49 Mass. App. Ct. 7 | Mass. App. Ct. | 2000
Robert Riberio was convicted of one count of rape of a child (G. L. c. 265, § 23), two counts of indecent assault and battery on a child under fourteen (G. L. c. 265, § 13B), and one count of indecent assault and battery on a person fourteen or older (G. L. c. 265, § 13H). At Riberio’s jury trial, the prosecutor made an opening statement that contrasted the children’s vulnerability with the defendant’s
Taking the evidence — much of it in the form of testimony of the complainants — in the light most favorable to the Commonwealth, the jury could find the following. The defendant lived with the complainants, Lisa and Vivian,
1. Opening statement. The prosecutor began by describing the defendant as “[tjhat man who was [Lisa’s] caretaker [who] sexually molested her for his own sick sexual gratification before she was seven years old. And he is sitting with us in the courtroom today, ladies and gentleman, right there.” The defendant objected, and the judge struck the word “sick.” In front of the jury, she told the prosecutor she was cautioning him. He acknowledged her reprimand, and continued with his opening. Toward the end of his presentation, the prosecutor said, “[t]he most critical and direct evidence you will hear in this courtroom is from [Lisa] as to what happened to her when she takes the stand. Why would she lie?” And he suggested that, “when you hear from [Lisa], when you hear from [Vivian, her sister], when you hear from the brother . . . , there will be no doubt that this defendant systematically targeted these two young girls for over four years for his own sexual gratification. That he molested [Lisa] in her room dozens and dozens of times under the guise of putting her to bed; the so-called man
There followed an extended discussion between the judge, defense counsel, and the prosecutor after the jury had been excused. Defense counsel objected to the entire opening as argumentative.
At an extended bench conference the following day, defense counsel identified other parts of the opening which he found argumentative. Of these, the judge agreed to strike only the ill-advised comment that a complaining witness had no reason to lie.
On appeal, the defendant pitches his argument on the ground that the prosecutor’s opening statement emphasized the personal characteristics of the victims, improperly called upon sympathy for them, and caused the jury to stray from neutral assessment of the evidence. See Commonwealth v. Worcester, 44 Mass. App. Ct. 258, 263-265 (1998). For its part, the government argues that the sympathy ground was not raised below, and that all of the prosecutor’s comments were proper when reviewed in context. Given the strength of the case against the defendant and the odious nature of what the sisters described in their testimony, the government contends that a revulsion factor was inherent in the case; to the degree the prosecutor’s opening lapsed into argument, it invoked no undue prejudice. Any appeal to sympathy was overcome by the judge’s strong and repeated instructions that the jurors base their verdict on the evidence.
We have urged prosecutors to use caution in their opening statements, especially when referring to evidence they plan to introduce that may be more related to evoking sympathy than proving the elements of the alleged crime. See generally Commonwealth v. Gordon, 422 Mass. 816, 831 (1996); Commonwealth v. Kent K., 427 Mass. 754, 759 n.6 (1998). Telling the jury that the victims have no reason to lie is over the line of permissible advocacy, compare United States v. Moreno, 991 F.2d 943, 947-948 (1st Cir.), cert. denied, 510 U.S. 971 (1993) (reference to “senseless violence” in community when there was no evidence of such was a “patently improper” appeal to emotion), but does not necessarily require a mistrial. See Commonwealth v. Errington, 390 Mass. 875, 883 (1984), in which the court left open whether an opening statement made in good faith may ever create such prejudice as to entitle a defendant to a mistrial. The declaration of a mistrial is a determination that is within the sound discretion of the trial judge. See Commonwealth v. Cohen, 412 Mass. 375, 383 (1992); Com
In reviewing a claim of improper opening statement, appellate courts view the prosecutor’s remarks not only in light of the whole statement, but also in the context of the judge’s instructions to the jury. Commonwealth v. Cohen, 412 Mass. at 382. We think the cautionary instructions that the judge gave in this case were clear and sufficient. See Commonwealth v. Gouveia, 371 Mass. 566, 572 (1976) (no abuse of discretion in judge’s decision to rely on curative instructions rather than declare a mistrial). In both her preliminary and final instructions to the jury, the judge forcefully made the point that the opening statement does not constitute evidence. See Commonwealth v. LePage, 352 Mass. 403, 409 (1967). In addition, she took prompt and efficient action to prevent a recurrence of the objectionable remarks by making known her concerns after reviewing the transcript, and conducting another colloquy on the subject before closing statements. See Commonwealth v. Hogan, 426 Mass. 424, 432 (1998). The prosecutor’s summation drew no objection or further complaint from defense counsel.
