We are asked in this case to abandon the evidentiary rule that permits the Commonwealth, in a prosecution for sexual assault, to present evidence of the complainant’s fresh complaint. In
Commonwealth
v.
Licata, ante
654 (1992), we considered fully the arguments for and against the fresh complaint rule and concluded that we shall adhere to the rule as it exists in this Commonwealth.
1
Accordingly,
In July, 1989, a Plymouth County grand jury returned two indictments charging the defendant, Steven J. Scanlon, with one count of rape of a child by the use of force, G. L. c. 265, § 22A, and two counts of indecent assault and battery on a person over the age of fourteen, G. L. c. 265, § 13H. Following a trial in the Superior Court Department, the jury found the defendant guilty on both counts of indecent assault and battery and not guilty of the charge of rape. Subsequently, the defendant filed two separate motions for a new trial on the basis of newly discovered evidence. The trial judge denied both motions without a hearing. The defendant then filed a consolidated appeal of his convictions and the denials of his motions for a new trial. We granted the defendant’s petition for direct appellate review, and we affirm.
On appeal, the defendant challenges: (1) the scope of the testimony of two fresh complaint witnesses; (2) the exclusion of evidence that the complainant had an opportunity to report the assaults earlier than she did; (3) the trial judge’s instructions regarding fresh complaint testimony; (4) the exclusion of evidence that the victim previously had made an allegedly false accusation of sexual assault; (5) the admission of evidence of consciousness of guilt; (6) the charge on reasonable doubt; (7) the judge’s use of the so-called Tuey-Rodriquez charge; and (8) the judge’s refusal to grant the defendant a new trial in light of newly discovered evidence.
We summarize the evidence presented to the jury.
2
The complainant, whom we shall refer to as Kate (not her real name), was fourteen years of age when, in November, 1987, her mother was admitted to Charles River Hospital in Wellesley for psychiatric treatment. Kate, along with her four younger siblings,
3
was left in the care of the defendant,
Kate testified that the first incident occurred in early December, 1987. Kate was watching television in a downstairs bedroom at approximately 9 p.m. when the defendant called for her to come upstairs. Kate’s brothers and sisters were sleeping at the time. Kate went upstairs and found the defendant in his bedroom. Kate went into the bedroom and sat on the edge of the bed. She and the defendant had a “regular conversation” until the defendant placed his hand on Kate’s shoulder. The defendant then moved his hand down over the front of Kate’s shirt and moved his hand around her breast “for about twenty to thirty seconds.” Kate then left the room. She testified that she didn’t tell anyone about the incident because she wasn’t sure if it was a mistake or if she was judging it wrong.
Kate testified that a second incident occurred approximately two weeks later. Kate was downstairs watching television at approximately 9 p.m. when the defendant again called for her. The other children were sleeping. Kate hesitantly went upstairs to the defendant’s bedroom. The defendant was in his bathrobe and a candle was burning on the nightstand. When Kate entered the room, the defendant closed the door and told Kate to take off her pants. Kate complied, and sat on the end of the bed, pulling her sweatshirt down over her knees. The defendant approached her, pushed his bathrobe behind him, pushed Kate’s ankles up so that her knees were in the air, and began to have intercourse with her. Kate was crying and was asking the defendant “in a small voice” to please stop. After approximately five minutes the defendant did stop and Kate felt a wetness on her thigh. Kate told the defendant that she was going to tell her mother. The defendant responded that her mother wouldn’t believe her. He also threatened to harm the family if she told anyone.
Kate testified that a third incident occurred in early February, 1988. Kate was watching television in the late after
Kate did not report that her stepfather had assaulted her until September, 1988, when she wrote a note to a friend, Elizabeth Briggs, indicating that “something bad” had happened to her and that if she told anyone “something bad” would happen to her family. Approximately one week later, Elizabeth asked Kate about the note. At first, Kate did not respond. She then told Elizabeth “my stepfather raped me.” Elizabeth testified that Kate was “hysterical” and was “crying and punching the wall and kitchen table.” Elizabeth urged Kate to report the assaults but Kate refused to do so because she was frightened that something would happen to her family and because she was concerned about her mother’s mental condition.
Two weeks later, in the early morning of October 18, 1988, Kate arrived at Elizabeth’s house upset and crying. After speaking with Kate, Elizabeth called the Marion police. A police officer came to the house and brought the two girls to the police station. At the station, Kate described the three sexual assaults to Sergeant James Nolan of the Marion police department. Subsequently, Sergeant Nolan called the defendant to the police station and, after advising the de
The defendant denied that any of the assaults had occurred. At trial, he testified that his relationship with Kate had always been strained and he presented evidence that, prior to any of the incidents in question, Kate had told one of her friends that she hated the defendant. The defendant testified that he was the disciplinarian of the household and that at the time Kate reported the assaults she had been grounded for dialing a “1-900” telephone number and then lying about it. The defendant also introduced evidence that, on at least one of the dates that Kate had estimated the sexual assaults occurred, Kate had spent the night at the home of one of her friends. Finally, the defendant explained that the reason he had told Sergeant Nolan that he “thought it might be that” when he was confronted with the charges against him was because he had passed his wife on the way to the police station and his wife, who had already been to the station, refused to look at him.
