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Commonwealth v. Rooney
442 A.2d 773
Pa. Super. Ct.
1982
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*1 lеss to read into the impermissible complaint Appellee within her official acting capacity.

Since the Appellant’s complaint stated a cause of action upon which relief could be granted since Appellee’s privilege does not on the face of appear complaint, should not have been complaint dismissed.

The order of thе lower court is reversed and the case is remanded proceedings consistent with this opinion. Jur- isdiction is not retained.

This case was decided prior to the expiration SHERTZ, J.’s, commission of office.

DiSALLE, J., did not participate in the consideration or review of this case.

442 A.2d 773 Pennsylvania COMMONWEALTH of Jeffrey ROONEY, Appellant. R.

Superior Court of Pennsylvania. Submitted June 1979. Filed March 1982. Petition Appeаl for Allowance of Denied June *2 Jr., Robert T. Gownley, Defender, Assistant Public Lacka- wanna, for appellant. *3 Preate, Jr., D. Scranton,

Ernest District Attorney, Commonwealth, ‍‌‌‌‌​​​​​​‌‌​​​​​​​​​‌‌‌​‌​‌‌​​​‌‌​‌​‌‌‌​​​‌‌​​‌‍appellee. SPAETH,

Before and SUGERMAN, STRANAHAN JJ.* SUGERMAN, Judge: has an order of the lower

Appellant appealed court deny- his motion for reconsideration ing of sentence. Appellant appeal, contends on as he did below in suppоrt motion, of his the sentence imposed that him was upon exces- manifestly sive and thus constituted an abuse of the lower court’s discretion. We affirm. 10, 1977,

On then May Appellant, juvenile a seventeen years age, arrested and in a charged juvenile series of with petitions two counts of five robbery, counts of burglary two and counts of criminal On attempt. May a following certification hearing, Appellant’s cases were transferred court to the by juvenile criminal division for trial. was thereafter indicted Appellant on all a charges by and the cases were listed grand jury for trial.

* Stranahan, Judge Pres. John of the Court of Common Pleas of Q. County, Pennsylvania, by sitting designation. Mercer is Judge Sugerman, Leonard of the Court of Common Pleas of Ches- County, Pennsylvania, by sitting designation. ter 26, 1978, to pleaded guilty January Appellant On May following preparation indictments and on was sen- Investigation Report, Appellant of a Presentence to serve a term of of six months to one imprisonment tenced of the five counts of upon each and one to two year burglary each of the two counts of All upon sentences years robbery. ordered the court to be served consecutively, were result- in of confinement of to period a total 4V2 ing years. The record of the indicates guilty plea proceeding while what engaged is best characterized as a Appellant, in “crime was an active in a spree”, participant series of and burglaries robberies committed Lackawanna County incidents, a In the first of these during five-day period. and co-defendant twice a Appellant burglarized a used car and day, lot the same removed an automobile and other each on the same property following entry. Again, day, Appellant and his co-defendant committed an armed robbery at a service station. During course the robbery, held a rifle or sawed-off to an Appellant shotgun attendant’s head while removing approximately from the station. $350 Yet on the same a drive-in again day, Appellant burglarized restaurant, and his co-defendant removed valued at property more than On the and others following day, Appellant $250. an automobile burglarized dealership and stole another auto- mobile with cash and other along Again, on the property. Appellant same a co-defendant day, attempted rob another service station. was armed with Appellant a 12- wore gauge shotgun disguise. The service station *4 attendant refused to with a comply demand for money, “freeze”, to and causing Appellant apparently both thereup- on fled. the same the record

During period, reveals that Appellant store, to attеmpted burglarize drug burglarized a mobile home, extensive causing damage, and stole another automo- bile. this Appellant’s activity during “spree” resulted in the indictments, of separate return nine containing sixteen alia, counts and inter with the theft charging Appellant, many thousands of dollars in movable property.

