985 A.2d 871
COMMONWEALTH оf Pennsylvania, Appellant v. Paul A. SEGIDA, Appellee.
Supreme Court of Pennsylvania.
Submitted March 17, 2008. Decided Dec. 29, 2009.
Louis W. Emmi, Pittsburgh, for Paul A. Segida.
BEFORE: CASTILLE, C.J., SAYLOR, EAKIN, BAER, TODD, McCAFFERY, JJ.
OPINION
Justice McCAFFERY.
In this appeal by the Commonwealth, we consider whether the offense of driving under the influence (“DUI“) set forth at
On September 19, 2004, at approximately 12:20 a.m., Officer Patrick Hillyard was dispatched to investigate a report of a one-vehicle accident. He arrived at the scene within a few minutes, to find a vehicle at the top of a hillside in some brush, rotated 180 degrees. Paul A. Segida (“Appellee“), who with his brother was standing near the vehicle, acknowledged that he was the owner of the vehicle, that he had been driving, and that he had lost control of the vehicle after he started arguing with his brother. While conversing with Appellee, Officer Hillyard detected a strong odor of alcohol coming from his person. Upon further questioning, Appellee admitted that he had been drinking at one of the local clubs and had been driving home when the accident occurred. Officer Hillyard then asked Appellee to perform three field sobriety tests, all of which Appellee performed very badly. Based on the field sobriety test results, Officer Hillyard concluded that Appellee was incapable of safely driving at that time, and accordingly placed Appelleе under arrest and drove him to a hospital to have his blood alcohol level tested. The test results revealed that Appellee had a very high blood alcohol level: 0.326 percent.
Appellee was charged with two counts of DUI:
In finding insufficient evidence to support the
75 Pa.C.S. § 3802(a)(1) DUI offense, did the Superior Court err in determining what the elements are for aSection 3802(a)(1) DUI offense and err in concluding it is an “at the time of driving” offense?
Commonwealth v. Segida, 594 Pa. 524, 937 A.2d 419 (2007).
The issue presented is one of statutory interpretation, which, as a question of law, requires that we apply a de novo standard of review. Commonwealth v. Hoke, 599 Pa. 587, 962 A.2d 664, 666 (2009). Pursuant to the Statutory Construction Act,4 our task in interpreting a statute is to ascertain and effectuate the intention of the General Assembly. Id. at 667 (citing
The statute at issue here is the following:
§ 3802. Driving under influence of alcohol or controlled substance
(a) General impairment.--
(1) An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the individual is rendered incapable of safely driving, operating or being in actual physical control of the movement of the vehicle.
(2) An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual‘s blood or breath is at least 0.08% but less than 0.10% within two hours after the individual has driven, operated or been in actual physical control of the movement of the vehicle.
(b) High rate of alcohol.--An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual‘s blood or breath is at least 0.10% but less than 0.16% within two hours after the individual has driven, operated or been in actual physical control of the movement of the vehicle.
(c) Highest rate of alcohol.--An individual may not drive, operate or be in actual physical control of the movement of a vеhicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual‘s blood or breath is 0.16% or higher within two hours after the individual has driven, operated or been in actual physical control of the movement of the vehicle.
The General Assembly enacted Section 3802 on September 30, 2003, and it became effective on February 1, 2004, repeal-
The question presented in the instant case is whether, by analogy to subsection 3802(a)(2), subsection 3802(a)(1) does not require the Commonwealth to prove that a motorist had been rendered incapable of safely driving at the time that he or she actually drove. In other words, does subsection 3802(a)(1) resemble subsection 3802(a)(2) in that the actual time of driving is not included in the elements of the offense? Or, alternatively, does subsection 3802(a)(1) resemble the repealed subsection 3731(a)(1) in that an element of the offense is driving while incapable of doing so safely? More succinctly, the issue can be stated as follows: is subsection 3802(a)(1) an “at the time of driving” offense?
