privilege appears focus of the a communication communications, See, Clark, Pa.Super. suggest 3. This not to Commonwealth v. 4. comments, 1985), insulting disparaging occur- (Pa.Super. even ring in which 500 A.2d 440 squabbles relatively marital "normal” his wife that he statements a husband to “fights” at trial. be deemed admissible are to just killed someone believed he had shot and couples would want such commu- Few married confirmed to be nications disseminated. *10 intimacy relationship of a marital they dential because were not meant to be non-threatening since the kept information was .Spetzer, between and Mrs. or intertwined with the threat on the letters, takes in the case of the appellant had no character of a threat as well. expectation privacy. A hallmark of the confidentiality privilege is the intent that the For similar reasons we conclude that divulged communication not be and the belief injure the direct threats to or kill the wife’s being that the communication is not heard family other or members lack the (read) by May, another. Commonwealth v. confidentiality necessary gain priv aura of (1995). Thus, 540 Pa. 656 A.2d 1335 ileged many parental status. In cases the spouses pres- in the between strong parent instinct is so that a will value privileged ence of others are not nor are Thus, of a life child above their own. they where it is will letters known be read. injure threat to or kill a child should not be Id. To appellant’s the extent some of com- expected represents silent and it passed they munications were meant to be on great recipient as an spouse affront to as would not be confidential. it would par against to be on a with threats necessary had directed spouse or the taunts found in Seitz. A simi Mrs. to indicate that the communi- lar respect assessment can be made with him, coming cated content was from against sibling parent. threats merely had directed Mrs. contrast, inculpatory state Spetzer to something do which involved com- ments or fall within the confessions ambit of municating with others. For instance with having Clark decision—unless a charac regard communications to Mrs. ter of personally affronting and Spetzer keep family her children quiet made in such a manner as was found or to write retraction letters if appellant they Seitz —as bear the hallmarks of a shar merely you keep stated “I told peo- those ing made because of and within confiden ple quiet” you or “I told to have her write a tiality relationship.5 Similarly, of a marital then, ostensibly, letter” the communication attempts the solicitation and the communica confidentiality did not lose its because there designed get tions certain witnesses to do is no indication that intended that say things exculpate certain in order to the individuals know the directive was com- appellant, although illegal, anti-social and If, hand, ing from appel- him. on the other sexually perverted, even were made because lant stated “tell them I keep said better confidentiality of and within of a marital quiet” clearly then the communication was relationship.6 As these communica passed intended to be on and attributed to status, unless, privileged tions retain a appellant. by its nature it not a above, they illustrated made within the communication that was confidential between physical context of a assault or threat of husband and wife. bodily injury upon Spetzer.7 serious argues also Appellant’s Commonwealth prison letters from

certain of the communications were not confi- were addressed to Mrs. and their expectation confidentiality 7.Appellant correctly 5. Since an ais hall- also contends that wife, mark of the one could also read the taped conversations between he and his reasonably Clark decision to mean that one can expect they represent the extent '.‘confidentialcommuni- spouse will not turn him/her his/her cations,” are inadmissible under the dictates of guilt into the authorities when a confession of Wiretap- 18 Pa.C.S.A. 5711. This section of the made. ping and Electronic Surveillance Control Act privileged states that otherwise "[n]o communi- Further, respect charges to the solicitation with, intercepted cation in accordance or in vio- alone, considering Spetzer's statements of, chapter privileged lation shall lose its considering working and not that she was Therefore, character." to the extent there were police appellant, apparent to snare her com- otherwise confidential communica- plicity arrangements in the is similar to the sce- tapes captured question tions on the those Savage nario found in for had she not been communications were inadmissible at trial. working police purported with the involve- ment would have likewise criminal.

