Lead Opinion
MAJORITY OPINION
In this case, one of first impression for this Court, we review whether it is proper for a prosecutor to display a potentially inflammatory tangible piece of evidence to the jury during his opening statement. The Superior Court held that allowing the prosecutor to show the jury a handgun during his opening statement was an abuse of the trial court’s discretion. Commonwealth v. Parker,
During the late hours of April 2, 2002, Ms. Sheila Crump accepted a ride from her brother, Dwayne Crump, and his friend, James Washington, to a local store. Upon arrival at the store, Ms. Crump and her brother exited the vehicle and approached the entrance to the store. Maurice Parker, De
Meanwhile, Parker approached James Washington and inquired into whether Dwayne Crump had “a problem” with him while lifting his shirt to reveal a handgun. Id. An argument arose between the two men that prompted Ms. Crump to enter the store and inform her brother of the developments. Dwayne Crump exited the store and told Parker that everything was “cool.” Id. However, the argument continued until Parker removed the gun from under his shirt. Ms. Crump and her brother attempted to gain entry into the vehicle in which they had arrived through the passenger-side doors. Their attempt was thwarted when Parker began firing at the car from the driver’s side, hitting Mr. Washington. Mr. Washington drove the vehicle from the lot and continued to the local hospital. According to Ms. Crump, Parker continued to fire the gun at the vehicle as it left the store until the gun ran out of bullets. Mr. Washington was treated at the hospital for multiple gunshot wounds.
Three days after the shooting, Ms. Crump was at the rental office of her apartment complex. She noticed that Parker was walking into the building located next to the rental office. She contacted the Housing Authority Police and informed them that she had located the shooter. Officers Stacey Alston and Rosalind Mason set up surveillance of the premises. A short time later, the officers saw Parker and his mother leaving the complex. They stopped him and determined that he was sixteen years old. The officers asked his mother if they could conduct further questioning about the incident in the community center of the complex.
For safety purposes and because of Parker’s nervous and fidgety behavior, Parker was handcuffed during the questioning. Parker asked to use the restroom. His request was granted on the condition that his mother accompany him. Officer Alston remained immediately outside the restroom
Prior to trial, the prosecutor notified the trial court that he intended to show the gun recovered from the toilet to the jury during his opening statement. Defense counsel objected. Defense counsel argued that since the gun would be admitted later at trial, displaying the gun during opening statements would be unnecessary and prejudicial. The trial court found no Pennsylvania authority precluding a prosecutor from displaying a gun during the opening statement. Accordingly, the trial court denied the objection. The trial court did, however, instruct the jury that opening statements by the attorneys are not evidence, and are merely a mechanism by which jurors would learn the nature of the case, and what the attorneys intend to prove.
The Prosecutor displayed the revolver while making the following opening statement:
While [Parker] was in the rest room one of the officers arranges so that she can look from an angle to make sure that nothing was happening. He was fidgety. The officer will testify that as she sees him fidget she hears a clunk, a thud sound. She pulls open the door and sitting inside the toilet is this particular weapon. And for the record, I have made it safe so there is nothing at this point to be concerned about. She seizes that weapon and takes him to the Central Detective Division.
Parker appealed to the Superior Court. The court considered the sole issue of “whether the trial court abused its discretion in permitting, over a defense objection, the prosecutor to display a handgun in his opening statement.” Parker,
Noting that this was an issue of first impression, the Superior Court resorted to the standard of review applicable to challenges to the admissibility of evidence in order to address the appeal. Under that standard, an appellate court may reverse a trial court only upon an abuse of discretion. Id. at 492 (citing Commonwealth v. Lilliock,
Grafting the admissibility standard onto the unique question presented, the Superior Court determined that, “the definition of what constitutes admissible evidence must be viewed in conjunction with the purpose of opening statements in order to understand why allowing the prosecution to use the handgun in its opening statement constitutes an abuse of discretion.” Id. at 492-93. The court noted that the purpose of an opening statement is to inform the jury of the background of the case, how it will proceed, and what each side will attempt to prove. Acknowledging that opening statements are not evidence, the court reasoned that opening statements “can often times be the most critical stages of the trial” where “the jury forms its first and often lasting impression of the case.”
Commenting on the impact of opening statements on juries, the Superior Court found that it is of “paramount importance that the ‘playing field’ be level during the opening statement and that displays which may tend to prejudice the jury should be prohibited.” Id. at 493. The panel acknowledged that, to date, no Pennsylvania court has prohibited a prosecutor from displaying a gun during opening statements. Nevertheless, the Superior Court concluded that the “use of the handgun by the prosecution in its opening statement served no purpose but to possibly influence the jury and predispose the jury to finding the accused guilty of the crimes charged.” Id. Moreover, the Superior Court held that showing the gun to the jury “could not honestly be said to serve any legitimate purpose except to inflame the jury, and therefore, the decision by the trial judge to permit such a display was unreasonable.” Id.
In support of its decision, the Superior Court relied on commentary from the case law of our sister States, which disapproved of displaying tangible pieces of evidence during opening statements. Id. at 493-94 (citing Guerrero v. Smith,
In light of the decisions by other states, the Superior Court held that the trial court erred in permitting the prosecutor to display the gun during his opening statement. In doing so, the court stated, “the sight of the gun may possibly have created uneasiness, if not outright repulsion, among the jurors.” Parker,
Judge Olszewski concurred in the result but disagreed with the analysis the majority employed to reach that result. He found no practical difference between a prosecutor describing the gun in great detail, which is permitted, and actually displaying the gun to the jury. Neither method constitutes evidence, but rather, both are descriptions of the evidence that will be presented- at trial. Because in this case the jury would see the evidence later,. and there was no dispute over its admissibility, the prosecutor’s display of the weapon during his opening statement was merely “oratorical flair.” Judge Olszewski, thus, concluded that the display of the actual gun cannot be said to have prejudiced Parker in any way. Id. at 495-96.