This Court has not previously had the occasion to interpret subsection 3802(a)(1); however, we have upheld subsection 3802(a)(2) in the face of a constitutional challenge. See Duda, supra at 1147-52. Although Duda did not include a challenge to subsection 3802(a)(1), we compared subsection 3802(a)(1) to subsection (a)(2) in that case as follows:
Section 3802(a) represents a legislative enlargement of the prohibited conduct so that it is now unlawful, not only to drive while under the influence, see 75 Pa.C.S. § 3802(a)(1) , but also to ingest a substantial amount of alcohol and then operate a motor vehicle before the alcohol is dissipated to below a defined threshold (here, 0.08%), regardless of the level of absorption into the bloodstream at the actual moment of driving. That this is so is evident from the plain text of subsection (a)(2), ... which defines the offense to include two elements: that the individual drove after drinking alcohol, and that the amount of alcohol ingested before driving was enough to cause the individuals [blood alcohol] level to be at least 0.08 percent and below 0.10 percent within two hours after driving.
Duda, supra at 1147 (bold emphasis added).
We recognize that the statement in Duda concerning subsection 3802(a)(1) is dicta. Nonetheless, it suggests the view that the elements of subsection 3802(a)(1), like those of the repealed subsection 3731(a)(1), are that an offender drive while incapable of safely driving due to consumption of alcohol.
In several cases, the Superior Court has specifically addressed subsection 3802(a)(1), similarly and consistently implying that the offense is an “at the time of driving” offense. In Commonwealth v. Kerry, 906 A.2d 1237 (Pa.Super.2006), the appellant challenged the sufficiency of the evidence to sustain his conviction under subsection 3802(a)(1). The Superior Court determined that subsection 3802(a)(1) requires the Commonwealth to prove two elements:
(1) [] the defendant was operating a motor vehicle, (2) after imbibing a sufficient amount of alcohol such that the individual is rendered incapable of safely [operating the motor vehicle].
The Kerry court noted that subsection 3802(a)(1) is “similar, but not identical” to repealed subsection 3731(a)(1), Kerry, supra at 1241 n. 5, and stated the following:
Section 3802(a)(1), like its predecessor [3731(a)(1)], is a general provision and provides no specific restraint upon the Commonwealth in the manner in which it may prove that an accused operated a vehicle under the influence of alcohol to a degree which rendered him incapable of safe driving.
Id. at 1241 (emphasis added) (citation and internal quotation mаrks omitted).
The Kerry court then considered the sufficiency of the evidence to convict the appellant, relying on precedent established under subsection 3731(a)(1) to deny his challenge. See id. at 1241-42. Although the appellant in Kerry did not specifically and expressly raise the issue of whether subsection 3802(a)(1) is an “at the time of driving” offense, we conclude, based on the above analysis, that the Superior Court clearly presumed it was.
In Commonwealth v. Williams, 941 A.2d 14 (Pa.Super.2008) (en banc), another subsection 3802(a)(1) case, the appellant contended that police lacked probable cause to arrest her after she was found asleep in a highly intoxicated state in the back seat of her vehicle, which was stuck across some railroad tracks with the engine running and front wheels turning. Id. at 19, 21, 26-29. The appellant argued, inter alia, that there was no evidence as to when she had become intoxicated and whether she had operated her vehicle in an intoxicated state. Id. at 26. In rejecting the appellant‘s argument, the Superior Court cited with favor the trial court opinion, which concluded that the facts of the case “support[ed] a reasonable inference that [the appellant had operated and/or was in actual physical control of the movement of her vehicle while she was under the influence of alcohol to the degree that it rendered her incapable of safe driving.” Id. at 29 (emphasis added) (quoting trial court opinion).
