Lead Opinion
OPINION
This Court granted limited review to consider the propriety of the Superior
Appellant was arrested on July 2, 1997 and charged with violations of the Uniform Firearms Act, 18 Pa.C.S. §§ 6101-6162, specifically, carrying a firearm without a license, id. § 6106, and carrying a firearm on a public street or public property in Philadelphia. Id. § 6108. Appellant filed a motion to suppress the firearm found on appellant which formed the basis for the prosecution, citing both Article 1, Section 8 of the Pennsylvania Constitution,
The sole witness to testify at the suppression hearing was Philadelphia Police Officer Broderick Mason. Officer Mason testified that, at approximately 9:50 a.m. on July 2, 1997, he and his partner, Officer Carl Selby, were patrolling the area around 2500 North Chadwick Street in North Philadelphia in response to complaints received about the high volume of drug sales in the area. The officers were in plainclothes and riding in an unmarked police vehicle. After Officer Selby parked on Huntingdon Street near 17th Street, Officer Mason walked one block over to Chadwick Street, sat on a step and began reading a newspaper, “trying to blend in.” Shortly thereafter, Officer Mason observed three men — appellant, Charles Felder and an unidentified man — sitting on the steps six to seven houses away from his location, at 2509 North Chadwick Street. A woman approached Felder, who retrieved a сlear plastic baggy from his pocket, took money from her and, in exchange, gave her objects from the baggy. The woman then walked away and Felder placed the baggy in the gas cap of a nearby automobile.
Officer Mason believed that he had just witnessed a drug transaction.
Soon thereafter, Officers Mason and Selby heard the female officers “screaming and hollering.” Fearing that their fellow officers might be in danger or in need of assistance, Officers Mason and Selby instructed appellant and Felder to place their hands on their heads and to enter the back of the unmarked police vehicle.
Immediately thereafter, the officers told appellant and Felder to exit the police vehicle and they then resumed their investigative detention. Officer Selby performed a pat-down of Felder, recovering a clear plastic baggy containing thirty-nine black-tinted, small packets of crack cocaine. During Officer Selby’s pat-down of Felder, and before appellant could be frisked, Officer Mason noticed appellant shaking his right leg. Officer Mason saw something slide down appellant’s pants leg, heard a thump as the object hit the ground, and then saw appellant kick the discarded object under the police vehicle. Officer Mason looked under the vehicle and recovered a loaded, .38-caliber handgun. He then arrested appellant. A search incident to arrest yielded $1105 in United States currency and three rounds of .38-caliber ammunition from appellant’s pocket. Id. at 9-10.
At the close of the evidence, appellant argued that he was under arrest once police placed him in the police vehicle, that police lacked probable cause to effect that arrest, and that the illegal arrest tainted the subsequent seizure of evidence. Judge Fitzgerald took the motion under advisement and then on March 3, 1998, issued findings of fact and conclusions of law, in which he denied appellant’s motion to suppress. The cоurt found that, upon observing what appeared to be an illegal drug transaction by Felder, police had probable cause to arrest Felder, but that they lacked probable cause to arrest appellant up until the time the gun fell from his pants leg. However, the court concluded that appellant’s presence with Felder, a suspected drug dealer, at the scene of the transaction and at the scene of Felder’s arrest, gave police reasonable, articulable suspicion that appellant might also be armed and dangerous, such that they could lawfully perform a Terry stop and frisk for their own safety. The court also found that exigent circumstances existed which justified Officers Mason and Selby in interrupting their stop of appellant and Felder, ie., they “were required to aid their fellow
Appellant proceeded to a bench trial before the Honorable John J. O’Grady and was convicted of both firearms charges. On March 5, 2001, appellant was sentenced to nine to twenty-three months of incarceration to be followed by two years of reporting probation.
