*1 claims for affirmative At in the context of rule. least evidence remedies equitable as those monetary damages, opposed restitution, Judge I support therefore as rescission and such determination. summary judgment Wettick’s need note, Toy Ms. type alleged As a final fraud has redress, as the Insurance Commissioner not go without take conduct and to such asserted investigate authority under the Unfair Insurance remedial measures appropriate 22, 1974, No. as P.L. See July Act. Act of Practices amended, §§ 40 P.S. 1171.1-1171.15. dissenting joins concurring
Justice CASTILLE opinion.
928A.2d 215 Appellee Pennsylvania, COMMONWEALTH RAINEY, Appellant. Michael Pennsylvania. Supreme Court May 2006. Submitted July Decided *7 Wiseman, Ñolas, Horatio Billy Philadelphia,
Michael appellant, Rainey. Michael Burns, Jr., Philadelphia Dist. Attor-
Amy Zapp, Hugh J. Office, for of PA. ney’s appellee, Com. CAPPY, C.J., CASTILLE, SAYLOR, EAKIN,
BEFORE: BAER, FITZGERALD, BALDWIN and JJ.
OPINION Justice BAER.
Michael from an Order of the Rainey (Appellant) appeals (PCRA Court) Pleas of Philadelphia County Court Common dismissing his Petition for Relief pursuant Posb-Conviction (PCRA), §§ the Post Conviction Relief Act Pa.C.S. 9541- herein, the 9546. For the reasons set forth we vacate order of an evidentiary the PCRA court and remand this matter for on claim that trial counsel hearing Appellant’s was ineffective and mental investigate present background for and the phase this mitigation during penalty health evidence In respects, case. all other we affirm. capital History
Facts and Procedural
for first-
background
Appellant’s
The
conviction
underlying
murder
of a death sentence
set
degree
imposition
and
The that from argued inception, plan Commonwealth its just hatched by Appellant Williams was not rob the victim, but also to Mil him if necessary. Appellant’s counsel victim, argued regardless that Mlled the if the who murder was committed the course of a robbery, Appellant could only murder, be of second-degree convicted see 18 Pa.C.S. 2502(b), § and if it was committed the course of a struggle during debt, the collection of a Appellant only could be found guilty murder, 2502(c). of third-degree § see 18 Pa.C.S.A. Defense proceeded to cast eyewitness doubt on the testimony of Morgan, Lewis and both of whom testified that Appellant Williams, was the shooter. As against evidence Commonwealth also introduced Williams’ redacted confession. jury The Appellant found guilty first-degree murder and related offenses.
During the penalty phase, the Commonwealth established the existence circumstance, of one aggravating that the mur- der had been committed during perpetration of a felony.3 The further stipulated eighteen years murder, old at the time of the and had no significant history of prior criminal convictions. The jury found three mitigating circumstances: the age Appellant crime; the time of the had no significant convictions; history prior criminal and the catchall miti- gator.4 The jury, finding that the aggravating circumstance offenses, Morgan pleaded guilty third-degree murder and related against Appellant and testified and Williams. 9711(d)(6). § 3. See 42 Pa.C.S. 9711(e)(1), (4) §§
4. See 42 Pa.C.S. circumstances, imposed mitigating the three outweighed of death.5 sentence mo trial, post-trial trial counsel filed
Following
appear
permitted withdraw
subsequently
tions and was
Struttin, who,
counsel, Mitchell
ance.
obtained new
*10
28, 1993,
motions
post-trial
filed supplemental
September
on
issues,
trial counsel’s ineffectiven
including
raising additional
these
hearing
allegations
held a
on
The trial court
ess.6
trial
hearing,
the
the
Following
testified.
trial counsel
motions,
the sentence
formally imposed
and
denied the
court
24,
March
on
Appellant’s
affirmed
conviction
of death. We
220,
Appellant’s peti
In due the Governor exhausted, 4, August on not yet as collateral review was but request- then 1995, stay a of execution. ordered we on petition filed a se PCRA pro counsel and change ed 27, replaced appellate 1995. New counsel December on relief post-conviction an amended petition and filed that an 17, requested Appellant subsequently 1996. October Defender the Post-Conviction attorney Pennsylvania from counsel. On to his newest replace Association be allowed 18, 1996, Corpus for Habeas and PCRA a Petition November court, about and confusion ensued sent to the PCRA relief was testimo- hearing After a attorney the of record. who was the Defender that counsel from the court ordered ny, PCRA of record. Appellant’s counsel designated be Association continuances, responded the Commonwealth After several 8, 1997, 11, August on 1997. On petition the PCRA June petition without Appellant’s court dismissed PCRA 5, 1998, the on October hearing. Appellant appealed, adopting arguments a short opinion court filed PCRA co-defendant, Williams, second-degree was convicted of Appellant's 5. imprisonment. to life murder sentenced through direct represent Appellant his Attorney continued to 6. Struttin appeal. On advanced in the Commonwealth’s motion dismiss. 2001, 28, to the court December we remanded case PCRA of the reason for the explanation and ordered a more detailed 271, Pa. disposition. Rainey, court’s Commonwealth v. Williams, (2001); A.2d 942 see v. (Craig) (2001) Pa.553, PCRA case (remanding where court motion to dis- adopted PCRA Commonwealth’s opinion setting independent miss as its without forth its reasoning). remand,
On
Appellant supplemented
original PCRA
petition and
leave to
the issues for consider
requested
expand
delayed
ation before that court. The PCRA court
any deci
sion, directing Appellant
request
to make his
to raise addition
2002,
so,
al issues to this
He did
on
Court.
and December
we denied
expand
scope
motion
of remand.
order,
Commonwealth v. Rainey, per
See
curiam
December
Nevertheless,
on
per
December
we entered a
curiam order
granting Appellant’s request
expand
*11
scope of remand to include a claim that he
mentally
impaired under the standards
in Atkins v. Virgi
established
nia,
304,
(2002)
2242,
536
122
U.S.
S.Ct.
On October to the PCRA Appellant wrote the District and his Attorney, waiving defense to an right evidentiary hearing. subsequently filed a counseled affidavit the court seeking PCRA with- with draw such waiver. After several continuances granted upon counsel, request the of both the District Attorney and defense 2004, 24, on June his Atkins claim. withdrew Pursuant to our remand order the directing PCRA court Williams, 553, opinion write an 566 Pa. (Craig) accord with 517, 26, opinion 782 A.2d the PCRA court an on July issued 2004, 8, 1997, of its order of support August dismissing Appellant’s petition. opinion, its court explained PCRA why all of Appellant’s previously litigated, claims were either
80 The case thus waived, under the PCRA.7 cognizable or not returned to this court. numerous sub-issues for issues with
Appellant raises twelve jurisdiction over note that we have Initially, review. we the denial of directly review because we Appellant’s petition 42 pursuant in death cases penalty relief post-conviction 9546(d). instant was filed Additionally, petition § Pa.C.S. 17, 1995, January to the prior in December of which was November, amendments to the effective date of the governed by previous Accordingly, petition PCRA. Jones, 384; (James) 876 A.2d of the version PCRA. See (2002); Bond, 588, 33, 819 A.2d v. 572 Pa. Commonwealth (1988). § 42 Pa.C.S. relief, our stan from the denial PCRA appeal
On ruling calls for us to determine whether dard review free of legal the record and supported by court is PCRA 384; (James) Jones, A.2d at error.
