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Commonwealth v. Roney
866 A.2d 351
Pa.
2005
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*1 866A.2d 351 Pennsylvania, Appellee, COMMONWEALTH Christopher RONEY, Appellant.

Supreme Pennsylvania. Court of

Argued Dec. 2002.

Decided Jan. *3 Gelman, E. for Esq., Philadelphia, Christopher Norris Roney. Burns, Pettit, Esq., Esq., Amy Zapp, Frederick

Hugh J. Pennsylvania. for of Esq., Philadelphia, CAPPY, C.J., CASTILLE, NEWMAN, BEFORE: EAKIN, SAYLOR and JJ.

OPINION Justice NEWMAN.

Christopher Roney (Appellant) brings appeal1 this direct from the of Sentence of the Pleas Judgment Court Common jurisdiction appeal judgment 1. Court has of a direct from a This penalty imposed. been sentence in a case which the death has 9711(h). § Pa.C.S. (trial court) him that sentenced Philadelphia County death conviction for murder. After following first-degree his by Appellant, the record and the claims raised we reviewing affirm. History

I. Facts and Procedural a.m., January At 8:20 on approximately Appellant (Canty) employees, and Mark forced Bank Norma Canty PNC Winn, Johnson, Vicola, Loretta and Ann at into the gunpoint, Bank Avenue.2 building Rising PNC located Sun inside, Norma accomplice Once and his ordered Appellant Canty and Ann the bank open Winn Vicola vault.3 While forced the to the area at gunpoint, Appellant two women vault vault, Loretta at the kept Canty watch over Johnson. While bank, at the front of the “Here Appellant, shouted who was I’ll take Appellant responded, worry, comes the heat.” “Don’t care of them.”4 (Officer time, Vaird),

At this Police Lauretha Officer Vaird of a police respond report who was the first officer to Bank, at the the front door of the robbery approached PNC bank, building. Appellant fatally bank As she entered the in the exited the building shot Officer Vaird abdomen and Meanwhile, from the through Canty the front door.5 fled entrance, his behind.6 through leaving gun bank side Out bank, side the Police Officer Appellant exchanged gunfire with (Officer Patterson), Donald on the Patterson who arrived shortly escape scene after Officer Vaird.7 Able to the shoot- N.T., 43-48, 65-71; N.T., 10/21/96, Session), (Morning pp. 10/17/96 36-42, 172-180, 187-189; N.T., 10/22/96, 50-118, 127-133, pp. pp. 3- identities, attempt 47-54. In an to conceal their *4 (PGW) Canty employees Philadelphia were Gas Works dressed as hats, coveralls, disguises and their included and reflective hard vests. N.T., 10/21/96, 119-120, 177-181; N.T., 10/22/96, pp. pp. 3. 14-15. N.T., 10/21/96, 120-121, 181, 225-226; N.T., 10/22/96, pp. pp. 15-16. 4. 179-180; N.T., 10/16/96, 125-127, N.T., (Morning pp. 5. Ses- 10/17/96 N.T., 50-62; N.T., sion), 10-11; 10/18/96, 29-33, 36-39, pp. pp. 16-18; 10/21/96, N.T., 10/22/96, N.T., 122,157-158,181-183; pp. pp. 10/24/96, pp. 13-31. N.T., 10/21/96, 122, 165-169, 181-183, pp. 6. 234-241. N.T., 10/16/96, 126-128; N.T., 10/18/96, 31-34, 48-49, pp. pp.

7. 62-93. out, Appellant jumped minivan, into a waiting green driven cohort, (McGlone), his Warren McGlone and the vehicle sped away on Rising McGlone, Sun Avenue.8 Later that morning, Canty, and met at Appellant McGlone’s home to discuss the events at the Bank.9 PNC

Thereafter, (1) found: police the getaway green minivan (2) abandoned at 4500 North 11th Street Philadelphia; various items of clothing worn as disguises by Appellant and (3) Canty; a loaded 9-millimeter automatic gun, which was on lying sidewalk front of the side entrance of the PNC Bank in question; and a loaded .380-caliber silver Lorcin revolver on the Later, sidewalk near the bank.10 the Bureau Alcohol, (ATF) Tobacco and Firearms traced the .380- caliber silver Lorcin Brown, revolver to Anthony a relative of Canty.11 Importantly, the gun was stolen and last seen in the possession of Canty.12 The ATF also traced the 9-millimeter Parker, automatic gun McGlone, to Richelle a friend of who purchased the for gun McGlone.13 Subsequently, Canty and

McGlone confessed to participating the events that tran spired at Bank Rising PNC on Sun Avenue on the morning January 1996.

During trial, the course of began on October 1996, three eyewitnesses Appellant identified as the man involved in the robbery of the PNC Bank in question.14 Two N.T., 10/18/96, pp. 8. 34-36. N.T., 10/18/96, 167-202, pp.

