433 Mass. 515 | Mass. | 2001
Lead Opinion
General Laws c. 233, § 20E, authorizes Justices of the Supreme Judicial Court, the Appeals Court, and the Superior Court to issue an order granting immunity to a witness.
1. Background. We briefly summarize the relevant facts and proceedings. The juvenile was indicted as a youthful offender for breaking and entering with the intent to commit a felony, larceny of a firearm, possession of an unlicensed firearm, possession of a firearm with a defaced identification number, and receiving stolen property. Prior to trial in the juvenile session of the Quincy Division of the District Court Department, a judge in that court denied the Commonwealth’s application for a grant of immunity to a witness, who was scheduled to testify for the Commonwealth.
The Commonwealth appealed to a single justice of this court, who, after a hearing, reserved and reported the matter to the full court. We affirm the District Court judge’s order denying the Commonwealth’s application for an order granting immunity to the witness.
2. 1996 amendments to G. L. c. 119. In 1996, the Legislature made significant changes to the law governing juvenile offenders. See St. 1996, c. 200 (youthful offender act). These changes were designed primarily “to reduce or to eliminate certain protections previously available to all juvenile offenders in an effort to address growing concern about violent crimes committed by juveniles.” Commonwealth v. Connor C., 432 Mass. 635, 641 (2000), quoting Commonwealth v. Clint C., 430 Mass. 219, 227-228 (1999).
One of the changes wrought by the 1996 amendments was the repeal of the two-step transfer provision, G. L. c. 119, § 61, which provided that a case could be transferred from the
4. Discussion. Mindful of the history of the statutes and the subsequent amendments, as well as long-standing principles of statutory construction, we consider the relationship between G. L. c. 119, § 56 (d), and G. L. c. 233, § 20E.
However, other canons of statutory construction lead us to a different conclusion, namely that the Legislature did not intend to grant immunity power to Juvenile Court judges. When a statute is plain and unambiguous, we interpret it according to its ordinary meaning. See Commonwealth v. Brown, 431 Mass. 772, 775 (2000), citing Victor V. v. Commonwealth, 423 Mass. 793, 794 (1996). “Of course, this meaning must be reasonable and supported by the purpose and history of the statute.” Wright v. Collector & Treasurer of Arlington, 422 Mass. 455, 457-458 (1996), citing Sterilite Corp. v. Continental Cas. Co., 397 Mass. 837, 839 (1986). Here, looking only at the language of § 20E, the statute provides that the Justices of this court, the Appeals Court, and the Superior Court have the power to immunize witnesses. The statute makes no reference to Juvenile Court or District Court judges.
Further, where two statutes conflict, the later statute governs. See Boston Hous. Auth. v. Labor Relations Comm’n, 398 Mass. 715, 718 (1986), citing Doherty v. Commissioner of Admin., 349 Mass. 687, 690 (1965). In this case, the immunity statute was amended two years after § 56 (d) was enacted. Similarly, where “a general statute and a specific statute cannot be reconciled, the general statute must yield to the specific statute.” Pereira v. New England LNG Co., 364 Mass. 109, 118 (1973). See Morales v. Trans World Airlines, Inc., 504 U.S. 374, 384 (1992), citing Crawford Fitting Co. v. J.T. Gibbons, Inc., 482 U.S. 437, 445 (1987) (“it is a commonplace of statutory construction that the specific governs the general”); Morey v. Martha’s Vineyard Comm’n, 409 Mass. 813, 819 (1991) (general language must yield to more precise language); Hennessey v. Berger, 403 Mass. 648, 651 (1988) (same). Section 56 (d) confers a general power on Juvenile Court judges in jury sessions {“all the powers and duties which a justice sitting in the superior court department has”), whereas § 20E provides the Justices of the enumerated courts with the specific power to immunize witnesses.
