Lead Opinion
OPINION
Appellant shot and killed his brother, Anthony, at a local bus stop. After fleeing to Cleveland, Ohio, he was arrested and returned to Pennsylvania. Loenell Howze, who was with Anthony at the bus stop, initially refused to assist the Commonwealth’s investigation; he later explained his initial unwillingness to cooperate was a result of his upbringing. An investigating officer noted “there is a perception that talking to the police is bad” in Howze’s neighborhood. N.T. Trial, 2/23/05, at 37.
Several days after the shooting, Howze decided to cooperate with police. Howze noted his cousin killed two of his relatives after killing another person, and he believed if someone had cooperated in the investigation of the first killing, his cousin would not have been able to kill the other relatives. Howze explained at trial this family tragedy inspired him to cooperate with police.
At appellant’s jury trial, the prosecutor, in her closing argument, stated:
Ladies and gentlemen, I’m asking you to find a verdict of guilty of murder in the first degree and send a message back that [Howze] did the right thing. The system works and it’s right to come forward and tell what happened and the second message I want to send to [appellant] is to tell him he can’t get away with murder.
N.T. Trial, 2/25/05, at 107-08. Appellant objected, and the trial court agreed to give a curative instruction but failed to do so. The jury convicted appellant of first degree murder, and the trial court imposed the mandatory life sentence.
The Superior Court affirmed the judgment of sentence. Commonwealth v. Patton,
We granted allowance of appeal to determine “[whether the per se rule of DeJesus applies in non-capital cases; if not, was the within request improper and prejudicial?” Commonwealth v. Patton,
Appellant argues the DeJesus presumption of prejudice should be applied to all criminal proceedings. Appellant contends a per se rule is necessary to force prosecutors to abide by this Court’s prohibition; appellant argues prosecutors make improper “send a message” arguments to secure a conviction, then hope the appellate court -will conclude the improper argument was harmless error. Appellant admits there are differences between capital cases and non-capital cases,
Appellant further argues the prosecutor’s remarks, even if not prejudicial per se, were prejudicial enough in this case to warrant a new trial. Appellant admits there is sufficient evidence to convict him of third degree murder; however, he contends the evidence supporting his first degree murder conviction is not overwhelming. Appellant, characterizing the remark as sending a message to a community of reluctant witnesses, submits the prosecutor’s remark meant any verdict besides first degree murder would devalue cooperation with the police.
The Commonwealth argues DeJesus should be limited to the penalty phase of capital cases. It contends the DeJesus per se rule is inextricably linked to a jury’s balancing of aggravating and mitigating circumstances under Pennsylvania’s death penalty statute, 42 Pa.C.S. § 9711(c)-(e). The Commonwealth suggests prosecutors have not abused “send a message” remarks, which in non-capital cases are properly examined on a case-by-case basis, with the focus on whether the remarks deprived the defendant of a fair trial and impartial jury. The Commonwealth contends the remark asked “the jury to demonstrate to Loenell Howze that ‘he did the right thing.’ ” Commonwealth’s Brief, at 29 (emphasis in original) (quoting N.T. Trial, 2/25/05, at 107-08). Thus, the Commonwealth submits Howze was the only recipient of the message, and the remark did not have an unavoidable effect of preventing the jury from objectively weighing the evidence and rendering a true verdict.
It is well settled a prosecutor may employ oratorical flair in arguing to the jury. Such arguments do not constitute prosecutorial misconduct when the remarks are based upon the evidence or proper inferences deduced therefrom. An improper statement during the prosecutor’s closing argument will warrant a new trial only when the unavoidable effect of the statement is to prejudice the jury against the defendant,
However, this Court has stridently condemned prosecutorial statements urging a criminal jury to “send a message” to the community or the criminal justice system. A jury is sworn to render a verdict based solely on the evidence presented; arguing extraneous reasons for a verdict misdirects the jury from that purpose. Such arguments inject irrelevant matters into the deliberation; they invite the jury to focus on matters beyond its ken.
Portraying the community as being under an attack, a prosecutor may not ask the jury to respond to the attack with its verdict. Commonwealth v. LaCava,
In DeJesus, the prosecutor, during the penalty phase, argued to the jury:
When you think of the death penalty, there are messages to be sent. There’s a message on the street saying, look at that, he got death, you see that, honey, that’s why you live by the rules, so you don’t end up like that. Because they’re in these bad neighborhoods.... You also send a message in prisons. When you peep in that bus and talk and whisper, you can say, death penalty. Maybe you’ve got just*315 one inmate sitting there going, well, he got death, this is serious, I don’t want to end up like that. Maybe your penalty you’ll save one guy, to scare him straight.