9. 207-244. N.T., 10/15/96, 107-210; N.T., 10/16/96, 24-97, pp. 204-209; 10. pp. N.T., 10/21/96, 37-38, 135-137, 177-179, 242-243; pp. N.T., 10/22/96, pp. 10-11. N.T., (Afternoon Session), 11. pp. 88-90. 10/17/96 N.T., 99-107; Session), N.T., (Morning (After- 12. pp. 10/17/96 10/17/96 Session), pp. noon 28-34. N.T., (Afternoon 36-46, Session), pp. 10/17/96 89-92. 14. Officer Patterson testified that ran out of the front doors of bank, him, handgun aimed a silver green and fled the scene in a plate face, minivan with Along license recognizing SKN-179. with his specifically Officer Appellant’s Patterson height remembered and build. N.T., 10/18/96, pp. 32-49. Norma Winn—one of the PNC Bank em-

ployees up building during held inside the robbery—also noted Appellant’s height, identifying him gun. as the robber a silver with *5 tall, the robbers was that one of noted

other witnesses Ann Vicola height.15 six feet male over African-American remained handgun a silver the tall man with testified man bank, the shorter of the while front entrance closer to the building with to the rear of handgun went the black with her and Norma Winn.16 Rone Officer Carl Police presented

The Commonwealth identification, and Rone) (Officer operation, expert as an that the Rone testified firearms. Officer characterization .380-cali- that the silver Lorcin established ballistic evidence fired inside of the crime was at the scene handgun found ber testified that the Rone also building. Officer the PNC bank from fired body of Officer Vaird was from bullet recovered Gregory Dr. Additionally, handgun.17 the Lorcin .380-caliber Examiner, testified Officer McDonald, Medical Assistant gunshot a fatal wound as a result of died Vaird track, the examination of the wound Based on his abdomen. Dr. bodily organs. struck vital that the bullet related witness of the of travel path that the and position noted McDonald consistent Vaird was body from the Officer recovered bullet from person tall a six-foot five-inch been fired having with than feet.18 of more two a distance N.T., 10/21/96, Finally, Appellant in front Tara Scott saw pp. 177-180. recognized him from just the incident and PNC Bank before of the and Lansdowne having Appellant previously near 60th Street seen 10/21/96, N.T., pp. Philadelphia. 36-42. Avenue West Chuctai, 7-11 convenience store who worked at the 15. Mohammed Bank, morning robbery, on the PNC testified that across from the the bank gunshot came from inside shortly of a after the sound man, five inches about six feet building, African-American he saw an tall, Upon gun in his hand. the bank with a the front doors of exit officer, bank, gun pointed a police leaving the male encountered N.T., 10/16/96, officer, appeared to fire it. in the direction of this 122-129, robbery, another before the 146-147. A few minutes pp. men, Rivera, witness, dressed as two African-American William saw street from store across the near the 7-11 convenience PGW workers six feet one of the men was over building. He noticed that the bank N.T., 10/16/96, pp. tall, height. feet in less than six while the other was 204-209. N.T., 10/21/96, pp. 118-123. 16. 10/24/96, N.T., pp. 32-50.

17. N.T., 10/24/96, pp. 23-27. 30, 1996, Appellant guilty found On October murder,19 robbery,20 conspiracy,21 three counts of first-degree assault,22 of an instru burglary,23 possession aggravated *6 (PIC).24 on No Following penalty hearing crime ment of death, 1,1996, Appellant finding the sentenced to jury vember (1) the a peace three circumstances: victim was aggravating in the performance or enforcement official killed officer law (2) duties;25 committed the killing during perpe her the (3) knowingly of a created felony;26 Appellant tration and person during killing.27 risk of death to another the grave (1) mitigating Appel The also found two circumstances: (2) miti significant history;28 lant had no criminal other character evidence.29 gating 3, 1997, formally March the trial court the imposed

On additionally Appellant sentence of death and sentenced sentences of to 120 months incarceration for consecutive 60 conviction, conviction, robbery conspiracy aggra- each conviction, burglary vated assault conviction.

trial also to a court sentenced consecutive sentence of 30 to 60 months incarceration for his PIC In conviction. total, years to serve 32 to 65 of incarcera- Appellant was 1/2 tion, in addition to his sentence of death.

II. Discussion “This required sufficiency Court is review first-degree the evidence sustain a conviction of murder case the death has been every penalty imposed.” where Corn- 2502(a). § 19. 18 Pa.C.S. §

20. 18 Pa.C.S. 3701. 903(a). §

21. 18 Pa.C.S. §

22. 18 Pa.C.S. 2702. 3502(a). §

23. 18 Pa.C.S. §

24. 18 Pa.C.S. 907. 9711(d)(1). §

25. 42 Pa.C.S. 9711(d)(6). § 42

26. Pa.C.S. 9711(d)(7). §

27. 42 Pa.C.S. 9711(e)(1). § 42 Pa.C.S. 9711(e)(8). §

29. 42 Pa.C.S.

594 Koehler, (1999), 334, 225, monwealth v. 558 Pa. 233 denied, 829, 79, 41 cert. 121 148 L.Ed.2d 531 U.S. S.Ct. 16, 454 A.2d Zettlemoyer, Commonwealth 500 Pa. (citing denied, 970, 2444, cert. 77 461 U.S. 103 S.Ct. denied, 31, rehearing 463 U.S. L.Ed.2d (1983)). regard this assessment perform 77 L.Ed.2d 1452 We claim of raises a appellant explicitly less of whether Burgos, evidence. insufficiency of (1992); A.2d at 942 Zettlemoyer, A.2d n. 3. stated that: previously