Breakiron, (2001); n. 4 Common 566 Pa. 1170 n. 3 wealth v. Strong, version prior relief under the eligible In order to be for PCRA statute, prove by prepon must plead derance of the evidence:
(1) of a crime under That the has been convicted petitioner and is: the laws of this Commonwealth (i) proba- currently serving imprisonment, a sentence crime; for the parole tion or (ii) of death for the execution of a sentence awaiting crime; or
(iii) before the expire a sentence must serving disputed sentence. may serving commence person *12 (2) one or resulted from That the conviction or sentence following: more of the
(i) of or laws Pennsylvania A of the violation Constitution of or the Constitution the United of this Commonwealth agreed that the remand was 7. Both opinion in allowing to write an purpose of the court for the limited Appellant's petition. support prior of PCRA of its dismissal case, which, particular in the circumstances of the States that no truth-determining process so undermined adjudication guilt reliable of or innocence could have place. taken
(ii) which, of in the circum- Ineffective assistance case, stances of the so the truth- particular undermined adjudication guilt that no determining process reliable or taken innocence could have place.
(iii) A the circum- plea guilty unlawfully induced where stances make it the inducement caused an likely to plead guilty. individual
(iv) The improper obstruction Commonwealth officials of the a meritorious petitioner’s right appeal where issue existed appealable properly preserved and was the trial court.
(v) Constitution, A violation of the provisions law or treaties of the United States require which would granting of Federal habeas relief corpus pris- to a State oner.
(vi) The at the unavailability time of trial of exculpatory evidence that has become subsequently available and would changed have outcome of the trial if it had been introduced.
(vii) The of a imposition sentence than the greater lawful maximum.
(viii) A proceeding jurisdiction. a tribunal without (3) That allegation of error previously has not been litigated and one of the following applies:
(i) allegation The of error has not been waived.
(ii) If waived, allegation error has the alleged been error has resulted in the conviction or affirmance of sentence of an innocent individual.
(iii) If allegation waived, of error has been the waiver trial, of the allegation of error during pretrial, post-trial or direct appeal proceedings does not constitute a State procedural barring default Federal habeas corpus relief.
(4) the or litigate during That the failure to issue prior not the result or on direct could have been of appeal trial rational, or tactical decision counsel. any strategic by (1995). 9543(a)(l)-(4) § 42 Pa.C.S. highest
An issue
if the
previously litigated
has been
court in
entitled to
petitioner
review
appellate
of
on the
the issue.
right
as a matter
has ruled
merits of
Id.
9544(a)(2)
408,
v.
Pa.
(1995);
541
Crawley,
§
Commonwealth
676,
(1995).
“if
678
A PCRA claim is
663 A.2d
waived
if it
failed
it and
could have been raised
petitioner
to raise
trial,
trial,
corpus
on
in a habeas
appeal,
before
at the
or
conducted or
a
proceeding
proceeding actually
other
subchapter.”
initiated under this
42
prior proceeding actually
9544(b) (1995). Further,
§
relaxed
rule
Pa.C.S.
waiver
appeals
to Common
longer applicable
pursuant
no
PCRA
(1998) (“Hence
Albrecht,
31,
Pa.
720
wealth v.
554
A.2d 693
forth,
upon
will
be excused
petitioner’s
only
PCRA
waiver
of
in waiving
demonstration
ineffectiveness
counsel
issue.”).
(James) Jones,
A.2d at
(declining
apply
876
384
Commonwealth v.
appeal),
Kemp,
relaxed waiver
a PCRA
1278,
(2000) (same).
154,
Therefore,
1285
Pa.
753 A.2d
562
claims that
are
any
beyond
power
waived
Jones,
(James)
876
at 384.
Court to review.
A.2d
several
of ineffective
allegations
advances
relating
to both the
guilt
penalty
assistance
counsel
claims
evaluating
of trial.
of ineffective assistance
phases
counsel,
presume
we
is effective. Common
Rollins,
(1999).
435,
Pa.
441
wealth v.
A.2d
To
this presumption, Appellant must establish three
overcome
First,
underly
that the
factors.
must demonstrate
arguable
Travag
has
merit. See
v.
ing claim
Commonwealth
(1995).
lia;
Second, Appellant
Pa.
establish
counsel had no reasonable basis for his
must
or inaction.
In determining
action
Id.
whether counsel’s
reasonable,
there
question
action
do
whether
were
we
pursued;
courses of action which counsel could have
superior
rather,
any
counsel’s
had
rea-
we examine
decisions
whether
Rollins,
441;
sonable basis.
See
738 A.2d
(Charles) Pierce,
Pa.153,
Finally, “Appellant must establish that he has been prejudiced
ineffectiveness;
burden,
counsel’s
in order to meet this
he
must
that ‘but for
show
the act or omission in
question,
”
outcome of the
been
proceedings would have
different.’
See
*14
Rollins,
357).
All allegations relating to trial
stewardship
counsel’s
waived,
are
as they were not raised during post-trial or direct
appellate
9544(b);
§
42
proceedings. See
Pa.C.S.
Common
D’Amato,
490,
(2004).
wealth v.
806,
579 Pa.
856 A.2d
812
Pierce,
(Charles)
153,
973,
8.
recognized
515 Pa.
527 A.2d
this Court
that the
proper
Strickland test was the
test to evaluate ineffectiveness
Pennsylvania
claims raised under the
Constitution. See Strickland v.
668,
2052,
Washington,
(1984).
466 U.S.
104 S.Ct.
Although we have will no for the first time on collateral review tiveness raised Grant, waived, v. longer be deemed (2002), 48, 726, holding apply here does prior concluded Grant. appeal because direct Appellant’s ineffective analyze claims of will therefore We framework, under pre-Grant under the assistance counsel review of a cannot substantive merits petitioner which invoke assistance trial counsel claim of ineffective waived intervening assertion that all simply appending conclusory 'Amato, D to raise it. ineffective See were Rather, claim over the PCRA only A.2d at counsel’s ineffec appellate court is that of cognizance retains Rush, Pa. 838 A.2d tiveness. Commonwealth v. as present argument must therefore ineffectiveness, layer establishing prongs all three each each See Common attorney. the ineffectiveness standard for (2003) (“[I]n McGill, Pa. wealth raise and on a prevail order for a petitioner properly *15 plead, present, claim, must and he layered ineffectiveness counsel) prove” in appellate (emphasis the ineffectiveness of Williams, (“PCRA at 525 counsel original); (Craig) must, briefs, develop, in undertake the pleadings and respect the nature the claim asserted possible, extent of with claim, to each facet of a ineffectiveness layered individual counsel.”). layered A including relates to appellate that which back to appellate claim of counsel’s ineffectiveness relates the counsel, the test for trial three-prong actions of trial so that ineffectiveness, satisfied, if the supplies arguable counsel’s claim of ineffectiveness. prong appellate merit of the counsel’s entirely Id. Because had been clear as to what this Court not required petitioner seeking plead prove is of a PCRA a ineffectiveness, claim of we indicated in layered McGill the further preference to remand to PCRA court for general has development petitioner in circumstances not where howev layered unnecessary, the claims. A remand properly er, post-conviction petitioner “thoroughly where the fails trial counsel prove” underlying allegation the that plead Amato, D 856 A.2d at was ineffective.
Discussion
claims,
Before
the merits of
we
considering
Appel-
that
argument
must first address
Commonwealth’s
they
lant’s claims are not
under the PCRA because
cognizable
either
or
The
previously litigated.
are
waived
Commonwealth
that
his claims
suggests
analyze
does
whether
but
if he
previously litigated,
argues
are waived or
as
were
claims of trial court error on direct
It further
raising
appeal.
that in the
instances that
attacks
argues
prior
few
developed
counsel’s
he has not
his
stewardship,
properly
Specifically,
Appel-
claims.
Commonwealth asserts
of counsel
boilerplate allegations
lant’s
ineffective assistance
merit
only
underlying
prong
address
of trial
ineffectiveness
basis and
ignore completely
reasonable
(Charles) Pierce,
prejudice prongs. See
I. Waived Claims
The first of Appellant’s waived claims is his assertion
that the Commonwealth exercised its
strikes in a
peremptory
racially discriminatory manner
violation of Batson v. Ken
tucky, 476 U.S.
