COMMONWEALTH оf Pennsylvania, Appellee, v. John PEREZ, Appellant.
Supreme Court of Pennsylvania.
Argued April 9, 2002. Decided March 24, 2004.
845 A.2d 779
Hugh J. Burns, Michael Erlich, Philadelphia, for Com.
Before: ZAPPALA, C.J., and CAPPY, CASTILLE, NIGRO, NEWMAN, SAYLOR and EAKIN, JJ.
OPINION
Justice EAKIN.
We are asked to determine whether the Superior Court erred in affirming appellant‘s judgment of sentence for robbery and related offenses, when the evidence included an inculpatory statement appellant made more than six hours after his arrest, before he was arraigned. The Superior Court‘s application of the “six-hour rule” established by Commonwealth v. Davenport, 471 Pa. 278, 370 A.2d 301 (1977), and Commonwealth v. Duncan, 514 Pa. 395, 525 A.2d 1177 (1987) (Opinion Announcing the Judgment of the Court),1 causes us to re-examine this bright-line rule, which calls for suppression of a pre-arraignment confession simply because it was obtained more than six hours after arrest.
At 4:30 p.m., on November 24, 1996, three men robbed a deli at gunpoint. Based on the victims’ account and a videotape from a security camera, pоlice had a description of the suspects and their car. At 6:15 p.m., a pizzeria was robbed by three men of the same description, with the same car. At 6:30 p.m., police stopped a car matching the description, and finding its occupants matched the description of the suspects, arrested them for both robberies.
At approximately 11:15 p.m., after concluding his preliminary investigation of the crime scenes, Detective George Fetters began to interview appellant. When Detective Fetters ran a computer check at 11:42 p.m., using the name appellant had given, he discovered appellant had lied. Police ascertained appellant‘s true identity around midnight; at 12:15 a.m., they telephoned his aunt, with whom he lived, and asked her to be present while they talked to appellant. She declined, but gave the detectives permission to speak with appellant about the robberies. At 12:45 a.m., appellant was given Miranda2 warnings and agreed to make a statement; he confessed to being involved in both robberies. Questioning concluded at 4:35 a.m. Appellant was arraigned at 9:24 a.m., nearly 15 hours after his arrest.
Appellant moved to suppress his statement because it was not obtained within six hours of his arrest, in violation of Davenport and Duncan. The trial court denied the motion. Appellant was tried as an adult, a jury found him guilty, and he was sentenced to 8 to 20 years imprisonment. He appealed to the Superior Court, again alleging his confession should have been suppressed.
The Superior Court affirmed, concluding that although the interrogation did not begin until nearly six hours following arrest, suppression was not required because appellant caused the delay by giving the police false information. Commonwealth v. Perez, 760 A.2d 873, 876 (Pa.Super.2000), appeal granted, 567 Pa. 759, 790 A.2d 1015 (2001). The majority was reluctant to allow appellant to benefit from a delay he intentionally caused, and cited the reasoning in Commonwealth v. Devan, 338 Pa.Super. 95, 487 A.2d 869 (1985) (plurality), where the two-hour delay resulting from the accused‘s use of a false name was excluded from calculation of the six-hour period. The Devan court analogized cases where the defendants deliberately made themselves unavailable for trial, yet claimed violations of former
Accordingly, the Superior Court held the six-hour period did not begin to run until appellant gave the police his correct name, rather than at the time of his arrest, when he used a false name. The court also noted that the interrogation was not prolonged, and appellant did not allege his statement was coerced or involuntary. The majority concluded:
In view of the cause of the delay and the circumstances surrounding it in this case, suppression of the statements made to police by Perez would not comport with the spirit behind the rule or with this Court‘s previous rulings that a defendant should not profit from a delay which he himself has caused.
Judge Johnson dissented, for three reasons. First, he concluded the majority erred in relying on Devan, which was not a majority opinion, and thus of no precedential value. He further concluded the cases cited in Devan were not analogous to this case beсause appellant‘s false information did not make him physically unavailable for arraignment, nor did appellant waive his right to prompt arraignment.