When rules of statutory construction produce conflicting results, we must discern, as closely as possible, what the Legislature intended. See Helvering v. Stockholms Enskilda Bank, 293 U.S. 84, 89 (1934) (canons of statutory construction apply to ascertain meaning of statute, but if one canon does not effectuate purpose of statute as whole, it yields to “the wider view in order that the will of the legislature shall not fail”); Commonwealth v. Dale D., 431 Mass. 757, 760-761 (2000), and cases cited (“We construe statutes in accordance with the Legislature’s intent and in order to effectuate the purpose of their framers”). Even assuming that the Legislature was
Further, the authority to grant immunity to a witness is delineated by the court in which the proceeding occurs. The statute makes no provision for granting immunity to witnesses in proceedings held in the Juvenile or District Court.
The Commonwealth argues that this interpretation would
We recognize that the youthful offender act was an attempt to address “the prevalent societal issue of juvenile violence,” R.L. Ireland, Juvenile Law § 2, at 8 (Supp. 1999), and that its new provisions reflect an attitude of dealing more severely with juveniles who commit violent crimes (e.g., confinement in a State prison or house of correction, G. L. c. 119, § 58; mandatory penalties for certain weapons violations, id.; court proceedings open to the public, G. L. c. 119, § 65; court records open to public inspection, G. L. c. 119, § 60A). See R.L. Ireland, supra at 8-9. Whatever the impact on the powers of Juvenile Court judges as a result of the statute at issue here, the Legislature has made that choice.
5. Conclusion. We conclude that judges in the Juvenile Court do not have the power to issue an order granting immunity to a
So ordered.
General Laws c. 233, § 20E, provides: “A justice of the supreme judicial court, appeals court or superior court shall . . . issue an order granting immunity to a witness, provided that such justice finds that the investigation or proceeding before the grand jury or the criminal proceeding in the supreme judicial court, appeals court or superior court involves an offense listed in section 20D [see note 10, infra] and that the witness did validly refuse, or is likely to refuse, to answer questions or produce evidence on the grounds that such testimony or such evidence might tend to incriminate him.”
By its terms G. L. c. 119, § 56 (d), applies only to judges in the jury session of the Juvenile Court Department. The parties have briefed and argued the case, however, as if the statute included within its terms judges presiding over jury trials in the juvenile session of the District Court. It does appear that the Legislature intended to endow all judges presiding over juvenile jury sessions with the same authority, regardless of whether a separate division of the Juvenile Court Department had yet been established in that particular locality. See St. 1998, c. 487, § 2, as amended by St. 1999, c. 174, § 2 (“The jurisdiction of the district court juvenile sessions . . . shall continue in effect . . . until such time as a division of the juvenile court department having territorial jurisdiction corresponding to that of such division of the district court department is established or January 1, 1999, whichever shall first occur . . . provided, however, that the divisions of the district court department in the counties of Middlesex and Norfolk shall continue to accept such cases and petitions for filing and issue process therein, until such time as a division of the juvenile court department having territorial jurisdiction corresponding to such divisions of the district court department is established, or January 1, 2001, whichever shall first occur”). Accordingly, we use the term “Juvenile Court judge” to include District Court judges presiding over jury trials in juvenile sessions of the District Court Department until such time as their jurisdiction to hear these matters expires pursuant to St. 1999, c. 174, § 2. Similarly, we use the term “Juvenile Court” to include the juvenile sessions of the District Court Department. We further note that, although St. 1999, c. 174, § 2, has expired by its own terms, this makes no difference for purposes of the instant case which arose when District Court judges still presided over juvenile sessions.
Although the parties framed the issue in terms of Juvenile Court judges presiding over trials in jury sessions, we note that a “child” can waive his or her right to a jury trial and Juvenile Court judges in such jury-waived trials also “shall have and exercise all of the powers which a justice sitting in the superior court department has and may exercise in the trial and disposition of criminal cases.” G. L. c. 119, § 55A. We shall use the term “Juvenile Court judge” in this opinion to encompass both Juvenile Court judges presiding over jury sessions and those presiding over jury-waived trials as well.