We have claim, an of the evidence reviewing sufficiency When and all reason- court must view all evidence appellate in the most favorable arising light able inferences therefrom in order to the Commonwealth as the verdict winner *7 to enable the determine whether the evidence was sufficient offenses fact to find that all of the elements of the finder doubt. beyond were established reasonable Hall, 269, 190, (1997), 195 549 Pa. 701 A.2d denied, cert. 1082, 1534, 140 684 523 118 L.Ed.2d U.S. S.Ct. (1998). to cases where equally applicable “This standard long than direct so as the the evidence is circumstantial rather to the crime combination of the links the accused evidence turn, Burgos, at 13. In beyond a reasonable doubt.” murder, the first-degree a conviction of Common sustain (1) acted appellant specific must that: the with prove wealth (3) killed; kill; the unlawfully a human being intent to was (4) the done with killing; killing did the was appellant Watkins, 194, 843 deliberation. See Commonwealth 577 — denied, U.S. -, 450, cert. (2003), 125 A.2d 1203 S.Ct. (2004); Koehler, A.2d at 233. 160 L.Ed.2d 324 trial, at presented Appellant’s The above-recited evidence Commonwealth, to the light in the most favorable viewed murder clearly sufficiency first-degree establishes the witnesses, testimony who identified conviction.30 support Appel- equally evidence sufficient to 30. We find that the was PIC, assault, burglary, conspiracy, aggravated lant’s convictions for robbery. multiple counts of tall vicinity as the individual of the PNC immediately Bank before and after the crime took building that, place, testimony as well as while inside the building, at the front Appellant stayed entrance and brandished a silver evidence, handgun, coupled with ballistic and forensic was abundantly sufficient for the to conclude Appellant, deliberation, possessing requisite specific intent and with unlawfully killed Officer Vaird.

Many arguments raised all Appellant, including relating guilt phase issues to the of the proceedings, involve allegations the ineffectiveness of counsel.31 In Common Grant, 48, (2002), wealth v. 572 Pa. 813 A.2d 726 this Court announced, rule, as a general claims of ineffective assis tance of counsel should be raised for the first time in a collateral proceeding. Id. at 738. The holding of was Grant applied to all retroactively pending cases on direct appeal a claim of where ineffectiveness had been “properly raised and preserved.” Freeman, Id. Subsequently, Commonwealth v. — 532, (2003), denied, U.S. -, 573 Pa. 827 A.2d 385 cert. (2004), 125 S.Ct. L.Ed.2d rule” “Grant was applied to cases. capital Freeman, day

On the same as this Court decided Common Bomar, wealth v. 573 Pa. 826 A.2d 831 cert. denied, (2004). 157 L.Ed.2d 906 Although Bomar on (capital) direct appeal the time we Grant, decided this Court ruled that not apply Grant would Bomar, claims where of counsel ineffectiveness “were properly guilt phase, Appellant argues In relation to the *8 that his trial counsel to; (1) failing request was ineffective for the repeatedly that trial court jurors concerning premature instruct the discussions of the issues and case; (2) avoiding coverage media juror of the ensure that no seated troubles; (3) past legal knew of trial object his counsel's and to the trial jury charge court's on penalty character evidence. itAs concerns the phase, Appellant failing contends that his counsel was ineffective for (1) object: to the plural singular trial court's intermittent use and instructions; (2) during form of the jury word "circumstance” to a by prosecutor comment during penalty phase made closing argument indicating Appellant had shown no remorse for the murder; (3) allegedly given and to an by erroneous instruction the trial court, which allowed testimony to consider the of Norma Winn impact Loretta Johnson as "victim evidence.” A.2d at 853. We in the trial court.” 826 preserved

raised and Bomar, because, appellant in raised reached this conclusion motions, the trial court post-sentence claims in ineffectiveness on the claims evidentiary hearings a series of conducted raised, and, in Id. at opinion. addressed them its ultimately, Thus, the concerns articulated 853-54. we Grant—the claims develop of the defendant to his ineffectiveness ability court to consider them—were ability reviewing and the decisions, Id. of these implicated By way not Bomar. principle capital appel- became a fundamental rule” “Grant in the jurisprudence late Commonwealth. Bomar, in it case is similar to that was present

The at the time was decided. appeal on direct Grant pending Bomar, However, court not conduct an unlike the trial did claims the ineffectiveness evidentiary hearing explore on pending For those cases were by Appellant. raised filed, to appeal garner at the time was capital direct Grant of ineffective assis capital appeal on direct of claims review counsel, evidentiary hearing must be both an on tance of there that tribunal opinion by the issues at the trial court and an sub there judice them. Because the matter addressing deem claims not to be evidentiary hearing, no we these to fall within narrow “properly preserved” raised in Bomar. There to the rule” articulated exception “Grant fore, juncture. decline to address them this we however, the collateral arguments, during free to raise these Ramos, review of his conviction. See Commonwealth (dismissing 1198-99 ineffective those prejudice appellant claims without raise ness to the petition pursuant claims in a filed Post-Conviction denied, Act, seq.), § 9541 et cert. Relief Pa.C.S. (2004). 940, 124 1663, 158 L.Ed.2d 363 for our remaining arguments Appellant presents review ordinarily the trial court and be not raised before would were purview this Court within the of the “relaxed addressed Freeman, this recently abrogated doctrine. In we waived” rule on direct setting general capital forth “as concept, raised and properly pre- claims that were appeals, [that] *9 in the trial court are waived and unreviewable.” 827 served general further held that rule A.2d at 402. We “[t]his beginning capital with those direct apply prospectively, would in yet in brief has not been filed appeals appellant’s Court, thirty days today’s and is not due for or more after this pronouncement Id. at 403. In accordance with our decision.” Freeman, his brief this Appellant in because filed with Court announced, in before the decision Freeman was we address Watkins, by Appellant. claims raised See remaining 5; Bomar, 1212 n. at 849 n. 15. A.2d at trial court complains that the directed first impact testimony” to consider the “victim without it credible and no burden of to such finding assigned proof Further, that his counsel testimony. Appellant argues failing ineffective for to raise this issue with the trial court. Pennsylvania In the seminal case in on the issue of “victim evidence,” Means, impact Commonwealth testimo “recognizing complexity A.2d 143 victim in the volatile ny atmosphere penalty phase within case,” following prototype jury death this Court offered the instruction on the issue: has introduced what is as victim prosecution known is not

