The defendant was convicted of murder in the first degree based on extreme atrocity or cruelty.
1. Facts. We set forth the facts in the light most favorable to the Commonwealth, reserving certain details for discussion in conjunction with specific issues raised. On the night of January 8, 1996, Brockton police discovered the body of David Crowninshield (David) in a freezer in the basement of his home. David had been severely beaten and suffered a fractured jaw, nose,
On December 29, 1995, Lillian, David’s wife, and the defendant were eating lunch at a local café. Lillian told a waitress that she was engaged to the defendant and would be marrying him on Valentine’s Day. She explained that David had recently left to join a monastery in Maine, but that a divorce would not be a problem because the defendant “knew lawyers.” After Lillian’s credit card was declined, the defendant left to get money for the bill but never returned. The waitress reported the unpaid bill to Officer Dominic Persampieri of the Brockton police department.
Officer Persampieri spoke with Lillian on January 3, 1996, at her home. He asked if her husband were there, and Lillian stated that he was upstairs and called for the defendant by his nickname. After Officer Persampieri determined that the defendant was not Lillian’s husband, both Lillian and the defendant explained to the officer that David had moved to Canada to join a monastery.
On January 7, 1996, Countee Gilliam, an acquaintance of the defendant, went to the Crowninshield home to look at a train set that was for sale. While there, the defendant showed him the body in the freezer. Lillian told Gilliam that David deserved to die because he had raped her daughter. She said that she gave David a knife and he cut his wrists. According to Lillian, she and the defendant watched David bleed to death in the living room, and the defendant later put the body in the basement freezer. When Gilliam told Lillian and the defendant that they had to “do something” about the situation, the defendant said that he was going “to turn himself in.” The next day the defendant admitted to Gilliam that he had beaten David but denied killing him. He told Gilliam that Lillian paid him $5,000 to “get rid of” David. Gilliam reported these events to police that night.
Upon arriving at the Crowninshield home on January 8, 1996,
Pursuant to a search warrant, the police conducted a full search of the house. They tested for blood and found bloodstains throughout the house. They seized several items from the basement including a bloody utility knife; a plastic garbage bag containing a sponge mop head, fifteen to eighteen pieces of blood-soaked rope, and a plaid shirt; and a pair of blood-stained blue jeans hidden under the garbage bag. They also seized from one of the bedrooms a pair of black jeans the defendant had been wearing when David died.
Certain bloodstains on the knife, the plaid shirt, the blue jeans, and the black jeans were all consistent with David’s blood type. The plaid shirt was bloodied on the upper sleeve and inside the cuffs. The stains on the blue jeans were concentrated along the back left side in a pattern suggesting that the person was standing as blood flowed down onto the back of the pants.
David had spoken with Father John Bacon by telephone on December 26, 1995, the day he died. David stated that Lillian had come under a “bad influence” and he was going to divorce her, that his life was being threatened and he was going to find a safe place where he could call Father Bacon again.
On January 21 and 28, 1996, a newspaper reporter who was previously acquainted with the defendant interviewed him while he was in custody at the Plymouth County house of correction. The defendant told the reporter that he and David had fought, that he left the house when Lillian said she was leaving David and David said he was going to kill himself, and that when he returned, David was in the basement and had two slit wrists. The defendant stated that David was still alive at this time, but
While Lillian and the defendant were in custody pending trial, the defendant wrote letters to Lillian. He told her that he loved her and implicated a third person (Steve) in David’s death. He wrote that he had hit David, but then left the house.
2. The defendant’s statements. We recite the relevant facts found by the judge on the defendant’s motion to suppress his statements to the police, with minor additions from uncontested testimony from the transcript of the hearing. When the Brock-ton police officers arrived at the Crowninshield residence, they read the Miranda warnings to the defendant and Lillian. After the police discovered David’s body, Officer Spillane took the defendant into the kitchen to question him and advised the defendant of his Miranda rights again. The defendant stated both times that he understood his rights. The defendant told the police that Lillian hired him to beat David, which he did; that David wanted to commit suicide because Lillian was going to leave him; and that at David’s request Lillian brought him a knife; and that David cut himself, including his wrists. The defendant demonstrated how David hacked at, rather than sliced, his wrists. The defendant explained that he took David to the basement at Lillian’s request, had second thoughts, however, and wanted to telephone an ambulance, but Lillian had locked the basement door; David then bled to death in the basement and he put David in the freezer after Lillian offered him money to do so.