The Commonwealth filed the application seeking immunity in response to the witness’s motion in limine invoking her privilege against self-incrimination under the Fifth Amendment to the United States Constitution. The District Court judge had allowed the witness to invoke her Fifth Amendment privilege. The Commonwealth did not contest that ruling.
Formerly, transfer was permitted only if the Juvenile Court judge determined, after a hearing, that probable cause existed to believe that the child had committed the offense and that the child “presents a danger to the public, and [that] the child is [not] amenable to rehabilitation within the juvenile justice system.” G. L. c. 119, § 61, repealed by St. 1996, c. 200, § 7.
When an indictment is returned in the Superior Court, the indictment is then “promptly” remitted to the Juvenile Court where such indictment is to be tried, according to the provisions governing Juvenile Court proceedings. G. L. c. 263, § 4.
A youthful offender is a person who committed an offense, while between the ages of fourteen and seventeen years, which would be punishable by imprisonment in the State prison and “(a) has previously been committed to the department of youth services, or (b) has committed an offense which involves the infliction or threat of serious bodily harm in violation of law, or (c) has committed a [firearm offense in] violation of paragraph (a), (c) or (d) of [G. L. c. 269, § 10].” G. L. c. 119, § 52, as amended through St. 1996, c. 200, § 1.
The Juvenile Court judge had this same power prior to 1996. See G. L. c. 119, § 56, as amended through St. 1971, c. 336 (“The justice presiding over a jury of twelve in said juvenile court shall have and exercise all the powers and duties which a justice of the superior court has and may exercise in the trial and disposition of appeals . . .”).
Contrary to the arguments of the parties, the Legislature did not limit the exercise of these powers to youthful offender proceedings; rather, Juvenile Court judges have and may exercise these powers in any jury or jury-waived trial. See G. L. c. 119, §§ 55A, 56 (d). We also note that judges of the District Court presiding over both jury and jury-waived criminal trials have “all of the powers and duties which a justice sitting in the superior court department has and may exercise in the trial and disposition of criminal cases.” G. L. c. 218, § 26A. G. L. c. 218, § 27A (d). Thus, if this language were sufficient to
The offenses enumerated in G. L. c. 233, § 20D, are “abortion, arson, assault and battery to collect a loan, assault and battery by means of a dangerous weapon, assault to murder, breaking and entering a dwelling house or building, bribery, burning of a building or dwelling house or other property, burglary, counterfeiting, deceptive advertising, electronic eavesdropping, embezzlement, extortion, firearm violations, forgery, fraudulent personal injury and property damage claims, violation of the gaming laws, gun registration violations, intimidation of a witness or of a juror, insurance law violations, kidnapping, larceny, lending of money or thing of value in violation of the general laws, liquor law violations, mayhem, murder, violation of the narcotic or harmful drug laws, peijury, prostitution, violations of environmental control laws (pollution), violations of conflicts of interest laws, consumer protection laws, pure food and drug law violations, receiving stolen property, robbery, subornation of perjury, uttering, or any felony, being an accessory to any of the foregoing offenses and conspiracy or attempt or solicitation to commit any of the foregoing offenses.”
See note 10, supra.
See note 10, supra.
It is apparently for that reason that the District Court judge capitalized the word “IN.”
The dissent contends that our decision will impede the Commonwealth’s ability to prosecute youthful offenders. See post at 524. Our interpretation of the immunity statute, however, does not deprive the Commonwealth of any power that it previously possessed. Prior to the amendment of the immunity statute and the enactment of the youthful offender act, a witness in a juvenile proceeding could never be granted immunity (even if the case were transferred to the Superior Court), because immunity could be granted only at the grand jury stage of a proceeding, and juveniles could not be indicted by grand juries. G. L. c. 119, § 61, repealed by St. 1996, c. 200, § 7. G. L. c. 233, §§ 20C-20H, inserted by St. 1970, c. 408. Pursuant to our interpretation, the Commonwealth now may seek immunity for a witness involved in a proceeding charging a person between the ages of fourteen and seventeen years with murder in the first or second degree, as these proceedings are brought in the Superior Court. G. L. c. 119, §§ 72B, 74.
