Lead Opinion
A jury in the Superior Court convicted the defendant on two indictments charging murder in the first degree. On appeal, the defendant argues that a custodial statement obtained from him by the police was erroneously admitted in evidence at his trial. We agree, and conclude that, where Federal law requires the administration of Miranda warnings to a person in custody, the admissibility of incriminatory statements obtained in the circumstances that appear here will, as matter of State common law, be governed by principles stated in Commonwealth v. Haas,
The relevant background to this case may be summarized as follows. The victims, Anna M. Duelos and Emile J. Duelos, lived in the town of Winchendon with their son, William, age nineteen. William Duelos had left high school after the eleventh grade and had started a business on the family property raising pigs and rabbits for sale; he frequently employed the defendant to do carpentry work and various odd jobs. The defendant was eighteen years of age and, like William Duelos, had left high school before graduating.
William Duelos had not been on friendly terms with his mother for several years, and relations between the defendant and Duclos’s mother were also poor.
At approximately midnight on May 22, 1989, William Duelos went from his home to the residence of his grandmother next door. Appearing to be shocked and anguished, he woke her and told her his parents had been shot. She immediately made a telephone call to the police. The officers who responded to the call found the bodies of Anna and Emile Duelos in their bedroom; Anna Duelos had been shot twice and Emile Duelos three times. William Duelos was asked to come to the Winchendon police station to give a statement. There, he admitted to the police that he had participated in the shootings, but asserted that the defendant had actually fired the shots. The defendant, who was also requested to come to the station, gave a statement admitting that he was on the Duelos property at the time of the shootings, that he took a purse and wallet from the Duelos home and scattered papers on the first floor in order to create the appearance of a burglary, and that he helped William Duelos dispose of the guns and other evidence, but stated that Duelos alone had shot his parents. At the defendant’s trial, his statement was read in evidence during the Commonwealth’s case-in-chief. The issue of its admissibility is the defendant’s primary ground of appeal.
The circumstances under which the defendant made the contested statement, as set forth in the hearing on his motion
Police officers at the station made a telephone call to the defendant at his residence at about 2 a.m., after Duelos had
At 6:05 a.m., Sergeant Bradley Mullen of the State police and Officer Michael Young of the Winchendon police department began their interrogation of the defendant. They had already concluded their interview with William Duelos and, consequently, were aware of Duclos’s statement incriminating himself and the defendant. Before starting the questioning, they did not inform the defendant of his Miranda rights or his right under G. L. c. 276, § 33A (1990 ed.), to use the telephone.
Under Federal constitutional law prior to the decision of the United States Supreme Court in Oregon v. Elstad,
In order to determine whether the taint from an illegal interrogation has been eliminated, and, consequently, whether a subsequent statement is admissible, case law here has followed two lines of analysis “to order [ ] and evaluate] the necessary elements of the circumstances which bear on the voluntariness of the later statements.” Commonwealth v. Mahnke,
Applying these principles in Commonwealth v. Haas, supra at 554, we ordered the suppression of a second custodial statement made by the defendant after police had obtained an admission from him in a situation where Federal law required that Miranda rights be given. Suppression was required despite the fact that the defendant’s second statement was found to have been made voluntarily after the knowing and intelligent waiver of his Miranda rights. Applying the “break in the stream of events” analysis, we held that “the proper police questioning followed so closely their illegal interrogation [that] we cannot discern a break in time or the stream of events sufficient to insulate the latter statement from the events which went before.” Id. We also concluded that the admission made by the defendant prior to receiving his Miranda warnings (that he had left his home for work that morning at 6:30), had let the cat out of the bag, and that “‘[a] belated adequate warning could not put the cat back in the bag.’ ” Id., quoting Gilpin v. United States,
In Commonwealth v. Watkins,
The judge in the present case found that the defendant was not coerced or pressured into making his statements, that he was not under the influence of alcohol or drugs at the time of the interrogation, and that he exhibited self-control and was willing to talk to the pólice. This evidence supports the judge’s ultimate finding that the defendant’s statements were voluntary and, therefore, that his second statement would be admissible as a matter of present Federal constitutional law. Oregon v. Elstad, supra. See Commonwealth v. Rubio,
The defendant argues, however, as he did in the Superior Court, that we should continue to follow the requirements that we set out in Commonwealth v. Haas, supra. Under the principles of that case, we conclude, the suppression of the defendant’s subsequent statement would be required.