Officer Spillane noticed an odor of alcohol on the defendant’s breath, and the defendant repeatedly asked for a beer. The officer believed that the defendant was under the influence of alcohol but “not to the point where he couldn’t understand
The officers handcuffed Lillian and the defendant and drove them to the Brockton police station. When they arrived at the station, Officer Persampieri informed the defendant that he was not under arrest,
Trooper William Barrett of the State police and Detective Manuel Gomes of the Brockton police department questioned the defendant at the station (Barrett-Gomes interview). This interview took place one hour after the defendant initially had been advised of his rights.
About 4:30 a.m., the defendant telephoned his attorney. One of the State troopers spoke with the attorney and informed him that the defendant was not under arrest. Another officer overheard the defendant tell his attorney that he beat David but did not kill him. The officer reported the statement to his supervisor and then placed the defendant under arrest for assault and battery after the defendant completed the telephone call. At 4:59 a.m., the defendant was booked for murder and read his Miranda rights again.
About one hour later, at about 6:15 a.m., the defendant asked to speak with Trooper Barrett and Detective Gomes. At about 6:50 a.m., the officers advised him of his Miranda rights, and the defendant signed a form indicating his willingness to speak to the police. The defendant explained that after the fight, David went down to the basement on his own; Lillian bathed David and changed his clothes; he and Lillian put David in his bed, but changed their minds and brought David back to the basement. They later went down to the basement and found David dead with blood on the floor and they both put David in the freezer.
At the conclusion of the hearing, the judge denied the defendant’s motion, except in one respect.
a. Standard of review. In reviewing a judge’s determination regarding a knowing waiver of Miranda rights and voluntariness, we “acceptQ the judge’s subsidiary findings of fact absent clear error, give[] substantial deference to the judge’s ultimate findings and conclusions of law, but independently reviewQ the correctness of the judge’s application of constitutional principles to the facts found.” Commonwealth v. Mello,
b. Voluntariness of waiver at house. The defendant argues that his intoxication precludes a conclusion that he voluntarily and knowingly waived the constitutional rights protected by the Miranda warnings in his conversation with Spillane in the kitchen.
The circumstances surrounding the defendant’s statements support the judge’s finding that the waiver was valid. Officer
c. Voluntariness of waiver at police station. The defendant next argues that his intoxication and the various actions by the police prevented him from validly waiving his Miranda rights at the Brockton police station. Specifically, he claims that he did not voluntarily and knowingly waive his constitutional rights because he was not read the Miranda warnings again at the station or asked whether he wished to continue with his waiver until nine hours after the original arrest; he was never advised of his right to terminate the questioning; and the police lied and manipulated the situation.
As to the lack of Miranda warnings at the police station, Officer Spillane asked the defendant at the station once again if he wished to telephone his attorney and the defendant declined. Detective Gomes asked the defendant if he had previously been given the Miranda warnings and if he wished to speak to the police. After the defendant responded affirmatively to both inquiries, he was interviewed again, this time by Trooper Barrett and Detective Gomes. This second interview occurred about one and one-half to two hours
In view “of all the circumstances, the lapse of time between the initial warnings [at the house] and the defendant’s second [statement at the police station] was not so significant that renewed Miranda warnings were required. See Commonwealth v. Silva, [
The defendant contends that the police manipulated the situation by advising him that he was not in custody, thereby depriving him of the ability to understand the gravity of his situation, and that, because Miranda warnings were not repeated, he could not appreciate the rights he purportedly had waived. He further claims that he had not been advised that he could stop answering questions at any time.