106 S.Ct.
II.
of co-
the admission
of
claims involve
Appellant’s
Several
part
as
of
Com-
redacted confession
defendant Williams’
noted,
joint
trial. As
at
against
case
Williams
monwealth’s
trial,
redacted and
confession was
Williams’
jury
The
instructed the
“X.”
court
replaced
name was
with
only
against
admissible
Williams.
the statement was
States,
123,
88 S.Ct.
Bruton
United
U.S.
(1968),
is
1620,
held that defendant
87
dant,
joint
in a
trial.
deliberately spread
jury
are
before the
devastating
are the incriminations
to the defendant
only
Not
The unreliabil-
credibility
inevitably suspect....
but their
ity
intolerably compounded
of such evidence is
when
here,
and cannot be
alleged accomplice,
testify
as
does
It
by
against
tested
cross-examination.
was
such threats to
a fair trial
the Confrontation Clause was directed.
135-36,
Id. at
Following
approved
this Court
of redaction as “an
appropriate method of protecting
rights
defendant’s
under the
Johnson,
410,
Bruton decision.”
v.
Pa.
Commonwealth
474
859,
(1977) (“[i]f
A.2d
a confession can be
so
edited
that it retains its
in no
integrity
yet
way
narrative
refers
defendant,
then
of it
use
does not violate the
principles
Bnuton.”). As
most evidentiary questions,
with
substantial
deference must be afforded to the trial court in this regard.
Wharton,
127,
710,
Commonwealth v.
statements,
our
Following
approval of redacted
some courts
adopted
position
that where a co-defendant’s redacted
confession nevertheless refers to the defendant
“contextual
by
implication,” the redacted confession cannot be introduced in a
joint
Wharton,
trial.
607 A.2d at
Supreme
717. The United
Marsh,
Court addressed this
argument
Richardson v.
(1987),
U.S.
107 S.Ct.
defendant, proper limiting that a instruction Court held to satisfy sufficient Bruton. as theory rejected implication have also the contextual
We rule, likely make prohibition that such a would finding blanket Wharton, 607 all statements co-defendants inadmissible. Chestnut, 717; Pa. *18 acknowledged this rejecting theory, A.2d 603 we where a codefendant’s re- prejudice “there is the of danger the ‘contextual confession refers to defendant dacted which trial,” reasoned that: joint in a but implication’ introduced court, the and the this trial review- danger merely requires interests, i.e., court, preju- the potential balance the ing of the to the the value probative dice defendant versus evidence, the of the the possibility minimizing prejudice, conducting joint justice system benefits to the criminal of trials.
Wharton,
With statement, redacted to tions that the admission of Williams’ “X,” his rights with violated Appellant references to replace the the of States Constitu- under Confrontation Clause United found Appel- in Bruton. The PCRA court tion as articulated litigated with- arguments previously lant’s Bruton-based out merit. arguments it is to deconstruct
Although Appellant’s difficult composed in it that his contention is of regard, appears his the merits of position After on subparts. presenting seven that he is entitled relief point, argues each objected trial to admission the because counsel should have specific to each these incidents. redacted statement and also that have chal- appellate should argues discussion, For each lenged appeal. each incident on ease be addressed turn. sub-arguments seven will First, general against launches a attack statement, replaced because his name was use of redacted deletion, grounds an the letter “X.” Appellant obvious with confession on against admission of redacted argument Supreme Gray decision United States Court in 185, 192, 1151, Maryland, 528 U.S. 118 S.Ct. 140 L.Ed.2d (1998), which followed the trial this case held that “[rjedactions replace that an blank simply name with obvious space or a word other symbol such as ‘deleted’ or or similarly obvious indications of ... alteration leave statements that, class, considered as a so closely resemble Bruton’s that, in view, unredacted statements our require law must result.” same Because Williams’ sub- redacted statement name, for Appellant’s stituted “X” relief Appellant argues that is appropriate. held Gray represents
We have a new rule of law cases, be should not applied retroactively Appel- such as lant’s, See, were prior tried to its Com- e.g., issuance. Uderra, monwealth v. Pa. 862 A.2d 89 n. 13 (2004); Lopez, Commonwealth v. (1999). Therefore,
500 n. 18 Appellant is not to the entitled Gray Further, benefit of in this PCRA appeal.
argument that trial object counsel was ineffective *19 to of admission the redacted statement is waived as it not during raised post-trial or direct appellate proceedings in this D’Amato, pre-Gnmi 9544(b); § case.10 42 See Pa.C.S. A.2d at 812.
The second
of
subpart Appellant’s argument is based
Walsh, who,
on
testimony
the
of
reading
Detective
the
while
redacted statement to
jury,
the
broke the redaction by specifi
cally referring Appellant
to
as “Mike.” On direct
we
appeal,
Moreover,
we have held that counsel
be
cannot
deemed ineffective
10.
Gribble,
anticipate
Gray
for
to
the
decision.
explained
appeal,
11. As we
on direct
when Detective Walsh read the
statement,
exchange
following
occurred:
Q.
you
any
"Have
had
contact with 'X'
since murder?”
“Yeah,
murder,
house,
days
A.
about three
after the
I saw 'X' at his
in,
just
and I told him
say
to turn himself
he
but
said not
mother,
anything.
I even told his
too. I told her that ‘X’
shot
had
somebody.
open
She
just
wouldn't
me.
door for
She
looked
out the window.”
Q.
anyone
you
there
you
"Was
with
when
had this conversation
with ‘X'?”
assistance
counsel
claim of ineffective
rejected Appellant’s
state-
reading
Walsh’s
Williams’
regard
Detective
with
Therefore,
the extent
1332.12
Rainey,
656 A.2d at
ment.
testimony
sup-
relies on Detective Walsh’s
that
violation,
is previ-
of Bruton
a
such issue
argument
his
port
9543(a).
§
litigated. See
Pa.C.S.
ously
prosecutor’s closing
sub-argument
third
is based on
The
rejected
argument
contex-
specifically
argument.13 We
Rainey,
A.2d at 1332.14
on direct
implication
appeal.
tual
Williams,
male,
brother-in-law,
23.
"My
name Mike
black
A.
his
movie,
Capitol.”
that
Philly
lives
around
He
in West
Q.'
any
you
"Did
Mike
other time since the murder?”
see
Objection, your
Mr.
Honor.
O'Donnell:
Q. Detective,
ma[y]
type
read
[sic].
review
You
have
that.
you
any
"Did
'X'
other time
the murder?”
A. Excuse me.
see
since
N.T., 12/23/91,
Rainey,
While the
at 193-94. See
1331-32.
“
Williams,”
argues
'X' is
refers to "Mike
statement
i.e.,
'Mike,'
Rainey.” Appellant's Brief at
plainly presented as
Michael
18.
did,
fact,
so,
object
doing
trial
to this
we noted that
12.
Rainey,
We
testimony
requested
As
all claims
9544(b); D’Amato,
A.2d at 812.
§
42 Pa.C.S.
See
waived.
however,
develop-
to remand for further
not necessary,
It is
Appel-
claims of ineffectiveness because
layered
ment of these
by trial
prejudiced
that he was
lant cannot demonstrate
such that “but
object
to these incidents
counsel’s failure
Richardson,
Id.,
107 S.Ct.
right
(citing
481 U.S.
to confrontation.
176).
any
Finally,
prejudice was cured
we noted that
95 L.Ed.2d
Rainey,
at 1332 n. 5.
the trial court's instructions.