1.
Scope of the fresh complaint testimony.
Elizabeth Briggs and Sergeant Nolan were each permitted to testify as fresh complaint witnesses. Elizabeth testified that Kate had sent her the September, 1988, note indicating that “something bad” had happened to her, that Kate had later explained “my stepfather raped me,” and that Kate was crying and hysterical when she made this disclosure. Sergeant Nolan testified as to the details of Kate’s complaint. In the course of his testimony, Sergeant Nolan mentioned details that Kate had omitted from her own testimony. Specifically, he testified that Kate had reported that the defendant had held her down by the shoulders during the first incident. In addition, Sergeant Nolan testified that Kate had reported that the defendant yelled at her during the second incident and that he had threatened to “do it to her again” if she ever
The defendant contends that the judge committed reversible error in permitting the testimony of these two witnesses because their testimony exceeded the testimony of the complainant herself and because the testimony involved more than a mere dry recounting of the facts. 4
This court has never insisted that fresh complaint testimony be sanitized to match exactly the testimony of the complaining witness. Such a rule would undermine the purpose of allowing a witness to testify as to the details of a victim’s complaint, which is to let the jurors draw their own conclusions regarding whether the fresh complaint evidence corroborates the victim’s testimony. See
Licata, supra
at 658-659;
Commonwealth
v.
Bailey,
In the present case, we perceive no error regarding the scope of Elizabeth Briggs’ testimony. Elizabeth did not testify to any details of Kate’s complaint other than Kate’s statement that “my stepfather raped me.” This testimony was cumulative of Kate’s own testimony that the defendant forced her to have intercourse during the second incident and was hardly inflammatory in light of the subject matter of the indictments. Elizabeth’s additional testimony that Kate was “hysterical” and “punching the wall and the kitchen table” when she told Elizabeth about the assaults was based on Elizabeth’s own observation of the complainant’s demeanor and thus was not fresh complaint testimony.
We are more troubled by the testimony of Sergeant Nolan. Sergeant Nolan’s account of Kate’s complaint included references to potentially prejudicial details that Kate had not included in her own testimony. Specifically, the reference to penetration during the third incident exceeded the proper limits of fresh complaint testimony because it created a risk that the jury would rely on that testimony to convict the defendant of rape where there was no probative evidence introduced at trial that a rape occurred during the third incident. See
Commonwealth
v.
Kirouac, supra
at 565. See also
Commonwealth
v.
McDuffie,
We do not agree, however, that the improper testimony requires reversal. The defendant was acquitted of the charge of
2. The complainant’s prior opportunity to report the assaults. The defendant contends that the trial judge erred in excluding evidence that, in January, 1988, a clergyman who periodically counselled Kate and her family, Reverend Thomas Bergeron, had asked Kate if she wanted to speak with him alone and she declined. The defendant argues that, in light of Kate’s own testimony that she liked Reverend Bergeron and that she trusted him, the excluded evidence was relevant to show that Kate had an opportunity to report the sexual assaults prior to the date that she actually did so.
In this case, the transcript reveals that it was clear to the jury that seven months had elapsed between the time of the last assault and Kate’s report of the assaults, and that during this time Kate had numerous opportunities to report the assaults to her girlfriends, to her siblings, and others including
3. Fresh complaint instructions. In each instance where the judge permitted the Commonwealth to present fresh complaint testimony, the judge instructed the jury that the evidence was admitted for corroborative purposes only. On the first day of trial, during the complainant’s testimony and in anticipation of future “fresh complaint” witnesses, the judge stated that “the jury may consider fresh complaint evidence only to the extent that it corroborates evidence given by the alleged victim, himself or herself. Evidence of a fresh complaint witness cannot stand by itself and establish the factual assertions in evidence.” Then, after thoroughly instructing the jury that they should not consider the evidence at all unless they first determined the complaint was “fresh,” the judge stated “I will refer to this subject matter, no doubt, again before this case is over on one or two occasions, perhaps; but suffice it now to say that you must pay particular attention to the details that have been testified to by [the complainant] . . . because you’re going to have to determine whether or not those events are substantiated or not ... by the fresh complaint witnesses.”