There is no evidence that the incorrect information as to his custody status affected the validity of the defendant’s waiver. See Commonwealth v. Shine,
As discussed with respect to the defendant’s claims that his intoxication rendered his statements at the Crowninshield home involuntary, the defendant’s intoxication did not affect the validity of his waiver at the police station. The defendant did not have any further alcohol and there is no evidence that he was any less rational or coherent than before. There is ample evidence in the record to warrant the inference that the defendant fully understood his legal rights, and knowingly and intelligently waived them. Commonwealth v. Mello, supra at 386.
The defendant makes several arguments concerning joint venture. He claims that the judge should not have instructed on both joint venture and principal liability because the evidence was insufficient to support a joint venture theory. Rather, he argues all the evidence was that he was the sole actor in the alleged homicide. He also argues that the Commonwealth was precluded from asserting joint venture because it did not present such a theory in its opening statement or closing argument. Finally, the defendant maintains that the Commonwealth has improperly relied on “Steve Andrews” as a joint venturer. We conclude that there was sufficient evidence to support a joint venture theory of liability, that the Commonwealth was not precluded from relying on that theory, and that references to Steve Andrews do not alter that .conclusion.
An instruction is proper if it is supported by any hypothesis of the evidence. See Commonwealth v. Thayer,
It is not necessary that the Commonwealth prove the identity of the other joint venturer or joint venturers, as long as the evidence supports the existence of some principal other than the defendant and that the defendant shared the other’s intent and was available to help if needed. See Commonwealth v. Drumgold,
The evidence was sufficient to warrant a finding that the defendant was guilty of murder committed with extreme atrocity" or cruelty as a joint venturer. See Commonwealth v.
The defendant further argues that the Commonwealth could not rely on joint venture liability because its theme throughout was that the defendant was the sole actor and the Commonwealth did not present a joint venture theory in its opening or in its closing. The opening and closing statements are not evidence and do not bind the Commonwealth as to the theories presented. See Commonwealth v. Iacono,
The defendant also argues that the Commonwealth “apparently makes no claim that the evidence supports the view that Lillian was the principal. Rather the Commonwealth relies on vague references to a person named Steve.” The defendant contends that at trial the Commonwealth offered the statements regarding Steve because they were not true and were evidence of consciousness of guilt and that the Commonwealth may not use the statements for conflicting purposes, e.g., as consciousness of guilt and to support joint venture. The defendant’s contention fails for two reasons. The record does not support the claim that the Commonwealth offered the statements concerning Steve at trial only to show consciousness of guilt. They were not so limited when they were admitted and they were not referred to as such in closing argument. The Commonwealth could introduce the evidence regarding Steve and leave it to the jury to determine which theory it supported. Further, we do not review on appeal the Commonwealth’s arguments in its brief but rather its evidence at trial. The evidence at trial supported an alternative theory of joint venture liability, and the instruction on joint venture were therefore appropriate.
4. Hearsay statements. The defendant next argues that the judge erred in admitting hearsay statements of Lillian as statements of a joint venturer because there was insufficient evidence of a joint venture. See Commonwealth v. Cruz,
The defendant further claims error because the judge did not instruct the jury regarding joint venture hearsay. The defendant’s argument ignores that he specifically requested the judge not to instruct on this matter. In addition, the defendant objected to an instruction that would permit substantive use of the statements, even though the statements had already been admitted substantively (as there had been no limitation on their admission). We review to determine whether any error created a substantial risk of a miscarriage of justice. See Commonwealth v. Cruz, supra at 846. All the statements were admissible on alternative grounds. There was no error.
Many of the statements at issue were not hearsay as they were not offered for their truth. Commonwealth v. Mahar,
a. Statements not offered for their truth. Hearsay is an out-of-court statement offered to prove the truth of the matter asserted. See Commonwealth v. Magraw,
b. Adoptive admissions. Statements made by Lillian to Countee Gilliam were made in the defendant’s presence and admissible as adoptive admissions. “The hearsay exception for adoptive admissions, including admissions by silence, is firmly rooted.” Commonwealth v. Babbitt, supra at 707. Adoptive admissions are “little more than a special case of voluntary admissions by parties.” Id. at 706. “That exception applies to any statement made in the presence of the defendant to which the defendant’s response — whether by oral declaration, by gesture, or by revealing silence — objectively denotes the defendant’s acceptance of the statement.” Id. at 705. The foundation for the evidence is that it is “apparent that the party has heard and understood the statement, that he had an opportunity to respond, and that the context was one in which he would have been expected to respond to an accusation.” Commonwealth v. Olszewski,
The next set of statements by Lillian was introduced by a waitress at George’s Café in Brockton: that Lillian said she
The hairdresser saw Lillian and the defendant together at George’s Café and testified that Lillian said that she was going to marry the defendant on Valentine’s Day and that David “had left and went to a monastery.”