On appeal, a Superior Court panel initially reversed in a 2-1, unpublished memorandum opinion, citing Lovette for the bright-line proposition that “[p]laeing a suspect into a police vehicle in order to transport him to the scene of the offense is аn arrest and must be supported by probable cause” which, in this ease, was lacking at the time of transport. However, the panel subsequently reconsidered and vacated its order. On November 20, 2002, the panel issued a published, 2-1 decision which affirmed the judgment of sentence. Commonwealth v. Revere,
The new panel majority, in an opinion authored by the Honorable Peter Paul Olszewski, found that the circumstances surrounding appellant’s detention prior to the discovery of the gun did not exceed the limits of an investigatory detention. The majority reasoned that those circumstances — brief duration, no force, no restraints, and the short distance of transportation — revealed that the detention “avoided the coercive characteristics associated with an arrest.” Revere,
The majority also rejected appellant’s argument that this Court’s decision in Lovette compelled a finding that he was under
Officers Selby and Mason heard shouts and screams from the officers who pursued the unidentified man. To have ignored these screams in order to complete the investigative stop of appellant and Felder would have required Officers Selby and Mason to have ignored the calls of their fellow officers. Alternatively, Officers Selby and Mason would have had to abandon their investigation to respond to the shouts. Such choices, it seems, are those that the language in Lovette was intended to allow police to avoid making. As such, the facts in the record support the suppression court’s finding that exigent circumstancеs were present prior to appellant being transported in the police vehicle.
Id. at 201. President Judge Joseph A. Del Sole filed a dissenting statement, briefly noting his view that Lovette “requires a different result.” Id. at 201-02.
Appellant sought further review in this Court, which was granted, but limited to the issue of, “[w]hether the Superior Court erred in reading an exigent circumstances exception into the probable cause requirement announced by this Court in [Lovette].” Commonwealth v. Revere,
Appellant takes an absolutist position on the narrow question accepted for review, arguing that the act of placing him in the police vehicle and transporting him one block exceeded the scope of a Terry stop and constituted an arrest, that such arrests are lawful only if supported by probable cause, and that, at the time of the transportation here, probable cause did not exist.
The Commonwealth advocates a more flexible approach to transportations which accompany Terry stops, arguing that the police may change the site of an investigative dеtention when such a movement is a reasonable response to security and safety concerns. The Commonwealth asserts that law enforcement officers who are faced with exigent circumstances during a Terry stop should not be required to choose between continuing their investigation at either the cost of police safety and security or allowing suspects to flee.
The Commonwealth also submits that the permissibility of reasonably necessary movements of suspects during Terry stops, and in particular movements necessitated by exigent circumstances, was implicitly recognized by this Court in Lovette. This
In addition to invoking the exigent circumstances qualifier in the Lovette opinion, the Commonwealth notes that this Court and the U.S. Supreme Court (as well as numerous other state and federal courts) have approved of police moving suspects during the course of a Terry stop in order to maintain the status quo or to ensure the safety and security of themselves or their fellow officers.
This Court’s review of a suppression court’s ruling is limited. We are bound by the suppression court’s factual findings which are supported in the record, but we are not bound by the court’s conclusions of law. E.g., Commonwealth v. Coleman,
In Lovette, a police officer investigating an anonymous report of men with stolen property in a vacant house noticed evidence of the apparent burglary оf a nearby home. The owner of the burglarized premises arrived home as the officer was investigating and informed him that the premises had been secured when he left that morning. The officer noticed a trail of muddy footprints on a plot of ground between the burglarized premises and the vacant house where some of the stolen goods had been taken. The officer patrolled the area and saw three males a
Following Lovette’s trial and conviction, and the affirmance of his conviction on direct review, this Court granted further review to consider, inter alia, the legality of the police encounter which produced the victim’s identification of the stolen goods. We posed the issue as being, “whether placing appellant in a police vehicle, after a ‘pat down’ search and transporting him to the scene of the burglary constituted an arrest.” The Court then stated that, “[u]nder all of the circumstances, it is clear that the placing of appellant and his companions in the police vehicle for the purpose of transporting them to the scene of the offense, without their consent, constituted an arrest as that term has been defined under our cases.” Despite this rather broad initial statement, the Lovette Court recognized that the Commonwealth was urging that the seizure in this case was a constitutionally permissible Terry stop, notwithstanding the traditiоnal definition of an arrest. Notably, the Lovette Court did not reject this argument out of hand; rather, the Court concluded that the seizure at issue did not “warrant a departure” from the traditional approach. Lovette,