Lewis,
testimony
subpart
Appellant's fourth
is based on
that he
Appellant
signaled that he was “X”: Lewis testified
asserts
going
say
Appellant
he
were
to collect a debt
heard Williams
complains
gun.
subpart, Appellant
taking
were
Lewis’
In the fifth
him not
Morgan's testimony
and Williams had asked
argues
subpart, Appellant
that the
testify against
In the
them.
sixth
against Appellant in
prosecutor improperly used the redacted statement
jury that the
opening argument
prosecutor
when the
informed the
robbery
Appellant planned the
would show that Williams and
evidence
together Appellant’s
home:
point
George
a later
[Appellant]
Williams at
You'll hear how
—how
7, 1989,
[Appel-
evening
came over to the home
of December
porch
front
you
on the
will hear that there was discussion
lant] and
George
[Appellant] about
[Appellant]'s
Williams and
home between
robbing
'the old man down
street.’
N.T., 12/20/91,
only
argues
evidence that
that the
at 60.
robbing
was Williams'
the victim
and Williams discussed
argues
subpart, Appellant
Finally,
police.
in the seventh
statement
plan
Appellant hatched a
to rob
closing,
prosecutor said that
that in
regarding
argues
only evidence
Again, Appellant
that the
the victim.
police.
victim
Williams’ statement
to rob the
conversation
*21
the act or omission in
the outcome of the
question,
proceed-
Rollins,
have been different.”
A.2d at 441
ings would
See
357).
(quoting Travaglia,
appeal,
661 A.2d at
On direct
contextual
based
rejecting Appellant’s
implication argument
on
there
prosecutor’s closing argument,
the
we noted that
already
overwhelming
identifying Appellant
existed
evidence
as the
Rainey,
Specifically,
victim’s killer.
III. Severance Appellant’s next substantive claim is that trial counsel ineffectively failed to move to sever trial pretrial trial, se, from his co-defendant’s. Appellant, acting pro Before requested that the court his trial from that of trial sever co-defendant Williams. Counsel did assist with motion, hearing this motion. At a on the testified that he him only requested severance because Williams told Moreover, noted, rejected Supreme expressly has as Court 16. theory regard 200, implication, appeal of contextual as did on direct we Richardson, prosecutor’s closing argument. 481 U.S. 176; Rainey, S.Ct. 95 L.Ed.2d to, separate care had trials. they and that he did not whether Mid-trial, requested trial counsel The motion was denied. severance, again the trial court denied. for claims that trial counsel ineffective
Appellant now Williams’ his trial from before trial failing to move to sever litigate and that counsel was ineffective appellate *22 that Specifically, Appellant argues on direct appeal. this issue solely respon- defense was that was while Williams’ murder, for the maintained his innocence.17 sible Thus, the prejudiced by asserts that he was eviden- of his co-defendant. tiary conflict his defense and that between to of his individual support argument, Appellant points of that he clear that the two pieces evidence claims makes blaming killing. defendants each other for the were rejected The this claim of ineffective assistance PCRA court of counsel on trial counsel’s failure to move to sever based trial, baldly that finding although Appellant of prejudiced by joint claimed to been the trial because have defense, that allege his co-defendant’s inconsistent he did joint admitted at the trial unreliable or false. any evidence was The court this not a claim PCRA held meritorious under PCRA, that the requires petitioner allege the to reliability such as to call into the prejudice question jury’s verdict. noted, allegations relating
As
all
to trial counsel’s steward
waived,
ship
they
during post-trial
are
as
were not raised
or
9544(b);
§
appellate proceedings.
direct
See
Pa.C.S.
D’Amato,
satisfied, the claim of prong merit supplies arguable McGill, 832 A.2d at ineffectiveness. See counsel’s appellate it is clear stewardship, trial counsel’s Examining Where, here, crimes charged claim fails. as this facts and virtual each defendant arise out of the same against defendants, to both applicable all of the same evidence is ly Court, Court, Supreme as as the United States have well encourage joint trials to conserve preference indicated resources, fairness to judicial economy, and enhance promote the defendants: and the fairness of the impair efficiency
It would both ... justice prosecutors criminal system require the same evidence bring separate proceedings, presenting repeat again again, requiring victims witnesses trauma) (and testifying, the inconvenience sometimes the last tried defendants who have randomly favoring case beforehand. advantage knowing prosecution’s justice by trials serve the interests of avoid- generally Joint *23 enabling and more accurate assess- ing inconsistent verdicts ment of culpability. relative Travers, 362, 845, Pa. 847 v. 564 768
Commonwealth 1702). (2001) Richardson, 210, 481 at 107 (quoting U.S. S.Ct. a the burden is on defendants to “show preference, Given rather than mere potential prejudice speculation.” real Rivera, Gribble, 462; at v. 863 A.2d see Commonwealth Chester, 289, 131, (2001); v. Pa. 773 A.2d Commonwealth (1991); 583. 587 A.2d 1372-73 Pa.R.Crim.P. granted only trials of co-defendants should be “Separate antagonistic point of each are to the where where defenses joint are and a trial such individual differences irreconcilable Lambert, in prejudice.” would result Commonwealth Although antagonistic Pa. 603 A.2d are a factor for a trial court to consider in determin defenses sever, to “the fact that defen grant a motion ing whether took or the conflicting place, dants have versions what it, a rather they participated extent to which reason for the truth be more against joint may easily than a trial because 18 Gribble, if together.” all are tried determined 1373). Chester, A.2d at (quoting has failed to court that agree Appellant with the PCRA We counsel’s failure prejudiced by that he was demonstrate noted on direct for severance trial. As we move before as the Appellant evidence identified appeal, overwhelming 1332. Rainey, Specifically, killer. 656 A.2d at victim’s from to the introduced evidence at trial Lewis Williams, Morgan and Appellant, effect that he encountered that their house. told Lewis way on to the victim’s Williams debt, provided Williams going he was to collect Lewis an Lewis then from a short inoperable gun. with watched kicked in the victim’s door distance as and Williams Appellant investigate. he came to and shot victim when that Through testimony, jury Appellant heard Morgan’s That money day. evening, earlier in the saw victim with Morgan Appellant brought began play- out and present, with that he ing shotgun, prepared with sawed-off stated necessary. evening, Appellant to shoot someone if Later that in his porch gun pants leg. came onto the front with the Williams, then to the Appellant, Morgan proceeded vic- house, gun tim’s where saw withdraw the Morgan Appellant witnessing and load it. further testified to Morgan Appellant kill shoot and the victim.
The that trial counsel only way we could now hold be request ineffective for severance would to deter- prejudiced by mine was so counsel’s failure clear, asserts, We note that it is not as defense was assertions, antagonistic Contrary Appellant's to Williams'. the rec- ord reveals that the evidence adduced at trial did conflict concern- ing casting the roles of each was built defendant. Williams' defense on whereas, shooter, although Appellant as the did not admit to victim, being shooting premised his defense was on murder *24 antag- third-degree, first-degree. being second-or rather than Far from onistic, actually agreement. these defenses were in See Commonwealth Rivera, (2001) (finding v. 565 Pa. 773 A.2d that the not in so as to defendant's and co-defendant's accounts were conflict prosecution first-degree warrant severance in for murder and related agreed offenses where all three co-defendants in their statements that shooter, only plan had defendant was the and that their been to rob the victims, them). not to kill one of question, in for the act or omission regard that “but been different.” See have proceedings of the would
outcome 357). at Rollins, 661 A.2d (quoting Travaglia, A.2d at 441 identifying However, evidence “overwhelming because killer,” on direct as described as the victim’s [A]ppellant showing. Rainey, make this cannot appeal, Appellant 1332 n. 5. A.2d at relies on Common argument, Appellant
In his advancing (1983). There, A.2d 1101 Boykin, wealth in first to reach a the defendant’s jury unable verdict was retried, he tried with the defendant was trial. When charges co-defendants from and two new former co-defendant con Following episode. the same criminal during that arose trial counsel was viction, determined that Superior Court motion to sever. timely present not ineffective for reasonable reversed, counsel lacked a finding that trial We untimely an motion to sever. filing basis for former hinged on Pa.R.Crim.P. opinion Boykin Our at least ten be made required pre-trial applications that which late, filed the motion to trial. Counsel days prior reaching the merits. We were trial court denied without have been to conclude that a motion sever would unable Thus, focused on whether analysis merit. our without his client’s to effectuate designed had a reasonable basis before days at least ten making for not the motion interest for untimely request that counsel’s trial. We determined that a trial would judgment separate reflected his severance judgment, of that light of his client. the interests advance remedy. belatedly seeking no reasonable basis we saw basis on the lack reasonable Boykin The Court focused actions, here have determined for counsel’s whereas we counsel’s failure to seek prejudiced has not demonstrated “If it is clear that severance. the outcome adversely act affected that counsel’s or omission basis be dismissed on that may the claim proceedings, first whether the and the court need not first determine alone have been the ineffectiveness prongs [of test] and second Albrecht, Therefore, fails. this claim met.”