In Williams, as in Kerry, supra, it does not appear that the question of whether subsection 3802(a)(1) is an “at the time of driving” offense was explicitly before the court. However, in each case, the Superior Court‘s opinion reflects its apparent presumption that subsection 3802(a)(1) does indеed require
By the plain language of subsection 3802(a)(1), driving is proscribed after the imbibing of sufficient alcohol such that the individual is rendered incapable of safely driving. In contrast to subsections 3802(a)(2), (b), and (c), all of which require that the offender‘s blood alcohol level reach a certain specified elevation within two hours of driving, there is no time element explicitly delineated in subsection 3802(a)(1). However, to avoid absurd applications of subsection 3802(a)(1), a time element obviously must be inferred. Without the inference of some rational and reasonable temporal link between drinking and driving, then a motorist would violate the statute by driving at any time--even days or weeks--after having imbibed sufficient alcohol to be rendered incapable of safely driving. This is an absurd and unreasonable interpretation, which has properly been rejected by the Superior Court. See McCoy, 895 A.2d at 30-31;
For subsection 3802(a)(1), the only relevant time period is that span of time during which an individual is incapable of safely driving due to alcohol intoxication. Reliance on the plain meaning of the statutory language leads to the logical and reasonable conclusion that driving is proscribed only during the span of time when one is incapable of safely driving. See subsection 3802(a)(1) (“An individual may not drive ... after imbibing a sufficient amount of аlcohol such that the individual is rendered incapable of safely driv-
Subsections 3802(a)(2), (b), and (c) explicitly specify a time limit of “within two hours” after driving for determination of blood alcohol level--while subsection 3802(a)(1) does not specify any time frame--because of eminently practical considerations. The necessity for the two hour time limit in subsections 3802(a)(2), (b), and (c) is grounded in the practical impossibility either of measuring blood alcohol level precisely at the time of driving or of calculating the exact blood alcohol level at the time of driving from a single blood alcohol measurement taken at some point in time after driving. See Duda at 1141. These practical considerations do not have the same force with regard to subsection 3801(a)(1), which does not limit the type of evidеnce that the Commonwealth can proffer to prove its case. See Kerry, supra at 1241 (“Section 3802(a)(1), like its predecessor [statute], is a general provision and provides no specific restraint upon the Commonwealth in the manner in which it may prove that an accused operated a vehicle under the influence of alcohol to a degree which rendered him incapable of safe driving.“) (citation and internal quotation marks omitted).
The types of evidence that the Commonwealth may proffer in a subsection 3802(a)(1) prosecution include but are not limited to, the following: the offender‘s actions and behav-
Thus, in sum, we hold that subsection 3802(a)(1) is an “at the time of driving” offense, requiring that the Commonwealth prove the following elements: the accused was driving, operating, or in actual physical control of the movement of a vehicle during the time when he or she was rendered incapable of safely doing so due to the consumption of alcohol. Insofar as the Superior Court characterized and interpreted subsection 3802(a)(1) as an “at the time of driving” offense, the court did not err.6
Although we conclude that the Superior Court did not err in its legal interpretation of subsection 3802(a)(1) as an
Turning to the circumstances of the instant case, we conclude that the circumstantial evidence that Appellee drove while he was incapable of driving safely due to ingestion of alcohol was sufficient to establish beyond a reasonable doubt his violation of subsection 3802(a)(1). Appellee admitted that he had been drinking at a local club, and that he was driving himself and his brother home when he lost control of his vehicle. Trial Court Opinion, dated 2/2/06, at 2; Notes of Testimony Trial (“N.T.“), 10/20/05, at 9-11. The investigating officer discovered Appellee‘s vehicle “almost over the hillside at the top ... into some brush,” having rotated 180 degrees before coming to a halt off the road. N.T. at 7, 21. When the officer arrived on the scene, Appellee and his brother were out of the vehicle, “on the street right near the vehicle.” Id. at 7-8. The officer “smell[ed] a strong odor of alcohol coming from [Appellee‘s] person and his breath.” Id. at 9. The officer then administered three field sobriety tests, and based on the results thereof, he concluded that Appellee was incapable of safely driving due to alcohol consumptiоn. Id. at 12. After arresting Appellee, the officer transported him to McKeesport Hospital for a blood alcohol test, which revealed that Appellee had a very high blood alcohol content: 0.326 percent. Id. at 13, 17; Trial Court Opinion at 3. While the officer acknowledged that he had not observed the accident and did not know
The undisputed evidence of Appellee‘s strikingly high blood alcohol level-0.326 percent--is noteworthy. Although precisely how much time had elapsed between the accident and Appellee‘s blood alcohol measurement is unknown, the fact-finder is not required to suspend common sense and ignore the fact that Appellee‘s blood alcohol concentration was not just elevated, but enormously elevated--four times the legal limit of 0.08, and twice the highest rate of alcohol pursuant to subsection 3802(c). Furthermore, the accident itself constitutes evidence that Appellee drove when he was incapable of doing so safely. There was only one vehicle involved in the accident, and Appellee admitted that he had lost control of the vehicle as he was driving home after drinking at a club.