The Lovette Court went to some length to explain why it rejected the Commonwealth’s argument in this regard. First, the Court traced the evolution of the Terry exception to the general requirement of probable cause. The Court stressed that Terry was indeed an exception and that it should not be extended in a fashion that would swallow the probable cause rule. The Court rejected the Commonwealth’s argument concerning the utility to criminal investigations of approving seizures upon less than probable cause, noting that thé Court was obliged to balance the character of the particular intrusion against the proffered justification and that the facts at bar were not “so clearly within the Terry exception as to warrant a deviation” from the probable cause rule. The fact that the seizure was for investigative purposes rather than to arrest and charge the suspect was not alone dispositive of the question of Fourth Amendment reasonableness. Id. at 979-80. The Court then explained at some length why, on the specific record presented in Lovette, it was “not persuaded” that a departure from the probable cause requirement was appropriate:
The Terry exception has been most frequently applied in instances involving merely an involuntary detention. Here we have the added element of a transportation of the suspects from the place of the initial encounter without exigent circumstances to support that action. The police had the option of detaining the suspects at the site of the initial encounter and either bringing the complainant to the site for his identification of the questioned articles or taking those items to him. Either situation would present a much stronger case for the position the Commonwealth presently urges. The Commonwealth stresses the limited area traversed in the transportation of appellant. This fact only highlights the ease with which the identificationcould have been made without the movement of the suspects, which increased the intrusiveness of the encounter. The instant factual situation is also illustrative of the uncertainties attendant to any attempt to expand the Terry exception and reinforces the wisdom of scrupulously adhering to the narrow scope of the exception.
Id. at 980 (citations omitted) (emphasis added).
We do not read the Lovette Court’s analysis as purporting to establish, or even as favoring, a bright-line rule that exigent circumstances can never warrant the transportation of a suspect during a Terry investigative detention. To the contrary, although the Lovette Court strongly reaffirmed the primacy of the probable cause requirement when an arrest is at issue, and also recognized that the movement of a suspect necessarily “increase[s] the intrusiveness of the encounter,” it considered the argument proffered by the Commonwealth that the seizure there still could be squared with principles of Terry. Ultimately, the rejection of the Commonwealth’s Terry argument was not articulated in absolute terms, but instead in terms tied to the specific facts of the case: there was no exigenсy, and there were less intrusive manners in which that particular investigative detention could have been carried out, i.e., the police could just as easily have transported the victim of the burglary to the scene of the stop to identify the goods, or they could have transported the goods (but not the suspects) to the victim for identification.
The overwhelming weight of Fourth Amendment authority supports a degree of flexibility in the conduct of Terry investigative detentions, including a recognition that it may be appropriate to move a suspect during the course of such a detention. First, the Commonwealth is correct that there is language in opinions from the U.S. Supreme Court post-dating Lovette — just as there is language in Lovette itself — suggesting that safety and security concerns may justify moving a suspect during an investigative detention. See Hayes,
[W]e are disinclined to hold that under no circumstances short of probablecause to аrrest may an officer transport a suspect to another location for further interrogation or possible identification.
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We can conceive of factual situations in which it might be quite reasonable to transport a suspect to the crime scene for possible identification. If, for example, the victim of an assault or other serious offense was injured or otherwise physically unable to be taken promptly to view the suspect, or a witness was similarly uncapacitated [sic], and the circumstances warranted a reasonable suspicion that the suspect was indeed the offender, a “transport” detention might well be upheld. Similarly, the surrounding circumstances may reasonably indicate that it would be less of an intrusion upon the suspect’s rights to convey him speedily a few blocks to the crime scene, permitting the suspect’s early release rather than prolonging unduly the field detention.
Ordinarily there exist less intrusive and more reasonable alternatives to pre-arrest transportation. The officers mаy call or escort the witness to the detention scene for an immediate viewing of the suspect, or if they are able to procure satisfactory identification from the suspect, arrangements may be made for a subsequent confrontation with the witness. In addition, the consent of the suspect may be sought.
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In the instant case, the officers pursued none of these alternative procedures. Instead, they handcuffed the suspects and conveyed them to the [victims’] home. Without arrest and in the absence of an exigency, the initial detention was continued by means of transportation followed by further interrogation. Under the facts of this case the officers’ procedures violated defendant’s constitutional rights.
Id. at 635-36.
Upon consideration of this significant authority, we are persuaded that a hard and fast rule that would equate placing a suspect in a police vehicle and transporting him with an arrest requiring probable cause, in all instances, would be an arbitrarily crabbed view of Terry.
