Lead Opinion
OPINION
This appeal is from the order of the Superior Court reversing the judgment of sentence entered by the Court of Common Pleas of Berks County, and awarding appellee a new trial. The basic facts of this case are not disputed.
In his defense appellee did not deny the shooting, but contended that the shooting was justified because he believed the victim was armed, and because the victim had threatened him with a gun during their first argument.
On rebuttal the Commonwealth introduced the evidence which is the subject of the present appeal, i.e., testimony attesting to appellee’s prior conviction for burglary which had occurred six years before the present offense. The purpose of this rebuttal evidence was to call into question appellee’s credibility.
This evidence was objected to by trial counsel, but the trial judge, after duly considering the required factors, admitted the evidence. The jury returned a verdict of guilty as to third degree murder, and guilty of possession of an instrument of crime. On appeal the Superior Court reversed, and remanded the case for a new trial.
In reversing, the Superior Court held that the trial court erred in admitting the rebuttal testimony. The Commonwealth sought allowance of appeal which was granted. We now reverse.
As is obvious from the above history the issue in this case concerns the use of prior convictions for the purpose of impeaching a defendant who testifies on his own behalf. We have addressed this issue a number of times before, most notably in the cases of Commonwealth v. Bighum,
the age and nature of the prior crimes; the length of the criminal record; the age and circumstances of the defendant; the extent to which it is more important to the search for truth in a particular case for the jury to hear the defendant’s story than to know of a prior conviction.
Id.,
Later, in Commonwealth v. Roots,
In making the determination as to the admissibility of a prior conviction for impeachment purposes, the trial court should consider: (1) the degree to which the commission of the prior offense reflects upon the veracity of the defendant-witness; (2) the likelihood, in view of the nature and extent of the prior record, that it would have a greater tendency to smear the character of the defendant and suggest a propensity to commit the crime for which he stands charged, rather than provide a legitimate reason for discrediting him as an untruthful person; 3) the age and circumstances of the defendant; 4) the strength of the prosecution’s case and the prosecution’s need to resort to this evidence as compared with the availability to the defense of other witnesses through which its version of the events surrounding the incident can be presented; and 5) the existence of alternative means of attacking the defendant’s credibility.
Id.,
Although this Court in Roots mandated that the Bighum factors were to be considered, the Court left the ultimate decision as to admissibility within the discretion of the trial
In Bighum and Roots this Court attempted to accommodate the needs of the Commonwealth to fully expose witnesses to the view of the jury, while at the same time protecting the defendant from a finding of guilt based solely on a prior history. It was the obvious desire of the Court to provide some objective criteria for determining the admissibility of prior convictions. However, that criteria has proven less than exact, and has done more to engender appeals than to guide courts and litigants. Therefore, the time has come to revise Bighum and Roots in favor of more concrete guidelines for the admission of prior conviction evidence.
Under the Federal Rules of Evidence a prior conviction is per se admissible for the purpose of attacking credibility if the conviction “involved dishonesty or false statement.” F.R.E. 609(a)(1)(2). The only exception to this rule is where “a period of more than ten years has elapsed since the date of the conviction or of the release of the witness from the confinement imposed for that conviction, whichever is the later date, unless the court determines, in the interests of justice, that the probative value of the conviction supported by the specific facts and circumstances substantially outweighs its prejudicial effect.” F.R.E. 609(b).
Therefore, while we do not adopt the federal rule per se we do modify our current rule to the following extent: evidence of prior convictions can be introduced for the purpose of impeaching the credibility of a witness if the conviction was for an offense involving dishonesty or false statement, and the date of conviction or the last day of confinement is within ten years of the trial date. If a period greater than ten years has expired the presiding judge must determine whether the value of the evidence substantially outweighs its prejudicial effect.
Applying that rule to the case at hand, the evidence of Mr. Randall’s prior conviction is clearly admissible.
Hence, the order of the Superior Court is reversed.
