Lead Opinion
This сase presents both state and federal search and seizure issues arising from a drug interdiction operation at a commercial bus station terminal. We affirm the order of the Superior Court below.
On November 22, 1996, Agent Ronald Paret of the Pennsylvania Attorney General’s Office and Trooper David Hodges of the Pennsylvania State Police performed a drug interdiction investigation at the King of Prussia bus terminal in the Valley Forge Shopping Center in Montgomery County. At approximately 11:20 a.m., a Greyhound bus en route from New York to Pittsburgh made a scheduled stop at the terminal. Agent Paret and Trooper Hodges approached the driver of the bus, identified themselves officially, and requested to examine the bus tickets of the passengers. After first allowing passengers to board or to exit the bus, Agent Paret and Trooper Hodges boarded the bus.
Oncе inside the bus, Trooper Hodges identified himself as a police officer and explained to the passengers the purpose of the interdiction. Agent Paret and Trooper Hodges were dressed in plain clothes, but wore jackets which clearly identified them as police officers. The officers proceeded to the rear of the bus and, while Agent Paret examined the restroom for illegal drugs, Trooper Hodges began to question the passengers. The officers physically situated themselves so that the aisle remained clear for passenger movement and the bus door was open at all times. Testimony established generally that, while performing a drug interdiction, the officers would abide by the schedule of the bus; thus, once the driver indicated that it was the scheduled time to depart, the officers would conclude their investigation and leave the bus.
The officers eventually made their way to the front row of the bus, where appellant was seated. Because she was in the front row, appellant was the last person Trooper Hodges approached. While talking with appellant, Trooper Hodges stood in the stairwell of the bus and Agent Paret stood behind appellant, leaving the aisle clear and the bus door open and accessible. Trooper Hodges asked appellant to see her ticket and identification, examined them and returned them to her. He then inquired about her trip, and appellant responded that she was going to Pittsburgh for five days. Since Trooper Hodges had noticed that appellant did not have a luggage claim ticket stapled to her bus ticket, he inquired about
Trooper Hodges placed the bag on the stairwell of the bus, out of sight of appellant and the other passengers, and examined it for identifying information. Trooper Hodges found a shirt and plastic bags containing zip-lock bags which appeared to contain drugs. (Subsequent testing revealed
After appellant made this statement, Trooper Hodges led her into the bus station, informed her of her Miranda
On February 19, 1997, appellant filed an omnibus pre-trial motion seeking to suppress the physical evidence seized from the black bag and her handbag, as well as the incriminating statements she made. After a hearing, the motion was denied. Appellant then proceeded to a bench trial, at which the testimony from the suppression hearing was incorporated. Appellant was convicted of possession and possession with intent to deliver a controlled substance (cocaine)
On appeal, a divided Superior Court panel affirmed in a published opinion. Commonwealth v. Smith,
In forwarding her claim on appeal, appellant cites interchangeably to the Fourth Amendment and to Article I, Section 8 of the Pennsylvania Constitution, and cites to cases sounding under both charters.
Appellant argues that her initial encounter with Trooper Hodges, which preceded the seizure of the black bag containing the cocaine, was an investigative detention. Appellant stresses the fact that she was not informed that she was free to leave and further notes that the officers placed her between them, i.e., Agent Paret was
The Commonwealth responds that the encounter on the bus was a mere encounter, which did not need to be supported by any level of suspicion. The Commonwealth notes that the fact that appellant was not told that she was free to leave is but one factor in the analysis of whether a seizure occurred, and the totality of the circumstances show that she in fact was not “seized” prior to the police discovery of the black bag at her feet. On the question of abandonment, the Commonwealth echoes its view that there was no antecedent seizure, and then cites this Court’s decision in Commonwealth v. Dowds,
There is little question but that the initial encounter on the bus in these circumstances was not a seizure under the Fourth Amendment. In Florida v. Bostick,
In outlining the proper approach for evaluating whether a seizure has occurred in the bus passenger/ drug interdiction paradigm, the Bostick Court rejected outright both the Florida court’s per se approach and its focus on whether the bus passenger would feel free to leave. The Court did not dispute that the bus setting differed from encounters on the street or in other public spaces. But, the Court noted, the faсt that a person on a bus may
Recently, the Supreme Court had further occasion to address questions unique to the bus passenger/drug interdiction arena in United States v. Drayton,
Applying Bostick, the Drayton Court concluded that the passengers were not seized when the officers boarded the bus and asked questions, notwithstanding the failure to communicate to the passengers their right to refuse to cooperate. The Court instead emphasized the absence of other coercive factors:
There was no application of force, no intimidating movement, no overwhelming show of force, no brandishing of weapons, no blocking of exits, no threat, no command, not even an authoritative tone of voice. It is beyond question that had this encounter occurred on the street, it would be constitutional. The fact that an encounter takes place on a bus does not on its own transform standard police questioning of citizens into an illegal seizure.