On the second day of trial, prior to Elizabeth Briggs’ testimony, the judge once again stated “you may only consider the [fresh complaint] evidence that this witness gives to the extent that it corroborates and/or substantiates testimony of the alleged victim. You cannot establish any fact on this witness or this witness’s evidence alone. It will not stand by itself. It will have evidential value only to the extent it is corroborative. I know that’s, a little heavy, but try to bear it in mind as you listen to this testimony.” Subsequently, when the Commonwealth called its next witness, Sergeant Nolan, the judge reiterated that “[t]his again is fresh complaint evidence .... Bear in mind the principles I just set forth with you as to the last witness, the same principle applies in this situation.”
We agree with the defendant that the judge’s final charge, standing alone, was insufficient to apprise the jury of the limited purposes of the fresh complaint testimony. An instruction that such evidence may be used only to corroborate the complaining witness’s testimony, without a definition of the term corroboration, does not alleviate the risk that the jury would use such evidence substantively. However, in light of the judge’s previous explanations regarding the use of the fresh complaint testimony, we think the judge’s final charge was sufficient to remind the jurors of the limited purposes of such testimony. This case is distinguishable from
Commonwealth
v.
Almon,
4.
Evidence of allegedly false prior accusation of sexual assault.
During the course of trial, the defense sought to introduce evidence that Kate had falsely accused her natural father of sexual assault prior to bringing charges against the defendant. The judge excluded the evidence on the basis that the defendant had not presented evidence that the prior accusation, if made, was false. See
Commonwealth
v.
Bohannon,
The defendant’s offer of proof was not a model of clarity. Under any view of it, there is nothing in the offer to show that the defendant had any objective basis to expect that the prior accusation, if made, was false. 7
5. Consciousness of guilt evidence. During trial the complainant and Elizabeth Briggs were permitted to testify regarding an incident that occurred seven months after the defendant was arrested for .the offenses for which he was tried. Kate and Elizabeth each testified that they were walking with Kate’s brother and another boy along Route 105 in Marion when the defendant approached them in his automobile and swerved as if to hit them. Kate testified that the defendant’s automobile came within inches of hitting her, that she jumped out of the way, and that the defendant turned and smiled at her as he passed. Elizabeth testified that the automobile swerved toward Kate, that Elizabeth pulled Kate onto the sidewalk, and that the defendant gave them a “pretty dirty look.” The judge allowed this evidence, over the defendant’s objection, as tending to show consciousness of guilt. 8 The defendant contends this ruling was error.
It is well established that evidence regarding threats or intimidation of key witnesses for the prosecution is admissible to demonstrate consciousness of guilt. See
Commonwealth
v.
Porter,
6.
Reasonable doubt instruction.
The defendant argues that the trial judge’s reasonable doubt instruction operated to reduce the Commonwealth’s burden of proof because the judge unduly relied on “negative” definitions of reasonable doubt (i.e., what reasonable doubt is not) without placing equal emphasis on positive definitions of reasonable doubt. This claim is without merit. The “negative” definitions in the judge’s charge were counterbalanced by the judge’s instruction that the defendant is entitled to the presumption of innocence and by the language in the charge which the defendant concedes follows the “time tested and widely approved” language of
Commonwealth
v.
Webster,
7. Judge’s use of Tuey-Rodriquez charge. After approximately ten hours of deliberations over the course of two days, the jury sent the judge a note which read: “we respectfully submit to you that the jury cannot agree on a verdict on any of the three counts. We show no progress since yesterday.” The judge recalled the jury and delivered a so-called TueyRodriquez charge. 10 The defendant argues that the charge was premature and thereby coerced a verdict.
At the outset, we note that the defendant did not object to the judge’s timing of the charge.
11
In the absence of a proper objection, our review is limited to whether the timing of the charge created
a
substantial risk of a miscarriage of justice.
Commonwealth
v.
Sheline,
A
Tuey-Rodriquez
charge “is intended to be used when because of the lapse of time or otherwise the judge apprehends that the jury is deadlocked.”
Commonwealth
v.
Rodri
8. Motions for a new trial. Approximately three weeks after the conclusion of the defendant’s trial, defense counsel secured an affidavit from one Jeffrey Howell which indicated that Jeffrey was present at the scene when defendant allegedly swerved his automobile at the complainant and which indicated that the defendant did not swerve his automobile as if to hit the complainant. 12 On the basis of this evidence the defendant filed a motion for a new trial. The motion was denied without a hearing. Subsequently, the defendant was acquitted of charges brought by Elizabeth Briggs in a different proceeding in which the defendant had been charged with intimidating a witness. On the basis of this evidence, the defendant filed another motion for a new trial which was denied without a hearing. The defendant contends that the judge erred in denying these new trial motions and that the judge’s decision was based on his own belief in the defendant’s guilt.