Based on all of this evidence admitted at trial, we conclude that the Superior Court erred when it reversed Appellee‘s conviction under
Justice TODD did not participate in the consideration or decision of this case.
Chief Justice CASTILLE and Justices SAYLOR and BAER join the opinion.
Justice EAKIN files a concurring opinion.
Justice GREENSPAN files a concurring opinion.
I concur in the result. However, I write separately because, in my view, respectfully, the Majority ignores the plain language of
Appellee Paul A. Segida was charged with and convicted of two counts of driving under the influence (DUI) pursuant to
(a) General impairment.--
(1) An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the individual is rendered incapable of safely driving, operating or being in actual physical control of the movement of the vehicle.
(2) An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual‘s blood or breath is at least 0.08% but less than 0.10% within two hours after the individual has driven, operated or been in actual physical control of the movement of the vehicle.
(b) High rate of alcohol.--An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual‘s blood or breath is at least 0.10% but less than 0.16% within two hours after the individual has driven, operated or bеen in actual physical control of the movement of the vehicle.
(c) Highest rate of alcohol.--An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual‘s blood or breath is 0.16% or higher within two hours after the individ-
On October 24, 2006, a three-judge panel of the Superior Court held in a published opinion that the evidence was insufficient to support both DUI charges and it arrested judgment with respect thereto. Commonwealth v. Segida, 912 A.2d 841 (Pa.Super.2006). This Court granted the Commonwealth‘s Petition for Allowance of Appeal to review only that part of the Superior Court‘s decision holding that the evidence was insufficient to support Appellee‘s conviction under
As the Majority notes, the resolution of this matter requires employment of the provisions of the Statutory Construction Act,
- The occasion and necessity for the statute.
- The circumstances under which it was enacted.
- The mischief to be remedied.
- The object to be attained.
- The former law, if any, including other statutes upon the same or similar subjects.
- The consequences of a particular interpretation.
- The contemporaneous legislative history.
- Legislative and administrative interpretations of such statute.
In construing a penal statute we must be mindful of the following caveats:
“[W]here ambiguity exists in the language of a penal statute, such language should be interpreted in the light most favorable to the accused.... [A] court may not achieve an acceptable construction of a penal statute by reading into the statute terms that broaden its scope.” [Commonwealth v. Booth, 564 Pa. 228, 766 A.2d 843, 846 (2001)]. Moreover, words and phrases may be added in construing a statute only when the added words are necessary for a proper interpretation, and so long as they do not in any way affect the statute‘s scope and operation.
1 Pa.C.S. § 1923(c) . Commonwealth v. Hoke, 599 Pa. 587, 962 A.2d 664, 667 (2009). However, and most importantly for our purposes, “[w]hen thе words of a statute are clear and free from all ambiguity, the letter of it is not to be disregarded under the pretext of pursuing its spirit.”1 Pa.C.S. § 1921(b) .
In addition, when construing one section of a statute, courts may not read that section separately, but must read it together with and in light of the other sections comprising the statute. Commonwealth v. Mayhue, 536 Pa. 271, 639 A.2d 421, 439 (1994). Finally, a court may presume that the Legislature does not intend a result that is absurd, impossible
An application of these precepts to the instant matter leads me to conclude that the Majority has erred in interpreting
That the Legislature intended Section 3802(a)(1) to punish driving after drinking and not merely driving while intoxicated is evidenced by the legislative history of Act 24. The Commonwealth points out that Act 24 was enacted in place of the prior DUI law to end the need for a battle of experts to determine whether a person was inebriated while actually driving, which arose out of the absorption and dissipation rates of alcohol in the body. Commonwealth‘s Brief, 31-32. See also COM. OF PENN. LEGIS. JOURNAL--HOUSE, Sept. 29, 2003, at 1889; Commonwealth v. MacPherson, 561 Pa. 571, 752 A.2d 384, 387 n. 3 (2000). Moreover, the intent of the Legislature to punish driving after drinking is evidenced by the Legislature‘s amendment of the DUI statute itself.