Turning to the closely-related question of whether the ensuing consent to search was voluntary, the Drayton Court concluded that the consent was voluntary, noting that, “[i]n circumstances such as these, where the question of voluntariness pervades both the search and seizure inquiries, the respective analyses turn on very similar facts.” Id. at 206,
In a society based on law, the concept of agreement and consent should be given a weight and dignity of its own. Police officers act in full accord with the law when they ask citizens for consent. It reinforces the rule of law for the citizen to advise the police of his or her wishes and for the police to act in reliance on that understanding. When this exchange takes place, it dispels inferences of coercion.
Id. at 207,
Here, as in Drayton, the police conduct preceding the seizure of the black bag was not so coercive as to amount to a seizure of appellant’s person. Trooper Hodges and Agent Paret boarded this bus, with the driver’s permission, while it was already parked at the King of Prussia bus terminal on a regularly scheduled stop. The officers were dressed in plain clothes, but wearing jackets that clearly identified them as police officers. Upon boarding the bus, they introduced themselves and explained their purpose.
When Trooper Hodges reached appellant’s seat, he requested to view her identification and ticket and asked questions regarding her destination and luggage. At no time did Trooper Hodges brandish a weapon, raise his voice, threaten appellant, or accuse her of criminal conduct. In addition, the officers kept the aisle clear and made sure that the door to the bus was open. When Trooper Hodges asked appellant if the bag by her feet was hers, she denied ownership of it. Appellant was not questioned about narcotics possession, nor was it apparent that the bag to which she
This case is unlike Drayton in that the initial mere encounter was not followed by a consent to search but by an abandonment of the property in which police ultimately found controlled substances. On the question of the validity of this abandonment, we agree with the Commonwealth that this Court’s decision in Dowds controls. In Dowds, we noted that:
This Court has not previously addressed whether a defendant’s denial of ownership, standing alone, is sufficient to constitute abandonment.... Notably, a number of other jurisdictions have found abandonment based upon a disclaimer of ownership in response to police questioning. See generally Annotation, Search and Seizure: What Constitutes Abandonment of Personal Property Within Rule That Search and Seizure of Abandoned Property is not Unreasonable — Modem Cases,40 A.L.R.4th 381 , §§ 21-25.5 (2000) (collecting cases); 1 LAFAVE, SEARCH AND SEIZURE § 2.6(b), at 581-89 (same). Where, as here, an individual’s disclaimer of ownership is not the product of improper police conduct and clearly indicates her intention, we can perceive no basis for treating it differently than an act from which an intention to abandon may be inferred. Cf [Commonwealth v.] Shoatz, 469 Pa. [545,] 554, 366 A.2d [1216,] 1220 [(1976)] (concluding that act of dropping luggage and fleeing sufficiently indicated abandonment of privacy expectation).
We now turn to the question of whether appellant was seized prior to her disowning the bag in question under Article I, Section 8 of the Pennsylvania Constitution. Although appellant makes a general reference to a Superior Court case recognizing that Article I, Section 8 “provides greater protection” than the Fourth Amendment, Appellant’s Brief at 11, she does not forward a specific argument, grounded in the text of the provision, its history, related case law, or policy concerns which would militate in favor of a
Although appellant neither cites Edmunds nor develops an Edmunds-based or policy-based state constitutional argument in favor of her assertion that she was seized when the officers approached her on the bus and questioned her, she does invoke this Court’s Article I, Section 8 decision in Commonwealth v. Polo,
In Polo, Agent Paret and Officer Kirk Schwartz of the Delaware Water Gap Police Department approached a Greyhound bus as it neared a tollbooth on Interstate 80 and requested that the driver pull the bus to the side of the road after paying the toll. The bus driver agreed and pulled over. The officers asked the driver for the passengers’ tickets, which revealed one “quick turn” ticket from Cleveland to New York and back, which indicated that the purchaser spent only eight hours in New York. The officers then boarded the bus, wearing attire indicating that they were law enforcement officials, and Agent Paret approached Polo, who had the other half of the quick turn ticket. Paret asked Polo if he had any bags, and Polo responded in the negative. The officers then matched every bag on the bus with a passenger, except for one, which Polo then claimed as his. The officers then asked Polo if they could search the bag and Polo responded “okay.” Agent Paret found cocaine in the bag and arrested Polo.
