Commonwealth v. SawyerCommonwealth v. Sawyer
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The defendant Robert Earl Sawyer appeals from a conviction of murder in the first degree, claiming as error the trial judge’s failure to suppress certain evidence, the admission of evidence of the defendant’s past misconduct, and the admission of evidence of his attempted escape from custody. The defendant also assigns as error the judge’s failure to instruct the jury on the voluntariness of statements the defendant made to a police officer, or in the alternative that we review such failure pursuant to
On the afternoon of June 21, 1977, the police department of Portland, Maine, received a telephone call from the office of the sheriff of Chautauqua County, New York, advising that arrest warrants for murder and armed robbery had been issued against the defendant in connection with the robbery of a store in western New York State, during which a nineteen year old clerk was killed. The sheriff believed the defendant to be in the Portland area, driving a 1977 green van with New York license plates. At approximately 6:30 p.m., the Portland police received the following teletype message from the Chautauqua County authorities: “Request your department attempt to locate a Robert Earl Sawyer, white male, date of birth 11/9/46, address unknown, your city. Subject is wanted for murder this
A number of Portland police officers were assigned to assist in locating the defendant. That afternoon the van was spotted at a local automobile repair shop. The proprietor produced a repair order bearing the defendant’s name. Through their investigation, the police discovered that the defendant had registered for the night of June 20 at a large motel complex in the city. At approximately 8p.m., police arrived at the motel and telephoned the defendant’s room. The telephone went unanswered. The officers entered the empty room with a passkey supplied by a member of the management staff. Two officers remained in the room and several others were stationed in various parts of the motel. When the defendant opened the door of the room at approximately 12:20 a.m. the officers inside immediately arrested him. The police inspected a bag the defendant had been carrying and found a loaded Browning nine millimeter automatic pistol. All the defendant’s possessions in the room, including several identification cards, bearing the names Kenneth Faucheux and Arthur J. Rossi, found under a mattress, were taken to the police station. Police also impounded the van, which contained nautical items, and impounded as well a rented automobile which the defendant had been driving in Maine. Later that morning the defendant was arraigned in the District Court for Cumberland County in Maine. He was held for rendition until extradited to New York, where he was convicted of murder and sentenced to a term of from twenty-five years to life imprisonment. 1
During the police investigation of this murder, a Maine State trooper interviewed the defendant at the New York State prison in Auburn. The defendant stated that he had first met the victim in 1966 at a New Hampshire correctional facility, that they had met again in Portland, Maine, in June, 1977, and that about June 4 he had driven Faucheux in his van to Bayonne, New Jersey so that Faucheux could visit friends and get some belongings. They had started back to Maine about June 7, and stopped in Boston about 6 p.m. that evening. The defendant dropped Faucheux off at North Station with the agreement that the two would meet there at 9 p.m. Faucheux did not reappear, and after waiting until 2 a.m. the defendant left for Maine alone.
The defendant was indicted by a Suffolk County grand jury on August 7, 1980, for the murder of Kenneth W. Faucheux. The judge denied the defendant’s pretrial motions to suppress with the result that the Browning automatic pistol and the items of identification belonging to Faucheux seized in the motel room, photographs of the nautical items found in the van, and evidence that he had rented an automobile while in Maine, were admitted in evidence.
The Commonwealth also offered the testimony of Paul Kunz, a friend of the victim. Kunz had at various times been incarcerated with the defendant, Faucheux, and perhaps with Ewing. Kunz said that Faucheux had derived his income from salvaging nautical items from ships in New Jersey and later selling them. Faucheux frequently came to
The defendant testified that he had left Boston for Portland about May 28, 1977, in order to commit several burglaries with Paul Kunz. He met with Kunz and Faucheux in Maine and they discussed the planned burglaries. He also met Ewing in Portland, gave him a ride to Ewing’s camp, and cleaned out his van there, placing the trash bag next to Ewing’s cabin. The defendant stated that on the way from New Jersey he stopped in Watertown, Massachusetts. Soon thereafter he observed Faucheux talking to a police officer in Watertown. Suspicious of Faucheux, the defendant alerted Kunz on his arrival in Maine. Kunz later met the defendant and told him the “situation was taken care of.” According to the defendant, Faucheux’s body was in the back of Kunz’s vehicle, and the defendant helped Kunz to place it in the defendant’s van. Kunz and the defendant agreed upon the story the defendant later told the Maine State trooper about separating from Faucheux in Boston. 3 While the defendant was burying the body at Ewing’s camp, Ewing came upon him.