Finally, Judge Johnson observed the majority‘s holding conflicted with Davenport and Duncan. Although some members of this Court have expressed dissatisfaction with the rule, see Commonwealth v. Bridges, 563 Pa. 1, 757 A.2d 859, 883 (2000) (Saylor, J., concurring; joined by Cappy, J.), cert. denied, 535 U.S. 1102, 122 S.Ct. 2306, 152 L.Ed.2d 1061 (2002), the dissent concluded it was beyond the Superior Court‘s authority to discard the rule as long as it remains binding precedent. Judge Johnson also concluded appellant‘s failure to allege his confession was coerced or involuntary was of no import, as the six-hour rule contemplated that the “‘mere passage of time’ while under arrest could have a coercive effect on a defendant.” Perez, at 882 (Johnson, J., dissenting) (quoting Duncan, at 1182). Finding appellant had only to show his statement was made beyond the six-hour period, the dissent would have suppressed it.
In this appeal, appellant likewise argues the true cause of the delay was not his false information, but the police‘s decision to continue the initial investigation prior to interrogation; he argues they had sufficient information from the surveillance video, and there was no reason for the delay in questioning him. He further contends there is no need to incorporate an “excludable time” analysis into the six-hour rule, when the rule already allows for the exception of exigent circumstances.
The Commonwealth counters that police began interrogating appellant within the six-hour period, but were delayed for over an hour by appellant‘s false information, which made additional investigation and processing necessary. The Commonwealth further argues the six-hour rule should be reconsidered, citing the acknowledged shortcomings of a bright-line rule of exclusion, as well as case law from other jurisdictions which have abandoned a per se approach to exclusion in favor of a “totality of the circumstances” test.
In Pennsylvania, the right to prompt arraignment is set forth in the Rules of Criminal Procedure, which state that a person who has been arrested ”shall be afforded a preliminary arraignment by the propеr issuing authority without unnecessary delay.”
Before Davenport, to enforce the prompt arraignment requirement, this Court held all evidence obtained during unnecessary delay between arrest and arraignment was inadmissible, unless the evidence bore no relationship to the delay. Commonwealth v. Futch, 447 Pa. 389, 290 A.2d 417, 419 (1972)4
(identification obtained during uncounselled line-up after unnecessary 13-hour delay was inadmissible, but harmless error, in light of other independent identification evidence). This holding was refined in Commonwealth v. Williams, 455 Pa. 569, 319 A.2d 419 (1974), where this Court developed a three-part test for determining whether evidence obtained during pre-arraignment delay would be suppressed: (1) the delay must be unnecessary; (2) the evidence must be prejudicial; and (3) the evidence must be reasonably related to the delay. Id., at 420.
Given the flood of cases that followed, this Court in Davenport sought to “simplify the task of determining the admissibility of statements taken before arraignment and thereby further judicial economy.” Id., at 306. The Court adopted a rule that made the admissibility of statements obtained between arrest and arraignment dependent on the length of time between these events: “[i]f the accused is not arraigned within six hоurs of arrest, any statement obtained after arrest but before arraignment shall not be admissible at trial.” Id. Six hours was chosen because there was no case where a delay of six or more hours was held to be “necessary” delay, and the National Advisory Commission on Criminal Justice had recommended that time frame. See id., at 306 n. 7 (collecting cases and citing Standards and Goals of the National Advisory Committee on Criminal Justice, Corrections § 4.5 (1973)).
In Duncan, the rule was modified, in response to a decade of mechanical enforcement of the six-hour period. The Court reiterated the twin aims of the rule, “to guard against the coercive influence of custodial interrogation, [and] to ensure that the rights to which an accused is entitled at preliminary arraignment are afforded without unnecessary delay.” Id., at 1181 (quoting Davenport, at 305). The Court stressed that thеre was never an intent to have the rule rigidly applied without regard to its purpose of discouraging coercive interrogation, and emphasized the rule did not abandon Futch and Williams’ requirement that the evidence sought to be suppressed be reasonably related to the delay. Duncan, at 1182. Therefore, in determining whether to suppress an incrimina-ting statement, “the focus should be upon when the statement was obtained, i.e., within or beyond the six-hour period.” Id. Accordingly, the rule was modified to allow the admission of statements made within six hours of arrest, regardless of when arraignment occurred, as such statements were not the product of delay.