DeJesus, at 113 (emphasis in original). The jury imposed the death penalty, and on appeal this Court observed such “send a message” statements had been “narrowly tolerated,” and we had reminded prosecutors to avoid using such arguments. Id., at 115-16.
The DeJesus per se rule is rooted in the unique role the jury plays in capital cases. See DeJesus, at 119. The per se rule is intertwined with death penalty sentencing because it is essential to prevent emotional appeals from upsetting a death penalty jury’s unique task of weighing specific aggravating and mitigating circumstances and the unique consequences of a verdict based on improper considerations. In non-capital cases, as juries do not weigh aggravating and mitigating circumstances, a per se rule is not necessary. In these less emotional cases, evaluation of the allegedly offending statement may be done on a case-by-case basis. The Superior Court correctly determined the DeJesus per se rule does not apply to non-capital eases, and we decline appellant’s invitation to extend DeJesus.
Here, however, urging the jury “to tell [appellant] he can’t get away with murder,” id., at 108, is not an improper “send a message” statement. Prosecutorial remarks encouraging a jury to “send a message” to the defendant, rather than the community or criminal justice system, do not invite consideration of extraneous matters and are not misconduct. Commonwealth v. Peterkin,
The portion of the prosecutor’s remark asking the jury to send a message to Howze is less clear but does not warrant a new trial. Notwithstanding appellant’s assertions, the prosecutor’s remark .asked the jury to send a message to a
We note, however, that the request here was still unwise at best, and prosecutors would do well to put “send a message” on the taboo list, lest this Court be compelled in the future to send its own message in the form of a rule with more restraints.
We find the prosecutor’s remark regarding Howze did not deny appellant a fair trial or destroy the objectivity of the jury, preventing it from reaching a true verdict. Furthermore, the prosecutor’s remark regarding appellant was not improper. Therefore, appellant is not entitled to a new trial.
The order of the Superior Court is affirmed.
Jurisdiction relinquished.
Notes
. There are procedural differences between capital and non-capital cases. See, e.g., Pa.R.Crim.P. 801 (qualifications for defense counsel in capital cases); Commonwealth v. Natividad,
. Notably, DeJesus discussed another per se rule, established in Commonwealth v. Chambers,
. We do not favor per se rules in error review. See, e.g., Commonwealth v. Greer,
Dissenting Opinion
dissenting.
I respectfully dissent, as I disagree that “send a message” arguments by counsel are per se prejudicial only in the capital penalty phase context.
The Majority notes that “this Court has stridently condemned prosecutorial statements urging a criminal jury to ‘send a message’ to the community or the criminal justice system,” explaining that such comments are at best extraneous and irrelevant to the jury’s task at hand and at worst create the potential for severe prejudice. Majority Op. at 314,
I recognize that the distinctions articulated by the Majority — capital penalty cases versus non-capital cases and the intended target of the message — are legitimate, and the Majority’s rationale is well-expressed. Nevertheless, given this Court’s supervisory authority over the conduct of attorneys, in my view application of these distinctions forces courts to patrol too fine a line. For over two decades, this Court has warned against “send a message” statements by either side in a criminal case. See DeJesus,
The persistence of such references, notwithstanding our repeated disapproval of exhortations invoking such “external irrelevancy,” (as characterized in Dejesus) suggests a need for a bright-line rule. The Court discussed at length the supervisory concerns implicated by such arguments in Dejesus:
This Court well appreciates the pressures and challenges of trying criminal cases, and particularly cases where the ultimate penalty is involved. We also recognize that there are many things that occur in the course of a trial which are beyond the control or anticipation of counsel and the trial judge — such as "witnesses, jurors or spectators acting inappropriately. But one aspect of a trial which is far more subject to rational control is the behavior of attorneys— officers of this Court whose professionalism is absolutely indispensable to the fair administration of justice in this Commonwealth. Lawyers have an obligation to be aware of, and to abide by, the law governing the conduct of the matters in which they are involved. This Court’s unambiguous directive in Hall was not aimed at the conduct of witnesses, or police officers, or jurors, or court staff, or judges: it was aimed directly at counsel. Moreover, it concerned a matter and stage of trial over which counsel have unique, indeed premeditated control: ie., what it is they intend to say to the jury. When this Court issues a directive concerning what is permissible at that stage, we expect officers of the Court to abide by that directive.
Despite the foregoing, it appears that prosecutors still return to the “send a message” argument. The fact that resort continues to be made to such extraneous concerns suggests that lawyers employing the argument believe it is harmful or powerful enough to be worth the risk. Again, I believe that it is time that this Court send a message of its