Accordingly, I would hold that in order to convict a person of violating
I concur in the result reached by my colleagues, but I respectfully disagree with both the majority‘s and Madame Justice Greenspan‘s interpretation of
“When the words of a statute are clear and free from all ambiguity, the letter of it is not to be disregarded under the pretext of pursuing its spirit.”
- The occasion and necessity for the statute.
- The circumstances under which it was enacted.
- The mischief to be remedied.
- The object to be attained.
- The former law, if any, including other statutes upon the same or similar subjects.
- The consequences of a particular interpretation.
- The contemporaneous legislative history.
- Legislative and administrative interpretations of such statute.
Id.,
Section 3802(a)(1) states, “An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the individual is rendered incapable of safely driving, operating or being in actual physical control of the movement of the vehicle.”
“After” can mean literally any time following the event. See Webster‘s New Universal Abridged Dictionary 34 (2d deluxe ed. 1983). This definition is appropriate when interpreting statements such as “After the Civil War, slavery was abolished.” But “after” can also require proximity, meaning “next to.” See id. If a baseball fan asks, “Who bats after Rollins?,” the answer is Victorino. In one sense, everyone in the lineup bats after Rollins--indeed, Rollins eventually bats after himself--but in this context, “after” means “next,” and that is clearly the meaning of the word “after” in this statute. The driving must be temporаlly proximate to imbibing to the requisite degree; once the requisite inability to drive safely passes as sobriety returns, driving is no longer proximate and one may drive without offending the statute.
However, under § 3802(a)(1), there is no need for proof that inability coexisted with the time of driving. There is only need for proof of imbibing to the requisite degree and the temporally proximate “after” event of driving. Unlike under the prior statute, the two events need not intersect; the proof required is that driving occurred after drinking.
The statutory changes eliminated proof of condition at time of driving, previously an element of the offense. Rather than effectuating the legislature‘s clear purpose of condemning driving after too many drinks, the prior element was too often dependent on almost whimsical expert opinion testimony. Cases such as the present one show the salient purpose of the modification to the law that eliminated that element. The officer found a one-car accident but could not tell precisely when it happened; he could make an educated guess about the time of driving, but he could not be specific. He knew the driver had been imbibing before the accident--he had physical
This does not mean the prosecution‘s burden is absolved. There still must be proof of incapacity, that drinking preceded the driving, and that the pre-driving imbibing caused the incapacity. All that is removed from § 3802 is the need to “relate back” to a precise time of driving. This was the very concept behind the language modification in the DUI statutes, and I respectfully dissent from the contrary interpretation espoused by my colleagues.
Notes
Williams, supra at 30 n. 7. Contrary to the Commonwealth‘s argument, the Superior Court did not, in the above footnote, suggest that the time when the offender drove is irrelevant to subsection 3802(a)(1). The Superior Court was simply pointing out that, under subsection 3802(a)(1), knowing the exact time of the accident “would not end the inquiry” because the two hour time limitation characteristic of DUI statutes that require proof of a particular blood alcohol level is not an elemеnt of subsection 3802(a)(1). I agree with the Majority that in order to obtain a conviction underWe acknowledge [the appellant‘s argument that the Commonwealth could not determine the time of the accident, and therefore, could not prove [the appellant was intoxicated at the time she operated the vehicle. ... Although the time between a defendant‘s [blood alcohol] test and the time of driving is relevant tо charges involving [blood alcohol] levels, it is not necessarily dispositive of charges under [subsection] 3802(a)(1). Here, [the appellant refused a [blood alcohol] test. Because the Commonwealth was not concerned with proving [the appellant‘s [blood alcohol] level at the time of the accident, the exact time of the accident would not end the inquiry.