Finally, Officer Persampieri testified to statements by Lillian that her husband was not at home because he had moved to a monastery in Canada about one week earlier. Again, the defendant was present when the statements were made and would have been likely to refute them were it not in his interest to adopt them. Further, after these statements by Lillian, the officer asked the defendant if Lillian’s statements about the whereabouts of her husband were true and the defendant responded that it was true, that her husband had moved to Canada about a week before. These statements were thus adopted in fact. Thus, even in the absence of an instruction on joint venture hearsay, there was no error. All the statements at issue were admissible on other grounds.
5. Statements by the defendant to a reporter. The Commonwealth introduced evidence of statements that the defendant made to a local newspaper reporter. According to the reporter, he and the defendant “were acquaintances, and, to an extent . . . friends.” They had chatted or had drinks together “[pjrobably thirty” times. To interview the defendant while he was held pending trial at the Plymouth County house of correction, the reporter represented himself on a visitor’s slip used by the facility as a friend of the defendant. The reporter testified that,
The defendant’s claim that the statements were not voluntary is raised for the first time in this court. We will not consider a claim made for the first time on appeal and we will not ignore on appeal the strategy on which a case is tried. Commonwealth v. Silva,
As to the defendant’s claim that these statements should not have been admitted without a voir dire (passing the fact that he never requested one), we have held that when “the voluntariness of a defendant’s statements to private citizens is an issue, the judge should conduct a voir dire to determine the voluntariness of the statements. If the judge determines that the state
The defendant also argues that the reporter’s action in talking with the defendant without the approval of counsel violates art. 12 of the Massachusetts Declaration of Rights. The reporter admitted that he knew that most attorneys, “almost as a rule of thumb,” would not permit a reporter to interview a client, and he knew from experience that the attorney in this case had never permitted such an interview. The protections of the United States Constitution’s Fifth and Sixth Amendments do not extend to conversations between the defendant and private citizens who are not acting on behalf of the Commonwealth. Article 12 does not apply. Commonwealth v. Allen, supra at 453-454.
6. Admissibility of Father Bacon’s statements. The defendant claims that statements made by the victim to Father Bacon were inadmissible hearsay. At trial the defendant did not object to the
“A murder victim’s state of mind becomes a material issue if the defendant opens the door by claiming that the death was a suicide . . . .” Commonwealth v. Magraw,
7. Evidence of victim’s hands being tied. The defendant next argues that the prosecutor improperly cross-examined a defense
8. Closing argument. The defendant challenges several aspects of the prosecutor’s closing argument. He contends that the prosecutor (a) made comments that shifted the burden of proof; (b) commented on the defendant’s failure to introduce evidence the Commonwealth successfully sought to exclude (psychiatric records of the victim); and (c) insulted defense counsel. He argues that the cumulative effect of these improprieties was to deny the defendant a fair trial.