1.
Admission in evidence of the fruits of the Maine search.
The defendant’s pretrial motions alleged that the searches of the motel room, the van, and the rented automobile after his 1977 arrest by the Portland, Maine, police were carried out without search warrants and without probable cause. On appeal, the defendant’s sole challenge is that the searches were conducted as a result of an improper warrantless arrest, and that evidence derived from them should have been suppressed at this trial as “fruits of the poisonous tree.”
Wong Sun
v.
United States,
371 U.S. 471, 484-485, 488 (1963) . The defendant thus presents a new theory as to why the evidence should have been suppressed, one not properly before the judge. See
Contrary to the defendant’s assertion, the warrantless arrest was valid. In determining the validity of an extraterri
We conclude that his arrest without a warrant, based on teletype information from the demanding State that an arrest warrant had been issued pursuant to a grand jury indictment and that the demanding State would extradite the defendant, and carried out in full compliance with required statutory procedures, met the requirements of § 214 of the Maine act providing for a warrantless arrest in the asylum State as a first step in extradition proceedings. 8
Although the defendant concedes that the Portland police had probable cause to arrest, he also argues that, upon receiving the information from the New York authorities, the police had the time, opportunity, and resources to seek an arrest warrant from a magistrate in Maine. Thus, he claims the warrant was necessary. The defendant relies on
Payton
v.
New York,
445 U.S. 573 (1980), which held that, absent
On appeal the defendant has not argued, as he did at trial, that the searches conducted after his arrest were carried out without search warrants and without probable
2.
Admission of evidence relating to the defendant‘s prior misconduct.
The defendant argues that the admission, over his objections, of testimony that he broke into a house in Maine because he needed money, that he gave Sangillo money to purchase marihuana, that he first met Ewing in a correctional school for boys and also was incarcerated with Kunz and Faucheux, and that he was arrested in Maine, had a cumulatively prejudicial impact on the jury which was not offset by the judge’s instructions.
11
While we have often repeated that, ordinarily, evidence of other crimes or prior misconduct of the defendant may not be received,
Commonwealth
v.
Clifford,
374 Mass. 293, 298 (1978), and cases cited, such evidence, if not offered to prove bad character or a disposition to commit a crime, may be admitted if relevant for another purpose. See
Commonwealth
v.
Bradshaw,
385 Mass. 244, 269 (1982). In this case the evidence of prior misconduct was relevant for other purposes and the judge’s cautionary instructions were sufficient to prevent error prejudicial to the defendant. The evidence that the defendant had burglarized a house in Maine was introduced to establish that the defendant had little
The Commonwealth’s evidence showed that the defendant had given Sangillo $140 or $150 to purchase marihuana after the defendant’s return from New Jersey, and established that he had a substantial amount of money at that point. Immediately after Sangillo’s testimony on this point, the judge again gave the jury a limiting instruction. 13 The evidence of the defendant’s financial situation before and after the murder was relevant to prove that the defendant killed Faucheux for money, and on that basis its admission was within the judge’s discretion. Commonwealth v. Bradshaw, supra. See Commonwealth v. Brown, 376 Mass. 156, 164-165 (1978). See also Commonwealth v. Soroko, 353 Mass. 254, 261 (1967); Commonwealth v. Johnson, 352 Mass. 311, 320-321 (1967), cert. dismissed, 390 U.S. 511 (1968). The judge’s prompt limiting instructions gave ample protection to the defendant. See Commonwealth v. Haywood, 377 Mass. 755, 764-765 (1979).