“A defendant seeking a new trial on the ground of newly discovered evidence must establish both that the evidence is newly discovered and that it casts real doubt on the justice of
In this case, the record does not reveal the judge’s reasons for denying the new trial motions. We conclude, however, several reasons support the judge’s decision. First, the evidence in support of the first new trial motion was not newly discovered. See
Commonwealth
v.
Pires,
Similarly, we also conclude that the trial judge properly exercised his discretion in denying the second motion for a new trial. Although the evidence of the defendant’s acquittal on charges of attempting to intimidate a witness was “new,” the evidence was essentially cumulative of the defendant’s version of the incident. Moreover, as we have noted, although the evidence may have lent credibility to the defendant’s ver
Finally, we find no basis to conclude, as the defendant contends, that the judge denied the motions for a new trial because of his own belief that the defendant was guilty. See
Commonwealth
v.
Markham,
Judgments affirmed.
Orders denying motions for new trial affirmed.
Notes
In this case, the defendant has argued that the fresh complaint rule is based on outdated views of “female psychology”. In Commonwealth v. Licata, ante 654 (1992), we considered fully the rationale underlying the fresh complaint rule. In Licata we expressly disavowed the idea that a sexual assault victim naturally will complain of such an attack promptly. We concluded, however, that the need for the rule persists in order to avert unwarranted juror skepticism that the absence of evidence of a complaint somehow suggests that no assault occurred. We need only further add that the rule does not reflect any view of “female psychology,” as the rule applies in cases involving both male and female sexual assault victims.
As to the defendant’s argument that the fresh complaint rule is contrary to traditional hearsay rules, we reiterate that fresh complaint testimony is admitted for corroborative purposes only and does not constitute substantive evidence. Thus, the defendant’s arguments on this theory miss the mark.
We shall summarize additional evidence as it relates to the defendant’s respective claims of error.
Kate’s mother had three children, including Kate, from her first marriage and two children from her marriage to the defendant.
Although he did so at trial, the defendant does not now argue that Kate’s report of the incidents was insufficiently fresh. In any event, we note that the trial judge properly exercised his discretion in permitting the witnesses to testify. See
Commonwealth
v.
Amirault,
We have noted that there may be instances where admission of details would operate unjustly, such as in cases where particularly inflammatory details are needlessly repeated. See Bailey, supra at 397. In such cases, a judge may limit the fresh complaint testimony in his or her discretion. Id.
Although Sergeant Nolan’s testimony corroborated Kate’s testimony that a rape occurred during the second incident, he did not corroborate Kate’s testimony that the defendant had grabbed her ankles during this incident.
The closest the defendant gets to the issue of false accusation is revealed by this excerpt from a lobby conference:
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After the evidence was admitted, the defendant testified to a different version of the incident. He testified that he was driving along Route 105 when he saw a group of children, that he pulled to the left to avoid the children and to avoid a pothole, and that he then was forced to veer back to the right due to an oncoming automobile. The defendant estimated that he stayed two to three feet away from Kate and Elizabeth and that he did not recognize them until he was passing them.
We also reject the defendant’s claim that the judge committed error in his charge to the jury when he stated “you have heard evidence in this case that the defendant swerved his car, or however you recall the evidence, in some degree of proximity to the alleged victim and her friends, and that this episode occurred after she had complained to the police that he had raped her. You have also heard evidence that the course of the vehicle was influenced by a pothole.” The defendant alleges error in the judge’s failure accurately to recount the defendant’s version of the incident, namely, that the course of his vehicle was influenced by an oncoming automobile. There was no error. The judge was not required to “bring to the attention of the jury the defendant’s own innocent explanation” for the incident,
Commonwealth
v.
Toney,
The essence of such a charge is that jurors should not assume that another jury would be better able to decide the case, that those jurors in favor of conviction should ask themselves whether they are truly convinced beyond a reasonable doubt, and that those jurors in favor of acquittal should ask themselves whether their doubts are reasonable. See
Commonwealth
v.
Rodriquez,
Upon the judge’s receipt of the jury’s note, defense counsel moved for a mistrial. The judge denied the motion for a mistrial and indicated that he was going to deliver the Tuey-Rodriquez charge. Defense counsel responded “okay” and indicated his preference that the charge be delivered immediately, before the jury retired for the evening, rather than the following morning.
The affiant, a teenage friend of the complainant’s brother, stated that the defendant “drove through the intersection in what seemed a normal manner to me. He did not swerve the car toward [Kate] as if he were trying to hit her. [Kate] was standing still as [the defendant] drove by. She had one foot resting on her skate-board. The vehicle passed within about two feet of [Kate] at the closest point. Elizabeth Briggs did not grab [Kate] to pull her out of the way. I was close enough to hear if Elizabeth Briggs had yelled a warning to [Kate], and I heard nothing.”