. In ruling on the defendant’s suppression motion, the judge made no findings on the issue whether a “break in the stream of events” had occurred to remove the taint of the first, illegally obtained, admission. The record demonstrates, however, that there was no evidence before the judge to have allowed him to conclude that such a break had taken place; both statements were the result of a single continuous interrogation. The judge did make findings with respect to the second line of analysis. He ruled that the “cat out of the bag” theory was inapplicable to this case because the defendant’s first
We also disagree with the judge’s conclusion that the first statement “does not impact on the second.” On this issue, the facts of the present case closely resemble those in Commonwealth v. Haas, supra.
Similarly here, the inculpatory quality of the defendant’s statement that he was “4 wheeling with Duelos” was established conclusively by the prior knowledge of the police that Duelos had offered a similar alibi just before confessing to the crimes. Because, as in Haas, the police did not afford the defendant a break in the stream of events, a similar result is required. Where the police have become aware that the suspect has incriminated himself during a custodial interrogation, and yet, after reciting the warnings, allow the interrogation to continue without affording the defendant a break in the stream of events, the law prior to Oregon v. Elstad, supra, required that subsequent statements be suppressed. Following the analysis in Commonwealth v. Haas, supra, therefore, we conclude that the Commonwealth has failed to meet its burden of dissipating the taint of the illegal interrogation, requiring suppression of the defendant’s post-Miranda statement.
We therefore reject the Commonwealth’s argument that the case should be decided solely on the principles set forth
The wiser course, we believe, is to presume that a statement made following the violation of a suspect’s Miranda rights is tainted, and to require the prosecution show more than the belated administration of Miranda warnings in order to dispel that taint.
Because we are requiring the suppression of the defendant’s statement on other grounds, we need not consider whether an independent basis for suppression is presented by the defendant’s claim that the police intentionally violated G. L. c. 276, § 33A, by failing to inform him on his arrival at the police station of his right to use a telephone.
Two other arguments made by the defendant are relevant to his retrial. The defendant argues that the prosecutor’s closing argument, in which he urged the jury to conclude that both Duelos and the defendant committed the crimes, contradicts Duclos’s own testimony, in which he contended that the defendant alone shot Duclos’s parents. Therefore, the defendant argues on appeal, the prosecutor knowingly presented false evidence in violation of Napue v. Illinois,
The order denying suppression of the defendant’s signed statement to the police is reversed and that statement is ordered suppressed. The judgments are reversed, the verdicts set aside, and the case remanded for a new trial.
So ordered.
Notes
Duclos told the police that his mother “bitched, complained all the time to me and my father did everything she wanted.” He wrote in a letter from jail that “the only reason [the killings] took place is my mother treated me shity [sic].”
The hostility between the defendant and Anna Duelos arose out of an incident one year before the killings, where the defendant attempted to
The judge made no formal written findings of fact or memorandum of law regarding the suppression motion. Rather (perhaps due to the necessity of starting the trial), the judge dictated into the record limited findings of fact and rulings of law which were cast in general terms. The evidence before us consists of the statements given by Duelos and by the defendant on the morning of May 23, 1989 (the statements were not recorded, but were prepared by Sergeant Bradley Mullen, one of the interrogating officers, and were signed by the suspects), and the transcript of the motion hearing. We consider the evidence in the light most favorable to the Commonwealth, and conclude as a matter of law that the statement was erroneously admitted. See Commonwealth v. Rubio,
By the time the police finished their interrogation of Duelos three hours later, he had implicated the defendant in the killings, with the result that the defendant was no longer an alibi witness but a suspect in the crimes.