IV. Alibi Evidence Next, asserts that Appellant he was denied effective reasonably assistance trial counsel failed to when (Ruth investigate, present and develop, five alibi witnesses children, Weary and her four Weary, Weary, Rufus James Weary, Connor), Janet and Tammy Appellant who asserts murder, would have testified that on the night of the spent night at their house them and did not with leave. Appellant asserts that he made trial counsel aware of this alibi before trial and that Ruth made several unre- Weary turned phone calls to counsel to alibi explain Appellant’s family’s her willingness testify. He further asserts that witnesses, had counsel presented these they would have testi- coat, fied that or long never owned wore a but that did, Williams and that a neighborhood bully Williams was not friends with Appellant. motions,
At the on hearing post-trial trial counsel testified that although Appellant mentioned the possibility present- witnesses, alibi ing “he had in my persuaded never discussions witnesses, me that he N.T., had reliable alibi.” witnesses to 9/28/93, at 13. Based on this testimony, PCRA court rejected claim, Appellant’s finding trial counsel made a strategic decision not to offer the alibi because of witnesses the strength Further, against evidence Appellant. Court, PCRA court concluded that because this on direct appeal, “found that trial counsel was not for pursu- ineffective ing strategy of admitting Defendant’s in the involvement crime arguing murder,” but for a lesser degree of this claim previously litigated. PCRA at 10. op. conclusion,
Appellant contests this arguing that while decision not to investigate present alibi may witnesses strategic, Further, have been it reasonable. to the extent counsel based his decision on failure to reliable, convince him that the witnesses were ar- gues that it was not his responsibility persuade counsel that Rather, this defense succeed. would that it Appellant argues defens- investigate all alternative responsibility is counsel’s disagree. es. We defendant places
An alibi is “a defense involved than the scene place time in a different the relevant him it impossible as to render removed therefrom and so Roxberry, guilty party.” to be the *26 (1992) v. 826, 160, (quoting Commonwealth 602 A.2d (1992)). 820, To Jones, 149, A.2d 529 Pa. (Rodney) evidence, Appel alibi presenting for not ineffectiveness show no reasonable could have establish that counsel lant must Carpen v. See Commonwealth for his act or omission. basis 154, ter, 555 Pa. alibi this introducing purported for not
A reasonable basis
Appel-
record. When
from the
readily apparent
evidence-is
arrested,
police admitting
a
to
he
statement
provided
lant was
occurred.19
robbery
Fleming
present
that he was
when
knocked on the door at Williams’
that he
police
He told
shot the
away when Williams
walking
but that he
request,
was
this
trial,
suppress
to
unsuccessfully
counsel
moved
At
victim.
not
ultimately did
Although
statement.
case-in-chief,
to
it is reasonable
statement in its
introduce the
in rebut-
introduced the statement
that it
assume
would have
to establish an alibi. Counsel
attempt
to Appellant’s
tal
for
open
Appellant’s
to
door
declining
for
not ineffective
Hardcastle, 549
to
See Commonwealth
police.
statement
(1997)
(finding
that counsel was
545 n.
Pa.
that contra-
alibi defense
failing
present
for
not ineffective
statements).
dicted the defendant’s own
an omission in the
filed a motion to correct
The Commonwealth has
record,
police
not in the
notifying
Appellant’s statement
to the
us that
statement. The statement
providing
such
certified record
it,
suppress
and was
hearing
Appellant’s motion
in the
on
introduced
agree
hearing. We
with
into the record at the conclusion
moved
to a com-
statement
is essential
that defendant’s
the Commonwealth
issues,
grant
the motion to
Appellant's
and therefore
plete
review
("If
pursuant
to Pa.R.A.P. 1926
in the record
an omission
correct
by error or
party is omitted from the record
anything material to either
(cid:127)
court,
therein,
proper
appellate
...
on
accident or is misstated
initiative, may
the omission or
direct
suggestion or of its own
corrected,
necessary
supplemental
a
record
and if
be
misstatement
transmitted.”).
be certified
Moreover,
conceding
a trial
pursued
strategy
in the crime
that the facts
arguing
involvement
but
first-degree
Appel-
of the case did not demonstrate
murder.
this
purported
lant’s
alibi evidence would have contradicted
strategy,
given
testimony
defense
which was reasonable
(finding
V. and mental health evidence Appellant claims that trial counsel for failing was ineffective investigate and mental background history, health he claims supported challenge competency would have to his trial, defense, and, to stand a diminished in the capacity penalty phase, mitigating factor. supports mother, aunt, argument with declarations from his step-father, friends, five and a of a mental summary health evaluation *27 Toomer, performed by Jethro Ph.D.20 summarize, To of Appellant’s declarations friends and indicate family Appellant his father by was abandoned and that his mother long Growing up, Appel- worked hours. injuries, lant had a of history beginning head he when by struck a car on his bicycle progressing through while and his teenage years, and, Appellant when took as a up boxing result, was beaten on the face frequently and head. He had lasting from symptoms injuries these head head- including aches, dizziness, jumpiness, and blackouts. Appellant was also slow, concentrate, childlike, mentally confused, unable to easily addition, Crown, Ph.D., Appellant by In Barry relies on a letter 20. letter, years dated June 2004. This dated six alter the PCRA court Appellant’s petition, dismissed was not before the PCRA court when it court, petition. reviewed the As this letter was not before the PCRA we Qualified will not consider it. See Matter One Hundred or More of Clairton, Com., Municipality County Allegheny, Electors of of of (1996) (refusing to consider a letter that was not part appellants of record before the trial court where did not seek to 1926). modify supplement appeal pursuant or the record on to Pa.R.A.P school, in unable to performed and was
accident-prone, poorly job. a hold impair- mental history of support allegation his .of Toomer,
ments, the declaration of Dr. Appellant relies on re- Appellant, clinical who psychologist, licensed evaluated declarations, and and administered court documents viewed Toomer conclud- 1996. Dr. psychological tests dysfunctional “a significant history ed that has “[ejvaluation illness,” and and that development mental mental deficits psychological test results reflect numerous Noting Toomer Declaration at his mitigating of a nature.” trauma, opined of head Dr. Toomer has history cognitive impairments:” “serious cognitive impairments that his have history His reveals There throughout his life. functioning undermined by functioning, deficient intellectual characterized weakness communica- reasoning, thinking, comprehension, logical tion, long range planning. vocabulary, concentration and deficits in and concrete and he had Reasoning is impaired He has prominent. that are mani- higher thought processes seizures, petit epileptic behavior consistent with mal fested out, he ‘blank’ as described including periods when would poor processing include information family. His deficiencies functional and latency. He has and deficient response him and seriously are impair deficiencies that adaptive (brain underlying neurological involvement symptomatic damage). concluded Dr. family’s descriptions Appellant,
Id. The in a Toomer, expect what one would were consisted with individual, and consisted with cognitively impaired were testing Toomer’s psychological results of his Dr. testing. Schizophrenia, “symptomatology reflecting revealed evaluation *28 Id. at 3. In Paranoia Affective Disorder.” type Bipolar and pro- opinion, impairments Dr. Toomer’s these deficiencies and mental evidence that could have been mitigation vide health Finally, to the at trial. he offered that a court provided at the appropriate have been competency evaluation would time of trial. because asserts that trial counsel was ineffective
Appellant him or anyone background he never asked or else about his evaluation, sought mental health never an history, expert or mental develop present any background did not or to that to argue Appellant incompetent health evidence was trial, to or as capacity, stand assert defense diminished evidence in the mitigation penalty phase. Competency
A. trial, Regarding competency Appellant his to stand asserts “there merely should have been a evalua competency hearing original tion and at the time of the trial proceed court ings.” Appellant’s alleged cognitive Brief at 47. Due to his impairments, Appellant asserts that the failure to have a competency evaluation and hearing “undermines confidence trial, to stand competency and thus establishes prejudice as to all of the Appel convictions and sentences.” court, lant’s Brief at 49. Before the alleged PCRA he that he Court, incompetent stand trial. to this brief however, he not allege does that he to stand incompetent trial, only that counsel sought competency should have a hearing. evaluation and The that PCRA court concluded counsel was not for failing investigate Appel ineffective lant’s competency to stand trial because stated on that he rights record understood his the proceedings him, was, against fact, that he indicating to stand competent N.T., 12/21/91, trial. at 45-46. required “plead by prove ...
