COMMONWEALTH vs. JOHN F. SMITH.
Supreme Judicial Court of Massachusetts
June 10, 1992
Worcester. February 4, 1992. - June 10, 1992.
Present: LIACOS, C.J. WILKINS, ABRAMS, NOLAN, LYNCH, O‘CONNOR, & GREANEY, JJ.
412 Mass. 823
Where police obtained a custodial statement from a criminal defendant before advising him of his Miranda rights and then, after advising him of his rights, continued the interrogation and obtained a second custodial statement from him, this court, declining to apply the rule of Federal constitutional law announced in Oregon v. Elstad, 470 U.S. 298 (1985), concluded that, as matter of State common law, the admissibility of the second statement in evidence at the defendant‘s trial would be governed by the more restrictive principles previously stated in Commonwealth v. Haas, 373 Mass. 545 (1977). [829-832, 835-837] NOLAN, J., dissenting.
In the case of a criminal defendant from whom police obtained a custodial statement before advising him of his Miranda rights and then, after advising him of his rights, obtained a second custodial statement, the principles stated by this court in Commonwealth v. Haas, 373 Mass. 545 (1977), required that the defendant‘s suppression motion be allowed as to the second statement, where the inculpatory quality of the first statement was conclusively established by prior knowledge of the police and where the record contained no evidence that any “break in the stream of events” had occurred to remove the taint of the first, illegally obtained, statement. [832-835]
At a murder trial, it was appropriate for the prosecutor, during closing argument, to inform the jury that they did not need to credit completely the testimony of a certain prosecution witness in order to convict the defendant. [837]
At a murder trial, the defendant was not entitled to a jury instruction on the failure of the police to conduct certain scientific tests. [838]
A pretrial motion to suppress evidence was heard by Robert V. Mulkern, J., and the cases were tried before him.
Charles K. Stephenson for the defendant.
Sean J. Gallagher, Assistant District Attorney, for the Commonwealth.
GREANEY, J. A jury in the Superior Court convicted the defendant on two indictments charging murder in the first degree. On appeal, the defendant argues that a custodial statement obtained from him by the police was erroneously admitted in evidence at his trial. We agree, and conclude that, where Federal law requires the administration of Miranda warnings to a person in custody, the admissibility of incriminatory statements obtained in the circumstances that appear here will, as matter of State common law, be governed by principles stated in Commonwealth v. Haas, 373 Mass. 545 (1977), S.C., 398 Mass. 806 (1986). As a consequence, there must be a new trial. We also comment briefly on some issues that may arise at the retrial.
The relevant background to this case may be summarized as follows. The victims, Anna M. Duclos and Emile J. Duclos, lived in the town of Winchendon with their son, William, age nineteen. William Duclos had left high school after the eleventh grade and had started a business on the family property raising pigs and rabbits for sale; he frequently employed the defendant to do carpentry work and various odd jobs. The defendant was eighteen years of age and, like William Duclos, had left high school before graduating.
William Duclos had not been on friendly terms with his mother for several years, and relations between the defendant and Duclos‘s mother were also poor.1 Several weeks
At approximately midnight on May 22, 1989, William Duclos went from his home to the residence of his grandmother next door. Appearing to be shocked and anguished, he woke her and told her his parents had been shot. She immediately made a telephone call to the police. The officers who responded to the call found the bodies of Anna and Emile Duclos in their bedroom; Anna Duclos had been shot twice and Emile Duclos three times. William Duclos was asked to come to the Winchendon police station to give a statement. There, he admitted to the police that he had participated in the shootings, but asserted that the defendant had actually fired the shots. The defendant, who was also requested to come to the station, gave a statement admitting that he was on the Duclos property at the time of the shootings, that he took a purse and wallet from the Duclos home and scattered papers on the first floor in order to create the appearance of a burglary, and that he helped William Duclos dispose of the guns and other evidence, but stated that Duclos alone had shot his parents. At the defendant‘s trial, his statement was read in evidence during the Commonwealth‘s case-in-chief. The issue of its admissibility is the defendant‘s primary ground of appeal.
