*1 A.2d Pennsylvania COMMONWEALTH of v. SMITH, Appellant.
Thomas Pennsylvania COMMONWEALTH of v. GARVIN, Appellant.
David Pennsylvania COMMONWEALTH BRADLEY, Appellant. James Superior Pennsylvania. Court of
Argued Nov. 1982.
Filed Oct. 1983. Reargument Garvin, Granted 16, 1983.
Dec. Reargument Denied in Bradley,
Dec. 1983. Petition for Appeal Allowance of Dec. Denied 1983. *7 Phelan, Jr., Narberth, Smith, (No. appellant for James J. 1229).
George Henry Newman, Philadelphia, Garvin, appel- (No. 1332). lant Rotfeld, Bell, (No. appellant Blue for Bradley,
Bruce M. 1465). Stotland, Attorney,
Maxine J. District Philadel- Assistant *8 Com., phia, appellee. for SPAETH, YOORT, and der JJ.
Before ROWLEY VAN ROWLEY, Judge: appellants were tried
Commencing September assault, charges rape, simple a on of jointly jury before conspir- and criminal involuntary deviate sexual intercourse 19, 1980, September jury returned a verdict acy. On guilty rape of the crimes of and finding Appellant Garvin finding Appellants Smith and simple assault and verdicts found not guilty rape. Appellants each of were Bradley 6, 1981, remaining charges. of the after an guilty May On evidentiary hearing, appellants’ post-verdict motions were argued and denied. Garvin and each sen- Bradley were tenced to a term years imprisonment serve of five to ten rape; Garvin was sentenced to an additional term of two probation on the years simple assault conviction to be served to his sentence for consecutively rape. Smith was sentenced to seven and one-half to fifteen years imprison- ment on his conviction for The trial rape. court denied oral motions to modify the sentences made on behalf all three appellants and later denied written motions on submitted Appellants behalf of and All appel- Garvin Smith. three lants subsequently separate appeals filed to this court. Because they grow out of the same factual situation and issues, present many common the appeals were consolidated for review. statement
Only forth; brief of the facts need set now be background the factual in greater will be examined detail as need assignments be connection with each of the of error. Appellants were of gang raping prosecutrix convicted an alleyway. The victim had earlier taken a quantity and drugs imbibed some The beer. combined effect of the and drugs alcohol her perception was make unclear and gait However, her unsteady. she specifically remembered meeting the three appellants on a street in Philadelphia during 5-6, 1980, the evening May and she also remem- bered that each of them had had sexual intercourse with her while she “[t]rying fight (N.T. 9/8/80, was away.” 3.20.) 3.18 pp.
I Combined, appellants raise more than fifty assignments of error. A great many of these issues ably were discussed by the trial judge, Gordon, Honorable Levan and need Also, not be considered further.1 several issues have been waived, frivolous, are or are without merit. by Appellant properly by Judge
1. The issues raised
Smith and
resolved
appellant’s
Gordon are set forth in
brief as follows:
*9
claim of error
any
has waived
Appellant Garvin
court,
In this
charge
jury.
to the
to the court’s
respect
with
in failing
erred
to
the trial court
argues
appellant
contrary to the evidence?
Was the verdict
I.
weight
contrary
of the evidence?
to the
the verdict
II. Was
contrary to the law?
Was the verdict
III.
denying
the bills?
demurrers to
court err in
IV. Did the
failing
grant
to the defendant
a severance
court err in
to
V. Did the
[Smith]?
VII. Did
monwealth for
VIII. Did a
the courtroom ...?
X.
XI. Did the
IX. Did the court
courtroom
develop
nation of the
Did the court err in
the court err in
in handcuffs on the
complainant’s
court err in
juror
complainant?
its failure to
[******]
err in
or
jurors
denying
denying
failing
failing
past
complete
see the
final
conduct as to
defense counsel an
to remove [a
to
a motion for a
impose
day
defendant
discovery?
of trial?
sanctions
spectator]
drugs
psychiatric exami-
[Smith]
opportunity
and alcohol?
on the Com-
leave the
...
from
The issues raised
him
XVI. Did
be sent
XVIII.
rape ...?
XVII.
XIX. Did the court err in
evidence was insufficient
XX. Was the evidence
for a directed
a directed
simple assault.
simple assault ...?
1. The
are set forth in his brief as
Did the court err in
to the
evidence was insufficient
Was the evidence insufficient
verdict or dismissal of
the court err in
jury
verdict or dismissal
[******]
... ?
insufficient
...?
permitting
denying petitioner’s
denying petitioner’s [Smith’s]
Garvin and
follows:
simple
support
of the
to sustain the conviction
[the
to sustain the
assault
properly
complainant’s] clothes to
convictions
rape
[Smith’s]
[sic]
charge
resolved
conviction for
...
request
?
since the
rape
request
against
and
for
for
3.
directed
course with another
54 ...
The court erred
charging Appellant with
verdict
[sic]
******
[******]
person
on the
denying Appellant’s
third count of Bill
not
feloniously
his
spouse
engaging
who was
[Garvin’s]
of Information No.
in sexual inter-
unconscious.
motion
clothing
sending
exhibits----
out
7. The court erred
restricting Appellant’s
cross-exami-
[Garvin’s]
The court erred in
8.
drug
drug
abuse and
prosecutrix
to the effect her
of the
nation
credibility.
dependency had on her
against
Bradley
properly
by Appellant
resolved
The issue raised
his brief as follows:
him is set forth in
grant
they
refused to
a new
erred when
[sic]
A. The Trial Court
weight
against
was
of the
grounds that the verdict
trial on the
evidence.
*10
the
adequately
jury
instruct
on the
of
subject
“reasonable
resolution.”2
The court had been asked
the
to
by
jurors
by repeating
assist
them
the
they
instructions
after
had
However,
retired to
initially
objection
deliberate.
no
to this
part
charge
by
of the
was made
appellant’s trial counsel.
issue,
therefore,
The
preserved
has not
for appellate
been
Clair,
review. 418,
458 Pa.
326 A.2d
(1974).
result,
Anticipating this
appellate counsel as-
court,
time,
serts in this
for the first
that
trial counsel was
failing
ineffective for
to
to this
object
portion of the trial
However, present
court’s instructions.
appellate counsel
also represented
post-trial
at
the
stage
Garvin
of these
He
proceedings.
supplemental post-trial
filed
motions3 and
was present
post-trial hearing
at a
at which he called
Garvin’s trial
to testify
counsel
regarding
alleged
her
inef-
respects.
fectiveness
in
The
other
issue
trial
of
counsel’s
point
on this
ineffectiveness
not
was
raised at any time
before the trial court. Because this issue was not “raised
as an
at
issue
the earliest
in the
stage
proceedings at which
longer
no
representad]”
appellant,
the
[trial counsel]
us. Commonwealth v. Hub-
issue
not
is
before
properly
bard,
472 Pa.
276-277
nn. 6 and
nn. 6
reason,
For the same
Appellant Garvin
cannot now attack trial counsel’s
regard
effectiveness with
to the jury being
to
permitted
clothing
by
obtain the
worn
the
on
victim
the
of the
night
during
attack for inspection
by Appellant
2. This
issue
Appellant’s present
is
"5” raised
Garvin.
argue
did
defining
to
trial
that it
court
had erred in
press
of
argument
appeal.