preponderance the evidence or conviction sentence resulted from ... ineffective assistance of counsel which, case, in the circumstances of the particular so under mined the truth-determining process adjudica that no reliable guilt tion of or innocence could taken place.” have Common Robinson, (2005); wealth v. 583 Pa. 877 A.2d McGill, 832 A defendant is to be presumed duPont, competent to stand trial. Commonwealth v. Thus, 1330-31 the burden is on evidence, prove, preponderance *29 trial. v. incompetent
he
stand
See Commonwealth
(2005).
Brown,
1139,
In order to
582 Pa.
872 A.2d
Appellant
that he
must establish
prove
incompetent,
proceed
either unable to understand the nature of the
he was
Id.;
him to
in his
defense.
against
participate
or
own
ings
v.
555 A.2d
Hughes,
Commonwealth
does not assert that he was unable
understand
Appellant
him.
50 P.S.
proceedings against
the nature of
See
(a
7402(a)
he
to stand trial when
is
person
incompetent
§
object
the nature or
“substantially unable
understand
in his
participate
him or to
and assist
proceedings against
(Ter-
Brown,
1156;
defense”);
872 A.2d
rance) Williams,
Pa.57,
(2004); Hughes,
863 A.2d
Therefore,
if counsel had no reason-
The court found in the record to PCRA a illness that im- contention that he has mental Appellant’s at ability premeditate his to deliberate or his to paired ability murder, concluded that counsel was not the time and for a defense. failing present capacity ineffective to diminished
A
that a
capacity
requires
diminished
defense
the time of a
defendant establish he had a mental defect at
cognitive
murder that affected his
abilities of deliberation
to formulate
intent to kill.
premeditation necessary
specific
McCullum,
590,
1007,
v.
558 Pa.
A.2d
1009
Commonwealth
738
(1999). This
to
that he
requires
defense
defendant
admit
Johnson,
283,
v.
Pa.
815
killed
victim. Commonwealth
572
563,
Laird,
629,
(2002);
v.
555 Pa.
A.2d
578
Commonwealth
(1999) (“We
346,
A.2d
353
held that
defense of
have
‘[a]
diminished
capacity
only available to a defendant who
guilt’.”)
admits criminal
but contests the
liability
degree
Weaver,
(citing Commonwealth v.
500 Pa.
Trial counsel following post-trial testified motions murder, trial to in the strategy had been concede involvement argue supported but to that the facts no more that second- murder. degree attempted Trial counsel also to undermine eyewitness’ testimony identifying Appellant as shooter. contrast, In re- capacity diminished defense would have that he quired Appellant attempt to admit shot the victim and kill, that he intent to specific something show lacked fact, unwilling to do. still claims strategic he is innocent. Counsel’s decision to avoid conviction ca than a diminished pursue murder rather first-degree constitute ineffective assistance defense does not pacity Johnson, find (declining at 815 A.2d counsel. See capacity for not a diminished presenting counsel ineffective killed the not admit that he the defendant did defense where (James) Jones, Pa.222, victim); Commonwealth (1994) (“[C]ounsel’s decision to seek strategic defense capacity rather than diminished acquittal pursue if there is a reason assistance does not constitute ineffective chosen”); v. Pao strategy able basis for (1995) (where lello, particu “the basis, reasonable our course chosen counsel had some lar effective”). is deemed ceases and counsel’s assistance inquiry Mitigation C. appellate determine whether
We must next
raise trial counsel’s failure
ineffective for
mitigating
evidence
investigate
present
of friends
relying on
declarations
penalty phase. Again
Toomer,
asserts that trial coun
and Dr.
family
*31
his friends and
to interview
sel was ineffective
and mental
background
information on his
family
obtain
significant
history provides
health. He asserts that his life
history
damage,
and that his
of brain
background mitigation
disorder,
sig
impairments provide
thought
psychological
If trial counsel had investi
mitigation.
nificant mental health
as mitigation,
this evidence
gated
presented
jury’s appraisal
the
of his
that it would have influenced
argues
Rompilla
led to a different result. See
culpability and
(2005)
Beard,
The PCRA court accuracy” are “of family questionable rations from friends and and “without medical corroboration.” Op. PCRA Ct. at 10. declaration, Dr. Regarding Toomer’s court PCRA conclud- ed that it “conelusory general, based mainly on Further, anecdotal evidence.” Id. at 11. court PCRA noted that did not allege that trial counsel was aware of his alleged infirmities at the time of sentence. See Peterkin, Commonwealth v.
(1986) (“The reasonableness of counsel’s deci- investigative depends sions on the critically information supplied by defendant.”). Without an allegation that trial counsel was Appellant’s aware of supposed limitations, mental the PCRA court held that Appellant has no basis for claiming counsel was ineffective for failing present mitigation evidence. The court further that Appellant held not could demonstrate ineffective assistance of counsel because it was not clear how testimony to this effect could have swayed jury to impose sentence, a different and surmised that trial counsel chose not present this evidence in an effort to keep jury from hearing evidence that Appellant was unable to control himself and was a continuing danger to others.
Appellant argues that it is impossible to attribute a reason- able basis to trial counsel’s lack of investigation because there no PCRA hearing explain counsel could his Moreover, course of conduct. Appellant argues if even pursued strategy PCRA court attributed to him, it would not be reasonable because counsel did conduct an investigation upon which a reasonable strategic Further, decision could be based. Appellant asserts that the reason counsel was not aware this evidence was because he did not reasonably investigate.