Similarly, Ewing’s testimony that he had met the defendant in 1961 while they were in a reformatory for boys and again in 1962 while they were in a men’s reformatory, was offered to show the background and development of their relationship. During the presentation of this evidence the judge gave three instructions to the jury, cautioning them “not to consider [the evidence] for the purpose of painting the defendant as a bad man — but solely for the purpose of showing, if you believe it, the relationship between Mr. Ewing and the defendant, as an explanation as to why the
Finally, the defendant claims that the judge erred by denying a motion for a mistrial after a Maine State trooper, while reading from a written report of his New York interview with the defendant, stated, “When asked where [the defendant] got [Faucheux’s] nine millimeter pistol that he had when he was arrested.” The report had been previously edited by the judge, in the presence of both counsel, to delete any reference to the defendant’s incarceration in New York on a conviction of murder. In denying the defendant’s motion for a mistrial, the judge observed, “I think it’s obvious to a jury that they were arresting him for something. What we wanted to keep out was that they were arresting him for a murder, a similar crime. I don’t think that, if there’s any harm in it, that it’s overwhelming.” The defendant now contends that the judge’s failure to give a promised instruction on the trooper’s inadvertent testimony was the “most prejudicial aspect” of evidence admitted of the defendant’s prior acts of misconduct. However, defense counsel did not request an instruction or move to strike the
Furthermore, the judge instructed the jury later in the trial “that the fact that a person is or is not charged with a crime, or commits a crime in another state or anywhere else is not evidence that he commits a murder or the crime for which he is here charged.” This instruction was given while the defendant was being cross-examined on whether he was “on the run” from New York authorities when arrested in Maine. Because the defendant had testified that Kunz gave him Faucheux’s identification cards to use in their planned burglaries and had denied that he buried a trash bag containing some personal papers with Faucheux’s body, the judge permitted the Commonwealth to show that the defendant “had a motive for establishing a new identity because he was wanted for serious crimes in New York.” The judge restricted the questioning in order to prevent the jury from hearing the nature of the New York charges, and instructed the jury that they could consider evidence of his fugitive status “in order to show, if it does, that the defendant might have had a possible reason or motive for putting his own papers into the grave and/or taking an identification of the deceased.” This evidence of motive, properly limited by the judge’s instruction, was not rendered inadmissible “merely because such evidence would tend to prove the commission of other crimes.” Commonwealth v. Hoffer, 375 Mass. 369, 372 (1978). We conclude that the evidence that the defendant sought to suppress was properly admitted and that the judge took more than adequate precautions to assure that the jury would consider the evidence on a limited basis. See Commonwealth v. Haywood, supra at 764-765.
Whether evidence is relevant to prove an issue raised by the pleadings or an incidental material issue and whether the inflammatory nature of the evidence outweighs its probative value are matters for the discretion of the trial judge. This court will accept a trial judge’s conclusion except in the case of palpable error.
Commonwealth
v.
Booker,
386
The judge could therefore conclude that this evidence was relevant to show consciousness of guilt of the crime charged.
16
Commonwealth
v.
Booker, supra
at 470. Evidence is not inadmissible merely because it tends to show the commission of another crime.
Commonwealth
v.
Roberts,
378 Mass. 116, 125-126 (1979).
Commonwealth
v.
Gilday,
367 Mass. 474, 496 (1975). The judge ruled that if the defendant took the stand, the Commonwealth would not be permitted to introduce his conviction for murder in New York for the purpose of impeachment. “Although the evidence explaining a possible motive for the defendant’s flight, other than consciousness of guilt of the crime charged in the instant case, [might tend] possibly to prejudice the
4. Voluntariness of the statements to the police. The defendant argues that the judge’s failure to instruct the jury under our “humane practice” rule on the voluntariness of the defendant’s statements, made in New York to a Maine State trooper, requires reversal. See Commonwealth v. Cole, 380 Mass. 30, 38-43 (1980). In the alternative, the defendant urges that this failure amounted to grave prejudice or substantial likelihood that a miscarriage of justice has occurred. Commonwealth v. Roberts, 378 Mass. 116, 122-123 (1979). We do not agree.
In accordance with our humane practice rule the judge conducted a voir dire prior to admitting the testimony of the Maine State trooper. At the voir dire the trooper testified that he had informed the defendant of the Miranda warnings and had asked whether he understood them prior to beginning the interview. The defendant did not appear confused, under the influence of alcohol, or tired. After an interview of about one-half hour, the trooper advised the defendant that, on the basis of an ongoing investigation, he would be charged with Faucheux’s murder. The defendant then stated that he did not wish to make any further statements, and the interview ended. The defendant testified that, prior to questioning, the trooper read him the Miranda warnings and told him what would be discussed, after which the defendant stated that he wanted a lawyer present if he was to be charged with anything. On cross-examination the Commonwealth asked the defendant if he had been tricked by the trooper into making his statements. The defendant answered, “I don’t know if I’d say he tricked me.”
