COMMONWEALTH of Pennsylvania, Appellee v. Angel REYES, Appellant.
Supreme Court of Pennsylvania.
Decided March 30, 2005.
870 A.2d 888
Submitted July 8, 2002.
Amy Zapp, Harrisburg, Patricia N. Holsten, for the Com. of PA, appellee.
Before: CAPPY, C.J., CASTILLE, NIGRO, NEWMAN, SAYLOR, EAKIN and BAER, JJ.
OPINION
Chief Justice CAPPY.
In this capital case, Appellant Angel Reyes was convicted of, inter alia, first degree murder and sentenced to death. Appellant filed a second amended petition under the Post Conviction Relief Act (“PCRA“),
Appellant was arrested and charged with first degree murder,
Under Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), Appellant filed a motion to suppress all of the statements that he made to the police. The Honorable Frank T. Hazel presided at the suppression hearing. While the statements Appellant made to Detective Blythe were suppressed, the statements he made to Sergeant Platt and Detective Loveland were held to be admissible.
Following a bench trial before Judge Hazel, Appellant was found guilty on all charges in November of 1993. Inasmuch as the Commonwealth sought the death penalty, a jury was empaneled for sentencing. The jury returned a verdict of death on January 13, 1994, finding one aggravating factor, that the victim was a child under twelve years of age,
On July 31, 1996, on direct appeal, this Court affirmed the judgment of sentence. Commonwealth v. Reyes, 545 Pa. 374, 681 A.2d 724 (1996). At that time, Appellant was represented by Attorneys Patrick Connors and William Ruane. Appellant filed a petition seeking a writ of certiorari in the United States Supreme Court.
On November 21, 1996, while the writ of certiorari was still pending, Appellant filed a pro se PCRA petition. In February of 1997, new counsel was appointed, and Appellant filed an amended PCRA petition. Both of these petitions were withdrawn. The Supreme Court denied Appellant‘s petition for a writ of certiorari on April 14, 1997. Reyes v. Commonwealth, 520 U.S. 1174, 117 S.Ct. 1445, 137 L.Ed.2d 551 (1997). Appellant‘s death warrant was signed on May 6, 1997. On May 21, 1997, Appellant filed an emergency motion for stay of execution and asked that his prior PCRA petitions be reinstated. Appellant‘s emergency motion was granted on May 23, 1997. New counsel was appointed, and on January 23, 1998, Petitioner filed a second Amended PCRA petition (the “Petition“). Beginning on July 29, 1999 and ending on November 20, 2000, the PCRA court, with Judge Hazel again presiding, held evidentiary hearings. By a clarifying order dated July 26, 2001, the PCRA court vacated Appellant‘s death penalty and granted him a new sentencing hearing, but denied Appellant relief from his convictions. This appeal followed.2
In order to be eligible for PCRA relief, a petitioner must establish by a preponderance of the evidence that his conviction or sentence resulted from one or more of the enumerated grounds in
Presently, Appellant presents the court with five issues.3 We begin with the two issues that Appellant raises regarding the admission at trial of the incriminating statements he made to Sergeant Platt and Detective Loveland as evidence of his guilt.
The first such issue relates to our determination on direct appeal that the trial court misapplied the corpus delicti rule.4 Reyes, 681 A.2d at 730. Presently, Appellant focuses
By way of background, at trial, Appellant took exception to the quantum of proof that the trial court required of the Commonwealth in establishing the corpus delicti, arguing that the trial court did not require proof beyond a reasonable doubt. See supra, n. 4. Appellant also excepted to the trial court‘s ruling that since the Commonwealth proved the corpus delicti to its satisfaction, it, as factfinder, could consider Appellant‘s incriminating statements on the issue of his guilt.
