40 Mass. App. Ct. 801 | Mass. App. Ct. | 1996
Pursuant to Mass.R.A.P. 5, as amended, 378 Mass. 930 (1979), a Superior Court judge has reported the following question for our determination: “May a defendant be subjected to a probation revocation based upon criminal conduct occurring after the imposition of the sentence to probation but before the commencement of the probationary period?”
1. The facts. We relate the facts which give rise to the reported question. Convicted of sexually assaulting the daughter of his second wife,
While incarcerated (about six months into his committed sentence at Concord and about eighteen months from his earliest parole eligibility date on that sentence), the defendant solicited a “hit man” to murder his second wife in exchange for the anticipated proceeds from the sale of her house following her death. The “hit man” was an undercover State police officer. The defendant was convicted of this crime, which the trial judge believed to be a common law misdemeanor, and received a two and one-half year sentence to be served from and after his Concord sentence.
After the defendant’s conviction for the crime of solicitation of murder, the Commonwealth commenced the present proceedings to revoke the probation imposed upon the defendant’s three concurrent nine-year sentences.
2. Discussion. It is the defendant’s argument that, as matter of logic, he could not violate his probation before he had begun service of the probationary period. As put by him, a “person cannot lose, abuse, or violate what he never had.”
Although the reported question appears to be an open one in this Commonwealth, other jurisdictions have rejected the claim that probation cannot be violated before commencement of the imposed probationary period. Federal courts have refused to construe 18 U.S.C. §§ 3651 and 3653 (the Federal analogues to G. L. c. 279, §§ 1 and 3) as restricting the court’s power to revoke probation to only those instances where the offender is currently “on probation.” See United States v. Ross, 503 F.2d 940, 943 (5th Cir. 1974), and cases therein cited. Although § 3653 speaks to revocation “[a]t any time within the probation period” (compare G. L. c. 279, § 3, “at any time before final disposition of a case,” note 3 supra), the Fifth Circuit held, 503 F.2d at 943: “Aside from the fact that Section 3653 is not by its terms exclusive, case law and sound policy reject [the defendant’s] contentions.”
Federal case law provides that revocations of probation will not be disturbed upon appeal absent a showing of an
A survey of State court decisions on the issue reveals the following: “Facing the same question under state law, the courts have, with a single exception [State v. DeAngelis, 257 S.C. 44 (1971)], reached the same conclusion as the courts applying federal law, finding that (1) probation may be revoked for acts committed by the defendant after imposition of sentence but before commencement of the probation term, finding such authority in statutes or public policy, or (2) the court has inherent power to revoke when the defendant demonstrates that he is unsuitable for probation, or (3) the defendant violated an implied condition of the court’s discretionary grant of probation. In the single case finding that the court had no authority to revoke probation for acts committed after imposition of sentence but prior to commencement of the probation term, the court based its decision on the fact that the sentencing order was ambiguous and resolved the ambiguity in favor of the defendant.” Annot., Power of Court to Revoke Probation for Acts Committed After Imposition of Sentence but Prior to Commencement of Probation Term, 22 A.L.R.4th 755, 757 (1983).
Massachusetts holds that the “primary goals of a probationary sentence are rehabilitation of the probationer and protection of the public,” Commonwealth v. Power, 420 Mass. 410, 414 (1995), and that revocation of probation is a matter of discretion which cannot be exercised arbitrarily or without reason. See McHoul v. Commonwealth, 365 Mass. 465, 469-470 (1974); Commonwealth v. Faulkner, 418 Mass. 352, 365 n.11 (1994). As noted at the outset of our discussion, there is nothing in the language of either G. L. c. 279, § 1 or § 3, which precludes a revocation of probation for a violation of the conditions of probation after the imposition of probation but before the commencement of the probationary period. Nor is there anything in our public policy which would preclude, as matter of law, the revocation of the defendant’s probation when he violated its conditions before he even began his probationary term by seeking the murder of his wife.
Having answered the reported question “Yes,” we remand the case to the Superior Court for further proceedings.
So ordered.
In a footnote to the report, the judge presented a “more narrow[ J" formulation of the question: “May an inmate be subject to probation revocation based on criminal conduct occurring after the imposition of the
Specifically, one count of assault of a child under the age of sixteen years with intent to commit rape and three counts of indecent assault and battery of a child under fourteen years of age.
Section 1, as amended by St. 1975, c. 347, reads, in pertinent part: “When a person convicted before a court is sentenced to imprisonment, the court may direct that the execution of the sentence, or any part thereof, be suspended and that he be placed on probation for such time and on such terms and conditions as it shall fix.” Section 3, as amended by St. 1974, c. 300, provides, as relevant: “At any time before final disposition of the case of a person placed under probation supervision or in the custody or care of a probation officer, the probation officer may arrest him without a warrant and take him before the court, or the court may issue a warrant for his arrest. When taken before the court. . . if he has been sentenced, it may continue or revoke the suspension of the execution of his sentence.”