In Commonwealth v. Bond, 539 Pa. 299, 652 A.2d 308 (1995), this Court reaffirmed the six-hour rule, holding it to be offense-specific; that is, “the arrest of a suspect for one criminal offense does not commence the six-hour period for questioning regarding a separate criminal offense.” Bridges, at 870 (citations omitted); see
Application of a stringent bright-line rule to the vastly different sets of circumstances that may be involved in arrest, investigation, and arraignment has yielded perplexing results, and the rule has drawn its share of criticism. See Commonwealth v. Keasley, 501 Pa. 461, 462 A.2d 216, 217 (1983) (McDermott, J., concurring) (“The Davenport rule severely undermines the truth-determining process, and results in the exclusion of constitutionally permissible statements.“); Commonwealth v. Jenkins, 500 Pa. 144, 454 A.2d 1004, 1008 (1982) (McDermott, J., concurring) (“We must ... discard Davenport and return to a more flexible approach. This will enable our courts to suppress statements where they were obtained through coercion rather than watch the clocks and count the hours.“); Commonwealth v. Bennett, 498 Pa. 656, 450 A.2d 970, 971 (1982) (Flaherty, J., concurring) (“‘[S]topwatch justice’ exacts a considerable toll on society when one who is actually guilty of the crimes charged escapes conviction and punishment for his guilty conduct because of what is termed in lay parlance, a ‘technicality‘“); id., at 972 (McDermott, J., concurring) (“[T]he iron six-hour rule of Davenport has created more mischief than it ever cured ... in fact, it cannot even cure the mischief to which it was addressed. The Davenport rule had shielded the guilty for no reason relevant to the individual circumstances of their cases.“).
People v. Cipriano, 431 Mich. 315, 429 N.W.2d 781 (1988), involved Michigan‘s statutory requirement that an accused be brought before a magistrate “without unnecessary delay.” Id., at 783 n. 1 (citing
Significantly, the Michigan Supreme Court noted the vast majority of state courts5 interpreting similar statutes, rejected the McNabb-Mallory rule:
Under the view аdopted in most states, a confession obtained from a suspect in violation of his statutory right to prompt arraignment is not ipso facto inadmissible; rather, arraignment delay is taken into account as one relevant factor in evaluating the overall voluntariness of the confession. See, for example, State v. Newnam, 409 N.W.2d 79 (N.D.1987); Ferry v. State, 453 N.E.2d 207 (Ind., 1983); People v. Goree, 115 Ill.App.3d 157, 70 Ill.Dec. 869, 450 N.E.2d 342 (1983); People v. Harris, 28 Cal.3d 935, 171 Cal.Rptr. 679, 623 P.2d 240 (1981); State v. Wiberg, 296 N.W.2d 388 (Minn., 1980); State v. Wyman, 97 Idaho 486, 547 P.2d 531 (1976), overruled on other grounds State v. McCurdy, 100 Idaho 683, 603 P.2d 1017 (1979).
Cipriano, at 785 (footnotes omitted).
The Michigan court concluded unnecessary delay in arraignment was only one factor in determining whether a confession was voluntary, and held the test should be “whether the totality of the circumstances surrounding the making of the confession indicates that it was freely and voluntarily made.” Id., at 790. Among the other factors to be considered were: the accused‘s age; his level of education and intelligence; the extent of his previous experience with police; the repeаted and prolonged nature of the questioning; the length of detention prior to the confession; whether he was advised of his constitutional rights; whether he was injured, ill, drugged, or intoxicated when he confessed; whether he was deprived of food, sleep, or medical attention; and whether he was physically abused or threatened with abuse. Id.
Applying these principles to the three cases before it, the Cipriano court concluded the co-defendants’ confessions, given 26 hours after arrest, three days after arrest, and two days after arrest, respectively, were not coercively obtained, and thus were admissible. However, the court commented, “we do not condone the failure of the police to comply with the statutes.... However, we hold that an otherwise competent confession should not be excluded solely because of a delay in arraignment.” Id., at 790.
Even while рrofessing to follow a rule of automatic exclusion based on the passage of time, our courts have recognized so many exceptions that, as one member of this Court has observed, the rule is “so readily capable of avoidance as to function
The purpose of the six-hour rule is to guard against coercive interrogation and to ensure the accused is promptly afforded his constitutional rights, see Duncan, at 1181; if the accused has not been subjected to coercive tactics, the mere passage
The test for determining the voluntariness of a confession and the validity of a [Miranda] waiver looks to the totality of the circumstances surrounding the giving of the confession. Some of the factors to be considered include: the duration and means of interrogation; the defendant‘s physical and psychological state; the conditions attendant to the detentiоn; the attitude exhibited by the police during the interrogation; and any other factors which may serve to drain one‘s powers of resistance to suggestion and coercion.