Notes
This opinion was assigned to this author on January 28, 1987.
. Luck v. United States,
Dissenting Opinion
dissenting.
The majority today purports to “revise” the salutary standards announced in Commonwealth v. Bighum,
I seriously question the legitimacy of the concern which gives rise to the majority’s ill-considered reassessment of the Bighum-Roots test of admissibility. In essence, the problem identified by the majority is that Bighum-Roots is being misapplied by reviewing courts. In reality, however, discretionary trial court rulings applying the teaching of Bighum and Roots have been upheld on appeal in the overwhelming majority of reported appellate decisions. See, e.g., Commonwealth v. Nenninger,
Even more disturbing than the needless abandonment of Bighum-Roots is the majority’s decision to embrace a per se rule of admissibility concerned solely with whether the prior conviction or release after incarceration occurred with
In the instant case, the Superior Court properly concluded that because the defendant had no means other than his own testimony to substantiate his claim of self-defense and the Commonwealth had other adequate means of attacking the defendant’s credibility, the trial court’s decision to admit the six year-old prior burglary conviction was error under the Bighum-Roots standard. I agree with the Superior Court that the award of a new trial is appropriate.
. It should be noted that per se rules are not favored by this Court. See, e.g., Colosimo v. Pennsylvania Electric Company,
. This hypothetical assumes, of course, that the defendant was certified for trial as an adult. See 42 Pa. C.S. § 6355.
Dissenting Opinion
dissenting.
I cannot join in the Court’s decision. The initial error, as I see it, lies in answering a question which has not been asked. In my review of the briefs and the record I find no indication that the Commonwealth has even remotely suggested that the holdings of Commonwealth v. Roots,
We do a great disservice to the parties, their counsel, and our system of justice when we convert the cause presented into a vehicle for changing the law according to our perception of the need for change. The parties, though one may benefit and thus have no inclination to register complaint, can have no confidence in the stability of rules if the Court may dispense with them on its own motion. Counsel must wonder to what purpose they expend time and effort carefully crafting arguments by reference to prior cases and arguments of policy, if the Court will pay them no heed and decide a matter according to its own whim. Our entire process suffers when we deign ourselves sufficiently wise to choose from among the many schools of thought, without
In Commonwealth v. Bighum, the appellant argued the unfairness of the traditional rule of Commonwealth v. Butler,
Thus directed by the parties to the issue and with the benefit of their insights and arguments, “we recognize[d] that the rule of evidence at issue here [had] been the object of much controversy in recent years, and we [felt] it [was] appropriate to discuss its propriety under our supervisory powers.” Bighum,
Even as to these convictions, however, we observed that other factors might diminish probative value so as to make them excludable in a proper case. In this regard we re
It is apparent from reading Bighum that our decision was not made in a vacuum but reflected a careful weighing of the many policy considerations involved. Cases and commentators were widely split over the use of such evidence and its conditions, and they remain so today. By citing the federal rule only comparatively, and agreeing with the approach in a case which the federal rule rejected, we implicitly found that the federal rule did not properly accommodate all interests. We amplified on these findings in Commonwealth v. Roots, being particularly solicitous of the effect of the rule on defendants as witnesses in their own behalf. [It should be noted that the general rule in its classic formulation and in the federal rule is applicable to all witnesses.]
Today, however, the majority offers only the bald statement that “[w]e believe that by adopting [the federal] rule we can still accommodate the competing interests of full disclosure and fairness to the defendant, while at the same time affording more certainty to the litigants and the courts below.” No explanation is given why what was once rejected i§ now accepted.