The Commonwealth asserts that failure to indi- cate that he informed trial counsel of alleged background and mental health is fatal to this claim. To the contrary, the *32 argues oath, Commonwealth that under during a colloquy regarding to right testify, Appellant denied having ever been treated N.T., for mental health problems. at 12/26/91 45-46. Agreeing court, with PCRA the Commonwealth argues that “[t]he reasonableness of investigative counsel’s
106
by the
supplied
on the information
critically
depends
decisions
(Pa.1986),
Peterkin,
that
defendant,”
at 383
we
513 A.2d
no
that
because there is
evidence
reject
this claim
should
suspect psychological problems.
any
counsel had
reason
not
(finding trial counsel was
Appellant’s
derives from
waived
appeal
late counsel on direct
counsel,
the underly
of trial
of ineffective assistance
claim
component
considered as
appropriately
claim is
ing
417,
587 Pa.
900
Gorby,
v.
analysis.
essential
Commonwealth
McGill,
It
346,
(2006);
tiary hearing appellant to allow actions. assess the reasonableness counsel’s claim before Hughes resolving presently is instructive stipulated phase, us. During penalty addition, trial circumstances. mitigating two of a support mother in testimony Appellant’s presented 9711(e)(8). third, Appel- § mitigator. 42 Pa.C.S. catch-all that she *34 for life and testified lant’s mother her son’s pleaded hours, for his alone to care had to work long leaving Appellant least, the the very that at siblings. The record indicates coun- have testimony prompted mother should Appellant’s of child- awareness, of difficult degree, Appellant’s sel’s to some As in our Hughes, at 814. Hughes, hood. See A.2d testimony by claim is the lack of hampered examination of this regarding degree from trial the counsel’s awareness counsel family background of a Appellant’s allegations dysfunctional trial the extent of and mental health. Nor do we know or, deficient, not if the he did investigation counsel’s reasons evalua- family interview friends or or obtain mental health instance, extent tion. For do not and to we know whether what mother, the he counsel sole witness Appellant’s interviewed medi- or he obtained presented penalty phase, in the whether Moreover, cal, educational, records. it does history or social a mental-health appear professional not that counsel consulted his and during investigation preparation. proffered Appellant’s dysfunctional
The
evidence indicates
and,
functioning,
significant-
most
background, his low level
affective
and
ly,
schizophrenia, paranoia,
bipolar
evidence of
jury,
if
the
have been
proof,
disorder. This
believed
would
mitigator
poten-
sufficient
the mental health
and
implicate
catch-all
ascribed to the
tially
weight
jury
affect the
(“[T]he
at 815
mitigator.
Hughes,
penalty-phase
See
weight
...
in
and
qualitative
determination is a
one
which
likely
upon
of a
presentation
impact
detail
particular
cannot
at this
simply
We
ascertain
process.”).
deliberative
proof,
trial
juncture the extent of
counsel’s awareness
investigation
preparation
the nature
extent of his
investigate
or
the decision not to
penalty phase,
whether
present
evidence was the result of reasonable strate-
concerns.
gic
Hughes,
We cannot
accept
reasoning
PCRA court’s
support
rejection
its
of this claim that
trial counsel chose not to
present mitigation
in an
evidence
effort to
from
keep
jury
viewing Appellant as a continuing danger to others. We do
chose,
not know what counsel
because
did not testify
at a hearing
his
regarding
motives.
the cases on
Additionally,
Commonwealth relies
of its
support
argument
to allege
failure
that he informed counsel of
his childhood background and mental health is fatal to his
claim are factually distinguishable.
Bracey,
See
Similarly, in 746 A.2d at the appellant’s trial counsel stated at the PCRA hearing that he met with the appellant’s family “over and over again,” but the family was very uncooperative in terms of providing counsel with informa- tion that he Further, could use in mitigation. Id. the appel- lant himself did not inform his counsel of the sexual abuse that occurred the household. Id. appellant Because the and his family failed to reveal the extent of family home, abuse in the held that we counsel could not be for failing ineffective to present evidence of the pervasive abuse at the appellant’s trial. Id. 339-40, the Uderra, appellant at
Finally, for ineffective that counsel was direct appeal claimed on had used appellant the investigate to whether allegedly the under appellant the past, in the whether drugs murder, the and whether of at the time drugs influence deter problems. We history psychological had a appellant counsel trial allegations, the contrary appellant’s to mined to and prior numerous times the appellant conferred with potential for witnesses trial, investigation and counsel’s during to infor provide failure appellant’s own hampered by members. family of his and location identity about the mation post-trial Further, appellant’s counsel testified Id. him any inform did not appellant that the hearing motion commenced, already the trial had use until after drug alleged not establish that that it did time he determined at which Finally, Id. at the time of the murder. impaired appellant was alleged revealed his appellant that the never testified counsel on the record Based problems. history psychological appellant’s concluded that testimony, we trial counsel’s him apprise in order to cooperate failure to with own a basis provide could not relevant information allegedly ineffectiveness claim. had the cases, here has not trial counsel to those contrast an he did not conduct explain why testify opportunity Thus, evidentiary hearing required an investigation. this claim develop opportunity allow of counsel’s actions. See the reasonableness challenge purpose remand for this will 865 A.2d at We Hughes, only. Charge Simmons
VI. erred claim, that the trial court argues In his next that if it sentenced jury failing to instruct natural life. incarcerated for his that he be prison life in would *36 claim, 42 this it is waived. failed to raise trial counsel Because however, 9544(b). that trial argues, § also Pa.C.S. the trial court to to failing request ineffective for counsel was and that jury, appellate to the explanation this provide
Ill
appeal.
claim on
We
failing
litigate
ineffective for
this
ineffective
consider
trial counsel was
will therefore
whether
at
argument
for
to raise this
trial. See Commonwealth
failing
1,
v.
587 Pa.
cutor future which in to be informed that a life sentence requires jury asserts parole. life of See Pennsylvania possibility means without Carolina, 2187, 154, 114 129 v. South 512 U.S. S.Ct. Simmons (1994) if prosecutor L.Ed.2d 183 that a (plurality) (holding a future at a sen argues capital dangerousness defendant’s trial, may grant the defendant and should be tencing request in render jury penalty prison ed a instruction that a life will the defendant for v. Car ineligible parole); Commonwealth son, (2006) 501, 220, that a (holding 590 Pa. 913 A.2d 273 if the only prosecutor places Simmons instruction is mandated dangerousness the defendant’s future in issue and defen instruction). dant has that the trial court issue the requested claim, rejected The court that Simmons finding PCRA law, a v. Christy, announced new rule of see Commonwealth 192, 877, (1995), Pa. is not 656 A.2d entitled to trial counsel failed application retroactive because Smith, this issue. 544 Pa. preserve See Commonwealth (1996) 219, 1221, that does (holding Simmons apply and that former counsel was not inef retroactively law). predict change agree. fective We Pennsylvania Appellant’s Under law the time trial, juries courts from on the prohibited instructing were 810; parole. Hughes, 865 A.2d at Common possibility See (1990) (stating wealth v. Henry, and commutation not enter into parole, pardon, should deliberations). jury It not until three capital years trial, after that the Supreme United States Court decided Simmons and held certain circumstances juries should be life sentences include the instructed whether Simmons, possibility parole. See U.S. S.Ct. 2187, 129 183. Both the Supreme L.Ed.2d United States Court and this Court have held that Simmons announced *37 112 retroactively. not See O’Dell apply rule of law that does
new 1969, Netherland, 151, 157-67, 138 117 S.Ct. v. 521 U.S. (1997) a that announced new (holding L.Ed.2d 351 Simmons relief is not available corpus for habeas rule law 493, 585 Pa. 889 Duffey, v. retroactively); Commonwealth (2005). 56, cannot be deemed inef Because counsel A.2d 71 law, failure to in the the predict change for to failing fective constitute grounds an in this case does not request instruction 810; A.2d at 889. Christy, at 656 Hughes, for relief. 865 A.2d Burden of Proof YII.