a. Burden-shifting argument. In regard to comments that are claimed to have shifted the burden of proof, the prosecutor stated: “There’s no transfer [of blood to the rope] that was suggested by [defense counsel].” There was no objection to this statement. We therefore consider whether, if there were an impropriety, it created a substantial likelihood of a miscarriage of justice. Commonwealth v. Cosme,
The defendant next contends that the prosecutor improperly shifted the burden of proof in arguing about the blood saturation on the victim’s pants: “If somebody sits in a pool of blood, there’s going to be a whole bunch of blood saturation here as . . . the unrefuted [witness] testified to.” There was an objection to this statement. References to certain facts as “unrefuted” are improper when the defendant himself is the only one who can contradict the evidence. See Commonwealth v. Domanski,
b. Comments on the defendant’s failure to introduce evidence Commonwealth successfully sought to exclude. The defendant maintains that the prosecutor improperly commented on the defendant’s failure to introduce certain twenty-three year old psychiatric records of the victim, particularly because the Commonwealth had successfully argued for the exclusion of those records. The procedural background regarding the victim’s psychiatric records is as follows. The Commonwealth filed a motion in limine to exclude these records. Although the defendant refers to this ruling as an exclusion, the judge clearly deferred a ruling on admissibility and only precluded reference to the records in the opening statements. During trial, although the judge excluded the “package of records,” defense counsel was permitted to question the Commonwealth’s medical examiner and the defendant’s own expert pathologist on the basis of assumptions from the victim’s psychiatric records. For example, defense counsel inquired: “And would it be important
It was improper for the prosecutor to comment on the absence of the psychiatric records. Commonwealth v. Burke,
In sum, these instructions both chastised the prosecutor and cured his improper reference to the lack of records. Further, because the judge referred to the records as substantive evidence, his instructions provided an unwarranted benefit to the defendant. The defense counsel had improperly used portions of the material in the records as the basis for hypothetical questions and the judge’s instruction allowed the jury to consider those questions as if they were evidence in the case. The judge also properly instructed the jury not to consider closing arguments evidence, that if the attorneys argue something not supported by the evidence, the jury should disregard that argument, and that the jury should decide the case based on the evidence. We presume that the jury follow the judge’s instructions. Commonwealth v. Pope,
c. Insults directed to defense counsel. The defendant claims that the prosecutor directed insulting remarks at counsel: the prosecutor referred several times to the fact that the defense closing argument lasted one hour
The defendant did object to the prosecutor’s labeling him “Doctor.”
d. Combined effect of improper remarks. We must also consider whether, as the defendant claims, the combined effects of these improprieties by the prosecutor constitute prejudicial error. In doing so, we evaluate whether defense counsel seasonably objected to the argument at trial, Commonwealth v. Kozec, supra at 518; whether the judge’s instructions on the issues mitigated the error, id.; whether the prosecutor’s improprieties went to the heart of the issues at trial or concerned collateral matters, Commonwealth v. Shelley,
9. Moral certainty language. The defendant claims that the judge’s use of “moral certainty” language from Commonwealth v. Webster,
We have upheld the use of moral certainty language in a
The defendant also contends that the judge failed to include the following language regarding the presumption of innocence at the outset of the Webster charge: “The burden of proof is upon the prosecutor. All the presumptions of law independent of evidence are in favor of innocence; and every person is presumed to be innocent until he is proved guilty. If upon such proof there is reasonable doubt remaining, the accused is entitled to the benefit of it by an acquittal.” We do not require that the presumption of innocence language that is contained in the Webster reasonable doubt instruction be recited as a part of the Webster charge. Nevertheless, the judge preceded his Webster charge with instructions that essentially provided the jurors with the language the defendant claims was o ted.
It bears repeating that we encourage bi o not require judges
10. Relief pursuant to G. L. c. 278, § 33E. Having reviewed the whole record, we conclude that there is no reason to exercise our power under G. L. c. 278, § 33E, to order a new trial or to direct entry of a lesser degree of guilt.
Judgment affirmed.
Notes
The victim’s wife, Lillian Crowninshield (Lillian), was convicted at an earlier trial of being an accessory after the fact to murder. The Appeals Court affirmed her conviction. Commonwealth v. Crowninshield,
The substance of these statements is detailed in Part 2, infra.
The motion judge found that, once the officers saw the body, the defendant was not free to leave. The discrepancy regarding the defendant’s status is considered infra.
The motion judge found that the police arrived at the house at 9 p.m. and that the time of the Barrett-Gomes interview was 10 p.m. This time sequence appears incorrect. The only testimony about the time of the Barrett-Gomes interview is from Trooper Barrett who testified that he and Gomes interviewed the defendant at about 10:30 or 11 p.m., i.e., about one and one-half hours after the defendant had been advised of his rights. The difference is not critical to our resolution of this issue as the time disparity does not affect the validity of the judge’s conclusion. “[Mjisstatements in the judge’s findings of fact not essential to his ultimate conclusions will not invalidate findings which are supported by subsidiary facts.” Commonwealth v. Rodriguez,
The motion judge found that Trooper Barrett was under the impression that the defendant had come to the station voluntarily and that he was not under arrest.