713 Hancharik, supra. Like- children, Keri, of counsel. aged ap- tanee Nicholas and two strategy wise, a trial if there was not years old at the even two and one proximately object, ineffec- counsel’s failure to his children were reason for question. Since time only reading of counsel will be found capable of tive assistance extremely young and not Common- or, understanding prejudicial. failure was even where the in all likelihood them Edmiston, 634 aloud, Pa. do 535 the communications wealth v. them if read (1993). prejudice question of confidentiality by virtue of 1078 The A.2d not lose their the admis- By virtue of May, be obvious. to the children. should being them addressed testimony numerous question Spetzer’s of Mrs. there is some sion supra. commentary possibility incriminating statements confidentiality due to the to the not jury which should by presented If being prison read officials. were the letters According to the Common- by being prison read officials have been. the letters were testimony might be argument aware of this then wealth’s appellant only prove some evidence available letters would not be confi- actual text of the it cannot charged. Consequently, expectation he would have no the crimes dential because hand, object reasonably that failure to the other doubted privacy. Id. Ón As extremely prejudicial appellant.8 aspects as to of the letters was Spetzer testified object, ap- meaning only failing reason for having for counsel’s being in “code” during hear- divulgence pellant’s of these trial counsel testified appellant. Her her and letters, never ob- ings post-trial on motions that he even if the letters were aspects of the officials, testimony Spetzer’s because jected violate to Mrs. being prison read testimony was admissible meaning of these he believed the because (N.T. Motions, Post Sentence confidential even if read terms would remain 90). clearly Additionally, Spetzer p. indi- As was demonstrated others. 2/24/97 letters, above, As although ad- was erroneous. of the this assessment cated that some her, object not to was not actually intended for the decision were dressed strategy designed to the letters choice of trial daughter B.G. To the extent conscious her instead, but, le- appellant’s defense be delivered to B.G. advance were intended to of counsel. gally be- ineffective assistance not confidential communications enjoy wife and therefore tween husband and Consequently, these recognized privilege. Allegations

no II. of Ineffective Other letters would be admissible. Assistance of Counsel Appellant further contends objected never

Since trial counsel object failing to testimony was ineffective in relating the con counsel Spetzer’s to Mrs. agree hearsay. must inadmissible We and since fidential communications unobjected hearsay statements went certain challenge of ineffectiveness has leveled clearly prejudicial appellant. to which were address counsel’s failure counsel we must testify instance B.G. was allowed If coun In one prejudice. the matter of appellant had told her sister what for not ob that she strategy trial reason sel had a it had doing to her and her sister said the confidential communications jecting to 37). (N.T. p. happened to her too. reasonably designed to advance 7/23/96 to testi- Kim was allowed In another is no ineffective assis- then there defense divulge when suggests confidential that there was no can 8. The Commonwealth See, Hancharik, because, supra. given appel- applicable. prejudice the content is this section defense, communi- much lant’s argument problem with this is by virtue become admissible cation would have direct, testimony on not on at issue was entered states: ”[I]n of 5915. rebuttal, in before and as such came brought against the husband proceeding criminal Therefore, only does that not the stand. took wife, makes defense at the if the defendant testimony, apply Mrs. not section any grounds which attacks the charac- whether impossible to determine spouse, spouse his or ter or conduct of he had if Mrs. testified as would have competent witness in rebuttal attacked shall be divulged confidences in the numerous not Although specifi- had for the Commonwealth.” cally case-in-chief. stated, Commonwealth’s question in the the attacked presumably so fy that drug- she learned had been It is well established the District At- her,9 (Id., 72), *12 ging appel- torney’s obligation at and also that has an Office to turn over military lant’s commander had stated any to her exculpatory, evidence it comes across problem was a child and he attorney. defendant’s Pa.R.Crim.P. 167). (Id., 305(B). knew had beaten her. keeping In with this rule the D.A.’s Trial presented explanation counsel no for office should have turned letter over to object failing testimony, to the above appellant’s counsel even if it believed Consequently, we can conceive of none. having letter practical little value. Never- opinion, our there was ineffective assistance theless, unsigned the letter and contains failing of counsel in to the state- cryptic no return It address. is also rather question.10 ments in and, large degree, Although to a immaterial. there is a telling people reference .to B.G.

