Commonwealth v. SampsonCommonwealth v. Sampson
- Reporters:
- , ,
- Before:
- Hennessey
The defendant, Michael Jon Sampson, appeals from his conviction under
The following evidence was presented at the jury waived trial in the Superior Court. While on duty on April 4, 1979, three Lowell police officers saw a man, whom they recog
The main dispute at trial centered on whether the device found on Sampson fit the statutory definition of “firearm” as “a pistol, revolver or other weapon of any description loaded or unloaded, from which a shot or bullet can be discharged and of which the length of barrel is less than sixteen inches.”
Appearing for the defense was ballistics expert Chester E. Hallice, Jr., a private investigator formerly employed by the State police. He described how the “flare gun,” which he called a “CD signal device,” is designed to operate. The base of the flare cartridge is threaded so as to allow it to be screwed into the mouth of the signal device. A knob on the device is pulled back manually. When the knob is released, the spring-controlled firing pin strikes the primer at the base of the cartridge, igniting the propellant inside the cartridge and forcing out the contents of the cartridge. Using his own cartridge and primer, Hallice test-fired the device without malfunction.
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When asked whether the device was a firearm, Hallice responded: “By law, yes; by design, no.” He explained that the device was designed and marked for use
The judge concluded that the instrument in question was a firearm, found Sampson guilty of carrying a firearm without a license, and imposed the mandatory sentence of one year’s imprisonment. 4
On appeal Sampson contends that (1) the signal device found on him is not a firearm within the meaning of
The statutory proscription against carrying firearms without a license or other authority,
The first question is whether the signal device found on the defendant is a weapon for purposes of the statute. The
The flare device at issue here is not a weapon by design. The purpose of the device is to enable boat operators to send visual distress signals to expedite rescue efforts. Devices suited for such a purpose, including hand-held red flare distress signals, are required by the United States Coast Guard on certain classes of boats. See Navigation and Navigable Waters,
The Commonwealth makes much of Sampson’s allusions to his potential use of the device for protection.
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The question before us then becomes: Should a device that is neither designed nor actually used as a weapon be deemed a weapon that must be licensed because its owner intends to use it as a weapon at some time in the future? We think not. In a licensing scheme that depends on obtaining legal permits in advance, the definition of the object subject to licensing should be construed, as much as is feasible, in a manner that does not require looking into the subjective intent of the potential licensee. We do not believe that the Legislature intended an object’s character as a “weapon” under c. 140,
Other State courts construing the word “weapon” in statutes penalizing the carrying (as opposed to the use) of dangerous weapons have concluded that the statutory prohibition applies only to instruments that are weapons by design. See, e.g.,
State
v.
Rackle,
55 Haw. 531 (1974);
State
v.
Nelson,
38 La. Ann. 942 (1886);
State
v.
Page,
15 S.D. 613 (1902). These cases have rejected the suggestion that the use to which an instrument might be put, rather than the purpose for which it was designed, should determine its character as a weapon.
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In
State
v.
Rackle, supra,
the Supreme Court of Hawaii reversed a conviction for carrying a flare gun containing a phosphorous cartridge, under a statute prohibiting the carrying of pistols, dirks,
Had the Legislature intended to embrace within the definition of firearm devices other than those that are weapons by design, it could have used more general terminology, as has been done by Legislatures in other jurisdictions. In the National Firearms Act, for example, Congress has defined firearm so as to include “any weapon
or device
capable of being concealed on the person from which a shot can be discharged through the energy of an explosive.”
Even were we to assume the flare device here constituted a weapon, we would hesitate to conclude that it has been proven to be capable of discharging a shot or bullet within the meaning of c. 140,
Given these deficiencies in the testing process, even were we to characterize the flare device as a weapon, we would be hard put to hold that it was proven to be sufficiently capable of discharging a shot without malfunction so as to come within the proscription of c. 269,
In reaching the conclusion that the flare device is not a firearm, we reject the suggestion that whether the device falls within the statutory definition is strictly a question of fact, here decided adversely to the defendant by the fact finder below. Although we have often stated that whether a gun is a firearm under c. 140,
Our conclusion that the flare device is not a firearm requires reversal of the defendant’s conviction. Although this makes it unnecessary to resolve the issues raised by the defendant’s remaining contentions, we note that a substantial
We recognize the potential dangers from the use of flare devices as weapons. Such use certainly could justify prosecution for a number of offenses, including assault, battery, and related crimes. The defendant in this case, however, was not prosecuted for using the flare device, but simply for carrying it. Although the Legislature may have power to regulate the carrying of flare devices,
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we fail to find an intention to do so in the statute regulating the carrying of firearms,
So ordered.
Notes
The confirmation by headquarters was in error. In fact, the arrest warrant was no longer outstanding because Sampson had made the necessary restitution. Sampson showed the officers a court receipt to this effect.
The original complaint charged Sampson with possession of a class B controlled substance with intent to distribute. Before trial the Commonwealth amended this charge to possession of a class E controlled substance with intent to distribute.
Apparently, unlike the preparation for the test-firing conducted by the Commonwealth’s expert, no bullet or shot of any kind was inserted by Hallice into the cartridge before firing.
Sampson was also found guilty of the drug violation and received a one year from-and-after sentence, which was suspended for three years.