Next, jury that the instructions argues circumstances mitigating for regarding proof burden jury instructed the that unconstitutional. The court were a reason proved beyond circumstances must be aggravating doubt, proved circumstances must be mitigating able and that is, evidence, aby greater by a “preponderance to phrase on this Appellant, focusing of the evidence.” weight instructions, asserts jury the exclusion of the rest of that a jury preponderance to the conveyed these instructions a reasonable beyond than proof standard is a heavier burden that trial counsel was argues In this regard, Appellant doubt. instructions, appel these and object for failing deficient to raise this issue. ineffective for late counsel was not found that The PCRA court the fact by as demonstrated by these instructions prejudiced factors mitigating of all three jury that the found the existence trial court broad possessed offered the defense. The jury to the phrasing discretion its instructions long so as the law was wording to choose its own permitted jury to the accurately presented clearly, adequately Williams, Pa.207, (Roy) v. 557 consideration. Commonwealth Hawkins, 1167, (1999); v. 549 Commonwealth 732 A.2d 1187 (1997), denied, 1083, 352, 492, cert. 523 Pa. A.2d 511 U.S. 701 (1998). Furthermore, 1535, a trial 118 S.Ct. L.Ed.2d instruction, for an as wording not counsel’s accept court need correctly (Roy) reflects the law. given as the instruction long Ohle, Williams, 1187; 503 Pa. v. Commonwealth (1983). that, in reviewing axiomatic A.2d It is instruction, consider an court must jury appellate challenged fragments, isolated entirety, merely in its charge legal conveys fairly the instruction ascertain whether Jones, at issue. Commonwealth principles they if upheld be Instructions will and are sufficient accurately reflect law adequately in its jury properly deliberations. guide *38 131, (2001); Rivera, 289, Common- 565 Pa. 773 A.2d v. Gibson, 473, In Pa. v. wealth trial on the by Appellant, to the sentence focused addition as jury court also instructed the follows: circum- prove aggravating must The Commonwealth mean that a reasonable doubt. This does not beyond stance circum- aggravating must prove Commonwealth A certainty. a mathematical beyond stance all doubt or to that cause a reasonable doubt is the kind of doubt would acting sensible to hesitate before person reasonable and in his own affairs. A reasonable upon important an matter juror that a may must be a real doubt. It not be one doubt unpleasant or makes out an imagines up carrying avoid duty. contrast, circum- prove mitigating the defendant must However, he a cir- only prove mitigating
stances. has is, evidence; by cumstance a that by preponderance a of the evidence. In this case there is greater weight circumstances stipulation mitigating verdict that at least two exist. aggravating mitigat
The different treatment of safeguards against circumstances is one of the an ing law’s unjust sentence. It the full benefit gives death defendant circumstances. This is related any mitigating procedure Remember, to the burden of the Com proof requirement. prove aggravating beyond monwealth must an circumstance prove has to only a reasonable doubt while defendant preponderance of the evi mitigating circumstances dence.
(N.T.
31-34)
added).
12/30/91,
Thus,
(emphasis
when viewed
whole,
in context as a
the trial court’s instructions regarding
respective
plainly
jury
burdens
informed the
concerning
applicable
the relative burdens of
circum-
proof
aggravating
stances and
mitigating
clearly conveyed
circumstances
bore the lesser burden of the
preponderance
Therefore,
the evidence.
counsel cannot be deemed ineffec-
object
tive for
to a
no
proper charge. Accordingly,
Williams,
relief is due on this claim.
(1999) (rejecting
Pa.
an ineffective-
instructions).
claimed based on the
jury
ness
same
Jury
VIII. Written
Instructions
next
by providing
jury
asserts
with
completing
written directions for
the sentencing
slip,
verdict
improperly
jury
the trial court
sent the
out to deliberate with
“written instructions”
violation of Commonwealth v. Oley
(1990)
nik,
(condemning
jury
The instructions of in Appellant complains which were con- complete sentencing nection with how to the verdict In slip. Johnson, Pa. 815 A.2d 583-84 (2002), rejected There, we the claim now advances. here, as the designed written instructions were to assist the in jury completing complicated the somewhat verdict forms any and did not contain statements on of In points law. contrast, Oleynik, the court sent out the jury with written causation, instructions on the of legal definitions third-degree murder, involuntary manslaughter. That situation is obvi- case, ously distinguishable from Johnson and this where law, instructions did not contain an points articulation of but fill merely explained jury to the how to out the verdict slip. for detailing procedure to the jury directions “Written that to subject interpretations are not filling slip out a verdict Johnson, a defendant.” potentially prejudice could Therefore, not ineffective trial counsel was at 583-584. instructions. object written Proportionality
IX. Review Next, this did not con asserts that Court of his death sentence meaningful proportionality duct a review (h)(3)(iii). § required direct as Pa.C.S. appeal by on previously litigated, this claim is acknowledging While Specifically, Appellant asks this Court to revisit it. that the database maintained the Administrative alleges Pennsylvania upon by Office of Courts and relied Court conducting the is flawed and inaccurate. proportionality review
On direct
we conducted a review of
appeal,
9711(h)(3),
§
pursuant
requires
sentence
Pa.C.S.
sufficiency
us to
supporting
review
evidence
circumstance,
jury’s
aggravating
of one
and to deter-
finding
imposed
product
mine whether the sentence of death
was the
factor,
or
other
or
passion, prejudice,
any
arbitrary
was
in similar
disproportionate
penalty imposed
excessive or
to the
record,
Upon
cases.
X. Ineffective assistance of all Next, trial and counsel’s argues appellate relevant and research the law and facts investigate failure “to case, objections arguments” to make the to this ineffective assis- prejudicially raised “constitutes presently assert- baldly Brief at 77. Appellant’s tance of counsel.” counsel, has failed prior the ineffectiveness of all ing He has failed meaningful claim in fashion. develop any to Pierce test three-prong forth his claim pursuant set counsel claim. an assistance of establishing ineffective not self-prov- assistance of counsel are “Claims ineffective 978, Wharton, 85, 986 v. Pa. 811 A.2d ing....” Com. 571 Pierce, (2002); v. 786 A.2d at see also Commonwealth Therefore, boilerplate, undeveloped argu all counsel is prior the ineffectiveness of respecting ment relief. post-conviction to establish an entitlement insufficient Bond, 1250; 572 Pa. 896 A.2d at Commonwealth v. Spotz, See (2002) 588, 33, boilerplate allegation 41 that a (noting 819 A.2d litigate ineffective for prior that all counsel were burden of discharge appellant’s does not waived issues ineffectiveness); v. 568 Pa. Bracey, Commonwealth proving (2001); 264, 935, v. Abdul- 940 n. 4 Commonwealth (2001). Salaam, 79, 558, n. 3 570 Pa. 808 A.2d Error XI. Cumulative to relief contends he is entitled Finally, Appellant because of the cumulative from his conviction and sentence in his brief to this alleged effect of the errors he has Court. held, may of failed claims As this has often no number Court individually. fail to do they relief it so collectively warrant (James) Williams, Pa.553, 896 A.2d Commonwealth v. Rollins, 452; (2006); v. 738 A.2d Commonwealth v. 725 A.2d 1208- Blystone, Commonwealth Williams, Pa.265, (1999); (Craig) *41 Accordingly, the order of the PCRA court is vacated and the matter is remanded for proceedings additional consistent with this opinion. CAPPY, CASTILLE,
Chief Justice Justice Justice BALDWIN and Justice join opinion. FITZGERALD
Justice SAYLOR concurs the result.
Justice EAKIN files a concurring and dissenting opinion. EAKIN, Justice concurring dissenting. join
I
the majority opinion, with the
exception
Section
V(C), which remands to the PCRA court for testimony about
trial counsel’s consideration of Appellant’s potential mental
problem.
107-10,
health
Majority Op., at
(2005). The PCRA court reviewed claim he had a mental health problem and determined “[Appellant’s] affida- vits from family friends and alleging members suffered [he] problems mental do not establish mitigation. The allegations contained in these affidavits are of questionable accuracy and are without medical corroboration.” PCRA Court Opinion, 7/26/04,at 10. The PCRA court concluded Appellant failed “to show how testimony this effect swayed would have the jury impose a different sentence.” Id. This sup- conclusion is ported by Likewise, the record. I find no legal error. Ac- cordingly, review, under our well defined standard of order below should be affirmed. I see no reason why PCRA court should receive about testimony trial counsel’s investigation when the PCRA court justifiably has determined there is no alleged merit to the mitigating mental health issue in the place. first review, Under our limited standard of I affirm would the PCRA court.