The Commonwealth did not dispute that the defendant’s interrogation was custodial; both officers testified at the suppression hearing that once the interrogation had begun, the defendant would have been arrested had he attempted to leave. Consequently, the Commonwealth did not argue that the statements made by the defendant prior to receiving his Miranda warnings were admissible. The explanation for Sergeant Mullen’s failure to give the defendant his Miranda warnings prior to starting the interrogation was that when the interview began, Duclos’s statement implicating the defendant was uncorroborated, and Sergeant Mullen “did not feel initially that Miranda was required.” At the time of the interrogation, Sergeant Mullen had been a police officer for eighteen years, and he knew that the defendant was eighteen years of age.
Officer Young testified that the defendant was also informed of his right to use the telephone at this time. Sergeant Mullen, however, testified that the defendant was not informed of this right until the interrogation was over.
The defendant’s statement, as prepared by Sergeant Mullen, states that at this point the defendant was “[a]¿vised of statement made by Bill Duelos an¿ agrees to tell truth.” Sergeant Mullen testified that he did not provide the defendant with any details of Duclos’s story.
At trial, the judge properly instructed the jury that, before they could consider the statement, they must find beyond a reasonable doubt that it was voluntarily made. See Commonwealth v. Tavares,
The admissibility of such a statement has been evaluated in a variety of ways. -For example, some decisions have held that a second statement is inadmissible where the suspect is not informed of the invalidity and inadmissibility of the earlier statement. See Fisher v. Scafati,
The Commonwealth argues that the judge was correct in finding that there was no violation of the defendant’s rights under the “cat out of the bag” test, and furthermore, that in the absence of such a violation, no “break in the stream of events” was required.
The observations of Justice Harlan, concurring in part and dissenting in part, in Darwin v. Connecticut,
In circumstances where a suspect is subjected to a continuous custodial interrogation (i.e., there is no break in stream of events) but does not respond with an incriminating statement until after the Miranda warnings have been given (i.e., the cat is not out of the bag), it may be argued that no Fifth Amendment violation has occurred. The exclusionary rule, when utilized to protect Fifth Amendment rights, is directed solely toward police misconduct that produces incriminating testimony as its fruit; by contrast, when it is utilized to effect the Fourth Amendment, “[i]t is directed at all unlawful searches and seizures . . . .” Brown v. Illinois,
Because the defendant argues, and we agree, that the facts are in his
As we noted in Commonwealth v. Watkins,
We disagree with the Commonwealth’s contention that the facts of this case more closely resemble those in Commonwealth v. Watkins, supra at 482. In Watkins, the defendant, who was being interrogated in Louisville, Kentucky, first made a statement that “detailed in the main his activities in Louisville on the day of his arrest,” although he did admit that he had recently been in Boston (where the crime for which he was being interrogated had taken place). We concluded that “[t]he later statements . . . could not be deemed the ‘product’ of his earlier statement . . . .” Id. We consider the statement made by the defendant in this case to have been significantly more inculpatory. Moreover, in Watkins, the defendant was afforded a “break in the stream of events” sufficient to insulate the later statement from any pric ' illegality. No such break was offered to the defendant in this case.
The defendant’s second statement, in which he admitted his knowledge of the plan, his presence at the scene, and his assistance afterward, was sufficient to support a conviction of murder in the first degree on a theory of joint venture. Its admission in evidence at the defendant’s trial, therefore, cannot be said to have been harmless. Commonwealth v. Hanger,
See The Supreme Court, 1984 Term — Leading Cases, 99 Harv. L. Rev. 120, 147 (1985) (criticizing Oregon v. Elstad decision on the ground that it “sacrifices the precision of Miranda and promises once again to sink lower courts in a mire of inquiries into voluntariness” and “affords law enforcement officers positive incentives to withhold Miranda warnings strategically and thus vitiates the ability of Miranda’s bright line test to instill norms of proper conduct in law enforcement agents”).
The Court of Appeals of New York, in People v. Bethea,
Dissenting Opinion
(dissenting). The rule of Oregon v. Elstad,
I dissent.