Commonwealth v. DeJesus, 567 Pa. 415, 787 A.2d 394, 403 (2001) (citation omitted), cert. denied, 537 U.S. 1028, 123 S.Ct. 580, 154 L.Ed.2d 441 (2002); see also Commonwealth v. Johnson, 556 Pa. 216, 727 A.2d 1089 (1999).
We recognize the enumerated goals of Davenport, including simplification and guidance to court, counsel and law enforcement, elimination of needless pretrial litigation and consequent delay, and lessening the burden on the system without sacrificing the protections afforded the arrested party. Hence, we do not return to the day of near-mandatory litigation based on delay alone, and hold that the time that elapses between arrest and arraignment, by itself, is not grounds for suppression.
That said, delay which directly exacerbates some other coercive police conduct may be relevant, even if less than six hours, for the test remains the totality of circumstances, and the duration of coercive behavior may be relevant to that determination. However, without more, the mere passage of time is not grounds to suppress. If delay exceeds six hours, it is not per se grounds to suppress, but is one factor that must be considered in determining whether, in the totality of circumstances, coercion resulted in the challenged evidence. To the extent that prior cases hold to the contrary, they are overruled.
Without a per se rule of exclusion based on the mere passage of time, computation
Turning to appellant‘s case, we note our standard of review in evaluating the denial of a suppression motion:
In reviewing a trial court‘s suppression ruling, our initial task is to determine whether the factual findings are supported by the record. In making this determination, we must consider only the evidence of the prosecution‘s witnesses, and so much evidence of the defense that remains uncontradicted when fairly read in the context of the record as a whole. When the evidence supports the factual find-
ings, we are bound by such findings; we may reverse only if the legal conclusions drawn therefrom are erroneous.
Bridges, at 868 (citation omitted).8
At the time of appellant‘s arrest, he lied to the police about his age and identity. Unaware they did not have сorrect information and would later have to spend time uncovering appellant‘s real name, as well as incurring additional processing time because he was a juvenile, the police continued investigating the crime scenes. Detective Fetters was assigned to investigate the deli robbery sometime after 5:00 p.m.; he was the only detective assigned because they “were short-handed as far as manpower went....” N.T. Suppression Hearing, 10/1/97, at 73. At the police station, he interviewed the complainants and viewed the security camera video, then went to the deli around 7:30 p.m., where he met the mobile crimes unit. Detective Fetters had the other officers view the video with him, to show them where he wanted fingerprints and photographs taken. He interviewed other witnesses, and spent about an hour and a half processing the scene.
When Detective Fetters returned to the station around 9:00 p.m., he was notified of the pizzeria robbery and assigned to that case as well. The complainants had already been interviewed, so he went straight to the scene, arriving around 9:30 p.m. The mobile crimes unit being otherwise occupied, another detective helped him process the scene. They took photographs, tried to gather physical evidence including a spent round in the ceiling, and investigated the block where the pizzeria was located, looking for evidence related to a shot fired at officers in pursuit of the robbers. They also interviewed the owner of the pizza shop. About an hour and a half was spent processing the pizza shop; the detectives left there and spent half an hour searching the intersection where the robbers’ car had been stopped. They returned to the police station around 11:15 p.m.
Detective Fetters did not begin to question appellant until hours after his arrest, but appellant‘s argument that there was “no reason to delay [the] interrogation,” is not correct. The detective explained at the suppression hearing that because he
Nothing in the record indicates this delay was aimed at overcoming appellant‘s will, or that he was subjected to coercive tactics. Rather, the detective began interviewing appellant within five hours of arrest, as soon as feasible. Once appellant‘s real name and age were ascertained, in spite of his efforts to conceal them, he was given Miranda warnings; he answered “yes” to each question concerning his understanding of his rights and his waiver of them. Detective Fetters testified although appellant seemed “a bit nervous ... [a] bit apprehensive,” when he was given the warnings, he “became a little bit more relaxed and began to talk to me freely,” after bеing told his aunt had given permission for him to be interviewed. N.T. Suppression Hearing, 10/1/97, at 91.