‘‘threat
force” but
not
that
does
on
The
appeal
being,
issue on
is
defining
stated
"The court erred in
threat
prevent
person
that
force
would
resistance
a
of reasonable
However,
rape____”
charge
in its
on
resolution
text of the
argument, Appellant complains only that the court’s definition of
reasonable resolution was
error.
record,
Although
copy
3.
there is no
of these motions in the
the trial
18-19.)
quotes
opinion.
(Tr.Ct.Op.
court
from this document in its
at
began
representation
Present counsel
his
Garvin on
9, 1981,
hearing
post-trial
March
well
on
before
motions.
time,
first
appellant,
Nor can
for the
their deliberations.4
or
in this court
the trial court’s instruction
trial
attack
object
failure to
trial court’s instruction
counsel’s
used
prior
only
inconsistent
statements
could be
and not as
evidence.5 Final-
impeach credibility
substantive
has also waived consideration
Appellant Garvin
ly,
under
of the trial court’s reasons for his sentence
adequacy
Riggins,
Commonwealth
Furthermore,
correctly
inasmuch as the trial court
that
not
its
in
allowing
it did
abuse
discretion
determined
courtroom,7
in
spectator
to remain
the
we find no
“nodding”
suggestion
in
trial
Appellant
merit
Garvin’s
that
on
failing to move for a mistrial
was ineffective for
cannot be
ineffective
for
ground.8
same
Counsel
found
v.
Hub
Commonwealth
to raise a meritless claim.
failing
bard,
4.
concluded that
allowing
clothing,
jury
supra,
see n.
erred in
to obtain the
1,
“XVI”,
Nahodil,
v.
462
Appellant Smith’s issue
see also Commonwealth
1114,
301,
(1975),
but
Pa.R.Crim.P.
we cannot
con-
Pa.
91
any
without
as well that
assertion of ineffectiveness is
merit.
clude
failing
meritless
cannot
ineffective for
to raise a
claim.
Counsel
be
Hubbard,
8. Additionally, Smith Appellant claims that court the trial erred in his for denying request However, a continuance. the record reveals no for request a continuance appel- counsel; lant’s court could not err a motion denying never made.9 do not with agree
We also
Appellant Garvin’s conten
tion
rape
that the sentences
simple
for
and
assault should
is
merge.10
(N.T.
It
clear from the testimony
9/8/80 at
3.17-3.18)
appellant
that
struck the
on
victim the face after
he had
her. The
raped
victim
that
punched
testified
he
her
in the
side
right
of her face only after she had avoided
appellant’s attempt to
her
force
to
engage
an act of oral
sex. The two incidents were thus separate and
distinct
jury
could
conclude
properly
Appellant
Garvin had
committed
criminal
two
acts. The force used in punching
the complainant could not have been used to
her
overcome
respect
volition with
rape
because that crime had
already
completed.
been
See
Wojcie
chowski,
Pa.Super. 1,
We do not Appellant with or Garvin Appellant respective Smith that their sentences excess are Appellant ive.11 Garvin years was sentenced five to ten imprisonment for rape followed by years probation two simple assault. Smith was sentenced to seven *12 and one-half to years imprisonment fifteen rape. Rape for § is a felony degree, the first subject Pa.C.S.A. ing each to appellant the of a possibility prison maximum § twenty years. term of 1103(1). Pa.C.S.A. Simple assault is in this case a misdemeanor in the degree, second § 2701(b), 18 Pa.C.S.A. Appellant and Garvin’s conviction permitted for this crime the trial to impose court a sentence Appellant 9. Smith’s issue "VI”. Appellant
10. This is another of the issues Garvin raises at ”10” his Contrary Commonwealth, argument brief. to the of the it was raised by before the court modify trial means of a written motion to sentence. 11. This is the third and last issue raised by Appellant Garvin at “10”. It Appellant is also Smith’s issue "XXI”. § 1104(2). 18 Pa.C.S.A. years. to an additional two up
for
Thus,
well within
actually imposed
the sentences
were
modify
Furthermore, in his motion to
guidelines.
statutory
having been arrested
sentence,
admitted to
Appellant Smith
“Disorderly
having pleaded guilty
for
five times
and
judge
The trial
Conduct,
Burglary.”
Assault and
Simple
in imposing
record
upon appellant
relied
Smith’s
specifically
co-defendants;
upon
him then
his
upon
sentence
greater
a
any
had
Appellant Bradley
nor
Appellant
neither
Garvin
Common-
128-129.)
See
(N.T. 5/6/81 at
record.
prior
464,
II these, for a number of appellants In claim the first Assist to the closing argument jury reasons that Fleishman, Esquire, was Wendy Ms. Attorney, District ant record, we of the thorough After a review improper.14 disagree. disin- as "minor” is Appellant's of these offenses characterization
12. burglary, a respect genuous, particularly with to the conviction degree. felony See 18 Pa.C.S.A. 3502. § of the first large argument upon the number of Appellant is based Garvin’s 13. ties, community good and persons to his character who testified rape. night The parties of the of all on the well as the intoxication Garrison, highly rejected supra, analo- court in Commonwealth appellant’s sen- gous argument. We likewise cannot conclude must be made shorter. tence "XII”, "XV”; Appellant Garvin’s Appellant “XIV”and Smith’s issues 14. "4”; Appellant Bradley Bradley’s issue “D". Both and issue respect with claims of ineffectiveness Appellant Garvin raise text, Inasmuch as purported discussed in the misconduct *13 infra. error, arguments of prosecutorial the effectiveness both find no we beyond It now cavil that the prosecuting is attor ney must conduct herself such a manner as to aid rather than finding inhibit the truth function of the jury. In Barren, Commonwealth v. 492, 499-500, 273 Pa.Super. 1156, (1979), A.2d 1159-1160 this court summarized the specific guidelines underlying principle.
During closing argument
prosecutor
may refer to all
facts
properly
evidence and may argue all reasonable
from such evidence. Commonwealth v. Gra
inferences
ham,
417,
(1976). However,
467 Pa.
(1979);
Gilmore,
245 Pa.Super.
(1976);
[N]ot prosecutor requires Rather, a new trial. the language must such be that its unavoidable effect would be to prejudice the jury, forming in their minds fixed bias and hostility defendant, towards the so they could not weigh the evidence and render a Moreover, true verdict. the effect of such remarks is largely dependent upon the atmosphere trial, at and the proper taken, action to be upon objection, is within the discretion of the trial court. when the cumulative effect any improper re- [But] marks so prejudices the jury prevent trial, to a fair (Citations reversible error omitted.) exists.
We these apply standards to the allegedly re- improper marks of the Assistant District Attorney.
Appellant Smith’s first assigned error is the Assist ant District Attorney’s statement during closing her re marks that:
They didn’t in bring So, snow machine for that snow. gentlemen, ladies and the defense telling you is there is guesswork here, magic hallucinations.
This coat is covered with blood.
(N.T. 463.) 9/17/80 at The first sentence quoted Smith is completely out of context. Ms. Fleishman had been describ- and use of circumstantial ing jury meaning for the In she stated: evidence. full He to cjounsel asking you guess. you is to said
[Defense guesswork. I to it’s not guesswork. you this is all submit asking guess thing one you We are not about Northeast, case. If in the or Philadel- you were South in the you up or in Oak Lane and phia, West woke out, night sleep went to it’s cold morning you before —the December, clear, night you go it’s when beautiful morning You at 9:00 a.m. the next sleep. up wake *15 go open your it’s out and door and sunny, you you but Now, ground. find snow on the that’s circumstantial you it You didn’t see it Nobody evidence that snowed. snow. down, snowing. coming you saw it You didn’t see it but Now, Hollywood. They know it snowed. it’s not didn’t So, in bring a snow machine for the snow. ladies and gentlemen, telling you guesswork the defense is there is here, magic, hallucinations.
