In 1984, at the age of fourteen, the defendant, Jack Matthew Rosenberg, was placed in the custody of the
The facts adduced at the jury trial are as follows. The Commonwealth presented the testimony of four witnesses duly qualified as experts. Dr. Carol N. Maurer, a supervising psychiatrist at a Pennsylvania treatment center where the department placed the defendant, diagnosed the defendant as being mentally ill by reason of a bipolar affective disorder in remission.
3
Dr. Maurer also stated in her diagnosis that the defendant suffered from a sexual identity disorder, pedo
The Commonwealth’s second witness, Dr. Albert J. Scott, who holds a doctoral degree in education, evaluated the defendant on one occasion at the treatment center. He diagnosed the defendant as suffering from a bipolar affective disorder and a borderline personality disorder with antisocial tendencies. Dr. Scоtt classified both disorders as mental illnesses and considered the defendant dangerous to himself and others as a result of these disorders. 5
Dr. Craig Latham, a forensic psychologist with the Department of Mental Health, had examined the defendant on one occasion. He testified that the defendant was a danger to the public, that he “had not received any treatment” for his “sex offender” behavior, and, according to staff reports, had been “committing repeated acts of sexual aggression and manipulative behavior toward younger residents in the program.” In Dr. Latham’s opinion, the defendant exhibitеd “a pattern of behavior that, if left unchecked or untreated, would continue,” and that the “circumstances [for which the defendant was originally committed] could occur again.” Dr. Latham opined, however, that there was no evidence of bipolar disorder and that pedophilia was not a mental illness. He
The Commonwealth presented, as its final witness, Dr. George L. Hardman, a psychiatrist who had examined the defendant once three years before the trial. The doctor’s diagnosis of the defendant included a bipоlar affective disorder in remission and a narcissistic personality disorder, both of which Dr. Hardman classified as mental illnesses. Based on his review of the defendant’s records prior to the trial and on the reports of Drs. Maurer, Scott, Latham, and Seghorn, Dr. Hardman stated his opinion that the defendant still suffered from these disorders and still presented a danger.
The defendant presented the testimony of one witness, Dr. Theoharis Seghorn, whose diagnosis and opinion were based on a personal evaluation of the defendant and interview with the staff at the treatment center conducted in conjunction with Dr. Latham, and оn evaluation reports in the defendant’s file, as well as on the results of a penile plethysmograph examination (discussed infra). This witness concluded that the defendant was not mentally ill and was not dangerous by reason of mental illness.
The defendant alleges the following errors occurred at the jury trial: (1) The judge abused his discretion in failing to declare a mistrial when members of the jury panel were left in a court hallway, prior to the taking of evidence, with members of a group calling themselves “Parents of Murdered Children”; (2) the judge erred in admitting the testimony of Dr. Scott in violation of the psychotherapist-patient privilegе; (3) the judge erred in admitting testimony of Dr. Maurer to the extent that her testimony relied on confidential conversations between the defendant and his therapist, Timothy Blackson, allegedly an agent of Dr. Maurer; (4) the
1. Motion for a mistrial. The defendant claims thаt the judge should have declared a mistrial when it was discovered that members of the jury had been seated in a hallway among members of a group known as “Parents of Murdered Children,” all of whom wore buttons bearing the name of the group. The defendant fails to cite any authority to support this claim.
The judge conducted a voir dire examination of the jurors in accordance with the procedure prescribed in
Commonwealth
v.
Jackson,
a.
Psychotherapist-patient privilege.
The defendant argues that it was error to admit the testimony of one expert witness, Dr. Scott, a psychologist who evaluated the defendant, because Dr. Scott failed to give the defendant the appropriate warning prescribed in
Commonwealth
v.
Lamb,
The defendant contends that the judge erred in allowing Dr. Maurer, a psychiatrist who qualifies as a psychotherapist under G. L. c. 233, § 20B,
8
and who allegedly supervised the defendant’s therapist, to testify to her opinion of the defend
The therapist, Timothy Blackson, does not qualify independently as a psychotherapist under G. L. c. 233, § 20B, because he holds neither a medical degree in psychiatry nor a doctoral degree in the field of psychology. We have recognized the possibility of extending this statutory privilege to an agent оf a psychotherapist where there exists a confidential relationship between the patient and the psychotherapist, see
Commonwealth
v.
Mandeville, supra
at 409; see also
Commonwealth
v.
Clemons,
c. The judge’s limiting instructions regarding basis of expert’s opinion. The defendant claims that the judge improperly instructed the jury that Dr. Seghorn’s opinion of the defendant’s mental state was based “[t]o a great degree” on the results of a penile plethysmograph examination, 11 which, the judge told the jury, was not commonly used, but which has a “fair degree of reliability.” On the basis of this language, the defendant asserts that the judge essentially told the jury they could discount Dr. Seghorn’s testimony. The defendant exaggerates the effect of these words.