Thе trial court denied Polo’s motion to suppress the cocaine, finding that the interaction between Polo and the officers was a mere encounter. The Superior
In disapproving of the consent search, the Polo majority did not rely upon the specifics of the officers’ interaction with Polo once the bus was stopped, but instead focused upon the simple fact of the officers’ “randomly stopping” the bus at the toll plaza on a restricted access highway in the first place. The majority rejected the Commonwealth’s argument that stopping the bus was a mere encounter, instead concluding that it was “an investigative detention since the purpose of the stop . .. was for the purpose of conducting a drug interdiction investigation.”
Mr. Justice Saylor filed a Concurring and Dissenting Opinion in Polo, which was joined by this author, agreeing that the consent seizure of the cocaine was tainted by an illegal detention, but relying on Fourth Amendment grounds. Justice Saylor invoked Bostick’s objective, totality of the circumstances test, weighing the fact of “the interruption of the normal activity of a commercial bus by removing it from the stream of traffic at a highway tollbooth” along with all other relevant factors.
Here, unlike Polo, the officers did not stop the bus on which appellant was a passenger and remove it from its scheduled route. The bus here was already on а scheduled stop of its own when the officers boarded it. Nor did the officers delay the bus or interrupt its normal activities. Since the single fact essential to the state constitutional holding in Polo is not present here, appellant’s reliance on Polo is misplaced. Nor does Polo provide persuasive authority for a state constitutional holding that appellant was seized when police approached her on the bus and posed questions to her. The Polo majority opinion never discussed or evaluated the interaction between the officers and the passengers beyond the controlling fact of the stop of the bus while in transit. Nor did the Polo majority suggest that there was something unique to Article I, Section 8 that required a different approach to bus encounters than the approach employed under the Fourth Amendment; indeed, as noted above, the majority relied upon a Fourth Amendment-based decision for the proposition that a vehicle cannot be
Appellant suggests, however, that this Court has already extended the Polo seizure holding to situations where a bus was boarded by police at a scheduled stop in the per curiam decision in Commonwealth v. Cooke,
In summary, the existing authority under Article I, Section 8 does not support appellant’s claim that she should have been legally deemed to have been seized when the police merely boarded a bus which was in the midst of a scheduled stop and posed questions to her. In addition, appellant has articulated no persuasive reason grounded in experience or policy particular to Article I, Section 8, which weighs in favor of a departure from the U.S. Supreme Court’s totality of the circumstances aрproach to drug interdiction encounters in contexts such as this, where the bus has not been stopped by police action. Accordingly, we decline to depart from the governing federal authority and we hold that appellant was not subject to an investigative detention at the time she disavowed ownership of the black bag containing cocaine.
Turning to the Miranda question, appellant contends that the statements she made to Trooper Hodges after she exited the bus should be suppressed because she was in custody at that time and had not yet been given Miranda warnings. Appellant submits that, by the time she left the bus, she was obviously the focus of the police investigation, as she was the only passenger asked to exit the bus. She also suggests that Trooper Hodges had subjectively concluded that he was not going to let her go on her way, and speculates that the trooper’s “body language” may have conveyed that fact, even in the absence of explicit words telling her she was not free to leave. Appellant also submits that the very nature of Trooper Hodges’ exchange with her — such as informing her of the ways by which police could ascertain the identity of the bag’s owner — necessarily conveyed that she was not free to leave. Under these circumstances, appellant claims, a reasonable person would believe that she was not free to leave and that she was in custody and entitled to Miranda warnings. In a derivative argument, appellant also claims that the additional statements made after she was given Miranda warnings should be suppressed as the fruit of an illegal arrest which was based upon the tainted statements. The Commonwealth responds that the initial comments made by appellant after she exited the bus were not the product of a
Miranda warnings are only required when a defendant is subject to a custodial interrogation. Commonwealth v. Fisher,
We agree -with the courts below that appellant was not in custody when she made the statements to Trooper Hodges outside of the bus and, therefore, Miranda warnings were not required before the interview could continue. After Trooper Hodges discovered the cocaine in the abandoned bag found near appellant, he requested that appellant speak with him outside of the bus. Appellant voluntarily agreed to accompany the trooper. He did not physically touch her, accuse her of any crime, or order her to accompany him. Trooper Hodges conducted the interview in an open parking lot, near to the bus; he did not isolate her in a private room or transport her any distance from the bus. At least so far as the objective circumstances presented themselves, there was nothing to prevent appellant from terminating the interview and returning to the bus. Appellant was neither physically deprived of her freedom, nor was she placed in circumstances that would have led a reasonable person to believe that her freedom of movement had been effectively hampered to the extent that it amounted to a formal arrest. Contrast, Commonwealth v. Medley,
After appellant admitted that the bag • containing the cocaine was hers, an admission that unquestionably generated probable cause to arrest, Trooper Hodges requested that appellant accompany him inside the bus terminal. Once inside the terminal, appellant was arrested, was given Miranda warnings, and made further statements. Since those custodial statements followed upon a valid waiver untainted by any prior illegality, they were properly deemed admissible, as were the packets of marijuana found in appellant’s purse in a lawful search incident to arrest.