This coat is covered with blood.
(Id.) statement, context, prosecutor’s The taken in is a of an part appropriate response argument and to the made on rebuttal Thus, claim it appellants. behalf exceeded the proper argument bounds of is without merit.
Counsel also attacks the of the accuracy state ment the coat concerning being “covered” with blood. It is undisputed it, that the coat did some on have blood but the a It is quantity only “spot” blood was blood. also coat to the at the undisputed displayed jury that the was time the later jury permitted remark was made and the was jury during to have the coat room for examination Thus, their District deliberations. while the Assistant At it not torney’s exaggeration, prejudi statement was an was cial afforded jury contemporaneously because was an means to make its opportunity and the own evaluation and (See 20.) Tr.Ct.Op. its conclusion. at Further draw own more, support rationale counsel to an only offered prosecuting to this statement was that the attor- objection ney using had been the coat as “a prop” during her summa- tion.15 Because the coat properly was admitted into evi- dence, there could no be error in allowing jury to see it.
Next, Appellant Smith contends prosecutor that the misstated the evidence when she said: said,
She “I was bleeding.” said, She “I had [the victim] a gash my vagina.” The doctor came in. Dr. Harper [Hopper] examined her at Jefferson Hospital and he said had rip she to her labia two to three centimeters. (N.T. 464.) at 9/17/80 assertion,
Contrary appellant’s all of Ms. Fleishman’s remarks correctly reflect the testimony of the The witness. complainant was asked on cross-examination to describe her injuries jury. to the She testified as follows:
I scrapes had and on my bruises face. I had bite marks on my my chest and stomach. I had a small gash my on I vagina. scrapes had and legs. bruises and cuts on my knuckles, I had cuts on my I split had a chin. (N.T. 3.105.) 9/8/80 at (Emphasis supplied.) Furthermore, Dr. Hopper Bruce D. of the Obstetrics and Gynecology Department of Thomas University Jefferson Hospital testified that he had examined the shortly victim *16 after the incident and found that she had sustained several injuries. He described one injury such as “a two-by-three centimeter, abrasion, or two-to-three linear which was out- labia____” side or away (N.T. from the midline of the left 5.64.) at 9/10/80 He further defined an abrasion as “a straight tear. It’s not surgical cut. It can be any —like type of jagged opening.” Describing an rip” abrasion as “a during summation is not error in this case because such is fully supported characterization the by testimony. Appellant Smith also contends that the Assistant Attorney District misstated the evidence when she argued jury complainant to the that the could not have removed the provided by Appellant 15. This rationale was Garvin’s trial counsel and by joined Appellant any Smith’s counsel. At no time has other argument support regard been advanced to a claim of error with to particular portion Attorney’s this of the Assistant District summation. intoxicated, the straps from her overalls because she was on (N.T. 465- .ground and her coat was still on. 9/17/80 at 466.) In making argument, prosecuting attorney this the attempting point jury to out for the what she believed was put to internal contradictions the “consent” defense be argument permissible This by Appellant forth Garvin. was on testi- because it is based reasonable inferences from the had mony. Appellant Garvin testified that he and (N.T. of stumbling” victim had been “sort down the street 303) 9/16/80 at and that the victim had fallen three times. (Id. 302.) at other had Several witnesses also testified noticeably irregular the victim had been in her and speech Furthermore, gait. Appellant Garvin testified that the vic- (Id. 320.) tim “didn’t take it off at all.” at The [her coat] had heard from the jury also victim that she had been wearing straps snaps overalls with shoulder that had near (N.T. 3.17.) her shoulders. 9/8/80 at She also stated that unzippered Garvin had her or coat and had Appellant jacket (Id.) snaps. started to undo those The Assistant District Attorney’s point permissible summation on this was be- that, condition, cause she to the in her merely jury observed get needed to help straps victim would have overall her off or she would have had take coat off and that Appellant say helped Garvin did not that he her but that he kept Thus, had testified that she her coat on at all times. out for the prosecuting attorney merely pointed jury some of the and potentially aspects testimony troublesome logical asked them to reason to a conclusion from what they had heard. find no error in regard. We this further objects prosecutor’s Smith to the rhetorical did she question, “How roll herself [the victim] along ground dragging ripped herself so that she her grounds appellants, labia?” The offered in cham-' only bers, support objection that the was characteriza “rolling ground” tions of around on the rip” “a to the *17 (N.T. improper. 484-485.) victim’s labia were 9/17/80 at above, designation rip As discussed the of the wound as a Also, fully comports with evidence. several witnesses did testify that the Furthermore, victim fell. in their clos- ing arguments, the attorneys representing the appellants* each repeatedly referred to the complainant’s intoxicated and drugged 381, 382, 393, condition. at 419, 432, {Id. 449-450, Each e.g.) attorney also discussed the source of injuries. victim’s for Appellant Counsel Bradley stated:
I submit that there is no presented evidence to you how got she these All injuries____ you speculation^ have is either them got crawling around on ground, S]he her____ got she them as a result of somebody injuring (Id. 394.) at (Emphasis supplied.) Counsel for Smith stated: The doctor Hopper] did indicate although there [Dr. were abrasions contusions of the body, that [victim’s] these abrasions and contusions were consistent with someone falling down on several occasions and someone around on crawling ground, also.
(Id. 424-425.) at (Emphasis supplied.) Counsel for Appellant Garvin stated:
Dr. Ulin testified injuries that her were consistent with somebody who had been rolled or dragged, who had been he but also testified that her injuries were consistent with who had fallen somebody a number of times or had dragged across a [rough] herself surface.
(Id. 448.) at (Emphasis supplied.) arguments Given these by defense counsel and the testimo ny summarized, the Assistant District rhetori Attorney’s question cal a response was fair and not error. Common Parente, 446, 453, wealth v. 294 Pa.Super.
Appellant Smith also claims prosecutor that the committed reversible error by asking, “Why would [the come to court and tell each of you that Thomas victim] Smith forced penis vagina?” (N.T. his into her 9/17/80 at 470.) question This was both fair recitation of the testi (N.T. 3.18-3.20) mony 9/8/80 at and a fair way respond argument of each defense counsel that the victim *18 of effects of the could not be believed because the combined and alcohol which caused “blackouts” or “blankouts” drugs (See 404-407, 381-398, N.T. memory. in her 9/17/80 at 418-419, 421-424, 426-428 Appellant Bradley], 409-414 [for 433-444, 446, 449, 451-454, 457-458 Smith], Appellant [for Indeed, Garvin].) strategy the main of the [for complainant that the was not a credi- defense was show defend may permissibly ble witness. The Commonwealth bring- on the of its against credibility attacks witnesses to the attention factors from ing jury’s jury may which inferences to those the defense. sought by draw adverse time her prosecuting attorney At no did announce that the had truth or personal telling belief victim been appellants that the had lied.16 She raised for the merely jury’s painful complainant’s consideration the nature of the testimony and allowed them to reach their own conclusion not, of testimony as to whether the nature did or did at least in tend to of her part, corroborate truthfulness statements on the stand.