Review of the trial transcript reveals that, while the results of the plethysmograph test may not have had great significance in Dr. Seghorn’s over-all evaluation of the defendant, the results were a basis of his opinion as to the defendant’s sexual orientation. The transcript reveals that the judge clearly and extensively instructed the jury that they, not the judge, were the ultimate fact finders who determined what weight and effect to give testimony. There was no error.
d.
Sufficiency of the evidence.
The defendant claims there was insufficient evidence for a jury to find beyond a reasonable doubt that he was dangerous by reason of mental illness. We review the record in the light most favorable to the Commonwealth to determine whether a jury reasonably could find beyond a reasonable doubt that the defendant was dangerous by reason of mental illness.
Commonwealth
v.
Barboza,
The standard for extending an individual’s commitment to the control of the department is whether that individual “would be physically dangerous to the public because of the person’s mental or physical deficiency, disorder or abnormality.” G. L. c. 120, § 17. In
Department of Youth Servs.
v.
A Juvenile,
There was evidence before the jury that the defendant had sexually assaulted and murdered a five year old boy, that nothing about the defendant’s pattern of thinking had changed, and that the defendant was “capable, when frustrated,” of committing the same act of violence again. There was also evidence that the defendant had attempted suicide and had demonstrated sexual aggression and manipulative behavior. Each of the Commonwealth’s witnesses testified that the defendant was a danger to himself and others. Three of those four witnesses testified that the defendant was dangerous by reason of mental illness. There was expert testimony indicating that the defendant suffered from bipolar affective disorder in remission, which is a mood disorder impairing his judgment, a narcissistic personality disordеr, which is also a mood disorder, and pedophilia. The expert witnesses disagreed about whether a narcissistic personality disorder is a mental illness. That is a question of fact for the jury.
“Judicial experience with psychiatric testimony makes it abundantly clear that it would be unrealistic to treat an opinion .. . by an expert on either side of . . . [an] issue as conclusive. . . . The law should not, and does not, give the
3. Constitutional Issues.
a.
Constitutionality of the two-tier review system for extending a Department of Youth Services commitment order.
According to the defendant, the two-tier procedure for extending commitment of individuals to the department placed the defendant in double jeopardy. The defendant acknowledges that the two-tier system currently in place in the District Court Department of the Trial Coúrt of this Commonwealth has been found constitutional even where there was insufficient evidence presented at the bench trial tо warrant a conviction. See
Justices of the Boston Municipal Court
v.
Lydon,
The issue of a defendant’s option was not determinative for the United States Supreme Court in
Justices of the Boston Municipal Court
v.
Lydon, supra,
nor was it determinative in this court’s holding in
Gibson
v.
Commonwealth,
The defendant next argues that he was denied due process of law because the department is not capable of providing the defendant with the proper treatment for his mental illness. The cases the defendant cites do not support his proposition that a mentally ill person has a constitutional right to be committed to one State agency rather than another. Instead, the cases hold that a person committed for treatment of mental illness has a due process right to receive treatment, see
O’Connor
v.
Donaldson,
c.
Equal protection.
The defendant’s third constitutional challenge is that the procedural differences between commitments under c. 120, §§ 16-20, and commitments under c. 123, which have as the same purpose the treatment of
Last, the defendant notes that commitment under c. 123 is initially for a period of six months, or in some circumstances, one year, with later extensions for no greater than one year. G. L. c. 123, § 8
(d)
(1988 ed.). The defendant, however, asserts incorrectly that an individual may be committed under c. 120 for two years without review. General Laws c. 120, § 5
(b)
(1988 ed.), requires “periodic reexamination of all persons within [the department’s] control.” Thе reexaminations “may be made as frequently as the department considers desirable, and shall be made with respect to every person at intervals not exceeding one year.”
Id.
Failure to reexamine an individual within one year entitles that individual to petition the committing court for an order of discharge. G. L. c. 120, § 5
(d)
(1988 ed.). As stated in
Department of Youth Servs.
v.
A Juvenile, supra
at 523, c. 120 and c. 123 “are concerned with the same general subject matter” and “have as their purpose the protection of others from physical harm and the treatment of the mentally ill person.” Given that the statutes have the same purpose, yet one chapter initially cоmmits an individual for a shorter time period,
d.
Evidence of dangerousness and due process.
The defendant argues that the judge deprived him of due process by failing to instruct the jury that dangerousness by reason of mental illness must be predicated on evidence of a recent overt act. To support his contention, the defendant cites
Lynch
v.
Baxley,
Judgment affirmed.
Notes
The defendant sexually assaulted a five year old boy and drowned him when the boy threatened to disclose the incident.
General Laws c. 120, §§ 16-19, as appearing in St. 1990, c. 267, §§ 6-9, effective December 5, 1990, do not apply to this case as the defendant’s extended commitment occurred before the effective date of the amendment.