III. Prosecutorial Misconduct that she was not truthful on the witness stand, Appellant further contends that the letter Dis- does not indicate who was Attorney’s prosecutori- trict office committed told this. it is difficult to see how failing al misconduct in to turn over a provision letter of the letter would have advanced any received in its office numerous months before significant the defense in fashion. potentially exculpatory event, trial which had con- any remanding since we shall be a for portion tents. The letter’s most relevant new trial will have the letter at his reads as follows: disposal for retrial. Attorney:

To the District IV. Severance case, In reference to the [B.G.] [B.] is telling people not tell she did the truth Appellant argues also stand, you might while on the witness want court erred in not granting his motion to past. look into her Mother’s I was told sever trial the charges. disagree. We family that while the was [G.] stationed in of charges Consolidation is a matter entrust Germany, the mother West was involved ed sound discretion of the trial court military. with someone in the When the appeal will not be disturbed on an absent man wished the relationship, to break off Lark, abuse of discretion. Commonwealth v. willing. rape Mother was not A (1988). 518 Pa. Generally 543 A.2d 491 charge during was made and the investiga- speaking, charges if evidence of one set of trial, tion or the truth came out. The other, would be admissible at trial on the family Germany quickly. had to leave It is unduly prejudiced if the defendant will not be interesting history repeats how itself.... joinder charges, joinder of the then goes The letter then charges on to assert that the judicial is allowable and serves against mean economy. present [G.] children committed acts In the case there awas their father. array charges sufficient nexus between the Spetzer prosecutor 9. It is not clear how Mrs. determined imper- she The second asserts that the such, drugged. testimony had been As missibly was questioned on direct re- However, clearly hearsay. clearly not there However, garding appellant's pre-arrest silence. objecting seeking greater a basis for foun- prosecutor specifically question did ask a testimony, may dation for the which have re- Rather, appellant’s pre-arrest about silence. Spetzer’s knowledge vealed that the basis of Mrs. volunteered this information with- hearsay awas statement. any prompting. out undue Lastly, appellant argues prosecutor Appellant allegations three asserts additional closing argument overreached in and that coun- of ineffective assistance of counsel all of which However, objected. appel- sel have since should argues we find meritless. The first that counsel already receiving a new there was no lant is prosecutor’s objected argu- should have resulting additional harm from travelling to Altoona ment that constituted a sub- object. prosecu- failure to Should the counsel’s step attempt purposes though stantial even similarly ague timely attempt to on retrial a allege. tor the information did not so objection lodged plenty be and the trial court will even if this was erroneous there was could steps support directly opportunity evidence of substantial taken to presented an deal charges. attempt offending comments. The evidence to commit indecent together. to allow trial of them counts assault/non-con- (18 3126(a)(1)); § two witnesses Pa.C.S.A. relevant to the intimidation of sensual guilt helped indecent establish consciousness counts to commit assault/unmar- (18 3126(8)); attempts age while evidence continued Pa.C.S.A. ried—under stepdaugh- minors corruption have sexual intercourse with counts to commit two (18 6301(a)); helped ters to establish his unnatural counts to com- Pa.C.S.A. two them. ongoing sexual aggravated mit indecent assault/non-consen- desire/obsession (18 3125(1)); set of counts As evidence of the second and two sual *13 charges be at trial on the aggravated would admissible to commit indecent assaulVun- (18 in the first and find no of discretion age we abuse Pa.C.S.A. married—under 16 3125(8)). appellant’s to sever. court’s denial of motion § appel- charges upon The above were based Sufficiency the Evidence V. engage to in willingness lant’s demonstrated our Despite conclusion that a new as stepdaughters sexual relations appellant’s we granted must be must review the con- intercepted telephone evidenced challenges sufficiency of the evidence pro- appellant’s versations as well acts the unsupported because if convictions were taking room a box of curing a hotel they by legally require sufficient evidence other paraphernalia condoms and sexual appellant reversal and cannot be made to the hotel