The defendant was convicted by a Superior Court jury of unarmed robbery and murder in the first degree. The trial judge imposed the mandatory sentence of life imprisonment for the murder conviction and, with the defendant’s consent, placed the robbery conviction on file.
The defendant appeals, arguing error in (1) the prosecutor’s opening and closing statements, (2) the prosecutor’s direct examination of a Commonwealth witness and cross-examination of the defendant, (3) the judge’s exclusion of certain evidence during trial, and (4) the judge’s charge to the jury on joint enterprise. The defendant has also asked this court to exercise its broad powers of review under G. L. c. 278, § 33E, and reduce the jury’s verdict of murder in the first degree to murder in the second degree or manslaughter, in the event that we do not order a new trial. We find no reversible error and see no reason to enter a verdict of a lesser degree of guilt than that found by the jury. Accordingly, we affirm.
Although we affirm the judgment, we have here another in a long series of cases marked by what we have called "prosecutorial error.” See
Commonwealth
v.
Earltop,
We summarize the pertinent facts as follows. In the early morning hours of December 26, 1975, John Telfair was shot in the head with a .22 caliber rifle and died as a result of the wound. The shooting occurred in Telfair’s home at 58 High Street in Woburn. Telfair was eighty-seven years old at the time.
Radamus Colon, who lived with Elaine Roberts, one of the defendant’s sisters, testified that sometime between 1:30 and 2:30 a.m. on December 26, 1975, the defendant and his girlfriend, Joanne Gallagher, arrived at Colon’s home in Woburn. The defendant told Colon that he had done something, was afraid and wanted to leave town. When Colon asked what the defendant had done, the defendant replied that he had gone over to the house of the "colored guy on High Street,” that the old man had pulled out a gun, that they "had a hassle with the gun,” and that the gun went off. The defendant then offered Colon some money to drive him and Gallagher to an airport or train station. When Colon refused, the defendant and Gallagher left.
At a little after noon on the same day, Colon received a collect call from the defendant, who was then in Trenton, New Jersey. The defendant wanted to know whether Colon had heard anything about the death of the old man on High Street, and Colon replied that he had not. The defendant asked Colon to look in the newspapers and said that he would call Colon back. At approximately 3 p.m. that afternoon, the defendant called Colon from Camden, New Jersey, and asked Colon for the Camden address of Janice Roberts, another of the defendant’s sisters, and John Vega, the man with whom she lived. Colon supplied the address.
Vega testified that he saw checks and "cans” of pills, bearing John Telfair’s name, in the defendant’s possession. The defendant asked Vega if he would try to cash the checks, and when Vega refused the defendant tore them up and threw them away. Vega did not see the radio or tape player. However, he did speak to someone who had purchased them.
The defendant and Gallagher stayed with Janice Roberts and Vega for several days, during which time the defendant drank constantly and repeated the above story several times. Janice Roberts’s testimony basically echoed that offered by Vega and need not be repeated for purposes of this opinion.
John Kardeseski, the defendant’s uncle, testified that sometime after Christmas he was given a .22 caliber rifle by his sister, the defendant’s mother. He hid the rifle in his cellar. When Kardeseski next saw the defendant, the
The defendant took the stand at trial and testified as follows. On the morning of December 25, 1975, he and Gallagher were at her mother’s house, drinking vodka. Shortly after noon, they hitchhiked to Woburn, going first to his mother’s house and then to his grandmother’s house, where they continued drinking and had Christmas dinner. Sometime between 1 and 2 a.m., they left his grandmother’s house and stopped at the home of John Telfair, whom the defendant had known since childhood. The defendant stated that his reason for stopping was that it was snowing and he wanted to call a cab. He had never known Telfair to have any money. Telfair invited Gallagher and the defendant in, and they all sat in the living room for a while. However, the living room was not heated, so they moved upstairs to Telfair’s bedroom which was heated.
After talking in Telfair’s bedroom for a few minutes more, the defendant asked if he could use the telephone downstairs and have a little of the whiskey he had seen in the living room. Telfair agreed. While on the telephone, the defendant heard a shot, ran upstairs, and saw Telfair lying on the floor and Gallagher holding a gun in her hands, looking "shocked.” The defendant grabbed the gun and he and Gallagher ran outside, locking the door behind them. They went to his mother’s house and he gave her the gun. They then went to his sister’s house in Woburn, where the defendant spoke briefly to Radamus Colon.