impact impact evidence. Victim evidence evidence it statutory aggravating circumstance and cannot be a by reason itself to the death The introduc- impose, penalty. impact any way tion of victim evidence does not relieve of its burden to a reason- prove beyond able doubt at least one circumstance. You aggravating may impact determining consider this victim evidence in appropriateness penalty only you of the death if first aggravating find that the existence of one or more proven beyond circumstances has been a reasonable independent impact evidence, doubt from the victim jurors if one or more has or found that one more mitigating circumstances have been established preponderance of the evidence. Victim impact evidence simply informing you another method of about the nature may and circumstances of the crime You question. pun- an determining appropriate evidence consider this However, the life of one ishment. the law does deem *10 rather, another; impact than victim victim more valuable victim, defendant, like the is that the evidence shows limited to a Your must be individual. consideration unique defendant, an the culpability rational into the inquiry you The sentence emotional to the evidence. response you as I instruct in accordance with the law impose must be public emotion or sympathy, prejudice, and not based on solely impact. on victim opinion and not based charge Id. at also related that “while th[is] 158-59. We admitting goal ... it furthers the intended not mandated the eliminating poten- impact testimony, relevant victim while Id. at 158 jury.” to the impassioned appeals tial for emotional (emphasis supplied). trial court jury by

In instruction used the part, relevant of 42 statutory language in mirrors the presently this case 9711(d)(7) sug- we closely language § tracks Pa.C.S. the use in Means. discernable difference is only gested court by in the instruction the trial given of the word “shall” used “may,” as to the which this Court opposed word recommended instruction Means. A.2d at 158. This however, difference, light is immaterial in of our articulation the fact Means merely suggested that this instruction was “shall.” See uses the Pa.C.S. that the statute also word 9711(d)(7). Thus, there contrary Appellant argues, § what this no error the trial court on issue. that the instructions violat

Appellant argues jury also Amendments to the United ed the and the Fourteenth Sixth Constitution, they require because did not States the miti outweighed find that the circumstances aggravating In support a reasonable doubt. beyond circumstances gating Jersey, v. New Apprendi cites to argument, Appellant of this 147 L.Ed.2d 435 where 530 U.S. held that the United States Supreme the United States Court in finding a factual was violated where Constitution by jury beyond is not found creases the maximum sentence pursuant doubt. maintains reasonable scheme, the Pennsylvania penalty death the maximum sen- (a) tence for first-degree murder is a life sentence unless: either an aggravating circumstance is found and no mitigat- (b) ing exist; circumstances are determined to or one or more aggravating factors are determined to outweigh any Therefore, mitigating circumstances found. a finding of ag- circumstances gravating outweighing mitigating circum- stances penalty increases the for first-degree beyond murder (life prescribed statutory maximum imprisonment). Hence, according Appellant, Apprendi mandates that this be proven beyond a reasonable doubt.

In Apprendi, the defendant fired several bullets into the home of an African-American that had family previously into an moved all-white neighborhood. *11 Thereafter, 2348.

S.Ct. he pled guilty to various state firearm offenses and given sentence, an enhanced pursuant to a state statute that allowed the sentencing judge to extend a penalty beyond prescribed the statutory upon maximum a a finding, “by preponderance evidence, that the defen- ‘purpose’ dant’s for unlawfully possessing weapon the was ‘to intimidate’ his victim on the basis of a particular characteristic Id. at the victim possessed.” 491, 120 S.Ct. 2348. On appeal, the United States Supreme rejected Court this sentencing unconstitutional, “[ojther scheme that, as holding than the fact conviction, prior of a fact that increases the penalty for a any crime beyond the prescribed statutory maximum must be jury, submitted to a proved beyond and a reasonable doubt.” Id. at 490,120 added). S.Ct. 2348 (emphasis Arizona,

Thereafter, Ring v. 584, 536 U.S. 122 2428, (2002), S.Ct. 153 L.Ed.2d 556 implemented the constitu tional protections Apprendi articulated to capital and, cases basis, on this invalidated a capital sentencing procedure from the State Arizona. As described in the opinion, Arizona, a following jury adjudication

[i]n of a defendant’s guilt murder, of first-degree alone, the trial judge, sitting determines the presence or absence of the aggravating required by factors Arizona for imposition law of the death penalty.