Next, Appellant Smith asserts that the Assistant Attorney District erred when she summarized the victim’s testimony follows: “I I complainant you:] happened. told know what
[The every know each and one of them forced sex on me.” (N.T. 471.) 9/17/80 at
This was a fair condensation of the complainant’s testimo- ny- I [Complainant] being
A. Dave on remember Garvin top me.
Q. District Attorney] body While he had his [Assistant what, if top you, happened?
on anything, put Then, A. He his he penis my vagina. somehow I got sequence don’t know which it off—and or Bradley got top was—Jim next____ Tom Smith on of me Thus, Pfaff, 477 16. cases such as Commonwealth v. Pa. (1978) Barren, Pa.Super. and Commonwealth v. (1979) inapposite. A.2d 1156 are
Q. ... said that Tom Smith and Bradley James [Y]ou on top you?
were
A. Yes.
Q. you please Would tell Honor His and the members of if what,
the jury anything, they they did while were top on of you? sequence,
A. I in which don’t know stuck they but both *19 penis vagina. their in my [sic] Q. doing during What were you that time?
A. to Trying fight away.
(N.T. 3.18, 3.20.) at 9/8/80 The complainant part never altered this crucial of her testimony although thoroughly it was tested on cross-exam testimony ination. This supports prosecutor’s charac terization; it prosecutorial therefore was not misconduct. Parente, supra; Commonwealth v.
Ferguson, 184, 188, 270 Pa.Super. (1979).
Additionally, Appellant Smith claims that the prosecuting attorney herself improperly during closing conducted her argument in that she was In screaming at the jury.17 claim, response to this the trial judge stated in chambers that:
The prosecutorial Court found there was no misconduct. I don’t think the Attorney talking District was in an extra loud tone of voice. did a tendency She have [sic] her up particular modulate voice and At that down. time I don’t think there was anything unusual about the way she talking jury____ was Miss Fleishman gets during closing emotional arguments but her we don’t find that tone voice anymore was [sic] inflammatory any than of the speakers other that ad- dressed the jury.
(N.T.
492, 497.)
9/17/80 at
brief,
Appellant
17. Counsel for
Smith states in his
at 36:
agreed
Attorney
The
got
trial court
that
the District
emotional
during
closing argument.
her
not overrule
us,
and will
we cannot
the record before
On
on this issue.
the trial court
finding of
the Assistant
alleges
Appellant Smith
Finally,18
tell
propriety by
exceeded the bounds
Attorney
District
defense,
fooled
the smokescreen
“Don’t be
ing
jury,
hallucination
de
defense
—[objections by
counsel] —this
fense____
fooled.
Don’t be
at all
the evidence.
Look
477.)
To
(N.T.
at
9/17/80
[Objections
counsel.]”
cites
Smith
argument,
support
Gilman, 470 Pa.
179, 368
v.
Commonwealth
cases:
five
Collins, 462 Pa.
v.
Commonwealth
(1977);
A.2d 253
Harvell, 458 Pa.
v.
Commonwealth
(1975);
A.2d 492
Hamilton, v.
Commonwealth
(1974);
406,
In
prosecutor’s
the
improprieties
included a plea
the
that
the members of
not
There
jury
“be fooled.”
a long harangue appealing
followed
the jury’s passions
to
prejudices regarding
the fear of crime in the communi-
prosecutor
The
ty.
stated that
the members of the jury
wished,
them,
could free the defendant
if they
but warned
might
one
be
of
It
of
you
might
next
time.
be one
“[I]t
you.” He
persons
also stated that
the
did
like
defendant
not “need to
the
The prosecutor
provid-
walk
streets.”
also
ed the
jury
long
with
discussion of
the
what
victim would
have said had the victim been able
at
testify.
to
458 Pa.
408-409,
In presented this court was a similar with witness”-type “best incidentally summation which includ- ed a reference fooling the defendant or jury “pullfing] the your jury’s] eyes.” wool over 274 Pa.Su- [the per. 352-353, at 418 A.2d at 29-30.
In Long, this court disparaging condemned remarks aby prosecutor permit which included an not exhortation defendant to “sneak out this courtroom under the cover prosecutor smoke.” The in that case also referred to defense a “not machine” guilty informing while prosecution jury was to search for required “the truth.” prosecutor Additionally, expressed his personal opinion of impeachment doubt as to an whether had witness told the on truth while the stand and he played *21 on the jury’s rising fear the crime in city. rate their 258 318, at 392 Pa.Super. A.2d at 813.
The case us before is entirely different. As we have length, discussed at some the Assistant District Attor in ney this case committed no resulting error to prejudice
195 Furthermore, much of the defense appellants. of the any mem- complainant’s the case around theory this revolved summations, emphasized In their defense loss. ory by ingested alcohol pills and the effect of the the combined the length some that arguéd at attorney Each the victim. memory lapses had that she had admitted complainant that, to 6, 1980, according and concerning March and trial, complainant at testimony produced expert medical and “illusions” “hallucinations” suffered from could have (See, N.T. e.g., and drugs of the alcohol. as a result Garvin].) Ad- 404-407 for 9/17/80 at [summation Attorney’s District ditionally, the tenor of the Assistant the encouraged jury she leaves no doubt that closing entire presented during the case on all of evidence to decide the that: long the trial. She stated you I to testimony want presented.
There a lot of was case____ this It is you I to think about hesitate. want raped her or whether they really your decision whether every Each and one of rape____ she hallucinated that think of the facts and about to listen to all you has [sic] them____ all of 468, 469.)
(N.T. at 4/17/80 the jury they told members of repeatedly the She resolve themselves on required questions be would (See, testimony e.g., the had heard. id. they of all basis Basile, 471, 474, 475, 477.) In at Commonwealth (1983), panel A.2d this Pa.Super. has adopted that “no se rule been with per court observed improper (Original remarks.” em respect alleged to such case, In remarks agree. them phasis.) We “[t]he as inflame not of a character were such selves capable nor they of the were passion prejudices jury, Id., misleading distracting jury.” or 312 Pa. seriously emphasis). A.2d Superior (original at at Ct. Furthermore, with coupled because these remarks were of the defense as an apt characterization “hallucination reminder to logically defense” as well with constant *22 196 them,
evaluate the before find error in this evidence we no case.
The was the to this prosecutor merely telling jury avoid “smokescreen” and and testimony logically, evaluate the not to let the defense their from counsel divert attention the real issue.19 Middleton, 17, 23, 409 Pa.Super. (1979).
A.2d None of Appellant allegations prosecutorial Smith’s of mis- conduct has merit.20
Appellant Garvin likewise makes numerous
to
challenges
prosecutor’s
the
conduct
of
during her summation. Many
Collins,
Appellant
attempts
distinguish
19.
Smith
to
Middleton from
Gilman,
(1)
Long
only
and Hamilton because
"it
is
[Middleton ]
(2)
panel opinion”;
Supreme
Collins and Gilman are
Court decisions
overruled; (3)
Middleton;
which have not been
Hamilton came after
(4)
judges
participated
Long.
and
this
five
of
court
in
As
in
discussed
text,
factually
we
believe
all of these other cases are
distin-
guishable. The fact that Hamilton came after
is
Middleton
irrelevant.
Furthermore,
judges
Superior
the fact that five
of the
Court decided
Long
only
judges participated
but that
three
in Middleton is
no
consequence.
began
three-judge panels
This court
hear cases in
in
Furthermore,
judges
the late-Summer of 1978.
because three
of this
presently
quorum,
they may by majority
court
constitute a
action
opinions
prece-
decide cases and
then
issue
which are
entitled to full
Roach,
weight
dential
and effect. See Commonwealth v.
307 Pa.Su-
506, 512-515,
per.