5
On the way there, Gallagher showed the defend
After leaving Colon’s house, the defendant and Gallagher went to Boson and boarded a train to New York. From there they went to Camden, New Jersey, where they stayed with Janice Roberts and John Vega for the next seven or eight days. The defendant testified that he drank the entire time he was in New Jersey. The defendant also testified that he told his sister and Vega that it was he who shot Telfair, because he wanted to protect Gallagher. Gallagher had given the defendant money upon his release from jail a few months earlier, and he had been living with her for approximately one month prior to the shooting.
1. The prosecutor’s opening and closing statements. In his opening statement to the jury, the prosecutor made the following remarks: "[Janice Roberts and John Vega] will tell you that Ronald Roberts laughingly told them he went to the house of John Telfair, that he beat up the old man, that he took some money from the old man, that while Joanne Gallagher was counting the money the old man went to get a gun, that Ronnie Roberts knew the old man wasn’t- going to shoot him ... so he took the gun from the old man, knocked him to the ground, held it to his temple, [and] pulled the trigger.... You’ll hear that from the witnesses.” In closing argument, the prosecutor stated, "I submit to you the conversation was that the old man grabbed a gun — T knew he wasn’t going to use it on me, so I took it away from him’ — Ronnie Roberts talking — 'He starting struggling, so I put the gun to his head [and] pulled the trigger.’ ” In fact, there was no testimony offered at trial as to the defendant’s state of mind when he took the rifle from Telfair. Neither Janice Roberts nor John Vega quoted the defendant as saying that he knew that Telfair would not shoot him.
The defendant argues that the prosecutor’s remarks constitute reversible error. There is no question that the
Taken in context, the prosecutor does not appear to have been arguing from personal knowledge of facts not in evidence. See Commonwealth v. Earltop, supra at 203. Moreover, both the prosecutor in his opening and closing statements and the judge in his charge emphasized that the jury were the sole judges of the facts and that arguments were not to be treated as evidence. Most importantly, however, the information conveyed, even if believed by the jury, could have had but little practical effect.
The defendant argues that the prosecutor deliberately distorted the evidence in an effort to negate any inference that the killing was accidental or committed in sudden combat. There is no evidence of deliberateness, cf.
Commonwealth
v.
Redmond,
2. The prosecutor’s direct and cross-examination'. Inspector Lally of the Woburn police department testified on behalf of the Commonwealth. On direct examination, the prosecutor first asked him about the events which led up to the issuance of complaints against the defendant. The prosecutor then asked, "And sir, to your knowledge, was there another parallel investigation going on of this case ... [ijnvolving the same personages?” Inspector Lally replied that there was. The defendant did not make timely objection to the prosecutor’s question and neglected to press for curative instructions. He nonetheless now argues that the testimony constitutes inadmissible evidence of his involvement in other crimes, and, as such, requires reversal. There exists no merit in the defendant’s contention.
The prosecutor’s question was phrased in terms of "this case,” not another or others. It clearly referred to any pending police investigation into Joanne Gallagher’s role in the events of December 25 and 26, 1975, and does not logically suggest that the defendant had committed other crimes. We will not presume the jury to draw irrational and unwarranted inferences from the evidence. Leaving aside defense counsel’s failure to object and except, we conclude that there was no error.
Evidence of a defendant’s criminal or bad conduct is ordinarily not admissible at trial. See
Commonwealth
v.
Clifford,
While cross-examining the defendant, the prosecutor also introduced records of the defendant’s nine prior convictions. The defendant does not contest the admissibility of the convictions but, rather, the manner in which some of them were introduced. Specifically, after asking the defendant whether he was a violent person and eliciting a negative response, the prosecutor introduced the defendant’s convictions for assault by means of a dangerous weapon, assault and battery, and larceny from the person. Additionally, while cross-examining the defendant about his flight to New Jersey, the prosecutor introduced the defendant’s conviction for escape from a house of correction. Finally, after asking the defendant whether he cared for Joanne Gallagher and whether that was the reason he initially claimed responsibility for the shooting, the prosecutor introduced the defendant’s convictions for assault with intent to rape and unnatural and lascivious acts with a child under sixteen.