600 rationale Apprendi 2428. 588, Applying 122 Id. at defen scheme, “[cjapital reasoned that Ring Court this to a ... are entitled dants, defendants non-capital than no less condi any legislature fact on which determination 589, at Id. punishment.” in their maximum increase tions an as articulated Ultimately, (emphasis supplied). 2428 122 S.Ct. Court, Supreme by United States subsequent opinion in a statute, Ring Pennsylvania penalty death analyzed the not that a requires jury, Amendment “held that Sixth circumstances, aggravating of any find the existence judge, found, preponderance a mere be they v. evidence, a reasonable doubt.” Sattazahn beyond but 732, 101, 113, 154 L.Ed.2d 123 S.Ct. 537 U.S. Pennsylvania, (2003) (describing Ring).32 Supreme decided Schriro Sum Recently, Slates Court the United merlin, wherein 159 L.Ed.2d 124 S.Ct. 542 U.S. /Ring Apprendi to a case application of the retroactive it addressed involving state conviction. Ultimate review of final the federal habeas procedural rule that "Ring ly, held that announced a the Court already review.” retroactively cases final on direct apply does not at ---, Summerlin, Unlike the 124 S.Ct. at 2526-27. 542 U.S. however, case, Summerlin, Appren present in the procedural posture in trial, Appellant’s before the direct after but Ring were decided di and finalized. As the U.S. and sentence was of the conviction review Summerlin, this a decision of Supreme ”[w]hen reiterated in Court rule,' still applies all criminal cases that rule Court results in a ‘new at -, Summerlin, 124 S.Ct. review.” pending on direct 314, 328, Kentucky, 107 S.Ct. (citing 479 U.S. Griffith matter, Therefore, (1987)). purposes of the instant for L.Ed.2d 649 the benefit of the retroactive entitled to receive should be Griffith, 479 U.S. at Apprendi/Ring line of cases. See application of the ("failure newly apply declared constitutional 107 S.Ct. *12 violates basic norms of pending on direct review to criminal cases rule Nevertheless, the retro adjudication”). to be entitled to constitutional law, must rule of a defendant application a new constitutional active of below. preserved the issue in the court customarily have raised and 146, (1983) Cabeza, 228, A.2d 148 503 Pa. 469 v. See Commonwealth ("where prior and announces a appellate overrules law an decision ruling specifically to be decision declares principle, unless the retroactively applied to cases only, rule to be prospective the new is stages properly preserved at all of question is where the issue in Here, Appellant including any appeal”). adjudication up and direct Apprendi/Ring claim before the trial preserve his failed to raise and and, thus, normally entitled to the retroactive would not be court he However, challenge because a application a new constitutional rule. of legality upon Apprendi implicates the premised to a sentence sentence, Aponte, v. 855 appeal. on cannot be waived it

601 Pennsylvania scheme of Presently, Appellant challenges circumstances, mitigating and because weighing aggravating that the require the statute not the fact-finder decide does outweigh mitigators beyond a reasonable aggravators However, before it can sentence a defendant to death. doubt Ring, narrowly jury’s focused on a Apprendi as evident any and did not involve fact-finding responsibility question “beyond a reasonable doubt” standard concerning whether weighing jury’s aggravating mitigating to a of the applies eligible after the defendant has been found for circumstances Moreover, jury if the penalty. engages the death even (or selection) weighing in connection with the factfinding 967, v. 512 process, generally Tuilaepa California, see 971-72, 2630, 2634, (1994); 114 129 L.Ed.2d 750 Com Boczkowski, 421, 465, 75, 846 A.2d 101 monwealth 577 penalty—if ultimately imposed—does the death a beyond statutory constitute sentence the relevant maximum Apprendi progeny.33 for and its purposes Accordingly, because the is a function distinct weighing evidence fact-finding, apply from does not here. Apprendi case, moreover, present implicate does not the “fact- because, concerns articulated in finding” Apprendi Ring, scheme, unlike the invalidated Arizona the Penn- sentencing statute, death sylvania penalty essentially jury challenging, already requires a to find facts supporting impose beyond decision to the maximum sentence a reasonable Indeed, in Pennsylvania, doubt. order to find a defendant eligible for the death must find penalty, unanimously aggravating beyond at least one circumstance a reasonable 800, (Pa.2004) (citing Wynn, A.2d 802 n. 1 Commonwealth v. 567 Pa. 183, Therefore, curiam)). (per finding 786 A.2d 202 absent waiver, argument by Appellant. we will address the substantive raised jurisdictions 33. Other to consider have reached this issue similar re See, 936, (Ala.2003); e.g., parte Hodges, People sults. Ex 856 So.2d 944 Prieto, 226, 18, 1123, Cal.Rptr.2d 30 Cal.4th 66 P.3d Davis, (2003); 349, 781, People v. 205 Ill.2d Ill.Dec. 793 N.E.2d 552, State, (2002); 258, (Ind.2004); 565-66 Ritchie v. 809 N.E.2d State, 1105, (2003); Gales, Oken v. 378 Md. State v. (2003); Holton, 265 Neb. 658 N.W.2d 626-27 State v. (Tenn.2004). S.W.3d 864-65 *13 602 (c)(l)(iii). least it has found at § Once 42 9711

doubt. Pa.C.S. the circumstance, sentence jury the must aggravating one If circumstances. it finds no mitigating to death if defendant by a circumstance mitigating at least one juror finds any evidence, decide whether the must preponderance jury cir- mitigating the outweighs circumstance aggravating the 9711(c)(l)(iii). § 42 cumstance. Pa.C.S. weighing the regarding claim Appellant’s

As it relates to deliberation, this has Court penalty phase process during v. rejected argument an identical Commonwealth already denied, (1997), 522 Bronshtein, 460, cert. 691 A.2d 907 (1997). 346, In Bronsh 936, 139 L.Ed.2d 269 U.S. deny tein, that the trial court erred argued the defendant that the death jury “that the be instructed request his ing if the circum aggravating be only imposed could penalty beyond mitigating the circumstances outweighed stances relief on this denying A.2d at 922. In doubt.” 691 reasonable statute does penalty stated that “the death ground, this Court weighing proof fixed for burden specify therefore, and, circumstances” mitigating aggravating not an to an instruction that was not entitled defendant was Id. accurate reflection the law. rejected a claim this Court

Similarly, Zettlemoyer, it “fails is unconstitutional because the death statute penalty circumstances must that the jury aggravating to instruct the a reasonable ‘beyond circumstances outweigh mitigating ” fashion, has In like this Court 454 A.2d at 963. doubt.’ Pennsylvania consistently rejected argument it no stan imposes is invalid because death statute penalty mitigat aggravating can versus weigh dards by which Hall, Means, 153-154; at 773 A.2d circumstances. See ing Lambert, 320, 207-208; 529 Pa. 701 A.2d Commonwealth Zook, (1992); 532 Pa. A.2d denied, 113 S.Ct. cert. 17-18 (1993). 1420, 122 L.Ed.2d 789 Statutory the Death