A court making this assessment should take care to consider whether the police are acting in a swiftly developing situation, and in such cases the court should not indulge in unrealistic second-guessing. A creative judge engaged in post hoc evaluation of police conduct can almost always ' imagine some alternative means by which the objectives of the police might have been accomplished. But the fact that the protection of the public might, in the abstract, have been accomplished by less intrusive means does not, itself, render the search unreasonable. The question is not simply whether some other alternative was available, but whether the police acted unreasonably in failing to recognize or to pursue it.
United States v. Sharpe,
We hold that there are certain exigencies — and particularly, the need for safety or security in conducting and completing an investigative detention — the existence of which would make it reasonable under the authority of Terry and Hicks to place a suspect in a vehicle and transport him a short distance during an investigative detention. The reasonableness of the additional intrusion must be measured by the totality of the circumstances, i.e., the exigency and the attending circumstances that caused the exigency. Properly understood, a recognition that such exigencies may warrant transportation during an investigative detention does not exist as some separate “exception” to the general rule that probable cause is necessary to justify an arrest; we are not replacing the salutary probable cause test with a new multi-factor, balancing test. Rather, allowing courts to engage in a totality of the circumstances analysis which accounts for exigencies arising during an investigative detention is a function of the underlying reasonableness that must exist to justify any Terry stop, stops which, by definition, are less intrusive than formal arrests. Viewing transportation of the suspect as some automatic disqualifying factor imposes a rigidity which does not square with the practical realities which powered the Terry exception. Accordingly, the Superior
Finally, as we have noted above, appellant did not seek, and we did not accept, review of any question concerning whether sufficient exigent circumstances in fact existed in this case so as to justify deferring completion of the Terry stop, placing appellant in the police car, and transporting him a single block. It is important to note, however, that the factual circumstances here pertaining to exigent circumstances are materially distinct from those presented in Lovette, so that the Superior Court decision cannot be said to conflict with Lovette. The purpose of this transportation was not a matter of convenience to police as they presented possible stolen goods to a burglary victim for identification. Police here articulated a specific and particularized reason, based in safety concerns for their fellow officers who had given chase to a third suspect, why they believed it was necessary to interrupt the investigative detention and freeze the circumstances by taking appellant and his companion along while they investigated the shouts of their fellow officers. Moreover, unlike in Lovette, police here did not pat appellant down, or seize anything from him, prior to the emergency decision to transport him as they responded to the shouts. Once the police ascertained that the other officers were safe, they immediately resumed and completed their investigative detention.
For the foregoing reasons, we affirm the order of the Superior Court.
Notes
. Article I, Section 8 provides:
The people shall be secure in their persons, houses, papers and possessions from unrеasonable searches and seizures, and no warrant to search any place or to seize any person or things shall issue without describing them as nearly as may be, nor without probable cause, supported by oath or affirmation subscribed to by the affiant.
Pa. Const. Art. I, § 8.
. The Fourth Amendment provides:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
U.S. Const, amend. IV.
. At the time of the surveillance, Officer Mason was a seven-year police veteran who had been involved in 50-60 undercover surveillances, as well as surveillances conducted in uniform. Officer Mason also testified that the area was "a very large narcotics area,” that he had made between 30 and 40 narcotics arrests in the area, and that he had arrested people for possessing illegal firearms in the area as well. N.T. 2/2/98, at 13-14.
. Officer Mason explained his concern for the female officers as follows:
For their safety we wanted to make sure that if we could try to catch up to them if they apprehended the guy or whatever that nobody got hurt. If not, we would have conducted everything right at that location, but once it happened so fast, we just put the guys in the car and took off.
N.T. 2/2/98, at 16-17.