The circumstances under which the defendant made the contested statement, as set forth in the hearing on his motion
Police officers at the station made a telephone call to the defendant at his residence at about 2 A.M., after Duclos had
At 6:05 A.M., Sergeant Bradley Mullen of the State police and Officer Michael Young of the Winchendon police department began their interrogation of the defendant. They had already concluded their interview with William Duclos and, consequently, were aware of Duclos‘s statement incriminating himself and the defendant. Before starting the questioning, they did not inform the defendant of his Miranda rights or his right under
Under Federal constitutional law prior to the decision of the United States Supreme Court in Oregon v. Elstad, 470 U.S. 298 (1985), discussed below, an admission or confession of guilt obtained from an accused person in violation of the Miranda requirements was presumed to taint any subsequent confession made by the accused, and the taint could not be dissipated solely by giving Miranda warnings. Commonwealth v. Haas, 373 Mass. 545, 554 (1977). This principle was followed in both Federal and State courts. See, e.g., United States v. Lee, 699 F.2d 466, 468-469 (9th Cir. 1982); United States v. Nash, 563 F.2d 1166, 1169 (5th Cir. 1977); Randall v. Estelle, 492 F.2d 118, 120 (5th Cir. 1974); Fisher v. Scafati, 439 F.2d 307, 311 (1st Cir.), cert. denied, 403 U.S. 939 (1971); Gilpin v. United States, 415 F.2d 638, 641-642 (5th Cir. 1969); United States v. Pierce, 397 F.2d 128, 131 (4th Cir. 1968); People v. Jordan, 90 Ill. App. 3d 489, 495 (1980); State v. Elstad, 61 Or. App. 673, 676 (1983); Commonwealth v. Wideman, 460 Pa. 699, 708-709 (1975); State v. Badger, 141 Vt. 430, 439-440 (1982); State v. Lavaris, 99 Wash. 2d 851, 857-860 (1983). The presumption of taint was intended to deter law enforcement officials from circumventing the Miranda requirements by using the warnings strategically — first questioning the suspect without benefit of the warnings, and then, having obtained an incriminating response or having otherwise benefited from the coercive atmosphere, by giving the Miranda warnings and questioning the suspect again in order to obtain an admissible statement. The presumption of taint is also consistent with the constitutional principle that the government bears
In order to determine whether the taint from an illegal interrogation has been eliminated, and, consequently, whether a subsequent statement is admissible, case law here has followed two lines of analysis “to order [ ] and evaluat[e] the necessary elements of the circumstances which bear on the voluntariness of the later statements.” Commonwealth v. Mahnke, 368 Mass. 662, 682 (1975), cert. denied, 425 U.S. 959 (1976).8 These two approaches were described, id. at 682-683, as follows: “In the first line of analysis, the court must look for a ‘break in the stream of events,’ the coercive circumstances which extracted earlier statements, ‘sufficient to insulate the [subsequent] statement from the effect of all that went before.’ Clewis v. Texas, [386 U.S. 707, 710 (1967)]. The focus of this line of analysis is on external constraints, continuing or new, which may have overborne the defendant‘s will. When circumstances no longer coerce the defendant, a break in the stream has occurred. The second line of analysis looks more specifically to the effect of the previous confession on the defendant‘s will. To be admissible, subsequent statements may not be ‘merely the product of the erroneous impression that the cat was already out of the bag’ (Darwin v. Connecticut, 391 U.S. 346, 351 [1968] [Harlan, J., concurring and dissenting]) because one coerced confes-
Applying these principles in Commonwealth v. Haas, supra at 554, we ordered the suppression of a second custodial statement made by the defendant after police had obtained an admission from him in a situation where Federal law required that Miranda rights be given. Suppression was required despite the fact that the defendant‘s second statement was found to have been made voluntarily after the knowing and intelligent waiver of his Miranda rights. Applying the “break in the stream of events” analysis, we held that “the proper police questioning followed so closely their illegal interrogation [that] we cannot discern a break in time or the stream of events sufficient to insulate the latter statement from the events which went before.” Id. We also concluded that the admission made by the defendant prior to receiving his Miranda warnings (that he had left his home for work that morning at 6:30), had let the cat out of the bag, and that “[a] belated adequate warning could not put the cat back in the bag.” Id., quoting Gilpin v. United States, 415 F.2d 638, 642 (5th Cir. 1969).
In Commonwealth v. Watkins, 375 Mass. 472, 482 (1978), a case involving a suspect‘s invocation of his right to counsel, we ruled that a second custodial statement made by the suspect was admissible. Applying the “break in the stream of events” analysis, we concluded that, because the defendant‘s second statement was made after he was given the opportunity to communicate with an attorney and after he had a lengthy telephone conversation with his mother and his sister, “[t]he ‘temporal proximity’ of the prior illegally obtained statements to the subsequent statements [was] overshadowed by the presence of such ‘intervening circumstances.‘” (citations omitted). Id. The “cat out of the bag” theory was inapplicable in Watkins, we ruled, because the defendant‘s first statement to the police was not inculpatory, and only his later statement described his involvement in the crimes.