(1982). Long
argued
453 A.2d
1004-1006
was
Therefore,
panels
began
judges.
before this court
to sit in
of three
judges sitting
gives
Long
number of
that decision
added
no
authori-
ty.
argument,
20.
In a similar
Garvin cites us to Commonwealth
Raffensberger,
Pa.Super.
Appellant he that was opinion her asserted Attorney improperly trict that, raped “Three men twice she stated guilty [the when 468.) consider (N.T. While we 9/17/80 at complainant].” unsaid, the summa reading left this remark was better that such a that it we do not conclude was tion as a whole minds forming in their “prejudice jury, the nature as to defendants], so that toward the hostility fixed bias and true ver and render a not the evidence they weigh could The remark supra. Youngkin, dict.” Commonwealth following context: place took within the was on I in this case. want to hesitate you [The victim] a lot of quarter. a There was for a and day that stand you I want I to hesitate. presented. you want testimony your You to live own to think this case. have with about You to decide gentlemen. have consciences ladies and [Objection of raped Three men this case. victim]. [the March 5th. Three on raped men victim] counsel.] [the raped really [Objection.] they It is decision whether your You have to rape. her she hallucinated that or whether decide.
(N.T. 468.) at 9/17/80 words, testimony that the insertion of the “There was While purified have objectionable ...” before the sentence would that prepared say it are not to the absence entirely, we trial. The context requires those four words new it that the statement was made makes clear which the to draw only urging jury was not prosecuting attorney to conclusions, she also it clear making its own but was case in of the light it had to decide the jury duty her expressions. evidence and not in accordance with earlier, raised As counsel for Garvin has other 21. we noted 14, supra. assignments they error have been waived. See n. but attorney district must have reasonable latitude in “[A] fairly presenting jury a case and that he or she to present must be free his or her arguments logical with vigor____ force and attorney’s district remarks [T]he must be evaluated the context in which they occur. Smith, 380, 387-388, Pa. Commonwealth v. (1980) (original omitted.) emphasis, citation Furthermore, upheld language we have far more caustic and emotional than that in the case at bar. Common Parente, Pa.Super. wealth v. at 553; 440 A.2d at Middleton, 269 Pa.Super. at A.2d at 44. we note Finally, that the trial judge issued curative prosecutor’s instructions after immediately (N.T. 499) summation 9/17/80 at again day the next the jury’s (N.T. role as the finder of facts. 9/18/80 at 3-22 passim.) circumstances, Under these find no we re versible error.
The
alleged
remarks
by Appellant Bradley to have consti-
tuted error
all
have
been considered in connection with the
arguments
Appellant
Appellant
Smith and
Garvin.
Those assignments of error were rejected
lacking
as
Thus, Appellant
merit.
Bradley’s claim that his trial coun-
sel was
failing
ineffective for
object
to some of these
same
rejected
remarks must be
as well. Counsel cannot be
found ineffective for failure to raise a meritless claim.
Hubbard,
278,
Ill: Trial Counsel: Jury Selection Ineffectiveness of The major second presented issue for our review comes to inus three different forms. for Counsel both Appellant Bradley and Appellant Smith claim that trial “counsel was by requesting ineffective not additional peremptory chal- lenges to or prior during jury selection.”22 Counsel for Appellant Garvin attacks trial counsel’s effectiveness on the grounds that she failed request “and use” additional peremptory challenges. this general While claim is the Appellant Bradley Appellant phrases 22. Brief for at 19. Smith slightly change issue in a different but manner without a in substance.
199 claim underlying the theories appellant, for each same is procedural in each as different case slightly are therefore, treat each must, We of each claim. posture separately. claim Bradley
A. Appellant ineffective counsel’s Bradley argues that Appellant most recent from of the his unawareness ness stemmed into effect on went to Pa.R.Crim.P. 1126 which amendments result, a 1980, month trial. As 1, one before August a given that the defense was to be defense counsel believed to be peremptory challenges which were total of seven only Appellant Bradley all among three defendants. divided 1126, trial, at the time of that Rule it stood now asserts chal appellant peremptory a total of seven permitted each or in Bradley raised at trial lenges. Although not motions, claim is not Present post-trial waived. this case responsibility assumed over Bradley
for
Commonwealth
perfected.
only
appeal
after this
had been
Hubbard,
(1982);
Pa.Super.
However,
can determine that
A.2d 1072
because we
merit,
will
remand for
claim is
we
not
appellant’s
without
Hubbard,
supra,
Commonwealth
hearing.
such
Pa. at
We do with *25 amended, that, only is one Rule, The states where there as (such involving non-capital felony case a defendant a each and the defendant shall be rape), “the Commonwealth (7) Rule peremptory challenges.” entitled to seven defendant, 1126(a)(2). involving In more than one trials among that num- equally shall divide them “the defendants charged challenges that the defendant peremptory ber grade of if highest offense would have received with defendant, 1126(b)(1). Each tried Rule separately.” how- ever, must be afforded “at least two chal- peremptory and, lenges” if joint the “division among defendants results in a fraction of a peremptory challenge, each defendant shall highest be entitled to the next number of such chal- Id. lenges.” case,
In this challenges division of resulted in (2V3) two one-third challenges Thus, for each appellant. under the amended Rule appellant each was entitled to the highest next whole number of such challenges, namely* three peremptory challenges. appellants The were entitled to a maximum of seven peremptory challenges each if, but only if, permitted by the trial judge. 1126(b)(2) Rule pro vides that: shall be within the discretion of the judge trial
[I]t increase the number of peremptory challenges to which each up defendant is entitled to the number of perempto- ry challenges that each defendant would have if received tried alone. is
There
no automatic
entitlement
to seven peremptory
challenges for each
multiple
defendant when
defendants are
tried
for
jointly
non-capital
felony. Furthermore, Appel-
lant Bradley has failed to set forth any circumstances which
warranted,
would have
let alone required,
judge
the trial
grant
the maximum number of peremptory challenges
use during voir dire in this case. McKenna,
Common-
498 Pa.
(1982);
B. Appellant Smith for Appellant Smith, Counsel hand, on the other attacks his own conduct at trial as constituting ineffective assist- ance of he failed to appellant’s obtain for use either the minimum number of three peremptory chal- lenges or any greater number of such challenges up to the maximum number of seven. Counsel is only attorney to *26 during Smith this case. As represented Appellant have hearing no on this issue Appellant Bradley, evidentiary with Instead, in the trial court. requested was or held for Smith appeal to turn this into an attempts evidentiary counsel brief, In he presentation. his counsel “avers that was not prior during jury aware of rule 1126 to or selection and that if he had been he would have the maximum requested ... further states that he challenges.” number Counsel had legitimate request “no tactical reason for failure to [his] additional rather his.failure to do so was the challenges; ignorance result of his of Rule 1126.” Brief for at 33-34. (Emphasis supplied.) Smith
This court is
again
thus once
confronted with a
situation in which
raises his
counsel
own ineffectiveness.
decade,
the last
especially
years,
Over
and
over the last five
such claims
all too frequently
have become an
encountered
appellate
feature of the
review of criminal cases. Over this
period, more than
cases
such
forty
involving
claims have
presented.23
been
The
pattern
analysis
standard
disposition
Fox,
was established
Commonwealth
Pa.
Usually,
any discussion takes place concern
ing
principles
underlying
disposition
claim,
of such a
the courts often state that a remand is necessary because it
is “unrealistic” to expect zealous advocacy from an attorney
under the
laboring
conflict of interest
inherent
arguing
his own or an associate’s ineffectiveness. Commonwealth
Fox,
v.