The only difference between the current definition and that contained in the statute as first enacted is the requisite barrel length, which originally was set at twelve inches. St. 1911, c. 495, § 1.
In contrast to signal flare devices, tear gas guns are weapons by design, in that their purpose is to subdue or incapacitate temporarily. In cases involving convictions under firearms statutes for unlawfully carrying or using tear gas guns, the issue has been not whether the instrument was a weapon, but whether it was a weapon sufficiently capable of dis
charging explosives or bullets so as to come within the applicable statutory or common law definition of firearm. See, e.g.,
United States
v.
Decker,
292 F.2d 89 (6th Cir.), cert, denied, 368 U.S. 834 (1961);
Howell
v.
State,
278 Md. 389 (1976);
State
v.
Umbrello,
106 N.H. 336 (1965);
People
v.
Anderson,
236 App. Div. 586 (N.Y. 1932);
Wall
v.
Zeeb,
153 N.W.2d 779 (N.D. 1967). Similarly, the opinion of the Attorney General that a tear gas pen gun is a firearm focused on the gun’s ability to discharge a shot or bullet, as required by c. 140,
As is apparent from the facts at trial, however, any such intended use by Sampson would involve discharging the flare cartridge, and not a “shot or bullet” as required by c. 140,
The statute at issue in State v. Page, 15 S.D. 613, 615-616 (1902), punished rioting as a misdemeanor, but made it,a felony if the rioting defendant was carrying a firearm or other dangerous weapon. Because no use of the weapon.was required for the greater offense, the court held that the statutory term “weapon” covered only instruments designed for offense or defense of persons, and refused to extend it to include ordinary instruments (such as the driving whip at issue) not actually used for combative purposes. State v. Nelson, 38 La. Ann. 942 (1886), involved a statute prohibiting the carrying of any concealed weapon “such as bowie-knives, pistols, dirks, or any other dangerous weapon.” The defendant was convicted for carrying a razor. The trial judge had found that even though not designed as a dangerous weapon, a razor could be within the statutory prohibition if carried as a weapon by the defendant. Id. at 943. Rejecting this interpretation, the Supreme Court of Louisiana viewed the statute as prohibiting only the carrying of a weapon “eo nomine,” one dangerous per se. “We do not regard the particular purpose to which the instrument [may be] applied, as exercising control over its character as a weapon” (emphasis in original). Id. at 944. Conceding that a razor might be a weapon if used to fight with, the court nonetheless emphasized that the statute did not denounce instruments that might be used to harm somebody. Id. at 945-946‘.
Compare People v. Evergood, 74 N.Y.S.2d 12 (City Ct. 1947), in which a City Magistrates’ Court held that a World War I Navy Very pistol, designed to fire warning flares, constituted a weapon and hence a firearm subject to licensing, because the pistol, even though not designed as a weapon, was capable of being used as a weapon and in fact was so used (by a burglar who broke into the defendant’s house, loaded the pistol with shotgun shells, and used it to kill a policeman). The court believed its conclusion was compelled by People v. Anderson, 236 App. Div. 586 (N.Y. 1932), which held that a tear gas pistol constituted a firearm because it could fire bullets, even though it was not designed to fire bullets. The question in Anderson, however, was not whether the tear gas pistol was a weapon, but rather whether it was a weapon capable of firing búllete. See note 6, supra.
The National Firearms Act also regulates “destructive device[s],” which include bombs, grenades, and “any type of weapon . .. which will, or which may be readily converted to, expel a projectile by the action of an explosive.”
A similar exception for flares is contained in the statute proscribing possession and sale of fireworks,
In
Commonwealth
v.
Krasner,
351 Mass. 648 (1967), the defendant was convicted of having exploded a composition “prepared for the purpose of producing a visible or audible effect by combustion, explosion, deflagration or detonation,” in violation
Cf.
United States
v.
Decker,
292 F.2d 89, 90 (6th Cir. 1961) (observing that a weapon constitutes a firearm under what is now
In
Commonwealth
v.
Bartholomew,
326 Mass. 218 (1950), we held that the absence of a firing pin did not destroy the character of the weapon in question as a “machine gun” under
In order “to avoid possible constitutional doubts,” we have interpreted c. 269,
The following rationale as to the knowledge requirement in prosecutions for violations of the National Firearms Act was extracted by the First Circuit Court of Appeals from the Supreme Court’s opinions in United States v. Freed, 401 U.S. 601 (1971), and United States v. International Minerals and Chem. Corp., 402 U.S. 558 (1971); “The Government need not prove that a defendant knows he is dealing with a drug or a weapon possessing every last characteristic which subjects it to regulation. It is enough to prove he knows that he is dealing with a dangerous device of such type as would alert one to the likelihood of regulation. If he has such knowledge, and if the particular item is in fact regulated, he acts at his peril. A shotgun in today’s society plainly falls within-this category.” United States v. DeBartolo, 482 F.2d 312, 316 (1st Cir. 1973). Whether a flare device falls within that category is not so plain. Certainly, many people buy and sell flare devices oblivious of the potential existence of regulation.
The defendant’s stated purpose for carrying the flare device — for protection — is insufficient to prove that he knew or reasonably should have known that the device was a firearm; his statements prove only that he knew he carried an object capable of use as a weapon.
Such regulation would, of course, have to take into account the existence of Federal laws requiring boats to be equipped with distress flares. See Navigation and Navigable Waters,