In his Statement of Matters Complained of on Appeal, Appellant reasserted these issues. In its responsive opinion dated December 7, 1994, the trial court gave alternative holdings on Appellant‘s corpus delicti challenge. First, the trial court concluded that the Commonwealth met the burden of proof on the corpus delicti that Pennsylvania law requires and that, therefore, Appellant‘s incriminating statements were properly admitted and considered. Alternatively, the trial court concluded that even without the inculpatory statements,
On direct appeal, Appellant argued that the trial court ignored the two-tiered burden of proof requirement of the corpus delicti rule and erred, therefore, in considering his incriminating statements. This court determined that Appellant was correct, concluding that “although the trial court employed the proper standard for admitting his judicial statements, the trial court failed to utilize the correct [beyond a reasonable doubt] standard regarding its consideration of the statement[s].” Reyes, 681 A.2d at 730. At the same time, however, we denied Appellant relief, determining that “even excluding the alleged erroneously admitted inculpatory statements of Appellant... the circumstantial evidence alone was sufficient to convict Appellant of murder.” Id. In doing so, we agreed with the trial court‘s alternative holding, stating that “we [were] satisfied that there was sufficient evidence to support the trial court‘s conclusion that the Commonwealth proved Appellant‘s guilt beyond a reasonable doubt even excluding Appellant‘s extra-judicial statements.” Id.
In now asserting that this court should not have applied a harmless error analysis to the trial court‘s corpus delicti rule violation, Appellant is challenging this court‘s review and affirmation of the trial court‘s alternative holding in its December 7, 1994 opinion. That is to say, the error that Appellant presently raises as to the nature and consequences of a corpus delicti rule violation originated in the trial court. Inasmuch as Appellant could have raised the trial court‘s alternative holding as contrary to Sullivan on direct appeal, but did not, the issue he raises in his Petition is waived under the PCRA. See
Appellant raises a second challenge to the trial court‘s consideration of the incriminating statements as evidence of his guilt. This second challenge is brought under Miranda, 384 U.S. at 436, 86 S.Ct. 1602, and is based on Appellant‘s assertion that the statements were erroneously admitted since he made them without having been apprised of his Miranda rights. Appellant claims that the trial court erred in not granting his motion to suppress the statements; that trial counsel were ineffective in litigating the issue of suppression; and that appellate counsel were ineffective for not raising the denial of the suppression motion on direct appeal. The PCRA court reached the merits of Appellant‘s claims and denied them. It is clear, however, that the issue of trial court error that Appellant raises was waived under
We turn now to Appellant‘s remaining issues. Preliminarily, we note that in connection with these issues, Appellant alleges trial court error and/or the ineffectiveness of trial counsel. Under the PCRA, such allegations are waived, since they could have been raised at a prior point in these proceedings, but were not.
Generally speaking, the test for counsel‘s ineffectiveness is well-settled. Under Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973 (1987), a defendant must establish (1) that the underlying issue has arguable merit; (2) that counsel did not have a reasonable basis for his or her actions; and (3) that prejudice resulted from counsel‘s performance. Id. at 973. It is also well-settled that counsel will not be deemed ineffective for failing to raise a baseless issue and that it is only when the underlying issue is of arguable merit that further inquiry must be made into the reasonableness for counsels actions and the prejudice that counsels actions may have caused. See Commonwealth v. Hutchinson, 521 Pa. 482, 556 A.2d 370, 372-73 (Pa.1989).
Recently, this court set forth a specific framework for the analysis of layered ineffectiveness claims. This framework bears repeating. “[I]n order for a petitioner to properly raise and prevail on a layered ineffectiveness claim, he must plead, present and prove” the ineffectiveness of appellate counsel. Commonwealth v. McGill, 574 Pa. 574, 832 A.2d 1014, 1022 (2003) (emphasis in original). To preserve the layered claim, a petitioner must plead in his PCRA petition that appellate counsel was ineffective for failing to raise that trial counsel was ineffective. He must also present argument on and develop all three prongs of the test set forth in Pierce regarding the ineffectiveness of appellate counsel. Id.