478-479,
203
Nance,
Commonwealth
312,
290 Pa.Super.
We do not condone practice of counsel public from the raising defender’s office the effective assistance of coun- sel where trial counsel is a different attorney from the same public defender’s office. If genuine issue of the *28 exists, effectiveness of trial counsel then public the de- fender request should the trial court to appoint appellate is who not a of public member defender’s allegation office. The of ineffective assistance of counsel is tantamount to an allegation of incompetency on the counsel____ part of The best interest of an appellant is not served where his counsel must establish that an associate from his office acted in an incompetent manner at trial.
It is now beyond dispute that the duties and obligations imposed in upon counsel a criminal case are the same regardless of whether counsel retained, is privately appoint- ed by the court or a member of public defender’s or Sullivan, Cuyler v. legal aid office. 335, 446 344-345, U.S. 1708, 1716, 100 S.Ct. Ferri v. Acker- 64 (1980); L.Ed.2d 333 man, 193, 444 199-205, 402, U.S. 100 407-410, S.Ct. 62 Reese (1979); v. L.Ed.2d 355 Danforth, 479, 486 Pa. 406 Felix, Barto v. (1979); A.2d 735 262, 250 Pa.Super. 378 A.2d (1977); 927 ABA Standards (2d for Criminal Ed.), Justice Relating Standards to the Function, Defense Standard 4-3.- 9; Burger, Counsel the Prosecution and Defense— Their Standards, Roles Under the Minimum 8 Am.Crim. 2, L.Q. (1969). 6 The placed burden upon the shoulders of Smoyer, supra, must be public defender in Court
204 retained by privately court-appointed as well borne It is obvious that counsel has manifestly present counsel. not done so. of this call upon
The circumstances
case also
us to
of
upon
representation.
comment
another facet
counsel’s
brief,
his
quoted portions
As is
from the
of
coun
apparent
us
matters
attempting
place
sel is
before
factual
outside
in an
in
attempt
the record
to obtain a
his client’s
ruling
is it
function
court
only
favor. Not
not the
of this
to make
findings,
factual
but counsel is
to act as
attempting
both
in
same
attorney
practice
witness and
case.
has
Such
long been condemned
both civil and criminal cases.
537,
(1981);
v.
494 Pa.
Floyd,
Commonwealth
We
these matters not
to add to the
growing
examples
problems
chronicle of
current inef
doctrine, see,
fective assistance
e.g., Commonwealth v.
Alexander,
495 Pa.
(1981);
A.2d (concurring opinion of J.); Spaeth, but to that emphasize claims wherein counsel his challenges own are effectiveness not favored and should not be asserted. The professional improprieties proce and above, dural wastefulness again described repeated and again the words despite strongest of disapproval by voiced Court, Supreme this and the are subjects the proper of ameliorative efforts. case, purposes
For the of this we that conclude several compel factors us to our recognition withhold of the claim First, counsel raise pressed Smith. failed to this by now part the trial This failure on his question before court. the for him trial place despite example took set counsel post-trial who this issue in her for Garvin raised in stepped post-trial motions and then order to aside allow appellate and counsel to this and other properly advance preserved claims. Smith’s counsel attended an evidentiary hearing at which Garvin’s trial counsel was called to testify concerning very point. Despite this this having claim manner, drawn to his in potent attention this counsel stated Second, one behalf not word on of his own client. counsel failed, despite also the set for him example by Bradley’s counsel, step trial to independent aside and allow new and to prosecute this In such appeal. posture, a we could have in stayed proceedings pending this court an evidentiary hearing. We also not would be confronted with the unenviable position being required assess to trustworthiness of one in who comes before us the twin Third, roles interested witness and' advocate. as noted above, delay counsel’s has him permitted bring to before court this averments of fact outside the record to which respond Commonwealth cannot which properly we properly cannot evaluate. regard Counsel’s failure in this carries with it strong disregard orderly for the adminis- of justice by asking tration us to assume role of fact-finder same at the time we are afford unable the Commonwealth an in opportunity to be heard rebuttal. Fourth, counsel challenge does not his ineffective failure bring this error alleged post-trial before trial court failure, motions. By attempts he to avoid the kind of placed burden that would be upon independent successor counsel who allege must the ineffectiveness preced- of each ing counsel.
Fifth, an examination of the cases which counsel raised his own or an associate’s ineffectiveness on appeal direct where case was remanded an hearing on evidentiary alleged counsel’s ineffectiveness shows that in most cases counsel either raised his own in the ineffectiveness trial
206 Commonwealth v. motions, post-trial
court
means of
Patrick,
Commonwealth
284,
(1978);
477
A.2d
Pa.
383
935
Cooke,
v.
Common-
205,
Pa.Super.
(1981);
288
431
360
A.2d
Smoyer, supra;
wealth v.
Commonwealth v. McCarty,
280
Commonwealth v.
102,
(1980);
Pa.Super.
[C]ounsel
all,
raise it at
at the first available time.
In the instant
case, counsel would have had to raise that
claim
post-trial
Failing that,
motions.
counsel could have con-
tended before this Court
had
he
been
ineffective
to file
failing
proper post-trial
requested
motions and
motions nunc
pro tunc.
right
post-verdict
file
Be-
26.
are
There
cases in which it is not clear whether the claim
on
raised
appeal
court,
post-trial
was raised in the
motions submitted to the trial
Towns,
436,
Pa.Super.
(1981);
Commonwealth v.
290
Commonwealth v. 98, 106-107, 249 Pa.Super. 777, (1977) (Hoffman, J., A.2d 780-781 with three judges result) (footnotes three joining, judges concurring omitted). and citations Tran, viable. Commonwealth v.
This case continues to be
489, 494,
993,
307 Pa.Super.
(1982).
453 A.2d
Finally,
by
but
no means least in importance, we
observe that Appellant Smith is not foreclosed from having
this claim heard on collateral attack pursuant
to the Post
(PCHA).27
Conviction Hearing Act
alleged
Counsel who is
to be ineffective cannot foreclose his client from obtaining a
hearing on the ineffectiveness
issue. Commonwealth v.
Dancer,
95, 100,
435,
460 Pa.
(1975).
331 A.2d
Such a
claim may
fully
be
waived only by the failure of new and
independent counsel
the issue. Com
to
litigate
raise and
Hubbard,
monwealth v.
7,
For all of reasons, therefore, the foregoing we neither reach the merits of the issue nor remand for an Act, 25, 1966, Hearing 27. Post January Conviction Act of P.L. 1580 (1965), 28, seq., 1 et seq., repealed, April § 19 P.S. et § 1180-1 Act of 1978, 202, 53, 2(2) (1397) 27, 1980, P.L. No. § effective June as 26, 1980, 265, 77, by amended Act of June delaying repeal P.L. No. 2§ 27, 1981, 26, 1981, until June amended the Act of June further 26, 1982, delaying P.L. repeal No. repealed by § until June 13, 1982, 1982-122, May Act of P.L. replaced by No. § seq. Pa.C.S. 9541 et § evidentiary hearing; purposes appeal only, for the of this the issue is deemed to been have waived.28
C. Appellant Garvin Similarly, Appellant argues Garvin also that his trial ask failing counsel was ineffective “to for and use challenges number which peremptory appellant to was entitled under Pa.R.Crim.P. 1126.” Brief [sic] instance, In Appellant Garvin at 16. is issue motions, properly presented. In trial post-trial counsel raised her own ineffectiveness and then stepped she aside present to allow replace her. Before an appeal *32 during motions, was filed and pendency of the post-trial a hearing was held all by attended the defendants and their representative counsel as well as a of the District Attor ney’s Office. Garvin’s trial counsel testified at on the hearing alleged issue of her ineffectiveness. We proceed will therefore to consider the on the issue merits. issue, In this ruling on the trial court stated: was not ineffective for to ask failing for addi- [C]ounsel tional peremptory challenges. The defendants were al- lowed a total nine and only seating seven were used in The jury. fact that counsel was unaware of Rule 1126 they were entitled to more peremptory than challenges they actually used not does make counsel ---- ineffective Counsel has no prejudice shown being result of with unfamiliar rule. new 31-82.) at (Tr.Ct.Op.