The judge in the present case found that the defendant was not coerced or pressured into making his statements, that he was not under the influence of alcohol or drugs at the time of the interrogation, and that he exhibited self-control and was willing to talk to the police. This evidence supports the judge‘s ultimate finding that the defendant‘s statements were voluntary and, therefore, that his second statement would be admissible as a matter of present Federal constitutional law. Oregon v. Elstad, supra. See Commonwealth v. Rubio, 27 Mass. App. Ct. 506, 514-515 (1989); Bryant v. Vose, 785 F.2d 364, 366-368 (1st Cir.), cert. denied, 477 U.S. 907 (1986).
The defendant argues, however, as he did in the Superior Court, that we should continue to follow the requirements that we set out in Commonwealth v. Haas, supra. Under the principles of that case, we conclude, the suppression of the defendant‘s subsequent statement would be required.
In ruling on the defendant‘s suppression motion, the judge made no findings on the issue whether a “break in the stream of events” had occurred to remove the taint of the first, illegally obtained, admission. The record demonstrates, however, that there was no evidence before the judge to have allowed him to conclude that such a break had taken place; both statements were the result of a single continuous interrogation. The judge did make findings with respect to the second line of analysis. He ruled that the “cat out of the bag” theory was inapplicable to this case because the defendant‘s first
We also disagree with the judge‘s conclusion that the first statement “does not impact on the second.” On this issue, the facts of the present case closely resemble those in Commonwealth v. Haas, supra.10 We concluded that the “cat was out of the bag” following the defendant‘s admission that he had
Similarly here, the inculpatory quality of the defendant‘s statement that he was “4 wheeling with Duclos” was established conclusively by the prior knowledge of the police that Duclos had offered a similar alibi just before confessing to the crimes. Because, as in Haas, the police did not afford the defendant a break in the stream of events, a similar result is required. Where the police have become aware that the suspect has incriminated himself during a custodial interrogation, and yet, after reciting the warnings, allow the interrogation to continue without affording the defendant a break in the stream of events, the law prior to Oregon v. Elstad, supra, required that subsequent statements be suppressed. Following the analysis in Commonwealth v. Haas, supra, therefore, we conclude that the Commonwealth has failed to meet its burden of dissipating the taint of the illegal interrogation, requiring suppression of the defendant‘s post-Miranda statement.11
We therefore reject the Commonwealth‘s argument that the case should be decided solely on the principles set forth
The wiser course, we believe, is to presume that a statement made following the violation of a suspect‘s Miranda rights is tainted, and to require the prosecution show more than the belated administration of Miranda warnings in order to dispel that taint.13 This presumption supports one of the purposes of the “bright-line” Miranda rule: to avoid fact-
Because we are requiring the suppression of the defendant‘s statement on other grounds, we need not consider whether an independent basis for suppression is presented by the defendant‘s claim that the police intentionally violated
Two other arguments made by the defendant are relevant to his retrial. The defendant argues that the prosecutor‘s closing argument, in which he urged the jury to conclude that both Duclos and the defendant committed the crimes, contradicts Duclos‘s own testimony, in which he contended that the defendant alone shot Duclos‘s parents. Therefore, the defendant argues on appeal, the prosecutor knowingly presented false evidence in violation of Napue v. Illinois, 360 U.S. 264 (1959), in conducting his examination of Duclos as a witness for the Commonwealth. This argument is without merit. There is no evidence in the record that Duclos‘s testimony was false or that the Commonwealth knew it to be so. In making his closing argument, the prosecutor was simply informing the jury that it was unnecessary for them to credit Duclos‘s testimony completely in order to convict the defendant; this argument was proper.
The order denying suppression of the defendant‘s signed statement to the police is reversed and that statement is ordered suppressed. The judgments are reversed, the verdicts set aside, and the case remanded for a new trial.
So ordered.
NOLAN, J. (dissenting). The rule of Oregon v. Elstad, 470 U.S. 298, 314 (1985), should be followed. There, the United States Supreme Court correctly left to the fact finder the only crucial question, whether the suspect made a rational and intelligent choice either to waive or to invoke his rights after Miranda warnings had been given.
I dissent.