Inasmuch as a layered claim of appellate counsel‘s ineffectiveness necessarily relates back to the actions of trial counsel, the ineffectiveness of trial counsel is a component of the layered claim that is at issue. Id.; Rush, 838 A.2d at 656. That is, the three-pronged Pierce test as to the ineffectiveness of trial counsel is the arguable merit prong of the Pierce test for a layered claim of appellate counsel‘s ineffectiveness. Id. Thus, if the petitioner fails to prove any of the three Pierce prongs as to trial counsel‘s ineffectiveness, he will have failed
Moreover, this court‘s review of a layered claim proceeds only where the petitioner has adequately pled and presented the ineffectiveness of trial counsel. McGill, 832 A.2d at 1023. Where the petitioner has pled, argued, and proved the underlying issue of trial counsel‘s ineffectiveness, a remand to the PCRA court may be appropriate in a case that was pending in the appellate courts at the time that McGill was issued to allow the petitioner the opportunity to correct any errors he made with respect to the pleading and presentation of his layered claim of appellate counsel‘s ineffectiveness. Id. at 1024. Where, however, the petitioner fails to plead, present and prove all three prongs of the Pierce test regarding the underlying issue of trial counsel‘s ineffectiveness, a remand is unnecessary because petitioner is unable to establish the requisite arguable merit prong of his layered claim of appellate counsel‘s ineffectiveness. Id.
With these principles and this framework in mind, we turn to Appellant‘s layered claims of appellate counsels’ ineffectiveness. Initially, we find that Appellant properly pled the layered claims and properly presented the Pierce test as to trial counsel‘s ineffectiveness. Accordingly, we will review them.
Appellant‘s first layered claim arises out of his assertion that he was denied his constitutional right to a fair trial and that trial counsel were ineffective for failing to raise Appellant‘s inability to understand English and for failing to ask that all proceedings be translated simultaneously into Spanish. See Commonwealth v. Pana, 469 Pa. 43, 364 A.2d 895, 898 (1976) (stating that a criminal defendant‘s ability to understand what is being communicated at legal proceedings and the availability of an interpreter to assist him implicates his right to confront witnesses against him; his right to consult with his attorney and the right to be present at his own trial.)
In his second layered claim, Appellant asserts that trial counsel were ineffective for recommending to him that Judge Hazel preside over his bench trial and for not seeking Judge Hazel‘s recusal. According to Appellant, Judge Hazel‘s involvement in his case should have ended after he decided Appellant‘s motion to suppress inasmuch as he was exposed to all of Appellant‘s incriminating statements, not just the statements that were admitted at trial.
We have stated that recusal is required only if substantial doubt as to the judge‘s ability to preside impartially has been demonstrated, see Commonwealth v. Miller, 541 Pa. 531, 664
Here too, the record belies the arguable merit of Appellant‘s assertion that trial counsel were ineffective. There is no evidence to suggest that Judge Hazel was unable to preside at Appellant‘s trial in an impartial manner. Moreover, prior to the start of trial, Judge Hazel conducted a colloquy during which he reminded Appellant that he had heard the incriminating statements that would not be admitted as evidence at trial; advised Appellant of the opportunity to request another jurist; and confirmed that it was Appellant‘s informed preference that he continue to preside. In that Appellant cannot establish that trial counsel were ineffective, his second layered claim also fails.
Appellant‘s third and final layered ineffectiveness claim is premised on the assertion that he was induced into waiving his right to a jury trial on the issue of guilt by trial counsels’ incorrect advice that if he made such a waiver, he would be entitled to choose unilaterally a non-jury penalty phase proceeding. The only evidence of record on this point is from trial counsel who testified otherwise, stating that he advised Appellant that the Commonwealth could and most likely would choose to proceed before a jury at the penalty stage. Thus, having failed to show trial counsel‘s ineffectiveness, Appellant‘s final layered claim fails.7
Justice CASTILLE files a concurring opinion in which Justice EAKIN joins.
Justice SAYLOR files a concurring opinion in which Justice NIGRO joins.
Justice CASTILLE concurring.