The defendant argues that the juxtaposition of selected prior convictions with questions concerning matters to which the convictions were not unrelated gave those convictions substantive effect and went far beyond the impeachment purpose allowed by the Legislature. See G. L. c. 233, § 21. The Commonwealth counters that, "At most, the prosecutor could be charged with trying not only to impeach the defendant’s credibility generally but also to impeach his credibility at important points in his testimony.” Although we might accept this explanation with respect to the use of certain of the convictions, we cannot
We nevertheless decline to reverse and grant a new trial, because the judge below intervened in a manner sufficient to obviate any harm to the defendant. We note once again that defense counsel raised no objection or exception at trial. Our powers of review are thus limited to preventing a miscarriage of justice. See G. L. c. 278, § 33E. After introduction of the convictions for assault by means of a dangerous weapon and larceny from the person, the judge instructed the jury as follows: "These convictions, ladies and gentlemen of the jury, are introduced only as they may affect your belief in what the witness is telling you, and for no other reason. They are not introduced to show that he is a violent person. So it would be improper for you to use them to that end.” After introduction of the conviction for assault and battery, the judge repeated his earlier instructions and admonished the jury further: "So do not be misguided by the coupling of these questions about violent character, followed by proof of a conviction. They don’t have any relationship. And if you started talking about a fellow with all of those convictions being a violent fellow,
you would be violating the instructions that I am now giving you.
All you can do with those convictions — and it is entirely up to you — is to say that I think that fellow who has those convictions may not be truthful, and consequently I discount what he said on the witness stand. It is for that purpose only that the convictions are permissible” (emphasis supplied).
Although there are certain situations in which the prejudice to a criminal defendant is so great that limiting instructions cannot provide adequate protection, see, e.g.,
Bruton
v.
United States,
3.
Exclusion of certain evidence during trial.
During recross-examination of John Kardeseski, defense counsel sought to introduce evidence of the following: (1) that Kardeseski’s mother and father were of the opinion that Joanne Gallagher caused trouble; and (2) that Kardeseski’s sister once told him that Gallagher tried to kill his brother-in-law with a knife. After hearing the offer of proof, the judge excluded the evidence. The defendant now argues reversible error. More specifically, the defendant contends that, because his defense was that Gal
The defendant’s argument fails in at least two respects. First, character may not be used to show criminal propensity.
Commonwealth
v.
Turner,
4.
The instructions to the jury on joint enterprise.
The judge began his instructions to the jury on joint enterprise with the following remarks: "Now, it is possible, on the theory that the girlfriend did the shooting, that the defendant may nevertheless be guilty... of murder in the first degree, if you find that he was a joint venturer .... The concept of joint venture is not guilt by association. It is possible for a person to be present when the principal commits the crime, to acquiesce in the commission, to do nothing to prevent it, to fail to go to the aid of the victim, and to help conceal the crime, without being liable as a joint venturer.” The judge then described the elements of joint enterprise referring, inter alia, to this court’s decision in
Commonwealth
v.
Ambers,
5. Review under G. L. c. 278, § 33E. The defendant has asked us to reduce the jury’s verdict of murder in the first degree to murder in the second degree or manslaughter. The grounds for this request are two: (1) he did not carry a weapon to the scene of the crime; and (2) he had been drinking at the time of the shooting and when he made his most damaging admissions. This evidence was introduced at trial, was treated properly in the judge’s charge and was for the jury to evaluate. Consistent with our duties under § 33E, we have reviewed the entire record on the law and the evidence and conclude that the verdict was against neither.
Judgment affirmed.
Notes
See, e.g.,
Commonwealth
v.
Hooks,
See, e.g.,
Commonwealth
v.
Chase,
We note that neither appellate counsel for the Commonwealth nor appellate counsel for the defense participated at trial.
Kardeseski kept the rifle in his cellar until he turned it over to the police. The Commonwealth introduced the rifle in evidence at trial.
The defendant denied that he told Colon anything other than that Telfair had been shot.