room. again. Appellant stand trial on them con- criminal The essential elements of the tends that evidence was insufficient to and a attempt are intent commit a crime attempt sustain various convictions of step completion taken substantial toward step because he did take a substantial Appellant § the offense. Pa.C.S.A. 901. committing Secondly, toward the offenses. he did a contends that not take substantial appellant argues that even if he took a sub- any step completion towards crime. We step it stantial was unclear as to what end disagree. Appellant planned believed the step pointed substantial was and there- underway, was made efforts sexual encounter upon speculation. fore the verdict was based encounter, to facilitate the and went as far as reviewing challenges to the suffi In to rent a hotel room and with a box of wait ciency of the evidence we must view stepdaughters for his In condoms arrive. light favoring evidence the Common opinion step this a substantial our constitutes giving wealth as verdict the Com winner and statutory toward the commission of at least the benefit of all reasonable infer monwealth However, rape, if not more. this leads ences to determine if each element of the challenge. second appellant’s charged proven. offenses were Common attempt against appel charges Eichelberger, Pa.Super. wealth v. classifications, the general two lant fall into (Pa.Super.1987). 528 A.2d 230 These convic have non- involves intent first set upon stand evidence tions must even if based through girls sex with the or sex consensual may In not be available retrial. set of compulsion whereas the second forcible charged and present case showing charges require a attempt does not following attempt charges: convicted compulsion of consent or forcible of a lack rape four counts to commit forcible com showing girls that the require does but (two 18 Pa.C.S.A. pulsion counts each age under the sixteen 3121(1) (2)); § two to commit sexual & counts they years than than four older was more (18 3124.1); Pa.C.S.A. two counts assault Appellant asserts not married them. (sexual statutory sexual assault inter commit commit attempt the convictions for age with someone under the of 16 course statutory sexual assault more than years the accused more than four where upon specula completely charges are based complainant than the are not older agree. must tion. We married)(18 3122.1); two counts Pa.C.S.A. kept argument inter it must be involuntary analyzing commit sexual deviate (18 3123(a)(7)); charges require a attempt course two in mind that specific merely to commit a crime. It must ation have intent which could occurred but array not, in mind that the entire also did it involves a situation which was essentially charges resulted from what was going never to occur because the whole sce- “sting operation.” and the Dis- only nario existed mind. This Attorney’s essentially up” the trict office “set speculation support is indeed and it cannot stepchildren to believe that attempt. for criminal conviction having were interested in sex with him and foregoing Based we believe appear appointed at the hotel room. support evidence was insufficient to the vari- actually bring There was never intent attempt ous convictions for to commit non- and, fact, the children to the hotel room charges consensual and forcible sex. Those completely the children were unaware of the 5, 6, 8, 13, 15, 19, 20, are found at counts Nevertheless, episode. operating entire un- 21 and 23 of the information and will be steps der this belief took the out- reversed. In contrast we conclude that the already lined above have deemed which we evidence support was sufficient to the convic- steps” “substantial sufficient to sustain an attempt charges tions on the various other attempt charge. the ruse which *14 upon statutory based engage the intent to get appellant was essential to to take these sexual assaults and consensual sexual rela- steps provide and a vehicle for conviction also say, going tions. Suffice to and without into forming appellant’s was instrumental in- detail, graphic intercepted conversations Appellant through tent. was led to believe clearly appellant establish that intended that telephone stepchil- that the conversations much. willingly dren come to hotel room fact, to have sex him. when Kim fashion, Lastly, appellant and in similar appellant you go- “But aren’t asked argues that the evidence was insufficient to ing they make it if to them do don’t want to?” support the convictions for solicitation of (Tel.Tr.6-11). appellant responded “nope.” Appellant various sexual offenses. contends Thus, ap- there was a lack of evidence that asking up that his of his wife to set pellant intended