We agree with the trial court’s ultimate conclusion of the However, ineffectiveness issue. premise we our affirmance on slightly ground.29 different
The by standard which we assess claims of ineffective assistance of counsel is repeated: familiar and often impediment appellant collaterally 28. There is attacking no his ground. conviction this on course, may, any ground 29. We affirm the trial if court for Dancer, 95, 5, affirmance exists. v. Commonwealth Pa. 101 460 n. 331 435, (1975). A.2d n. 5 resolving In guided contention we are the stan- dard set forth in Commonwealth ex rel. v. Washington 599, 604, (1967): 427 Pa. Maroney, assistance is deemed effec- constitutionally [C]ounsel’s tive once we are able to conclude particular that the course chosen by counsel had some reasonable basis designed to effectuate client’s interests.
The initial factor which must be considered in applying
this reasonable basis standard is whether the claim which
... counsel is charged with not pursuing had some rea
sonable basis.
In
we noted
Maroney,
finding
that “a
ineffectiveness could never be made unless we concluded
that the alternatives not chosen
potential
afforded a
for
success substantially greater
than the
actually
tactics
utilized.” Commonwealth ex rel. Washington v. Maro
ney,
Commonwealth 277-278, Pa. A.2d 695-696 (Original emphasis.)
We believe that the trial court correctly required *33 Appellant Garvin to show that some prejudice30 to his defense occurred because of counsel’s alleged shortcom However, ings. we hasten to add that this showing is accomplished by establishing that the foregone claim is of arguable merit. An examination of the of other law juris dictions, both State,32 Federal31 and reveals that a showing 30. The argue Commonwealth continues to in this court that there was prejudice appellants’ no defense. Brief for the Commonwealth at 10. question 31. The showing of the need prejudice for a of within the has, context of an past, ineffectiveness claim in the recent received a great courts, deal of attention in achieving the Federal somewhat varied results. The United Appeals States Court of for the First requires Circuit that the accused establishing bear the burden of 210 The of this courts always required. is almost prejudice
of
a different verbal formula
adhered to
have
Commonwealth
requirement
This
jurisdiction.
other
any
used
than that
alleged
fail
of counsel’s
prejudice” to his defense
reason
"actual
1006,
Cir.1982);
(1st
Campa,
1014
679 F.2d
United States v.
ures.
denied,
1179,
(1st Cir.1978),
Ritch,
cert.
1183
v.
583 F.2d
United States
463,
970,
Circuit is in
L.Ed.2d 430. The Second
S.Ct.
58
U.S.
99
439
182,
Aulet,
(2nd Cir.1980);
F.2d
188
v.
618
United States
accord.
84,
Corrections,
(2nd
Commissioner,
560 F.2d
92
Dept.
v.
LiPuma
861,
189,
denied,
Cir.1977),
L.Ed.2d 135. The
U.S.
98 S.Ct.
54
cert.
434
inquiry
prejudice is an
long recognized that an
into
Circuit has
Third
v.
analysis,
States ex rel. Green
United
of ineffective counsel
element
1112,
(3d Cir.1970),
Rundle,
of that
but the exact nature
F.2d
1115
434
Baynes,
Compare:
States v.
687
United
inquiry remains uncertain.
659,
(3d Cir.1982)
analysis)
(utilizing
error”
"harmless
F.2d
669-673
(no
365,
(3d Cir.1981)
Laura,
F.2d
370-371
v.
667
with United States
any
prejudice
representation nor
other
impact
defendant's
adverse
on
defense).
to her
consider the
apparently had little occasion to
Circuit has
The Fourth
recognized
test
past
a harmless error
in the
question, but has
Peyton,
v.
389 F.2d
conjunction
claims. Coles
with ineffectiveness
80,
849,
denied,
224,
Cir.1968),
(4th
S.Ct.
21
393 U.S.
89
cert.
226
on the
new Eleventh Circuits draw
The Fifth and the
L.Ed.2d 120.
requirements
prejudice be
similar
that
and thus have
case law
same
Strickland,
(5th Cir.1982), modi
Washington
211
developed out of the seminal case of Commonwealth ex rel.
Washington Maroney,
v.
8,
Cir.1980); Wood, 554, (D.C.Cir. 1980) and United v. States 628 F.2d 559 (en ) ). (per banc curiam great majority 32. The of our require showing sister States also that a prejudice of of some may sort be made before a convicted defendant grounds. obtain a new trial on ineffectiveness See: Annotation-Mod- em Status Rules and Adequacy Standards in State Courts as to Client, 27, Representation Counsel’s Criminal 2 A.L.R. 4th Defense extreme, vary, 83-99 The standards however. At one some require showing courts deprived that counsel’s failure the accused of a material or substantial attorney’s inadequate defense or that the performance actually See, affected e.g., the outcome of the case. 412, 732, People Pope, 859, Cal.Rptr. v. 23 Cal.3d 590 P.2d 2 A.L.R. (1979); 89, Saferian, 4th 1 366 Mass. 315 N.E.2d (1974); Murch, 914, Lang (Me.1981); v. 438 A.2d Wesley States, (D.C.App.1982). United 449 A.2d require Other states only conviction,” incompetence that counsel’s be shown to have "contributed to the Stoughton, Siemon v. 184 Conn. (1981), part-way or some other similar standard an between outcome- State, analysis. determinative test and harmless error Delahunt v. (R.I.1982) (had A.2d 135-136 steps sought counsel taken defendant, they anything "would not have added of substance to the defense”). apply only Still analysis. others a harmless error
Cases such as Commonwealth ex rel. Gallagher v. Run-
dle,
356,
423 Pa.
(1966)
Thus, by including emphasized language with the defini- merit,” tion of “arguable the Hubbard court implicitly acknowledged that a showing of prejudice required is for a showing of counsel’s ineffectiveness. The prejudice which a defendant must show is that the claim or foregone, tactics if pursued, would have altered the chances for a successful defense both positively and substantially. When an accused fails to or allege show this form of prejudice, our courts will conclude that his or her claim is without merit. Common- Hubbard, wealth v. supra.
An analysis of our supports cases this conclu sion. In Pettus, Commonwealth v. 492 Pa. (1981),
A.2d the Supreme Court rejected a claim of ineffectiveness saying:
Assertions of ineffectiveness in a vacuum cannot be inef- fectiveness. Counsel who is alleging ineffectiveness an must set forth offer to at an prove appropriate hearing upon sufficient facts reviewing which a court can con- fact, clude that trial have may been ineffective. no longer This Court will consider claims of ineffective assistance of counsel plate allega- abstract. Boiler insufficient____ tions ... are
Even more
our
recently,
Supreme
rejected
Court has
an
claim based
the alleged
ineffectiveness
on
failure of trial
pursue
counsel to
motion
vigorously
change
venue.