292 observed,

As we have was sentenced to a total Appellant of confinеment of 4V2 to 9 to five period years upon pleas counts of two counts of and one count of burglary, robbery The remaining counts that did not attempted burglary. of a nolle prosequi. subject the merge were of review when confronted a chal scope by Our the of a sentence is well known and has lenge severity to Where no mandated sentence oft-repeated. statutorily been trial in this are judges is Commonwealth vested implicated, sentencing. with broad discretion in We will not disturb a shown, of sentence unless an abuse of discretion is judgment discretion, to constitute an abuse of a sentence order exceed the limits or be statutory manifestly must either Cottle, Commonwealth v. 377, 493 Pa. 426 A.2d excessive. Wrona, v. Commonwealth 442 Pa. 275 A.2d (1981); 598 Commonwealth v. Campolei, 78 284 (1971); Pa.Super. Michenfelder, Commonwealth v. (1981); 425 A.2d 818 268 (1979). addition, 408 A.2d 860 In the Pa.Super. at date sentences were the court was imposed, required the instant Code to a sentence for the “mini Sentencing impose the confinement mum amount of consistent with the offense, the of the and the protection public, gravity defendant,” rehabilitative needs of the 18 Pa.C.S.A. Campolei, supra, 284 1321(b)1; Pa.Su § at 425 A.2d at 822. court must also per. sentencing state on the record the reasons the sentence it underlying Riggins, Commonwealth v. imposes,2 Sentencing operative since been amended 1. The Code has and the provision, deleting provides: the words “minimum amount of” now selecting (a) “... In from the alternative set forth in subsection the general principle imposed the court shall follow that the sentence protection that is should call for confinement consistent with ‍‌‌‌‌​​​​​​‌‌​​​​​​​​​‌‌‌​‌​‌‌​​​‌‌​‌​‌‌‌​​​‌‌​​‌‍the public, gravity impact of the offense as it relates to the community life of victim on the and the rehabilitative 9721(b). needs of the defendant ...” Pa.C.S.A. § 2. The statement of reasons must: speci- “... demonstrate that the court has considered the factors Code, specific background, in the and that it has balanced fied character, and circumstances of the defendant with the circum- crime, incarceration, prevent stances of the the need for future

293 Weaver, Commonwealth v. 140, 149 280 (1977); A.2d Pa.Su v. Turecki, Commonwealth 481, (1980)3; 421 A.2d 824 per. 511, (1980). 420 A.2d 658 Pa.Super. sentencing 278 on the at the court must also indicate record time of sen that Code were tencing guidelines Sentencing Commonwealth v. sentencing process.4 considered Butch, Commonwealth v. 30, 407 A.2d 1302 (1979); 487 Pa. Kostka, Commonwealth v. 85, 379 A.2d 884 (1977); Stufflet, 291 516, (1981); Common 436 A.2d 235 Pa.Super. Williams, wealth 461, v. 274 418 A.2d Pa.Super. (1980); 499 Skinner, v. Commonwealth 251, 275 418 Pa.Super. A.2d 707 (1980). does not and indeed could not

Appellant argue sentence him exceeded the imposed upon statutory limits. See, 3502, 3701, 18 901(a), Pa.C.S.A. 905 and 1103. We §§ must therefore determine whether the sentences imposed Common- are some other reason excessive. manifestly others, by possibility offenses the defendant and and the

rehabilitation ...” Wicks, 305, 314, 1223, Pa.Super. v. 265 Commonwealth 401 A.2d (1979). 1227 3. We have held that in the absence of a statement of reasons for the imposed, we are unable to sentence review a sentence and must Weaver, supra, Pa.Super. 483, remand. Commonwealth v. 280 at 421 A.2d at 825. practice 4. While we have said that it is better for the court guidelines specified articulate some reference to the in the Sentenc- Code, ing explanation guide- with an of how consideration of those sentence, lines affected the determination of liams, Commonwealth v. Wil- 464, 477, 499, Pa.Super. (1980); 274 418 A.2d 506 Common- Backert, 72, Pa.Super. (1979); wealth v. 271 412 A.2d 580 Common- Wareham, Pa.Super. (1978), v. wealth 259 393 A.2d 951 this required judge court has not the trial to list those criteria of the Sentencing response and detail Code to each. Commonwealth v. Zimmerman, Pa.Super. (1980); 282 422 A.2d 1119 Common- Williams, Wicks, supra; supra. Commonwealth v. We past Sentencing have also said in the that no case has held that the sentencing states the exclusive and Code inflexible criteria in the process. Indeed our cases hold that a statement reasons should apparent not be held insufficient when it is that the court considered applied though explicit the Code evеn it made no reference to Walton, guidelines. 411, 417, Pa.Super. those 289 (1981) Zimmerman, (quoting 433 A.2d 519 Commonwealth v. Pa.Super. (1980)). 422 A.2d 1125 *6 supra, at Campolei, 425 A.2d at Pa.Super, sentencing, Prior to the lower court directed that a Pre- Investigation Report sentence be At the prepared. sentenc- ing proceeding, counsel to Appellant’s referred the Report ‍‌‌‌‌​​​​​​‌‌​​​​​​​​​‌‌‌​‌​‌‌​​​‌‌​‌​‌‌‌​​​‌‌​​‌‍of and addressed a number fаctors mitigating contained in it, including admission his Appellant’s of in the complicity crimes, his cooperation ultimate with the police, and record while exemplary incarcerated.