to force the children to have daughters sexual encounters with her “does sex with him. sexually not constitute of the substantive argues The Commonwealth that based through related crimes set forth in counts 25 upon appellant’s prior rape of B.G. it was words, 44. In other requested the conduct of apparent what he intended to do with the Rape, does not constitute the offense of wife they children or what he would have done if Assault, Statutory Involuntary Sexual Devi- However, requests. comply didn’t with his Intercourse, Aggravated ate Sexual Indecent appellant ignores this stance what was led to Assault, (Appellant’s and Indecent Assault.” intent Appellant’s upon believe. was based 43-44). p.p. Appellant Brief is correct that had, understanding he which was request, he encourage did not or order his willing that the children were to come to the rape wife to commit or sexual assaults hotel room and have consensual sex with However, daughters. her the crime of solici- Further, appellant him. what would have encompasses requesting tation more than an- had the come and done children balked other to commit the substantive crime under- entirely advances is an academic exercise lying charge. the solicitation episode was a fiction. because entire To Under the one is definition solicitation criminally liable appellant hold for an at- if, guilty among things, of solicitation other tempted rape theory would be requests, encourages robber, commands or holding to a would-be who he/she similar engage specific another to conduct which attempt, attempted liable for was foiled in his complicity in the would establish his her previously murder if he had killed someone charged. of the substantive crime robbery. in a It would be based on commission an en- might if assumption of what he have done if Pa.C.S.A. engage that never his wife to hap- couraged confronted with a situation or commanded pened. step complic- is one establish her Our situation further in conduct which would not involve a ity attenuated because does situ- of the sexual assaults in the commission under 42 5914. Trial counsel’s regard. in that guilty then he is of solicitation testimony Mrs. encouraged engage her to failure to Appellant indeed counsel, have made her an ineffective assistance in conduct which would constituted highly prejudicial the sexual which was accomplice the commission de- complied. strategy she contemplated had was without a reasonable trial offenses included, to, asking not limited As signed promote appellant’s This but was interests. hav- if were interested in vacated conviction must be appellant’s setting place appellant, up a ing sex with granted. and a new her so could girls to meet she time for convic- Additionally, certain making other take them to the hotel must be attempt tions for and solicitation Indeed, plan. arrangements to facilitate the evidence insufficient reversed as the Mrs. Spetzer had as we mentioned earlier support the convictions. The bulk working police volun- charges, if not all relating to these evidence she tary to the extent did she participated it, essentially a centered what was criminally liable as well. would have been ap- “sting in which operation” reasons for the discussed peared in her acquiesce husband’s wishes attempt charges, relating appel Spet- above have a sexual encounter with only culpability lant’s for solicitation extends daughters. Although appel- zer’s two minor contemplated offenses intended or those willingness lant a desire demonstrated respect although committed. In this encounter, engage a sexual and even in such there was sufficient evidence establish end, lack took there was a steps toward to set up his wife volun solicited intended to commit evidence *15 tary daughters, with her sexual encounters Indeed, for the forcible sexual assaults. that appellant there was insufficient evidence part, most led to believe facilitating aid in Spetzer’s “solicited” Mrs. the willing the were to come to upon the stepdaugh forcible sexual assaults purpose engaging motel room for the of the ters. As we will sustain convictions the Consequently, sexual with him. relations relating for solicitation non-forcible array charges attempt asserting of an corruption charges sexual assault commit, commit, or solicitation forcible charges but will the convictions on reverse re- non-consensual sexual assaults must be charges to solicitation to com relating those versed.12 Consequently, mit forcible sexual assaults.11 Judgment part, sentence of reversed 27, 28, at we reverse convictions counts part. a new and vacated in Remanded for 36, 29, 30, 35, 37, 39, 41 43 of relinquished. trial. Jurisdiction based information. All of these counts were forcible