III. Review of Sentence relief on not entitled to concluded that Having raises, Appellant’s must affirm of the claims that he we any of death unless we determine that the sentence was sentence *14 or other factor passion, prejudice, any arbitrary the of product that the fails to the support or unless we determine evidence at least one circumstance. 42 finding aggravating of See 9711(h)(3). § Pa.C.S. record, of the conclude that

Upon Appellant’s review we not the or product passion, prejudice, death sentence was of Furthermore, factor. conclude that any arbitrary other we finding the sufficient to the of three support evidence was (1) circumstances, peace the victim aggravating namely: was performance officer or law enforcement official killed the of (2) duties;34 her the committed the killing during perpe was (3) tration and created a felony;35 Appellant knowingly of death to another the grave person during killing.36 risk affirm the Accordingly, we verdict and sentence.37 Former ZAPPALA and did Chief Justice Justice NIGRO in the consideration or decision of this case. participate files a concurring opinion. Justice CASTILLE concurring Justice SAYLOR files a opinion. CASTILLE, concurring.

Justice join I the Majority Opinion with the of its merits exception discussion of appellant’s penalty phase jury novel and waived claim, instruction is premised upon Apprendi v. New 466, 2348, 530 120 Jersey, U.S. S.Ct. 147 L.Ed.2d 435 Arizona, 584, 2428, Ring v. 536 122 S.Ct. 153 (2002), L.Ed.2d 556 cases which in tandem established a new constitutional rule of procedure affecting capital prosecutions, Summerlin, U.S. -, 2519, see 542 124 Schriro 159 442 L.Ed.2d but which did not exist appellant when 9711(d)(1). § 34. 42 Pa.C.S. 9711(d)(6). § 42 Pa.C.S. 9711(d)(7). §

36. 42 Pa.C.S. (i), § Prothonotary 37. Pursuant to 42 Pa.C.S. of this Court is hereby complete directed to transmit record of this case to the Pennsylvania. Governor of the Commonwealth of issue, in 1996.1 As to this there is no tried and sentenced was trial was con penalty phase appellant’s question conformity then-governing in full with the law ducted sentence, therefore, unquestionably death Appellant’s land. returned it. legal when did not forward an Majority recognizes appellant trial, thus, Ring-type of claim at his under innovative claim retroactivity precedent, his waiver should settled he not entitled to the retroactive benefit of the mean that Tilley, Ring rule appeal. on this direct Commonwealth v. 312, 649, (2001); 566 Pa. 780 A.2d Cabeza, (1983); see also Shea v. 228, 146, 148 Louisiana, n. 1069 n. 470 U.S. 105 S.Ct. (1985) (where applies L.Ed.2d 38 new constitutional decision *15 it must be to retroactively appeal, generally applied on direct issuance, at of but “sub on direct review time pending cases waiver, course, established of harmless ject, principles of like”).2 breath, however, error, In the next very and the the retroactive benefit of the Majority appellant affords new rule, his The Ma despite incontrovertible waiver. procedural Apprendi-h&sed legal that claims jority “implicate reasons and, reason, operate sentences for that must ity” existing of notes, Majority Apprendi rule was extended to defendants 1. As the Ring capital Ring. in held that the Sixth Amendment entitles in cases jury, judge, a find the capital defendants to demand a rather than circumstances) (such aggravating permit which an existence of facts as beyond punishment, in and that those facts be found a reason- increase able doubt. 536 U.S. Nevertheless, 603-09, 122 S.Ct. 2428. only Apprendi Ring. The Court in appellant's Brief cites and not to Ring rule a new constitutional rule of Summerlin held that the was substance, procedure, not a rule of criminal and was watershed such, subject application procedure. rule was not to retroactive As at---, corpus 542 U.S. 124 S.Ct. at 2523- on habeas review. Cabeza/Tilley Majority apparently to dilute the effect of the 2. The seeks characterizing merely ''customary.” principle by it as The cases do not establish, of, they judicial speak mere "customs.” The much less do retroactivity Cabeza/Tilley salutary principle reflected in is a of law. rule In our event, system jurisprudence, are the main not mere trials time-consuming previews dry-runs. party, A costly appellant or such as and here, premised upon upset judgment who would seek may properly sought, procedure be asked to show that he new rule of denied, effectively point may that relief at the where such relief but was granted. have been in retroactively, Supreme even instances where U.S. Court say they do not. would course, if the shared the Supreme Majority’s

Of Court procedural retroactively view that its new rule rendered all subject to previously-issued capital challenges sentences it reached the sentencing “illegality,” opposite would have result and that all Summerlin would have dictated state capital sentencing proceedings subject were retroactive under Ring—unless High reevaluation we are to believe the it for thought constitutionally proper Court States to carry “illegal” out executions. Since the Court did not afford effect, its rule such retroactive there procedural global new no way pre-Ring rational sentence can be said to “illegal” by Ring. have been rendered in the primary Majority’s analysis flaw rests its assumption appellant erroneous has raised a “constitu- (and claim, “illegal”) tional” hence sentencing when the claim be deemed a one if may properly only appel- “constitutional” lant is entitled to the benefit of the Ring retroactive words, procedural rule. In other the Majority’s tautological conclusion that “constitutionality” “sentencing legality” are this implicated by begs predicate waived claim controlling question retroactivity. It is no to the answer retroactivity question to “but if the postulate: rule was retro- here, and if actively operable the derivative claim here did predicates have merit”—two essential that are missing—“ap- *16 pellant posing would be constitutional claim implicat- which sentencing ‘legality’ ed and therefore not be would waivable.”