In a separate interview, Lillian had told the police that the defendant had not meant to kill David.
The judge suppressed the statements overheard while the defendant was speaking to his attorney. The judge found that, in regard to the telephone call, the police had failed to “respect the sanctity of the attorney-client privilege and the defendant’s Sixth Amendment [to the United States Constitution] rights.’’
There is no dispute that the Miranda warnings were given to the defendant twice at the house.
See note 4, supra.
Our resolution of this issue also disposes of the defendant’s contention that he was not asked whether he wished to continue with his waiver until nine hours after his arrest. There was no further conversation between the police and the defendant after the Barrett-Gomes interview until after the warnings had been repeated, first at 4:59 a.m., and then again at approximately 6:50 a.m.
We do not require that the defendant be informed of his right to terminate questioning, a so-called “fifth” Miranda warning. Commonwealth v. Smith,
This appears to be the repetition of the Miranda warnings to which the defendant refers when he states that the warnings were not provided again until nine hours after his original arrest.
A second theory of joint venture permits the defendant’s conviction as a principal when he is not present at the scene “so long as the jury [find] [he] had actually associated [himself] with the criminal venture and assisted in making it a success.” Commonwealth v. Ortiz,
The mental state required for murder in the first degree committed with extreme atrocity or cruelty under both joint venture and individual liability theories is that the defendant acted with malice aforethought. Commonwealth v. Perry,
The defendant’s reliance on Commonwealth v. Green,
The defendant can hardly claim surprise from the presentation of this theory to the jury as the judge indicated during trial that extrajudicial statements of Lillian were admissible as statements of a joint venturer.
The statement that the victim had left to join a monastery in Maine was not offered for its truth.
See note 17, supra.
The defendant also contends that the reporter’s actions should be attributed to the Commonwealth. There was no evidence that the reporter was acting on behalf of the government. The reporter stated the contrary. Indeed, the reporter attempted to, and apparently did, deceive the sheriff’s department regarding his status.
The judge stated that the defense strategy was manifestly reasonable and made on the basis of “well-reasoned, experienced, competent planning.”
The medical examiner testified that the lack of ligature marks on the victim was not conclusive as to whether the victim’s hands were bound.
The defendant also claims that the prosecutor improperly argued that the victim’s hands had been bound with rope. The evidence and the reasonable inferences therefrom supported such an argument. See Part 7, supra.
The judge had limited the defense closing to forty-five minutes, but nothing further was said concerning the time limit.
The judge overruled the objection.
“What do we mean by proof beyond a reasonable doubt? Proof beyond a reasonable doubt does not mean proof beyond all possible doubt. Everything,
“It is not enough to establish a probability of guilt, even a strong one, based on chances. Instead, the evidence must convince you of the truth of the charge to a reasonable and moral certainty, a certainty that convinces and directs the understanding and satisfies the reason and judgment of the jurors who are sworn to act conscientiously upon the evidence. This is what we mean by proof beyond a reasonable doubt.”
“Under our laws, ladies and gentlemen, a defendant is presumed innocent until "proven guilty. The presumption remains unless the evidence proves beyond a reasonable doubt that the defendant is guilty of the charge.
“The verdict must be based on the evidence. The verdict cannot be based on prejudice, suspicion, or guesswork. The indictment is not evidence. The
“The defendant is not required to prove innocence or present any evidence in his own behalf. The burden of proof is on the Commonwealth to prove beyond a reasonable doubt that the defendant is guilty of the charge. If the evidence convinces the jury beyond a reasonable doubt that he’s guilty of a charge, the jury must find him guilty on that charge.
“If, upon the evidence, a reasonable doubt remains, the defendant is entitled to the benefit of it, and the jury must find him not guilty on that charge.”
