COMMONWEALTH OF PENNSYLVANIA, Appellee v. THOMAS AUGUST RABOIN, Appellant
No. 9 WAP 2020
IN THE SUPREME COURT OF PENNSYLVANIA WESTERN DISTRICT
DECIDED: SEPTEMBER 7, 2021
JUSTICE DONOHUE
[J-104-2020] [MO: Mundy, J.] ARGUED: December 2, 2020
CONCURRING AND DISSENTING OPINION
The trial court permitted the Commonwealth, in the rebuttal stage of trial, to play substantial portions of a videotaped interview between a forensic specialist and the child victim (“A.W.”). I agree with the Majority that
I.
Rule 106 does not apply because counsel did not mislead the jury in the manner contemplated by the rule
The Commonwealth argues that
I agree with the Majority that
As the Majority explains, the trial judge did not cite
However, I conclude that
The high Court observed that “the concerns underlying
There was no comparably discernable misleading impression of the forensic interview that the Commonwealth needed to address. According to the Commonwealth, the jury might have been left with the impression that A.W. was not telling the truth. See Commonwealth’s Brief at 11 (“Regardless, given that the prosecution was attempting tо counter the insinuations made by defense counsel … that the victim’s accusations against Raboin were untrue … .”); id. at 27 (arguing that defense counsel “created in the minds of the jurors the suggestion that there was something about that interview that called into doubt the allegations that the victim had made from the witness stand.”). At the risk of stating the obvious, the entire point of this criminal trial was to determine if the victim’s accusations were true. This case presented the jury with a straightforward task of determining whether A.W., the only fact witness with any direct knowledge of these crimes, credibly testified that Raboin sexually assaulted her. Any cross-examination of A.W. is by definition insinuating that the victim’s accusations are untrue. That is defense counsel’s constitutional duty. The Commonwealth’s position, taken to its logical end, means that the rule of completeness permits the introduction of any kind of prior statement that corroborates, in any sense, the “accusations” against a defendant.4
Significantly, the Commonwealth fails to specify how the jury was misled by the questioning beyond suggesting that Raboin was not guilty, let alone how the videotape cured those prejudicial misimpressions. The Beech Aircraft Court pointed to a quite specific kind of misimpressiоn: the jury would come away thinking that the witness had previously adopted a completely different opinion than the one he testified to, and that he later came up with an alternative theory solely for purposes of litigation. To put this case in Beech Aircraft terms, the cross-examination would need to convey that A.W. told the forensic interviewer that she was never sexually abused by Raboin and only later leveled the accusations for some other reason. The Commonwealth does not claim that is the case. Nor could it. Certainly, if Raboin had asked a clearly misleading question the Commonwealth would cite that. The exceedingly generic description of “misleading” cited by the Commonwealth and accepted by the Majority is simply incompatible with the purpose of
II.
Rule 613 does not justify admission of the entire videotape
The Majority agrees that the trial court erred in admitting the evidence and further determines that introducing the evidence was not harmless beyond a reasonable doubt. Majority Op. at 19 (“Given these clear violations of
Instead of remanding, I would simply address the
[A]ny motive that A.W. would have had to lie about the actions that she attributed to Raboin would have existed at the time that she submitted to the forensic interview. Therefore, it would appear that Judge Rangos, as outlined in Bond, was not justified in admitting the video as a prior consistent statement to rehabilitate the victim.
Commonwealth’s Brief, 976 WDA 2018, at 18 (footnote omitted).
I see no reason to further delay disposition of this case. Indeed, the Superior Court will be bound to follow its Bond precedent, and I would explicitly endorse the Bond Court’s prior consistent statements analysis. See Bond, 190 A.3d at 667-70. Finally, both parties have already briefed whether the error is harmless beyond a reasonable doubt. We should thus decide that issue based upon the traditional harmless error analysis articulated in Story.
In my view, the evidence was not admissible as a prior consistent statement. While the trial court ruled that the evidence was admissible on this ground, see supra note 2, it later conceded that it erred in admitting this evidence and determined that its error was harmless beyond a reasonable doubt. Because the ultimate question is whether the trial court’s judgment will be affirmed, I briefly address that issue.
The Rule states, in pertinent part:
(c) Witness‘s Prior Consistent Statement to Rehabilitate. Evidence of a witness‘s prior consistent statement is admissible to rehabilitate the witness‘s credibility if the opposing party is given an opportunity to cross-examine the witness about the statement and the statement is offered to rebut an express or implied charge of:
- fabrication, bias, improper influence or motive, or faulty memory and the statement was made before that which has been charged existed or arose; or
- having made a prior inconsistent statement, which the witness has denied or explained, and the consistent statement supports the witness‘s denial or explanation.