The interview took place in the captain‘s office, where appellant was informed of the video of the robbery, which was shown to him at his request. Detective Fetters was the only officer who stayed in the room with appellant. There were several breaks taken during the statement. Appellant was permitted to use the bathroom, and was given something to eat. The detective interrupted the interview to fill out a juvenile flow chart on appellant, as well as to rest his hand from writing; during these breaks he told appellant he could relax. The detective testified that at no time did appellant tell him he wanted to stop the interview, or that he did not understand the conversation. Appellant‘s physical demeanor never changed. Appellant signed his name at the conclusion of the four-page statement, as well as on each page. The entire process took just under four hours.
Nothing in the duration or means of interrogation, appellant‘s physical or psychological state, the conditions attendant to detention, the attitude exhibited by the detective during interrogation, or the duration or circumstances of appellant‘s pre-interrogation detention, indicates appellant‘s will was overborne or that his statement was the product of coercion. Although appellant was a juvenile, he lied about his age to prevent the discovery of outstanding bench warrants for his arrest. Appellant was aware he was being charged with robbery, and he knew his rights. His agreement to waive those rights and make a statеment cannot be said to have been anything other than knowing, intelligent, and voluntary. Accordingly, the Superior Court and the suppression court properly concluded the statement was admissible at trial, and appellant‘s judgment of sentence is affirmed.
Judgment of sentence affirmed.
Former Chief Justice ZAPPALA did not participate in the decision of this case.
Justice CASTILLE files a concurring opinion.
Justice NIGRO files a concurring and dissenting opinion.
Justice SAYLOR files a concurring and dissenting opinion.
Justice CASTILLE, Concurring.
I join the Majority Opinion. I write separately only to address the retroactive
The Majority thoroughly and accurately details the checkered history of the Davenport/Duncan1 rule, proving beyond cavil in my view, that the time to disavow that “bright line” or “per se” rule is long-past due. As the Majority meticulously dеtails, the “exceptions” to the rule have, in essence, marked a steady return to a “totality of the circumstances” approach. Thus, anything other than fully retroactive application of our formal acknowledgment that the proper approach has evolved into one which looks to the totality of the circumstances would cause unnecessary confusion in the lower courts. It would embroil Pennsylvania trial and appellate courts in additional years of wasteful application of a “rule” so riddled with qualification and exception, and so open to recognition of new qualifications and exceptions, “as to function as no rule at all.” Majority Op. at 370-72, 845 A.2d at 785-86 (quoting Commonwealth v. Bridges, 563 Pa. 1, 757 A.2d 859, 883 (2000) (Saylor, J., concurring)); id. at 10-11 n. 10, 757 A.2d 859 (collecting cases).
In Commonwealth v. Grant, 572 Pa. 48, 813 A.2d 726 (2002), Mr. Justice (now Chief Justice) Cappy noted the general considerations governing the determination of whether to afford retroactive or prospective effect to a new procedural rule of non-constitutional dimension:
In Blackwell [v. Commonwealth, State Ethics Comm., 527 Pa. 172, 589 A.2d 1094 (1991)], our court recognized that the decision to apply a new rule of law is within the discretion of the court. 589 A.2d at 1098. Additionally, the Pennsylvania Constitution does not mandate or prohibit the retroactive or prospective application of a new rule of law. Id. At common law in Pennsylvania, a decision announcing a new rule of law was normally considered to be retroactive. Id. at 1099. In determining whether to apply a new rule retroactively or prospectively, a court should take into account the purpose to be served by the new rule, the extent of reliance on the old rule, and the effect on the administration of justice by the retroactive aрplication of the new rule. Id.
813 A.2d at 738 (footnote omitted). In my view, these considerations weigh entirely in favor of full retroactive operation of this non-constitutional rule of procedure.