As noted, the Commonwealth sought allowance of appeal from that portion of the Superior Court’s opinion which held that the brief display of the gun to the jury during the prosecution’s opening was an abuse of discretion. Alternatively, Parker sought allowance of appeal from that portion of the Superior Court’s decision which held that the trial court error was harmless. We granted allocatur to consider whether it is proper for a prosecutor to display a tangible piece of evidence, in this instance a handgun, to the jury during opening statements. Further, we note that an appellate court has the ability to affirm a valid judgment or verdict for any reason
The Commonwealth rejects the Superior Court’s holding that the trial court abused its discretion. The Commonwealth also takes issue with the Superior Court’s use of the decisions of other jurisdictions because it finds Pennsylvania case law that should have controlled the outcome of the matter sub judice. Moreover, even if the use of the law of other jurisdictions was appropriate, the Commonwealth contends that the Superior Court misinterpreted and misapplied those cases.
According to the Commonwealth, Pennsylvania law does not reflect the Superior Court’s “repulsion” towards guns. See Commonwealth v. McAndrews,
We begin with the standard of review. Because “[i]t is axiomatic that a trial judge has broad powers concerning the conduct of a trial ... ”, we review the trial court’s decision to allow the prosecutor to display a gun during opening-statements for an abuse of discretion. Commonwealth v. Niemetz,
To determine whether the trial court abused its discretion, we begin with a brief examination of opening statements. “The purpose of an opening statement is to apprise the jury how the case will develop, its background and what will be attempted to be proved; but it is not evidence.” Commonwealth v. Montgomery,
“A prosecutor’s statements must be based on evidence that he plans to introduce at trial, and must not include mere assertions designed to inflame the jury’s emotions.” Commonwealth v. Begley,
As the Superior Court correctly noted, no statute, rule of procedure, or case law in Pennsylvania specifically precludes a prosecutor from displaying a tangible piece of evidence to the jury during an opening statement as long as that
We also cannot agree with the Superior Court that “the use of the handgun by the prosecution ... served no purpose but to possibly influence the jury and predispose the jury to finding the accused guilty of the crime charged.” Parker,
In sum, the trial court’s decision to allow the prosecutor to display a gun during opening statements was well within its discretion.
Notes
. The Commonwealth appealed from the Superior Court’s holding that it was error for the trial court to allow the prosecution to display the gun during its opening statement. Parker appealed from the Superior Court's holding that the error was harmless.
. 18 Pa.C.S. § 901.
. 18 Pa.C.S. § 2702.
. 18 Pa.C.S. § 6106.
. 18 Pa.C.S. § 907.
. The Superior Court did not attempt to distinguish the contrary decisions nor explain why it found them less persuasive than the cases cited in the body of its opinion.
. Indeed, a trial court's broad discretion over the conduct of a trial encompasses a variety of circumstances. See Commonwealth v. Gibson,
. Of course, the scope of the material is limited to evidence that the prosecutor believes, in good faith, will be available and admissible. Commonwealth v. Fairbanks,
. To be clear, however, permission from the trial court to display a piece of tangible evidence during a prosecutor’s opening statement will not serve as a license to display tangible evidence in any way that prosecutor sees fit. While nothing prohibits a prosecutor from displaying admissible evidence, the manner by which the prosecutor conducts the display may itself constitute prosecutorial misconduct or result in a mistrial. For instance, where the display goes beyond permissible oratorical flair, is done in a flamboyant, erratic, or frightening manner, or where the prosecutor effectively converts himself into an unsworn witness, such actions may well result in a mistrial. By way of example, see People v. Williams,
. As noted, an appellate court may affirm a valid verdict or judgment for any reason appearing as of record.
Concurrence Opinion
concurring.
I concur in the result.
I agree with the Majority that the display of the handgun in this case was not harmful, and I expressly join the Majority’s finding that the Superior Court panel majority erred in its assessment that the only “purpose” behind such a display is to inflame and predispose the jury against the accused since, in the panel majority’s view, the sight of a gun may create “uneasiness, if not outright repulsion, among the jurors.” Majority at 539,
Notwithstanding my agreement with the Majority concerning its assessment of the effect of the display in this case, I nevertheless write to express concern respecting the proper place of such displays in opening statements. The purpose of opening statements is limited, as the Majority correctly notes; this part of the trial is intended to apprise the jury of the background of the case, how the case will proceed, and what the parties will attempt to prove. Id. at 538,
The Majority is correct that there is no statute, rule of procedure, or case law, which prohibits such displays. In addition, as I have already noted, I do not believe that such displays are inherently prejudicial. Nevertheless, as a supervisory matter, I believe that this Court should discourage such displays and should remind trial courts to enforce the important, but limited, purpose of the lawyers’ opening arguments. See Commonwealth v. DeJesus,
. I specifically distance myself from the dicta concerning prosecutorial misconduct that comprises Footnote 10 of the Majority’s opinion. Majority at 539 n. 10,