I also respectfully disagree with the Majority’s implicit that all assumption “constitutional” claims affecting sentencing necessarily the of a In implicate “legality” sentence. support non-waiver, of this far-reaching assumption of the Majority 246, cites to a footnote in Aponte, Commonwealth v. 579 Pa. 800, (2004). 250 n. 1 A.2d 802 n. The footnote simply competing authority noted in this on the question Court of Apprendi-based whether constitutional challenges to sen- implicate sentencing legality, tences and therefore are non- waivable, ultimately to reach the electing underlying merits conflict. procedural to resolve purporting

issue without this his concerns with had earlier noted Saylor Mr. Justice illegal sentence concerning precedent uncertain Court’s order in to the curiam per and in his dissent doctrine waiver Pa. A.2d 202 v. Wynn, and, in a in by majority Aponte); (Wynn was discussed accu- Saylor in Justice concurring opinion Aponte, separate to resolve” his did not “undertake rately Aponte noted that J., (Saylor, concurring). at 816 concerns. 855 A.2d the uncertain- addressing in separately Aponte, I also wrote illegal concerning law complexity Pennsylvania and ty (Castille, J., I concurring). Id. at 812-16 sentence doctrine. and not be deemed monolithic that the doctrine should noted consider- countervailing account for all relevant should ations: for a be offered “illegal” may claim that a sentence is

[A] abject on direct an waiver variety negate of reasons: of a here; review appellate to secure substantive appeal, as restrictions, as in statutory preserved light claim 141, 834 A.2d 1127 v. 575 Pa. Bradley, [Commonwealth (2003)]; extraordinary a form of creating as a basis for Commonwealth, tunc, jurisdiction pro Fajohn nunc see (1997); and, both expect, I 692 A.2d 1067 would application the retroactive upon to defeat limitations of a belated collateral review procedural rules and secure statutory imposed in the face of the restrictions sentence (“PCRA”), 9541 et Act 42 Pa.C.S. the Post Relief Conviction “illegal the term this construction of Should Courts seq. as appellant as to such permit party sentence” be so broad rule of procedure, a new constitutional to seek innovate retro- preservation of issue principles where normative an innovation? such activity ordinarily prevent would seeking to those apply only that construction Should calls into or existing interpretation benefit of an law (as in case of sentences the lawfulness their question of the Butler sought applicatioh appellant Wynn who Butler, 563 Pa. [Commonwealth decision, to make (2000),]) seeking as to one opposed *17 very law? Should definition of what is an “illegal” for of purposes avoiding judicial preserva- sentence a issue reality tion doctrine factor the Court would essentially permitting be the defendant to mount a preemp- attack, tive collateral thereby satisfying avoid statu- tory upon limitations collateral attack as as salutary well limitations the retroactive effect of upon new constitutional rulings? Merely labeling “illegal” a sentence as hardly justifies defeating all other laws exist to which ensure a fair system rational and of review. claim

Logically, question sentencing when should be deemed to be of such fundamental importance as to existing procedural defeat defaults should depend upon specific balance of the nature of the claim forwarded and the statute, judicial rule or specific default doctrine which would negated by judicial be I consideration of the claim. would reject the blanket flatly notion that if a claim sentencing is deemed to implicate “legality,” necessarily it all suspends countervailing considerations. I would that sort reserve status to those sentencing few claims fall within the i.e., traditional realm of may what be called the “illegal”: challenge those which sentences exceeding very jurisdic- tion or power of the court. sentencing A.2d In coming to terms with the far-reaching implications of the Majority’s summary holding relaxed waiver it is today, impor- tant recognize the sole reason the court Aponte Aponte’s assumed that claim Apprendi implicated the legality rather, his sentence specific Apprendi, but involved broader that all assumption constitutional sen- claims are tencing non-waivable. The Majority’s non-nuanced application of the assumed holding Aponte has created the relaxed following waiver rule: “constitutional” challenges sentences automatically implicate sentencing legality waived, therefore cannot be if even challenge premised upon new rule of effect. only non-retroactive Since the *18 are bind this Court Court which

rulings Supreme of U.S. issues, every new apparently constitutional involving those global be sentencing given in the arena will now decision such Court, specific in the face of this even retroactive effect appropriate that no such effect is High from the Court rulings in Penn- sentencing proceeding concluded Every or required. upon based reinterpretation sylvania is now vulnerable issuing rule from non-retroactive constitutional every new Court. High holding Majority’s that the relaxed waiver noting It bears claims in this case is sentencing constitutional respecting other, from very-recent precedent inconsistent with squarely Cox, Thus, 581 Pa. in Commonwealth this Court. (2004), sounding a claim under this held that A.2d 536 Court 1860, 100 L.Ed.2d 486 U.S. 108 S.Ct. Maryland, Mills direct appeal, at trial or on unpreserved which was A.2d at for of the PCRA. 863 purposes deemed waived” “is governing rule procedural Mills established new 553-54. the non- capital (specifically, of cases sentencing phase jury’s weighing mitigating in the requirement unanimity circumstances). that constitu Majority If is correct today’s sentencing “implicate legality affecting tional claims waived,” ... at 600-01 n. op. cannot be sentence [and] th[e] that a Mills claim holding n. then Cox’s 866 A.2d at 360 was a scrutiny. Although cannot stand close Cox is waivable a direct that distinction appeal, and this is appeal, PCRA “illegality” The assumed harmonize the cases. same cannot defeat would appeal presumably that defeats direct waiver do not become sentences facially “illegal” PCRA waiver: of time. the mere “legal” passage with one of necessarily the issue here is my part, For since controlling retroactivity principles, I retroactivity, apply would as “illegal of an sentence” so rather than torture definition non-retroactive, operate new rales to procedural to allow n judgments unquestion- which were retroactively eviscerate trials should be evaluated rendered. Criminal ably valid when tried, they it existed at the time were according to the law as anticipated requested proce- unless the defendant his became rule was embraced before conviction dural which final, is of dimension that it or the new rule such watershed cases irre- retroactively applicable prior deemed has been waiver, etc. The previous litigation of doctrines spective grips has had in with the coming difficulties this Court not change of its sentence” doctrine should meaning “illegal Court, that the devised the new Supreme the fact issue, importance rule at has not deemed it of such watershed existing of all death sen- implicate very “legality” as to meaning non-retroactivity of the Court’s practical tences. is that death were decision Summerlin verdicts which not—not Ring returned before the new rule were even I defer to the “illegal.” High would arguably—rendered *19 scope the nature and judgment concerning proper Court’s its rule. new