upon allegations of non-consensual or KELLY, J., Concurring files Statement. sexual acts. MONTEMURO, J., joins Opinion and the Summary KELLY, Concurring J. Statement summarize, testimony, To KELLY, J., concurring: objection, divulged nu- which went without majority’s wholeheartedly agree I between merous confidential communications analysis. am to ex- privileged compelled I appellant and herself that were clarification, question charges purposes 12. For the convictions were set of 11. The solicitation 5, 6, 7, 8, 13, 15, through of counts 44 the criminal forth at at counts to be reversed are corrup- 37, 39, 41, 20, 21, 27, 28, 29, 35, 36, counts and included two of information minors; rape, four counts accom- tion plished force; 43 of 1996-505. the information through compulsion or threat of forcible disposition we not need to ad- do Given our assault; statutory sexual two counts of sen- assertion of an abuse appellant’s dress Involuntary Deviate Sexual Inter- two counts of course; assault; tencing discretion. four counts two counts of sexual assault, aggravated two of which indecent non-consensual; and four counts of inde- assault, were non-consensual. cent two of which press my 711-712). spousal privilege distaste for the (Majority opinion Thus, applies involving law, situations existing Pennsylvania sexual a husband’s direct abuse of a I Specifically, repug- injure child. find threats to or kill spouse or her application spousal privileged, nant the children are privilege as such communi- requires where it confidentiality a mother to remain silent cations lack the aura of neces- concerning sary gain her husband’s admission that he status. On the other hand, sexually abused her child she a husband’s whom entrust- admission to his wife that already ed to his care and attention. he has abused his wife’s children is protected by spousal privilege because majority thoughtfully states that: such an sharing admission is “a disclosure [Ujnder Seitz, authority spo- not all made due to the closeness of the marital ken words between a husband and wife will relationship”? Pennsylvania law does not ex- enjoy under consideration pect keep quiet mother to about her hus- here. It seem that if the nature of injure children, band’s threats to or kill her the communication is not imbued with an expects but and requires her to be silent aura sharing of a precipitated disclosure concerning her husband’s admissions to sexu- largely share, spouses due to the closeness al abuse he already has inflicted arguably privileged. then it is not In this her children. Such only admissions are not logical context it would seem that certain heinous, they put also the mother on notice which, communications for all intents and that her children are at risk for further purposes, spouse victimize the could not majority eloquently abuse. As the “in states reasonably expected be a secret many parental cases the strong instinct is so victimized nor could parent that a will value the life of a child sharing deemed a of ideas consistent with my above opinion, [his her] own.” In no intimacy of a marital relation.... parent expected should be to remain silent concerning sexual abuse inflicted his or Addressing general categories the various her children especially when the abuse is at presented appeal co-parent. law, the hands of a Pennsylvania we conclude that direct threats however, holds otherwise. I am bound injure or kill his wife do not have the *16 join majority granting Appellant a aura of confidentiality which the hall- new trial. privilege. mark of the It is difficult to injure conclude that a threat one’s

spouse consistently is made with the confi-

dentiality, intimacy secrecy that a Indeed,

marital relationship inspires.

threat magnitude of such a serious is en-

tirely repugnant intimacy to the and confi-

dentiality that a marital union is deemed to inspire.... Pennsylvania, COMMONWEALTH of For similar reasons we conclude that the Appellee, injure direct threats to or kill the wife’s v. family or other members lack Gregory BAKER, Appellant. A. confidentiality necessary the aura of gain privileged many status. cases the Superior Pennsylvania. Court of parental strong instinct is so parent will value the life of a child above their Argued Sept. 1998. injure own. the threat to or kill a Filed Dec. child expected should not be great represents silent and it an affront recipient spouse as to be on par against threats or the

taunts found in Seitz....

Case Details

Case Name: Commonwealth v. Spetzer
Court Name: Superior Court of Pennsylvania
Date Published: Dec 17, 1998
Citation: 722 A.2d 702
Court Abbreviation: Pa. Super. Ct.
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