The judge found that the defendant understood and voluntarily waived his Miranda rights and voluntarily made his statements to the trooper and that the defendant had
5.
Relief under
Judgment affirmed.
Notes
The judgment was reversed and a new trial was granted on the ground that the defendant, who had maintained that he was not competent to represent himself, was deprived of his right to counsel at trial. People v. Sawyer, 83 A.D. 2d 205 (1981), aff’d, 57 N.Y. 2d 12 (1982) (four to three decision).
When the police discovered the grave, a trash bag was found on top of the body. The contents of the bag included a piece of carpet with traces of blood with one light-brown human head hair, sandwich cartons, six work orders from a Sears Roebuck & Co. store in Lakewood, New York, where the defendant had worked as a carpet installer, and a receipt from a Jamestown, New York, motel which was dated May 4,1977, and which bore the defendant’s name.
The defendant originally summonsed Paul Kunz from Arizona to testify at the trial. When Kunz arrived, defense counsel conferred with him, and, with the defendant’s consent, decided not to call him to testify. The Commonwealth then called Kunz as a witness for the prosecution.
The defendant pointed to the lack of medical evidence that Faucheux had been stabbed in the chest. The Commonwealth, however, did not rely on Ewing’s testimony in that respect.
In construing our own version of the Uniform Act we have said: “As regulated by the Uniform Act in harmony with the Federal Constitution (art. 4, § 2, cl. 2) and the Federal statute (
To our knowledge, the Supreme Judicial Court of Maine has not had occasion to review an arrest pursuant to tit. 15, § 214. However, that court noted, in a case involving another section of its Uniform Criminal Extradition Act, that “[although [the petitioner] was arrested without a warrant, such procedure was authorized by 15 M.R.S.A. § 214. . . .” Olson v. Thurston, 393 A.2d 1320, 1321 n.2 (Me. 1978).
In that proceeding, pursuant to tit. 15, § 210, the defendant averred that he was not in New York at the time of the offenses charged there, and that the affidavit accompanying the requisition of the Governor of New York was legally insufficient to support his arrest and extradition. Both claims were rejected. Sawyer v. State, supra at 1040-1041. The court held that the New York affidavit was not fatally defective in establishing probable cause to believe that the defendant committed the charged offenses: “As a matter of construction of our section 203, a copy of the indictment, when based on a grand jury’s determination of probable cause, is all that is required” (footnote omitted). Id. at 1042. See Gerstein v. Pugh, 420 U.S. 103, 117 n.19 (1975); Ierardi v. Gunter, 528 F.2d 929, 930-931 (1st Cir. 1976), quoted with approval in Olson v. Thurston, supra at 1324-1325.
We note too that the Maine Supreme Judicial Court’s upholding of the rendition warrant, in this case, effectively foreclosed the issue of the warrantless arrest. See Olson v. Thurston, supra at 1328 (“Once a valid rendition warrant has been issued and executed, questions relating to the illegality of petitioner’s prior detention are rendered moot”). See also Brown, petitioner, 370 Mass. 267, 269-271 (1976).
For the same reason, United States v. Jeffers, 342 U.S. 48 (1951), and United States v. Taylor, 683 F.2d 18 (1st Cir), cert. denied, 459 U.S. 945 (1982), also relied upon by the defendant, are inapposite.
We are mindful that, once the Governor of the asylum State had acted on a requisition for extradition based upon the demanding State’s judicial determination of probable cause, an independent judicial inquiry in the asylum State on the issue would be prohibited by art. 4, § 2, of the United States Constitution. Michigan v. Doran, 439 U.S. 282, 290 (1978). See Olson v. Thurston, 393 A.2d 1320, 1328 (Me. 1978) (“considerations of comity and efficiency in interstate rendition proceedings alone would make it unwise for courts of asylum states to sit in judgment on the criminal procedures employed and judicial determinations made by tribunals in sister states. The Fourth Amendment does not require a second, independent probable cause determination by the asylum state, after a judicial officer in another state has already made a finding of probable cause to support an arrest warrant” [footnotes omitted]). Cf. Whiteley v. Warden, 401 U.S. 560 (1971). See 1 W.R. LaFave, Search and Seizure § 3.5 (1978).
Evidence of the defendant’s attempted escape from custody and the admission of statements he made to the police, also admitted over the defendant’s objections, are treated in parts 3 and 4, infra.
