COMMONWEALTH of Pennsylvania, Appellee, v. John Phillip OCKENHOUSE, Sr., Appellant.
Supreme Court of Pennsylvania.
Decided Aug. 21, 2000.
756 A.2d 1130
Submitted March 17, 2000.
Glenn Goodge, Allentown, Standby Counsel for John P. Ockenhouse, Sr.
James Anthony, Allentown, for Commonwealth.
Robert A. Graci, Harrisburg, for Office of Atty. Gen.
Before FLAHERTY, C.J., and ZAPPALA, CAPPY, CASTILLE, NIGRO, NEWMAN and SAYLOR, JJ.
OPINION
CAPPY, Justice.
This is an automatic direct appeal of the sentence of death imposed upon John Phillip Ockenhouse, Sr. by the Court of Common Pleas of Lehigh County.1 This case is somewhat unique in that Ockenhouse, although sentenced to death, informed our court that he would not file a brief, and that he does not desire to contest his conviction or his sentence. While Ockenhouse has evidently accepted his conviction and sentence of death and has implicitly expressed his desire to forego appellate consideration of his case, our court is nevertheless required to review the decision imposing a sentence of death for adherence to our Commonwealth‘s Sentencing Code.2 Following a detailed review of the record and the trial
The facts underlying this case are as follows. Ockenhouse was convicted and sentenced for an undisclosed crime arising in Carbon County, Pennsylvania. On March 30, 1998, Ockenhouse was paroled to the Keenan House, located in Allentown, Lehigh County Pennsylvania. Keenan House contracts with the Pennsylvania Department of Corrections as a parole site for inmates leaving correctional institutions. Ockenhouse was paroled to Keenan House as an inpatient for receipt of drug and alcohol treatment and for development of a permanent home plan.
On April 10, 1998 at approximately 10:45 p.m., in violation of house rules, Ockenhouse left the Keenan House. When he left the Keenan House, circumstantial evidence indicates that he most likely had no or very little money on his person.3
Ockenhouse proceeded to the home of Curtis Kratzer, a former acquaintance. The victim, 91-year-old widow Naomi Spankowitch, was Kratzer‘s sister. Mrs. Spankowitch lived next door to her brother. From having stayed with Kratzer on previous occasions, Ockenhouse knew that Mrs. Spankowitch took care of Kratzer‘s financial affairs. On April 11, 1998, Ockenhouse sought Kratzer‘s opinion as to whether his sister would loan Ockenhouse some money. Kratzer replied that she would not lend Ockenhouse money.
The next day, Ockenhouse went to Mrs. Spankowitch‘s home where by his own admission he killed her and took approximately $100.00 from her wallet.
With regard to the manner of the killing, Ockenhouse pushed Mrs. Spankowitch onto her bed and first stuffed a pair of underwear into her mouth. He then kneed her in the back, fracturing her spine in three places. After breaking her back, Ockenhouse left the bedroom and went into the kitchen.
Ockenhouse was arrested and rendered a confession to police. The Commonwealth filed notice of two aggravating circumstances: that the killing occurred during the perpetration of a felony,
On December 3, 1998, the date of sentencing, Ockenhouse motioned for the withdrawal of his attorneys, which was granted, subject to the trial court‘s order that counsel be present to assist Ockenhouse. The trial court then engaged in a colloquy regarding Ockenhouse‘s competence and his desire to waive his right to have a jury decide his sentence. The trial court deemed Ockenhouse to be competent and accepted his waiver of sentencing by jury.
The trial court heard the Commonwealth‘s evidence regarding the two aggravating circumstances. Ockenhouse refused to present any mitigating evidence, despite his counsel‘s indication of the existence of such evidence. The trial court conducted a colloquy regarding Ockenhouse‘s decision to forego the presentation of mitigating evidence. The trial court
Thereafter, the trial court sentenced Ockenhouse to death. Specifically, the trial court found that the Commonwealth had established the two proffered aggravating circumstances beyond a reasonable doubt. Furthermore, in accord with Ockenhouse‘s decision to withhold mitigation evidence, the trial court found no mitigating circumstances. Ockenhouse filed no post-sentence motions. However, Ockenhouse, through his attorneys filed a Concise Statement of Matters Complained of on Appeal.4 The trial court issued a memorandum opinion in response thereto. Pursuant to the automatic direct appeal provisions found in
As noted above, it is evidently Ockenhouse‘s intention that our court affirm his conviction and judgment of sentence. Ockenhouse‘s letter to this court, received February 10, 2000, indicated that he did not intend to file a brief. Moreover, in his letter, Ockenhouse, inter alia, stood by his decision to proceed pro se, his decision to enter a guilty plea, and his decision not to present mitigation evidence. By deciding not to file a brief, Ockenhouse has presented no issues and has set forth no argument for our consideration.