I join the Majority Opinion. I write separately only to address the proper contours of the previous litigation provision of the Post Conviction Relief Act (“PCRA“),
In his Concurring Opinion in this case, Mr. Justice Saylor adverts to a statement in Commonwealth v. Uderra, 862 A.2d 74 (Pa.2004), in which the Court, after noting differences among Justices concerning the scope of the PCRA‘s previous litigation provision, suggested that, “[a]ll Justices are in alignment that at least where the Court‘s reasoning and holding on direct appeal encompass the claim sought to be raised on collateral review, and there is no irrefutable, manifest error in the disposition, the previous litigation doctrine should be deemed to apply.” Id. at 93-94 (citing Commonwealth v. Stokes, 576 Pa. 299, 839 A.2d 226, 235-36 (Saylor, J. dissenting)) (emphasis mine). The underscored clause was not necessary to the ultimate decision in Uderra, see id. at 94, and I write now to note my respectful disagreement with that aspect of the formulation of the statutory previous litigation bar.
The PCRA‘s previous litigation provision contains no “irrefutable, manifest error” exception and, in my view, this Court has no power to simply “relax” the provision, thereby eviscerating salutary principles of finality, whenever a new majority of the Court concludes that it would or should have decided the issue differently on direct appeal.1 I realize that, notwith-
standing the lack of any statutory exception to the PCRA‘s previous litigation ban, a Majority of the Court recently has negated the statute and granted relief upon a previously litigated claim. See Commonwealth v. Cruz, 578 Pa. 263, 851 A.2d 870 (2004). Indeed, the Cruz Court took the extreme measure of raising and granting relief upon the previously litigated issue—a suppression issue unrelated to guilt or innocence—sua sponte. I registered my dissent in Cruz, and I continue to believe that the Court‘s evisceration of the previous litigation statute was unnecessary, erroneous, and unwise in that case. See id. at 878-82 (Castille, J., dissenting).2
It seems the temptation to rewrite the PCRA to accommodate shifting judicial tastes is again in the ascendancy. Thus, in addition to the suggestion that courts may engage in an ad hoc negation of the PCRA‘s previous litigation provision to serve the judicial preferences of the day, the Court also has recently rewritten the PCRA waiver provision to serve similar ad hoc ends. See Commonwealth v. Santiago, 855 A.2d 682 (Pa.2004) (plurality). In another case, the Court undertook to “reinstate” the PCRA petition of a capital petitioner despite lacking jurisdiction to do so, as the petitioner had not appealed the dismissal of his petition following his knowing and voluntary waiver of PCRA review. See Commonwealth v. Saranchak, 570 Pa. 521, 810 A.2d 1197 (2002).3 The Court‘s patchwork quilt of select judicial exceptions to clear PCRA language has led to bizarre results. Under this Court‘s jurisprudence, if an issue involves the PCRA time-bar, a petitioner is generally out of court (unless he is a capital defendant falling into Saranchak‘s favored judicial circumstance): no exceptions beyond those specified in the PCRA will apply; and this is so even if the time for seeking collateral review has
Justice EAKIN joins this concurring opinion.
Justice SAYLOR concurring.
Although I concur in the result, I disagree with the majority‘s conclusion that Appellant‘s ineffectiveness claim premised upon the admission of his inculpatory statements in violation of the rule enunciated in Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), is previously litigated. A claim is previously litigated where there has been a ruling “on the merits of the issue[.]” See
In this regard, Miranda warnings are required only where a suspect is subjected to custodial interrogation, see Commonwealth v. Smith, 575 Pa. 203, 224, 836 A.2d 5, 18 (2003), with the standard for custody entailing an assessment of objective circumstances surrounding the interrogation. See Stansbury v. California, 511 U.S. 318, 322-23, 114 S.Ct. 1526, 1529, 128 L.Ed.2d 293 (1994). The focus of the test, however, is whether the individual was deprived of his freedom of movement in any significant manner or was placed in a circumstance in which he reasonably believed that his freedom was restricted. See Commonwealth v. Chacko, 500 Pa. 571, 577, 459 A.2d 311, 314 (1983). As the PCRA court found, Appellant arrived at the Chester Police Department on his own and, upon encountering one of the officers, announced, “you want me, I just killed my daughter.” When asked for further details, Appellant stated, “I won‘t tell you.” After being advised that he would not be taken into custody without more facts, Appellant was interviewed in the shift commander‘s office, where he continued to withhold any details while insisting that he be arrested. During this time, Appellant was not restrained in
Justice NIGRO joins this concurring opinion.