“I have allowed this evidence to be heard by you, if you believe it, of course — that’s always up to you — not for the purpose, and you are in no way to use it as evidence that the defendant has any predilection for crime, or that he’s a bad man or a criminal or performs criminal acts, but only to show, insofar as it may, that when the defendant, as is alleged by the Commonwealth, arrived in Portland, that he had little or no money.”
“[T]he purpose legally for the introduction of this evidence is in no way to show that [the defendant] was a drug user or anything like that. It’s only to show the money aspect that he had, in this witness’ testimony, anyway, that he had a large amount of money.”
Paul Kunz also testified, without objection, that he had been incarcerated with the defendant and the victim in New Hampshire in 1966. On cross-examination, defense counsel explored the prior incarceration of Kunz and the defendant. Defense counsel apparently elected to elicit this testimony to strengthen the credibility of the defendant’s testimony that he had come to Maine to participate in burglaries planned by Kunz and Faucheux.
Without waiving his objection to the admission of evidence of the attempted escape, the defendant agreed to a stipulation to be read to the jury. In addition, a hacksaw and a piece of paper seized during the attempt were admitted.
The judge instructed, sua sponte: “[A]n attempted escape, an attempted avoidance of trial may be used to, or may be considered as, consciousness of guilt. . . . I want to caution you, however, that you should never, never convict a person on evidence of consciousness of guilt alone. The reason is that there are too many other reasonable explanations as to why a person acts as he does other than showing it’s a guilty conscience that motivates him. You may, however, use evidence of consciousness of guilt if you consider it such in [conjunction] with other evidence in order to determine for yourselves whether you are convinced that he is guilty beyond a reasonable doubt.”
Because there was evidence, in the form of the proximity of the attempted escape to the time of trial, and the presence of Ewing’s name and address on the defendant’s person, from which the judge found the attempted escape to be probative of the offense being tried, the defendant’s analogy to United States v. Myers, 550 F.2d 1036 (5th Cir. 1977), aff‘d after remand, 572 F.2d 506 (5th Cir.), cert. denied, 439 U.S. 847 (1978), and to decisions from other jurisdictions, is unavailing. Cf. Commonwealth v. Booker, 386 Mass. 466, 471 (1982).
The defendant points out our discussion in Commonwealth v. Toney, 385 Mass. 575, 584-585 (1982), citing Miller v. United States, 320 F.2d 767 (D.C. Cir. 1963) (separate opinion by Bazelon, C.J.), of the inference of guilt that may be drawn from evidence of flight, concealment, or similar acts. In this case, having ruled the evidence of the defendant’s attempted escape to be admissible, the judge appropriately instructed the jury on consideration of this evidence. See Commonwealth v. Toney, supra at 585.
At the conclusion of the voir dire, the judge told the defendant: “I have in mind that I am doing everything possible to protect the record of the jury from hearing where this interview took place. Have in mind that — if you decide to take the stand before the jury, have in mind that if you deny this statement or the circumstances under which it was made, you may force me to open up to the jury where it was taken and under what circumstances. And I do not do this in order to in any way chill your right to take the stand in your own behalf on other facets of the case.” The judge spoke also to defense counsel: “If he takes the stand, as to anything else he is into, if he were to deny the voluntariness of this statement, other than deny it ever happened, if he were to talk about whatever happened that morning, he is apt to open up where it took place.”
At the voir dire, the sole issue raised by the defendant was whether he had asked that a lawyer be present if he were to be charged with a crime. See Commonwealth v. Richmond, 379 Mass. 557, 560-561 (1980). The judge’s finding of a voluntary waiver is “entitled to substantial deference by this court,” Commonwealth v. White, 374 Mass. 132, 138 (1977), aff‘d by an equally divided Court, 439 U.S. 280 (1978), and “his resolution of conflicting testimony will be accepted.” Commonwealth v. Santo, 375 Mass. 299, 303 (1978). Considering the matter in the light of “the totality of all the surrounding circumstances — both the characteristics of the accused and the details of the interrogation,” Commonwealth v. Daniels, 366 Mass. 601, 606 (1975), quoting from Schneckloth v. Bustamonte, 412 U.S. 218, 226 (1973), we agree with the judge’s conclusion that the defendant’s waiver was knowing, intelligent, and voluntary. See Commonwealth v. Maltais, 387 Mass. 79, 89 (1982).