The appellee was tried for third degree murder and possession of an instrument of crime for a 1981 shooting at a Reading social club. In addition to testimony of police officers and medical and other investigators, the Commonwealth’s case included testimony of two eyewitnesses to the shooting. These witnesses described an argument between the victim and the appellee, after which the appellee left the club, later returned, and again argued with the victim,
As mentioned previously, the parties did not dispute that the applicable law in this case is that derived from our decisions in Commonwealth v. Bighum and Commonwealth v. Roots. In Bighum we limited the evidentiary use of a testifying defendant’s prior convictions to crimes involving dishonesty or false statement and, repudiating the rule of automatic admissibility of such convictions, we noted some of the considerations to be accounted for in balancing the interests on either side of the admissibility question. These considerations include the age and nature of the prior crimes, the age and circumstances of the defendant, and, most significant, the extent to which it is more important to determining the truth of the case for the jury to hear the defendant’s testimony than to know of prior offenses. In Roots we refined these considerations somewhat. We held that the court should consider “the degree to which the commission of the prior offense reflects upon the veracity of the defenant-witness,”
the likelihood, in view of the nature and extent of the prior record, that it would have a greater tendency to*426 smear the character of the defendant and suggest a propensity to commit the crime for which he stands charged, rather than provide a legitimate reason for discrediting him as an untruthful person; ... the strength of the prosecution’s case and the prosecution’s need to resort to this evidence as compared with the availability to the defense of other witnesses through which its version of the events surrounding the incident can be presented; and ... the existence of alternative means of attacking the defendant’s credibility.
Id.,
In assessing a claim that a trial court erred in ruling on the admissibility of such evidence, appellate courts were given a narrow scope of review. The determination was within the sound discretion of the trial court, to be upheld unless there was an abuse of that discretion. See Bighum,
The most important factor for the court appears to have been its determination that credibility was crucial to the case. In striking the balance on the need for the disputed evidence the court ignored the entirety of the Commonwealth’s case in chief and considered only the single rebuttal witness available to the Commonwealth to counter the defendant’s claim that the victim had a gun at the club that day. To my mind this was error. In assessing the needs of the parties for or against the admission of evidence, the entire case must be considered as a whole. The Commonwealth had presented two eyewitnesses and other investigators, the sum of whose testimony stood in direct contradiction to the defense offered. The appellee, on the other hand, had no means of establishing his claim of self-defense other than his own testimony. The effect of the court’s ruling was to taint the only defense evidence with potentially prejudicial collateral information, while a contrary ruling would have removed nothing from the substance of the Commonwealth’s case. Although it might be argued that the prior offense impeachment evidence was necessary to aid the jury in assessing the conflicting evidence, under the applicable law and on this record, such a conclusion can only follow if the Commonwealth’s need is given undue weight.
For these reasons I would affirm the Order of the Superi- or Court.
. This discretionary rule, 14 D.C. Code § 305 (1965), was shortly thereafter amended by Congress to provide that all felonies (i.e., crimes punishable by imprisonment greater than one year) and all crimes of dishonesty or false statement regardless of degree, were admissible, again a discretionary rule. The amended version of § 305 became the model for Fed.R.Ev. 609(a), but obviously did not survive without substantial change. As adopted, Rule 609(a) provides that evidence of prior convictions shall be admitted if the convictions are crimes of dishonesty or false statement, a balance of prejudice and probative value being employed for all other felonies.
. I again express my dismay at the tendency to adopt without analysis the federal resolution of an issue. By abandoning sound and reasoned decisions of state law to mere mimickery of federal rules, we reduce our laws and our Commonwealth Constitution to mere window-dressing.
. Commonwealth v. Nenninger,
. Commonwealth v. Canada,
. Commonwealth v. Benefiel,
. Commonwealth v. Perrin,
. Amicus curiae Defender Association of Philadelphia advances the argument that burglary is not in all circumstances a crime involving dishonesty or false statement and should not be admissible to impeach credibility without specific evidence that the offense was committed by fraudulent or deceitful means. As noted, this issue is pending before the Court in Commonwealth v. Mullen, No. 52 M.D. Appeal Docket 1985, argued May 15, 1986, and need not be addressed in this case, where it is not in proper posture to be decided.