First of all, the Court today is not, strictly speaking, fashioning a “new” rule of criminal procedure; that momentous event occurred in Davenport itself. That decision properly was made prospective because the new six hour rule directly affected daily police investigatory procedures. It would be inappropriate to fault police for relying upon existing law, rather than a time-specific, prophylactic rule that was not in existence at the time of an interrogation and arraignment. The Court‘s formal abrogation of the Davenport/Duncan rule—or, more properly, our belated recognition that the rule has evolved in such а way that it is no longer the bright line rule it once purported to be—does not trigger equivalent concerns of detrimental reliance. As with most rules of procedure, this rule governed the conduct of the government, not that of the suspect; it did not operate to create a new personal “right” of criminal defendants. It is unlikely in the extreme that appellant here temporally confessed when he did in reliance upon the fact that more than six
In addition, the purpose served by the Majority‘s reformulation of the rule, and the effect upon the administration of justice, also weigh in favor of full retroactive operation. Today‘s reformulation merely recognizes just what the rule, in fact, has become. To require application of the old repudiated formulation would, in certain cases, invite further confusion, without any remotely corresponding benefit.
Accordingly, for these reasons, I believe that retroactive application of the corrective, supervisory rule recognized today is appropriate. I join the entirety of the Majority Opinion.
Justice NIGRO, Concurring and Dissenting.
As I cannot agree with the majority that the Court should abandon the six-hour rule established by Commonwealth v. Duncan, 514 Pa. 395, 525 A.2d 1177 (1987), and Commonwealth v. Davenport, 471 Pa. 278, 370 A.2d 301 (1977), I must dissent. However, because I ultimately agree that the Duncan-Davenport rule was not violated here, I agree with the majority that Appellant is not entitled to relief.
In Davenport, this Court held that an arrestee must be arraigned within six hours of arrest in order to “guard against the coercive influence of custodial interrogation [and] to ensure that the rights to which an accused is entitled at preliminary arraignment are afforded without unnecessary delay.” 370 A.2d at 305. If an arrestee is not arraigned within six hours of arrest, Davenport held, any statement by the accused obtained between arrest and arraignment is not admissible at trial. Id. at 306. As the majority notes, Duncan then modified the six-hour rule, indicating that the “focus should be upon when the [defendant‘s] statement was obtained, i.e. within or beyond the six hour period.” 525 A.2d at 1181. Finding that the Duncan-Davenport rule has essentially become ineffectual, the majority now abandons the rule and instead adopts a “totality of the circumstances” approach to the question of when statements will be deemed admissible. My primary concern with this approach is simply that, in the absence of reasonable and clear time restraints in which police officers are allowed to question suspects, suspects are much more likely to be exposed to the coercive effect of prolonged police interrogation, which in turn, will yield a greater pool of unreliable confessions. By using time restrictions to curb police officers’ potential abuse of the interrogation process, the Duncan-Davenport rule, in my view, better safeguards the constitutional rights of defendants than the new “totality of the circumstances” approach adopted by the majority today and thus, should not be abandoned.
Applying the Duncan-Davenport rule to the instant case, however, I do agree that
Justice SAYLOR, Concurring and Dissenting.
I concur in the Court‘s abandonment of the “six-hour rule” governing the admissibility of a pre-arraignment confession as developed in Commonwealth v. Davenport, 471 Pa. 278, 370 A.2d 301 (1977), and Commonwealth v. Duncan, 514 Pa. 395, 525 A.2d 1177 (1987), in favor of a totality-of-the-circumstances approach since, as noted by the majority, the six-hour rule has become so attenuated that it no longer can consistently and effectively serve its intended function. See Commonwealth v. Bridges, 563 Pa. 1, 47, 757 A.2d 859, 883 (2000) (Saylor, J., concurring).1 This is, perhaps unfortunately, more often than not the experience with bright-line, judge-made rules having salutary underlying purposes, but which cause results in their implementation that are later deemed to be unpalatable.
Nevertheless, I disagree with the majority‘s decision to abandon the six-hour rule retrospectively, as the general practice is to apply new procedural rules of non-constitutional dimension prospectively. See Commonwealth v. Freeman, 573 Pa. 532, 562, 827 A.2d 385, 403 (2003) (collecting cases); accord Davenport, 471 Pa. at 288, 370 A.2d at 307 (directing prospective application of the six-hour standard).2 As the Davenport/Duncan rule was in effect at the time of Appellant‘s confession, in light of the traditional non-retroactive approach to modification of non-constitutional rules, and since, as the majority acknowledges, the confession in this case was obtained more than six hours after Appellant‘s arrest but prior to his arraignment, see Majority Opinion, at 374-77, 845 A.2d at 788-89,3 I believe