. The term “exigent circumstances” has become a term of art, and generally describes a situation where a more orderly process must yield to an urgent necessity for immediate action. For example, this Court has defined exigent circumstances to include situations where there is a "need to protect or preserve life or avoid serious injury,” Commonwealth v. Wright,
. At the suppression hearing, appellant invoked both Article I, Section 8 of the Pennsylvania Constitution and the Fourth Amendment of the United States Constitution, without arguing that the protections involved were different in this circumstance. In his presentation on appeal, appellant stresses Article I, Section 8 in his Statement of Questions and argument heading, but the argument itself relies heavily upon Fourth Amendment decisional law; and, there is no claim made for a distinct and different approach under the Pennsylvania Constitution than under the Fourth Amendment. Additionally, we note that Lovette, the proper interpretation of which is the central question, does not announce a rule that was deemed peculiar to our state charter. Finally, as this Court noted in In re D.M.,
. In support of this proposition, appellant relies upon this Court’s decisions in Commonwealth v. Melendez,
. Appellant complicates his argument by rephrasing the issue and by interweaving additional, distinct legal challenges, including: (1) the validity of the initial police stop in light of Commonwealth v. Lawson,
The question of the validity of the initial stop was raised in appellant’s allocatur petition, but it was not the subject of our grant of review, while the question of whether exigent circumstances in fact existed was not raised in the allocatur petition. Accordingly, neither of these additional claims will be considered. Commonwealth v. Travers,
. In support of this assertion, the Commonwealth cites, inter alia, Hayes v. Florida,
. The lower courts in this matter are not the only tribunals which have recognized that Lovette did not purport to establish a categorical ban on the transportation of a suspect during a Terry stop. See Gwynn,
. See, e.g., United States v. $109,179 in United States Currency,
. See, e.g., People v. Courtney,
This Court’s research has shown no federal (or state) cases to the contrary, i.e., no case setting forth a hard and fast rule which prohibits the movеment of suspects during the course of an investigative detention, where exigent circumstances exist.
. Accord Hayes,
. See, e.g., Gallegos v. City of Los Angeles,
. We are aware that there is no explicit, binding authority from the U.S. Supreme Court which requires our holding today; that the views of the Circuit Courts, other state courts, and commentators do not bind us; and that we must exercise our own independent judgment upon the question presented. Nevertheless, the fact that the preponderance of authority weighs in favor of flexibility in this instance is significant. See Commonwealth v. Glass,
. We note 1 hat Dunaway,
Concurrence Opinion
Concurring.
I join the majority under the limited facts in this appeal. I write separately, however, for two reasons: first, to emphasize the limited scope of our holding; and second, to clarify that consideration of the nature of the police response to exigent circumstanсes is a significant component of the analysis regarding justification for the relocation of a detainee.
Today our Court holds that “where exigent circumstances exist, a brief detention and transportation in a police vehicle does not automatically constitute an arrest which must be supported by probable cause.” Majority Opinion at 264,
That said, it cannot be overemphasized that an investigatory detention pursuant to Terry is in and of itself an extremely limited exception to the constitutional mandate that seizure of our citizens without probable cause is unlawful. Commonwealth v. Rodriquez,
Second, I wish to clarify that the analysis of whether the existence of exigent circumstances justifies the placing of a detainee in a police vehicle and transporting him a short distance during an investigative detention includes a reasonably necessary response component. That is tо say, and as urged by the Commonwealth throughout its brief, the additional intrusion on a citizen’s freedom by placement in a police vehicle and relocation must be a reasonably necessary response to the exigent circumstances or it will exceed the scope of Terry and constitute an unconstitutional de facto arrest.
If, as in this case, the concept of exigent circumstances is understood as the potential lor danger to fellow officers, this exigency does not automatically justify the relocation of an individual. Rather, the proper analysis will consist of both a determination of whether exigent circumstances exist (assumed for purposes of this appeal), and whether the officers’ conduct was a reasonably necessary response to the exigent circumstances based upon the totality of the circumstances.
. Appellant James Revere makes no claim that the approach under Article I, Section 8 of the Pennsylvania Constitution is different than that under the Fourth Amendment to the United States Constitution, and thus, the majority properly presumes similarity in legal analysis. Majority Opinion at 270 n. 6,
. I agree with the majority that, in performing this inquiry, reviewing courts must appreciate that police are often acting in dangerous and fluid situations and that reviewing courts should not engage in unrealistic second-guessing. Consideration of reasonably less intrusive alternatives should be part of the relevant inquiry and serves to balance the concerns of citizens and law enforcement officers. See, e.g., Commonwealth v. Lovette,
. Indeed, if there were ten police officers at the crime scene while investigating the two detainees, and the officers were faced with the exigency of safety concerns for their fellow officers, relocating the detainees might vety well be considered to be unreasonable under the totality of the circumstances and thus, an unconstitutional arrest.