Counsel also invited the court’s attention to a of number attributes, Appellant’s personal and certain aspects of Ap- in the pellant’s participation crimes which were mitigating in сounsel’sview. all Nearly such factors directly implicated guidelines of the and Sentencing Code were clearly before Court. sentences,

Prior to instant imposing the the court set forth its reasons on the record thusly:

“THE COURT: tion I have [5] very, examined very carefully defendant’s presentence investiga taking into account all of the and, facts course, contained therein of in light serious ness of here, crimes, the crimes involved course, these of are the most serious we perhaps have the books today. I’ve also taken into consideration in addition to the seri incidents, ousness of these the well being the people the protection of the people in Lackawanna County we certainly because have to have that in mind in all of these tyрes of proceedings, protection of our people. course, Of you have evidenced by these incidents great disregard for life I’ve property. taken this into consideration. It very evident these incidents which include two robberies burglaries and five your criminal In disposition. these, addition the criminal disposition you have throughout your life which is evi denced by your juvenile court record. As a result of the concern that the court has for you and possibility Investigation Report part 5. The Presentence not of the record. all of these programs, taking rehabilitation matters into consideration and based . .. were there- upon [sentences upon imposed].” convened hearing upon Appellant’s

At the Motion for Sentence, Reconsidеration of the court its amplified earlier remarks:

“THE I add there might just paraphrasing, COURT: were other matters I took into consideration in addition to what mentioned, Mr. you Gownley first [defense counsel]. gave of which was that I careful consideration to the very I took pre-sentence investigation. Secondly, into consider- ation his involved in these disposition criminal acts. I *7 took intо his disposition throughout consideration criminal his life as evidenced juvenile was court record. I also mentioned in proceeding [sentencing that proceeding] I that was concerned about of rehabilitation possibility 4-5, 9, programs.” N.T. June our It not function to determine whether we agree court, with these statements of the sentencing “in the sense court, that if we had been the we sentencing should have said the same the same thing imposed sentence.” Com monwealth v. 284 Pa. Campolei, supra, Super. at 425 Rather, A.2d at 822. we must evaluate three factors: whether the confinement imposed Appellant is consistent with the of the protection public, offenses, of the gravity and the rehabilitative needs of Appellant. see, Id. And 251, 256, Commonwealth v. 490 Pa. Edrington, 416 A.2d 457 (1980); Knight, Commonwealth v. 479 Pa. 387 A.2d (1978); Martin, 1297 A.2d 658 (1976). bar,

At it is apparent sentencing judge placed great emphasis upon Presentence Investigation Report. counsel advised the Appellant’s court that he and his client had report. reviewed the During argument, Ap counsel discussed the pellant’s report and informed the court offenses, juvenile of Appellant’s prior including an escape juvenile from a detention all of which facility, were con- in the tained There is no report. indication in the record that the report any respect inaccurate. itself,

The court in its brief statement at the time of sentencing above, quoted reflects a consideration of the offenses, gravity Appellant’s Appellant’s prior contact juvenile with the justice system, the faсts concerning Appellant’s individual characteristics and background as set forth in the Presentence Investigation Report. The court’s statement also exhibits its concern for Appellant’s rehabili- requirements. tative

While we should have perhaps taken greater comfort in a more detailed statement of reasons underlying sentences imposed6, including those aspеcts Presentence Inves tigation Report upon relied7, which the court we cannot say that the court failed in its obligation to consider the factors ‍‌‌‌‌​​​​​​‌‌​​​​​​​​​‌‌‌​‌​‌‌​​​‌‌​‌​‌‌‌​​​‌‌​​‌‍iterated in Campolei, supra, or the Sentencing Guidelines, 18. Rather, Pa.C.S.A. 1301 et seq. it appears § to us that the court sentencing considered and applied the guidelines of the Code and we are thus unable to say on this record that the court its manifestly abused discretion.8

Affirmed.

SPAETH, J., files a dissenting opinion. SPAETH, Judge, dissenting: *8 I find myself unable to agree with the majority that the lower court has adequately stated its reasons for the sen- Unfortunately, 6. provide the lower court has failed to us with an (cid:127) opinion 1925(a). as mandated Pa.R.A.P. Compare 7. the statement of reasons at bar with those found deficient Butch, supra, Kostka, Commonwеalth v. and Commonwealth v. supra. is, may 8. It of course upon clear that a court not rest a sentence the Butch, seriousness of the crime supra; alone. Commonwealth v. Martin, 118, Commonwealth v. (1976); 466 Pa. 351 A.2d 650 Com Stufflet, supra; Walton, monwealth v. supra. Commonwealth v. It mind, however, Appellant pleaded must be borne in guilty that at bar complicity to his degree in seven felonies of felony the first and one degree. imprisonment the second The maximum term of for a felony degree years, felony of the first is 20 and for a of the second degree, years. 10 18 Pa.C.S.A. §