2. The dismissal of two rape indictments. At the close of all the evidence, the judge on her own initiative raised concerns with the prosecutor and defense counsel that a conviction on more than one of the three rape indictments would be duplicative because the three rape indictments involving Lisa were indistinguishable.
After the defendant was sentenced, defense counsel reminded the judge that the two remaining indictments not submitted to the jury were still dangling. Over the prosecutor’s objection, defense counsel moved for dismissal of both, and the motion was allowed.
The Commonwealth in its cross appeal argues that the judge committed error as a matter of law and seeks reinstatement of the two indictments. It claims the two indictments were not duplicative, as the judge had suggested during the charge conference. The judge was mistaken. “ [I]dentically-worded indictments are not defective if the defendant has the opportunity to obtain, through a bill of particulars, sufficient information to enable him to understand the charges against him and to prepare his defense.” Commonwealth v. Hrycenko, 417 Mass. 309, 313 (1994).
As one might expect in this type of case, Lisa’s testimony did not focus on the exact times and places of the many rapes. Even so, there was enough clarity in her testimony for the judge to conclude that the acts relied upon by the Commonwealth as proof of three rapes were not so closely connected as to amount to a single criminal episode. See Commonwealth v. Mamay, 407 Mass. 412, 418 (1990). Here, the Commonwealth introduced detailed testimony from Lisa which supports separate convictions and would have justified multiple punishments. See ibid.
However, our inquiry does not end there. The defendant says that retrial of the two erroneously dismissed indictments is barred by principles of double jeopardy because it is impossible to discern which specific act formed the basis of the defendant’s rape conviction. Any of the multiple acts of penetration testified to by Lisa could have been the single proof accepted by the jury. At a retrial of the defendant on the two unresolved indictments, there would be no way of knowing whether the new jury was being asked to consider an alleged act which formed the
Judgments affirmed.
The children’s names are pseudonyms.
The “puzzling disparity” between the rale against argumentative opening statements and the practice of lawyers under the rule, and its use as a basis for seeking appellate review, has been thoughtfully analyzed and criticized. Perrin, From O.J. to McVeigh: The Use of Argument in the Opening Statement, 48 Emory L.J. 107 (1999). See Lucas, Opening Statement, 13 U. Haw. L. Rev. 349 (1991).
The remaining portions to which counsel objected are as follows: “Look at this six year old. She liked to play with her dolls. She liked to watch T.V., and she was happy”; “Months before she turned seven, her life changed forever”; “This man was supposed to be taking care of her. . . . Instead he was taking care of himself”; “He was the grown up. He was the adult and she was the little kid”; and “I want you to reach a fair verdict that’s fair and just based on the evidence.” The judge concluded that, with the three exceptions already noted, the opening as a whole was within proper bounds.
Had defense counsel suggested other alternatives, as the judge invited him to do, such as requiring the prosecutor to retract or amend his opening on the' following day, see, e.g., Commonwealth v. Gagliardi, 21 Mass. App. Ct. 439, 444 (1986), or ordering the prosecutor to withdraw the offending statements in his closing argument, see Commonwealth v. Hartford, 346 Mass. 482, 486 (1963), the judge might have pursued those further remedies. Defense counsel’s all or nothing strategy foreclosed any other possibility of a cure.
All three rape indictments simply alleged that the defendant had raped Lisa when she was under sixteen, between January 1, 1986, and December 31, 1990.
The record appendix contains docket entries indicating that a motion for a bill of particulars was filed on May 11, 1995, and “agreed to” on May 25, 1995. There is nothing more in the record to show what response or agreement was made by the government.