A bipolar affective disorder, Dr. Maurer explained, is characterized by dramatic mood swings from a manic or highly excited state, to a depressed state. The witness explained that the disorder is a chronic mental illness,
Dr. Maurer based her diagnosis and opinion on her personal evaluation of the defendant, the evaluation conducted by Dr. Scott, another witness for the Commonwealth, and on the defendant’s records and communications with therapists at the treatment center.
Dr. Scott based his diagnosis and opinion on the results of a battery of clinical tests, a clinical interview with the defendant, and a review of the defendant’s records.
Dr. Latham based his diagnosis and opinion on оne evaluation of the defendant and a meeting with the staff at the treatment center, both of which were conducted in conjunction with the defendant’s expert, Dr. Theoharis Seghorn. Dr. Latham also reviewed the evaluations of Doctors Maurer, Scott, and Seghorn, the defendant’s records from the Department of Youth Services, and the records from the treatment center.
General Laws c. 233, § 20B (1988 ed.), provides in part: “The following words as used in this section shall have the following meanings: -
“ ‘Psychotherapist’, a person licensed to practice medicine who devotes a substantial portion of his time to the practice of psychiatry or a person who is licensed as a psychologist by the board of registration of psychologists; provided, however, that such person has a doctoral degree in the field of psychology or is a registered nurse licensed by the board of registration in nursing whose certificate of registration has been endorsed authorizing the practice of professional nursing in an expanded role as a psychiatric nurse mental health clinical specialist, pursuant to the provisions of section eighty B of chapter one hundred and twelve” (emphasis supplied).
The dеfinition of “psychotherapist” in G. L. c. 233, § 20B, was amended through St. 1989, c. 270, § 2. The amendment was enacted after the period relevant to this appeal.
See note 7, supra.
We note that the evidence does not warrant a finding that Blackson was under the direct supervision of Dr. Maurer; rather, he was a staff therapist at the institution to which the defendant was committed.
Compare the attorney-client privilege, where privilege is destroyed when communications are made in the presence of a non-necessary agent of the attorney or client. See
Drew
v.
Drew,
A penile plethysmograph is an electronic device consisting of a pressure-sensitive ring, which is placed around a subject’s penis and measures and records increases in the subject’s penis size in response to audio and visual sexual stimuli. The degree of the subject’s arousal is inferred from changes in penis size as measured by the device. The examination is conducted in a controlled environment and in аccordance with specific test protocol.
The Department of Mental Health defines “mental illness” in 104 Code Mass. Regs. § 3.01 (a) (1986) as follows: “For purposes of involun
General Laws c. 123, § 1, defines “[1 likelihood of serious harm” as: “(1) a substantial risk of physical harm to the person himself as manifested by evidence of, threats of, or attempts at, suicide or serious bodily harm; (2) a substantial risk of physical harm to other persons as manifested by evidence of homicidal or other violent behavior or evidence that others are placed in reasonable fear of violent behavior and serious physical harm to them; or (3) a very substantial risk of physical impairment or injury to the person himself as manifested by evidence that such person’s judgment is so affected that he is unable to protect himself in the community and that reasonable provision for his protection is not available in the community.”
General Laws c. 120, § 19 (1988 ed.), provides:
“When an order of the department is confirmed as provided in section eighteen, the control of the department over the person shall continue, subject to the provisions of this chapter; but, unless the person is previously discharged in accordance with section six (e), the department shall, within two years after the date of such a confirmation in the case of persons committed as wayward children or delinquent children, or within five years after the date of such a confirmation in the case of persons committed after conviction in criminal proceedings, make a new order and a new application for review thereof in accordance with the provisions of section seventeen. Such orders and applications may be repeated at intervals as often as in the opinion of the department may be necessary for the protection of the public, except that the department shall have power, in order to protect other children and adolescents, to transfer the custody of any person eighteen years of age or older to the department of correction for placement in the appropriate institutiоn.
“Every person shall be discharged from the control of the department at the termination of the period stated in this section unless the department has previously acted as therein required, and shall be discharged if the court fails to confirm the order as provided in section eighteen.” (Emphasis supplied.)
Section 19 permits, but does not require, the department to transfer an individual over the age of eighteen to the Department of Correction for the protection of other individuals in the custody of the department. Furthermore, G. L. c. 120, § 14 (1988 ed.), provides that “the department may make application to the proper court for a new commitment to the appropriate agency in accordance with law” for any person committed to the department who is found to be mentally ill. Again, the language is permissive, and does not require transfer out of the department. The Legislature obviously considered the circumstance of a mentally ill person in the department’s custody, and left it to the department to decide whether to transfer the individual.
We express no opinion regarding the ability of an individual to obtain review of an ongoing commitment, as only the issue of the commitment itself is before the court. See
Andrews, petitioner,