297 vacate the sentence and I should therefore imposed. tence resentencing. remand statement of full and careful majority’s

I the acknowledge sentencing judge’s responsibilities. the defining the cases respоnsibil- I tried to summarize those another occasion On now: ities, summary it be useful to refer to may of the is a fact- sentencing judge The first responsibility must be sure that he has judge finding responsibility; information to him make him “sufficient enable before circumstances of offense and of the determination the defendant.” Commonwealth v. the character of 373, 281, 1336, 418 1340 275 Ct. A.2d Superior Pa. Doyle, v. Wicks Superior Pa. (1979) сiting Commonwealth [265 305, (1979) A.2d 1223 second responsibility Ct. 401 ]. is an sentencing judge application-and-explanation must to the information he judge apply responsibility; in the guidelines specified has gathered statutory 1052, 345, Code, Act of Dec. P.L. No. Sentencing 1, 1321 et and then ex- seq. (Supp.1977), 18 Pa.C.S. § § how that has resulted in application on the record plain v. imposed. Doyle, supra, the sentence Commоnwealth at 418 A.2d at 1341. Common- Pa.Super. 275 See Farrar, 434, 447-453, Superior 271 Pa. Co. A.2d 1101-1104. Kostka, Co. Superior (SPAETH, J., (1980) concurring).

A.2d 573-574 Here, whether the ful- sentencing judge we cannot tell While the fact-finding responsibility. judge says filled his defendant’s presentence investigation that he “examined the into all the con- taking account facts very, very carefully ....,” 776, he tell tained therein At does not us what those the report facts were. Nor did he make of the presentence of the record. We therefore cannot know investigation part before him “sufficient information to judge whether the had him to make a determination ... of the character of enable the defendant.” failed

Also, sentencing judge application- to fulfill his *9 His brief statement and-explanation responsibility. very best an only oblique guidelines makes at reference to the in Sentencing Code, the and there no specified explanation is of believed his judge the sentence consistent with those why guidelines. The statement only conclusions, series of with no or concreteness specificity being added by any Indeed, to the the reference record. statement raises more did questions than it resolves. What the mean judge his by reference to “the criminal disposition you throughout have life?” What was “evidenced your juvenile court [the] What “the of possibility record?” was rehabilitation pro- grams?”

At counsel sentencing proceeding, appellant the of- in mitigation fered several of arguments appellant’s of- fenses; counsel to the argued following effect. Appellant the was 17 old when offenses were years cоmmitted. He involved; the him, was not others with only person were and one was of them an adult who had fled the In jurisdiction. the cases, some of did not break appellant in but acted as a case, In one he took a gun away lookout. from one of the others, He saying, “I can’t do this.” gave detailed state- the juvenile authorities, ments to and police freely admitting involvement, plеaded to all guilty of offenses. He further demonstrated his change attitude when he was in trial. He jail, awaiting had risen to the position of trustee permitted and was to leave his work wing to as a kitchen, cook in the where he had access to knives. Accord- counsel, ing to the pre-sentence report showed that appel- juvenile lant’s offenses had not been “in the same vein” as he offenses to which had pleaded guilty, appellant “was never with guns involved before.” N.T. 4. sentencing

It judge’s responsibility respond to this essence argument. The law of Pennsylvania sentencing is that the sentence be individualized. Common- Riggins, supra. point a state- requiring ment of reasons for ‍‌‌‌‌​​​​​​‌‌​​​​​​​​​‌‌‌​‌​‌‌​​​‌‌​‌​‌‌‌​​​‌‌​​‌‍the sentence is to ensure it is an sentence, individualized consistent with the Sentencing Here, Code. judge’s Id. sentencing statement amounts brief, remarks, to a few only conclusory which could have *10 uttered in case. In Common- virtually any robbery been Farrar, Ct. 413 A.2d we Superior said: responsibilities Sentencing imposes

[T]he [the Code] do fade sentencing judge not away disappear upon utterance of the formula that ‘a lesser sentence would the seriousness of the crime.’ The dеpreciate judge must state, record, with to the reference he believes that why would be so. thus will the Only ‘appellate courts [be to ascertain whether the sentence was based enabled] accurate, upon sufficient and information proper [citing v. Riggins, supra.] of sentence should judgments be reversed and the case remanded to law. re-sentencing according

442 A.2d 778 WINPENNY, B. James III WINPENNY,Appellant. Carol M.

Superior Pennsylvania. Court of

Argued Sept. 1980. Filed March

Case Details

Case Name: Commonwealth v. Rooney
Court Name: Superior Court of Pennsylvania
Date Published: Mar 5, 1982
Citation: 442 A.2d 773
Docket Number: 1988
Court Abbreviation: Pa. Super. Ct.
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