Arguably, some of the cross-examination touched on an implicit or explicit accusation of the grounds listed in
But we need not parse out which statements may have been justifiably admitted as prior consistent statements and which were not. It suffices to say that the trial court erred because a court abuses its discretion when it admits statements that do not directly address the rationale for admitting the priоr consistent statement. Admitting prior consistent statements that respond to an accusation of fabrication would not justify permitting statements that had nothing to do with that charge.7 Compare Commonwealth v. Fisher, 290 A.2d 262, 268 (Pa. 1972) (“The rule of permissible rehabilitation is not so broad as to permit the use of hearsay on one subject to support the impeached testimony on another subject.”). The Majority recognizes this same point with respect to its
Here, it cannot be the case that every hearsay statement on the tape qualified as a prior consistent statement with respect to a point raised on cross-examination or through other evidence. Accordingly,
III.
The error was not harmless beyond a reasonable doubt
Nor was the error harmless beyond a reasonable doubt. The harmless error analysis must be the same for an erroneous admission under
Recently, in Commonwealth v. Hamlett, 234 A.3d 486 (Pa. 2020), this Court confronted a case that largely mirrors the present controversy; indeed, it involved the same trial judge permitting the Commonwealth to play a videotaped recording of a forensic interview as a prior consistent statement pursuant to Willis and Hunzer. However, in Hamlett, unlike the present case, Bond was not decided until after the parties
We accepted appeal in Hamlett to determine whether an appellate court can raise harmless error sua sponte and affirmed. Notably, our grant was limited to the Superior Court’s ability to do so and we did not address whether it correctly resolved that point. Id. at 489 n.2 (stating that the question presented did not “encompass the narrower question of whether the Superior Court may have erred in the substantive aspects of its harmless-error review”). In the present circumstances, where the substantive question of whether the error was harmless beyond a reasonable doubt is before us, I conclude it is not. I am persuaded by the salient aspects of Justice Wecht’s dissenting opinion in Hamlett challenging the notion that an error can be dismissed as merely cumulative, and thus harmless, when its cumulative nature was the very reason that it was error. Under this circumstance, an appellate court may not conclude, beyond a reasonable doubt, that the erroneously admitted video corroboration of critical testimony did not influence the jury‘s assessment of the credibility of competing evidence. Id. at 519-21 (Wecht, J., dissenting).
As this case involves virtually identical factual circumstances, the problems identified by Justice Wecht appear here, too. The point that an error cannot be dismissed as cumulative and thus harmless when the cumulative nature was the very reason it was error is starker here than in Hamlett, because here the Commonwealth argues that the admission of the videotape was needed pursuant to the rule of completeness based on Raboin’s cross-examination. Thus, in the Commonwealth’s telling, the impeachment was
Second, and related to the foregoing, I agree with Justice Wecht that, at a minimum, in a he-said/she-said conflict such as this one, the harmless error beyond a reasonable doubt standard simply cannot apply when the accuser’s credibility is bolstered by the playing of а videotape that corroborates the trial testimony. Id. at 501 (Wecht, J., dissenting) (observing that “harmless error necessitates that the evidence be uncontradicted—a requirement that prevents the reviewing court from making questionable assessments of the credibility of competing evidence from its inherently limited appellate perspective”). There is no evidence to convict other than A.W.’s testimony. We cannot cite overwhelming evidence of guilt as a basis to affirm the conviction where the only direct evidence against Raboin is the word of his accuser.
Critically, I am highly persuaded by Raboin’s argument that the point at which the tape was admitted and played severely undermines the Commonwealth’s argument that
Furthermore, as discussed earlier in this opinion, the Confrontation Clause demands that the defendant be given an opportunity to confront his accuser. See supra note 4. The trial court’s decision to let the jury see and hear an accuser for a second time without any subsequent cross-examination flouts that guarantee. It is little comfort to a defendant that he previously was able to cross-examine the victim when the trial court permits the jury, right before deliberation, to see the victim’s interview under circumstances which are designed to be non-adversarial. I find showing the jury a version of the еvents that was not subject to adversarial testing highly problematic. Coy v. Iowa, 487 U.S. 1012, 1020 (1988) (“That face-to-face presence may, unfortunately, upset the truthful rape victim or abused child; but by the same token it may confound and undo the false accuser, or reveal the child coached by a malevolent adult. It is a truism that constitutional protections have costs.”). Thus, the trial court’s conclusion that this error was harmless beyond a reasonable doubt because Raboin previously cross-examined A.W. is unpersuasive. Raboin could not cross-examine the tape, and the myriad audio and visual clues that it contains were not subject to any adversarial testing. I find that there is an obvious risk that the jury was swayed by the presentation of the video interview immediately before its deliberations.
Third, the Commonwealth’s substantive argument in support of finding no harmless error cites, in support, the Superior Court’s decision in Commonwealth v. Lively, 231 A.3d 1003, 1009 (Pa. Super. 2020), which, in turn, cited and discussed the Bond Court’s harmless error analysis. The Bond Court’s erroneous analysis of harmless error states:
Next, we consider the Commonwealth’s argument that the trial court’s error was harmless.