For the above reasons, we find that the courts below properly denied appellant’s motion to suppress both the contraband seized from her and her incriminating statements. Accordingly, we affirm the order of the Superior Court.
Notes
. Miranda v. Arizona,
. 35 P.S. §§ 780-113(a)(16), (a)(30).
. Id. § 780-113(a)(31).
. The four year term was the mandatory minimum sentence required, given the amount of cocaine appellant possessed with the intent to deliver. See 18 Pa.C.S. § 7508.
. The Superior Court noted that, although appellant invoked both the federal and state constitutions, she ”fail[ed] to differentiate or distinguish in any way the [respective] protections.” Smith,
. Tlie only witnesses to testify regarding the interdiction were the two officers; appellant did not testify to dispute their accounts.
. The Fourth Amendment protects "the right of the people to be secure in their persons, houses, papers, and effects against unreasonable searches and seizures....” Similarly, Article I, Section 8 states that, "[t]he people shall be secure in their persons, houses, papers and possessions from unreasonable searches and seizures.”
. As a state constitutional matter, this Court has followed federal law on the question of what is necessary for consent to be deemed voluntary, employing a totality of the circumstances test, and not requiring a showing of the awareness of the right to refuse consent. Commonwealth v. Cleckley,
. At one point, appellant states that “the mere entry of the officers onto the bus rises to at least the level of an ‘investigative detention.' ” Appellant's Brief, 9. We disagree. In addition to the fact that such a statement flies in the face of the Supreme Court's admonition against per se rules, mere police presence is not so inherently coercive as to effect a seizure of all persons on a bus. In this regard, it is important to recognize that Bostick’s objective, reasonable person test presupposes an innocent person.
. In Edmunds, this Court articulated a four-part, methodоlogy to aid in evaluating state constitutional claims. Under Edmunds, the party arguing in favor of distinct or greater rights under the Pennsylvania Constitution should analyze: (1) the text of the Pennsylvania constitutional provision; (2) the history of the provision, including Pennsylvania case law; (3) related case-law from other states; and (4) policy considerations unique to Pennsylvania. Id. at 895; see also Commonwealth v. Cleckley,
. Appellant also cites to a divided panel decision of the Superior Court, Commonwealth v. Vasquez,
Dissenting Opinion
dissenting.
I respectfully dissent from the majority opinion as I believe that the interaction between Smith and the officers on the bus constituted an unlawful seizure.
Here, as the majority notes, the officers boarded the bus, identified themselves as police officers, and explained to the passengers the purpose of the interdiction. The officers approached Smith who was in the front row, asked to see her ticket and identification, and inquired about her luggage. While talking with Smith, one officer stood in the stairwell of the bus and the other stood behind her. In support of its determination that this interaction between Smith and the officers did not amount to a seizure, the majority relies upon the fact that the officers did not block the aisle, brandish a weapon, raise their voices, threaten Smith, or accuse her of criminal conduct. However, as I explained in both the opinion in support of reversal in Commonwealth v. Boswell,
. In Boswell, I suggested that police should give the following warning when conducting a random stop of someone based upon a drug courier profile:
We are police officers investigating drug trafficking. We approached you on a purely random basis and would like to ask you some questions. You have a legal right to decline our requests, a right to refuse to cooperate, and you are free to leave. If you choose not to leave and to comply with our requests, anything revealed through those inquires may be used against you in legal proceedings. Furthermore, if you agree to cooperate at the outset, you may still refuse at any time to cooperate further; you may end the inquiry and leave. Do you understand that you are under no obligation to comply with our requests at this time?