In
Pa.
Vogel, 501
[E]ven failing pursue motion for change of with venue more vigor, that fact alone would not a distur- justify judgment bance of a final a showing absent further the asserted dereliction Mr. deprived Vogel of a fair trial. certainly This was not a situation that justify would a presumption prejudice.
Id.,
329,
Nowhere does Brown tell exactly wrong us what was with the stewardship suppression and of his disposition motion or it prejudiced how him.
Id., 260, Pa.Superior 313 Ct. at 459 (original A.2d at 839 emphasis).
Likewise, in “missing cases, witness” the accused must (1) show that counsel knew of the existence of the witness called, (2) who should purportedly have been the witness was testify, (3) available to testimony of the witness
214
the defense. Com
strengthened
have
appreciably
would
McKenna,
416,
(1982);
v.
Pa.
215
See,
afforded,
was
cases.
cases where no counsel
e.g.,
supra;
v.
Gideon v.
372
Maryland,
Wainwright,
White
335,
792,
(1963);
9
83 S.Ct.
L.Ed.2d 799
Hamilton
U.S.
v.
Alabama,
a
for
supra;
systematic
where
defect
which the
prevented
was
from
responsible
state
counsel
performing
representation
functions vital to effective
such as Geders v.
80,
1330,
States, 425
96
47
United
U.S.
S.Ct.
L.Ed.2d 592
(1976)
York,
853,
New
v.
422
95
Herring
U.S.
S.Ct.
2550,
(1975);
45 L.Ed.2d
required
593
where counsel is
operate under an actual conflict of
or fails to
interest
detect
Sullivan,
a
335,
such conflict such as
446
Cuyler v.
U.S.
1708,
(1980)
100 S.Ct.
After thorough record, a of the review we hold that Appellant Garvin failed to make the requisite showing. At the post-trial hearing, trial counsel for Appellant Garvin was the only (N.T. witness called testify. to 5-9.) 5/6/81 at that, She stated trial, at the time of she “thought that we were entitled to seven [peremptory challenges], a total of seven for the three defendants.” She further testified that she was unaware of the change in Pa.R.Crim.P. 1126 which increased the number peremptory challenges permitted. Counsel that, also stated had she been aware of the change, she “would have asked for a minimum of three ... and a seven____” maximum of She also stated that she had not been “satisfied” with the jury selected and that she would have exercised additional peremptory challenges if she thought them available. She explained:
At the time we conducted the voir dire we exhausted all seven challenges, so that before the jury selection was completed the three counsel and the defendants had used up the thought seven we were entitled to. We we would have used more if there were additional challenges avail- able to us.
(N.T. 9.) 5/6/81 at Contrary to the assertion of counsel and contrary statement in the trial opinion, court’s at Tr.Ct.Op. we believe that the record shows that eight peremptory chal- lenges were utilized by defense selecting the jury. By examining the dire, transcribed record of the voir we can identify the column on jury selection sheets used to record the peremptory challenges exercised by counsel for the defense. There are a total of eight per- recorded emptory strikes. Because more challenges were utilized than counsel being permitted remembered exercise, sub- stantial is cast upon doubt her ability to accurately recall the other circumstances surrounding claim.
However, even if her correct, memory be her testimony provides no basis for a claim to relief. We find this case to be similar to Stokes, supra, 294 Pa.Su per. at 440 A.2d at case, 597. In that this court found *39 assertion that the single bald a defendant’s unpersuasive helpful have been to missing of a witness would testimony his case. prospective to single reference
Appellant’s [the witness’] that her a demonstration” hardly “positive is assistance de- helpful Appellant’s to would have been testimony for failure fense, not find counsel ineffective and we will to her. produce in the in is needed Stokes needed what
What was
of the
a
assessment
conclusory
case is more than
present
These under-
the claimed ineffectiveness.
underlying
facts
to
must
elicited so as
enable
circumstances
be
lying
above,
As noted
make its own assessment.
court to
the jury.
had not
“satisfied” with
testified that she
been
However,
the source from which this
are not told
we
cannot, nor could the trial
stemmed. We
dissatisfaction
the reasonableness of that dis-
assess
independently
court]
specific
that any
juror
did not state
satisfaction. Counsel
fell
any specific juror
excused nor that
would have been
nor did she
threshold of “satisfaction”
personal
her
below
acceptability
criteria for
were structured.
explain
her
how
short,
that the
that would have
jury
In
there is no indication
“less unfair”
have been “fairer” or
beén selected would
heard the case. We cannot
panel
actually
than the
which
counsel’s failure to exercise
therefore conclude that
trial
challenges to which she was
peremptory
the additional
poten-
an
with “a
deprived appellant
entitled
of
alternative
tactics actual-
substantially greater
for success
than the
tial
rel.
v.
Washington
Commonwealth
ex
utilized.”
ly
Furthermore,
such
Maroney, supra.
although
evidence
of this
we note that
type,
not
essential to a claim
may
be
in the slightest
is
on this record which
there
no evidence
the fairness of the
which heard this
impugns
jury
manner
Stitzel,
Pa.Super.
in Commonwealth v.
33. Contrast
the situation
(1982),
potential juror
permitted
where counsel
IV
*40
. [40] The
presented
final issue
appeal
on
is raised on
behalf of Appellant Bradley. Appellant argues that his
trial counsel was
failing
ineffective for
to call two witnesses
who, purportedly, could
provided
have
exculpatory evidence.
However, appellant has failed to
us of
inform
what the
missing
to,
witnesses would have testified
how that would
have
helpful
been
to him or that the witnesses were avail
able to
on
his behalf. Commonwealth v. Payne, testify
Pa.Super.
(1982);
For reasons, all the foregoing the judgments of sentence are affirmed.
SPAETH, J., files a concurring and dissenting opinion. SPAETH, Judge, concurring and dissenting: I in the join majority’s opinion as to appellants Smith and Bradley. However, disagree I with the majority’s holding that appellant may Garvin not prevail on his claim that counsel was ineffective because he did not prove that coun- sel’s failure to request the minimum number of peremptory challenges to which he was entitled under Rule 1126 preju- diced him at trial. At 208.
The result of the majority’s holding is that the right to effective assistance of counsel does not apply during voir dire proceedings, for it can never proved be that if the composition of the jury different, had been the result at In counsel’s appraising different. have trial would been dire, inquire whether I should therefore during voir conduct of the selection jury in the context prejudiced was Garvin afterwards happened of what not in the context process, the trial. was acknowledges, each of appellants majority
theAs under peremptory challenges three to a minimum of entitled hearing, Gar- 1126(b)(1). post-trial At the At 200. Rule with that she was dissatisfied counsel testified vin’s trial that if she had known and that jury, of the composition of three peremptory to a minimum right had a Garvin used and would have she have asked for challenges, would I N.T. 6-8. believe challenge. additional preju- to show that Garvin was was sufficient testimony there process: selection jury in the context of diced igno- counsel’s confessed no reasonable basis for could be her to the amendments Rule but rance of improve (from Gar- sought she have ignorance, would exercis- view) composition jury by point vin’s challenge which Garvin peremptory the additional ing 1126(b)(1). entitled under Rule was *41 against of sentence judgment I believe that the therefore him, the and as to case should be Garvin should be vacated I concur in the remanded for a new trial. Otherwise order. majority’s A.2d CARANGELO,
Mary Appellant, Patricia R. CARANGELO. William Pennsylvania. Superior Court Sept. 19, Argued 1983.
Filed Nov. 1983.