The doctrine of harmless error is a technique of appellate review designed to advance judicial economy by obviating the necessity for a retrial where the appellate court is сonvinced that a trial error was harmless beyond a reasonable doubt. Its purpose is premised on the well-settled proposition that [a] defendant is entitled to a fair trial but not a perfect one.
Commonwealth v. Allshouse, 614 Pa. 229, 36 A.3d 163, 182 (2012) (quoting Commonwealth v. Thornton, 494 Pa. 260, 431 A.2d 248, 251 (1981) ).
On this point, we turn for guidance to [Commonwealth v. Busanet, 54 A.3d 35, 66 (Pa. 2012)]. There, the defendant alleged his appellate counsel was ineffective for failing to challenge the trial court‘s admission of a witness‘s prior consistent statement. Busanet, 54 A.3d at 65. The witness was the Commonwealth‘s “key witness,” and he testified that he was with the defendant when the defendant fired a gun at the victim in retribution for a robbery. Id. Defense counsel examined the witness on his motive to obtain favorable treatment from the Commonwealth in his own case. Id. The Commonwealth introduced a prior consistent statement—the witness‘s written statement that he gave to police 15 days after the crime occurred. Id. Trial counsel objected because the witness already had a motive to lie at that point, but the trial court overruled the objection. Id. at 66. Appellate counsel did not pursue the issue on direct appeal.
The Supreme Court found no ineffective assistance of counsel because the defendant failed to establish prejudice: “Nevertheless,
even assuming for purposes of argument that the trial court erred by admitting [the witness‘s] prior statement under Pa.R.E. 613 (e) [sic], we agree with the PCRA court that such a claim would not have entitled Appellant to relief on appeal[.]” Id. at 67. Trial counsel “meticulously cross examined [the witness] with evidence of his motive to testify favorably for the Commonwealth[.]” Id. “Further, on re-cross examination of [the witness], trial counsel painstakingly pointed out to the jury that when [the witness] made the prior statement, he was concerned about being charged in connection with the shooting.” Id. The Supreme Court also noted other “overwhelming” evidence of the defendant‘s guilt, including other witnesses, ballistics evidence, and the defendant‘s own statements. Id. Thus, any error on the part of the trial court or counsel did not prejudice the defendant in Busanet.We find Busanet instructive. …
In addition to the previous observations challenging this type of harmless error analysis, Busanet involved a different legal standard. The Busanet decision involved a claim of ineffective assistance of counsel. To prevail on that type of claim, a petitioner must establish that the error was prejudicial, defined as a reasonable probability that the outcome of the proceeding would have been diffеrent but for the error. Putting aside the fact that the Commonwealth bears the burden of showing that the error was not harmless beyond a reasonable doubt, the legal standard for harmless error is more favorable to the defendant. In other words, a defendant can prevail on direct appeal for a preserved error, i.e., he or she receives a new trial because the Commonwealth could not establish that the error was harmless beyond a reasonable doubt, yet not receive a new trial for the exact same unpreserved error during collateral proceedings. As we explained in Commonwealth v. Spotz, 84 A.3d 294, 315 (Pa. 2014):
We agree with the Commonwealth that the Superior Court did not utilize the correct standard in concluding Appellee was prejudiced by trial counsel‘s failure to object to the
prosecutor‘s references to Appellee‘s post-arrest silence during the cross-examination of Appellee. The panel applied the “harmless error” standard in determining whether the Strickland/Pierce “prejudice” prong was met. However, as this Court suggested in Spotz I, “the test for prejudice in the ineffectiveness context is more exacting than the test for harmless error, and the burden of proof is on the defendant, not the Commonwealth.” Spotz I, 582 Pa. at 227, 870 A.2d at 834 (citations omitted). As a general and practical matter, it is more difficult for a defendant to prevail on a claim litigated through the lens of counsel ineffectiveness, rather than as a preserved claim of trial court error.
The Bond Court’s analysis treated harmless error and prejudice as the same. It determined that a trial counsel’s objection to this type of evidence presents the same considerations in terms of whether a new trial is warranted as in a case where a petitioner is required to еstablish prejudice in a collateral proceeding. That is manifestly incorrect.9
For the foregoing reasons, in my view the trial court erred in allowing the Commonwealth to play the child victim’s forensic interview in rebuttal and the error was not harmless beyond a reasonable doubt. I would grant a new trial.
Justices Saylor and Wecht join this concurring and dissenting opinion.
Notes
Kenneth S. Broun, et al., 1 MCCORMICK ON EVIDENCE § 47 (8th ed.).The two most common rehabilitative methods are: (1) introduction of supportive evidence of good character of the witness attacked, and (2) proof of the witness‘s consistent statements. The basic question is whether these two types of rehabilitation evidence reprеsent a proper response to the specific methods of impeachment that have been used. The general test of admissibility is whether evidence of the witness‘s good character or consistent statements is logically relevant to explain the impeaching fact. The rehabilitating facts must meet the impeachment with relative directness. The wall, attacked at one point, may not be fortified at another, distinct point.