Dissenting Opinion
(dissenting, with whom Spina, J., joins). The court’s decision will seriously impede the prosecution of dangerous and violent juvenile offenders. To give just one example — as a result of the decision, a prosecutor, in a case involving violent crimes committed by juvenile gang members (a common occurrence in today’s society) will not be able to offer immunity to one gang member in exchange for his testimony against the others, a situation which may stymie or prevent the prosecution.
The court’s interpretation fails to give full effect to the
In my view, § 20E of the immunity statute, and § 56 (d) of G. L. c. 119, can be read together.
This conclusion is consistent with, and supported by, the climate that existed at the time the Legislature amended the immunity statute. The Youthful Offender Act, passed shortly before § 20E, was an emphatic and strong legislative response to “the prevalent societal issue of juvenile violence.” R.L. Ireland, Juvenile Law § 2, at 8 (Supp. 1999). That Act’s new provisions reflected the more conservative view that the Legislature had adopted toward juveniles who commit violent crimes (e.g., confinement in a State prison or house of correction, G. L. c. 119, § 58; mandatory penalties for certain weapons violations, id.\ court proceedings open to the public, G. L. c. 119, § 65; court records open to public inspection, G. L. c. 119, § 60A). See R.L. Ireland, supra at 8-9. The Legislature obviously concluded that violent juvenile offenders should be prosecuted in the Juvenile Court, essentially in the same manner as adults in the Superior Court.
With the exception of prosecutions for murder, the impediment to prosecution described above could affect violent crimes such as arson, armed burglary, armed robbery, assaults, extortion, a variety of firearm violations, witness and juror intimidation, kidnapping, violations of the narcotic or harmful drug laws, receiving stolen property, rape and other sexual assaults, subornation of perjury, and conspiracy or attempt or solicitation to commit these offenses. This list is not exhaustive of the offenses set forth in G. L. c. 233, § 20D, but it provides an enumeration of many crimes often committed by gangs of juveniles which could result in prosecution under the Youthful Offender Act, and in connection with which a prosecutor could desire or need the assistance of a grant of immunity in order to try the dangerous juvenile or juveniles who committed the crime or crimes.
It is not necessary to construe § 20E strictly against the Commonwealth. See Commonwealth v. Carrion, 431 Mass. 44, 45-46 (2000) (rule of lenity requires that ambiguous language in penal statute be construed in favor of defendant). Section 20E does not define criminal conduct or prescribe punishment, and, therefore, is not a penal statute. See id. at 46.
For example, many of the discovery provisions applicable to Superior Court proceedings were also made applicable to Juvenile Court proceedings. G. L. c. 119, § 55A.
The witness for whom immunity is sought argues that an interpretation of § 20E, in light of § 56 (¿Q, would create an “anomaly,” by which District Court judges would have the authority to issue an order granting immunity in juvenile sessions, but those same District Court judges could not do so in any other proceedings. There is no anomaly. District Court judges have the authority to grant immunity in other proceedings pursuant to G. L. c. 218, §§ 26A and 27A (providing District Court judges presiding over jury and jury-waived criminal trials with “all the powers and duties which a justice sitting in the superior court department has and may exercise in the trial and disposition of criminal cases”). The powers, including the power to grant immunity, would apply to the relatively small category of cases, identified in § 20D, that fall within District Court criminal jurisdiction.
Concurrence Opinion
(concurring, with whom Sosman, J., joins). While I agree with the majority opinion, I write separately to express my deep concerns about its practical consequences. Indeed, as the dissent asserts, our decision may “seriously impede the prosecution of dangerous and violent juvenile offender!]” cases. Post at 524. However, given our analysis and rules of statutory interpretation, I believe we are constrained to reach the conclusion we reach. Accordingly, I urge and invite the Legislature to address this obvious oversight immediately.