It in cases like this one becoming increasingly apparent is finds song tempted that the Siren’s relaxed waiver still hoc, issue, by on this ad issue return willing ears Court. Our in create to the doctrine—in a footnote no less this case—will It ill- particularly much as did the former rule. is as havoc this, in a such to reestablish the doctrine case as advised for a concluded and trial to be evaluat- proper it allows where govern rule did not exist and did not at the ed a new which time of the trial. the ultimate result in this case Although harm, sen- Pennsylvania’s capital causes no immediate since tencing obviously comports Ring, very ap- scheme with arbitrary havoc proach may itself flawed well work the next new rule is at issue. when discretionary

I that the relaxed waiver doctrine is recognize in capital appeal, available this direct since briefs were filed before this issued its decision Commonwealth v. Court Freeman, prospective- 573 Pa. 827 A.2d 385 on ly abrogated previously the relaxed waiver rule available however, the capital appeals. Notably, Majority direct does claim the of the former capital not reach the waived on basis rule; instead, inexplicably case relaxed it devises new waiver claims specific implicating relaxed waiver rule to constitutional I the former sentencing “legality.” do not think that relaxed where, here, it as doctrine can be invoked properly waiver decision to a new and non-retroactive operate permit would contemporaneous in a no retroactively case where operate emphasized at trial. This has objection was raised Court in appropri- be only applied the relaxed waiver doctrine should Watkins, See, e.g., ate circumstances. cases); Free- (collecting 843 A.2d (same). man, 400-01, 406, Accord A.2d at Common- (Pa.2004). addition, In 778-79 Malloy, wealth inherent re- absurdity employing Freeman discussed the questions so avoid bedrock doing laxed waiver when would in cases of new constitutional rules application the retroactive adopted. the rule later anticipate where the defendant did 827 A.2d at 395-96. foregone

It a waiver where the thing is one overlook law, employ another to quite claim involves settled but operate an rule of law to entirely doctrine allow new conducted properly the fairness of a trial impeach above, I noted under the then existence. As have law rule of unless a rule is the sort of watershed procedural has held is Supreme criminal Court procedure which effect, the should presumption entitled to “full” retroactive only remain that retroactive is available where application and his case is still preserved specific argument defendant that, for In this it is notable appeal. regard, on direct pending *20 convictions, of federal habeas review of state purposes corpus held that the fact that this Court Supreme the U.S. Court has belatedly to reach a claim raised employed relaxed waiver not Maryland, supra, preserved under Mills v. which was did not absolve the Third pre-Mills, when the case was tried rule from to determine that federal having Circuit whether be deemed See properly retroactively applicable. should Banks, 266, 2147, 301 Horn v. 153 L.Ed.2d U.S. S.Ct. curiam). case, In in the Banks (per appeal a later time, holding High Court reversed the Third Circuit a second rule; subject a that it not procedural Mills was new employed and thus it could not be application; retroactive conviction secured Pennsylvania to overturn a which was Banks, before See Mills was decided. Beard v. 542 U.S. 2504, 159 (2004). L.Ed.2d In relaxed construing waiver, I think this Court should similar employ approach: procedural rule of federal be constitutional law should retroactively applicable deemed only instances where require Court would it Supreme operate. to so Since this instance, case pose does not such an this Court should of appellant’s Ring reach the merits belated claim. SAYLOR, concurring.

Justice join I majority opinion. respect With to the matters deferred to post-conviction pursuant review to Commonwealth Grant, however, 813 A.2d 726 I would of note that one these claims—pertaining evidence nature impact testimony of victim bank employees two who were unrelated to the murder victim—is framed in the alter- error, as preserved native claim trial court inasmuch as timely objected trial counsel to the testi- introduction such mony unsuccessfully requested a limiting instruction. See 24; 20, 40-41, Brief for at 47 n. N.T. 11/1/96 majority As the neither addresses claim nor as such waived, expressly it Opinion, finds see 595 n. Majority op. at 866 A.2d at 356 n. it seems to me that the post- conviction court should remain free to make its indepen- own dent determination as to the proper preservation of this issue based trial upon the record and the appellate briefs that were Court, and, this if submitted to the claim is preserved, deemed its direct merits as a claim of trial court error.

Case Details

Case Name: Commonwealth v. Roney
Court Name: Supreme Court of Pennsylvania
Date Published: Jan 20, 2005
Citation: 866 A.2d 351
Docket Number: 354 CAP
Court Abbreviation: Pa.
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