However, regardless of Ockenhouse‘s desires, our court is required to conduct an automatic and independent review of all cases in which the death penalty has been
In the absence of any issues on appeal, our review is confined to a three-fold inquiry. The first inquiry stems from
Additionally, our court engages in a third, judicially-created inquiry that is inextricably linked with its statutorily required review. It has been determined by our court that to properly perform the statutory-requirements noted above, “and because ‘imposition of the death penalty is irrevocable in its finality’ and warrants, therefore, the relaxation of our waiver rules, Commonwealth v. McKenna, 476 Pa. 428, 437-41, 383 A.2d 174 (1978), our court shall review, in death penalty cases, the sufficiency of the evidence to sustain a conviction of murder of the first degree.” Commonwealth v. Zettlemoyer, 500 Pa. 16, 454 A.2d 937, 942 n. 3 (1982), cert. denied, 461 U.S. 970, 103 S.Ct. 2444, 77 L.Ed.2d 1327 (1983), reh‘g denied, 463 U.S. 1236, 104 S.Ct. 31, 77 L.Ed.2d 1452 (1983). Thus, in addition to the statutorily-mandated review,
As has been this court‘s practice, and because a review of the sufficiency of the evidence of the underlying conviction is logically a threshold matter, we will address these three areas of inquiry in reverse order, beginning with an analysis of the sufficiency of the evidence.
As an appellate court considering the sufficiency of the evidence to establish the conviction that led to the sentence of death, we do not consider the evidence de novo. Rather, in reviewing the sufficiency of the evidence, we must determine whether the evidence admitted at trial, and all reasonable inferences drawn from that evidence, when viewed in the light most favorable to the Commonwealth as verdict winner, was sufficient to enable the fact finder to conclude that the Commonwealth established all of the elements of the offense beyond a reasonable doubt. Commonwealth v. Hall, 549 Pa. 269, 701 A.2d 190, 195 (1997), cert. denied, 523 U.S. 1082, 118 S.Ct. 1534, 140 L.Ed.2d 684 (1998). This standard is applicable in cases where the evidence is circumstantial, as long as the evidence implicates the accused in the crime beyond a reasonable doubt. Commonwealth v. Cox, 546 Pa. 515, 686 A.2d 1279, 1285 (1996).
The crime that served as the foundation for the sentence of death was first degree murder. “A criminal homicide constitutes murder of the first degree when it is committed by an intentional killing.”
The evidence presented at trial included Ockenhouse‘s confession wherein he stated that on April 12, 1998, he went to Mrs. Spankowitch‘s home seeking to kill someone. Once inside the victim‘s home, Ockenhouse stuffed a pair of underwear into Mrs. Spankowitch‘s mouth and fractured her spine in three places. After realizing that she was still alive, Ockenhouse stabbed Mrs. Spankowitch with a kitchen knife, cutting her throat which resulted in the severing of her carotid artery and jugular vein. We conclude that the evidence, and all reasonable inferences deduced therefrom, when viewed in the light most favorable to the Commonwealth, was sufficient for the trial court to conclude that the Commonwealth met its burden of establishing the elements of first degree murder beyond a reasonable doubt.
Turning now to our statutory mandate, we will review the evidence in support of the two aggravating circumstances which the trial court found, and upon which it based its sentence of death. The first aggravating circumstance the Commonwealth sought to prove was that Ockenhouse committed the killing while in the perpetration of a felony.
Robbery is established if in the course of committing a theft, a person inflicts serious bodily injury upon another.
Although secured circumstantially, the record clearly establishes beyond a reasonable doubt that Ockenhouse intended to commit, and did commit, the felony of robbery. Furthermore, it is beyond peradventure that Ockenhouse killed Mrs. Spankowitch during the perpetration of that felony. Thus, we believe that the evidence supports the finding of the aggravating circumstance that the killing was committed during the perpetration of a felony.
We now turn to the second aggravating circumstance, that Mrs. Spankowitch was killed by means of torture.
To establish that a murder was committed by means of torture, the Commonwealth is required to prove beyond a reasonable doubt that the defendant “intentionally inflicted on [the victim] a considerable amount of pain and suffering that was unnecessarily heinous, atrocious, or cruel, manifesting exceptional depravity.” Commonwealth v. Karenbauer, 552 Pa. 420, 715 A.2d 1086, 1099 (1998); Commonwealth v. Edmiston, 535 Pa. 210, 634 A.2d 1078, 1091 (1993); Commonwealth v. Thomas, 522 Pa. 256, 561 A.2d 699, 709 (1989).
However, neither the efficacy of the means employed by a defendant to murder his victim nor the immediacy of death is in itself determinative of the question of whether the offense was committed by means of torture. Id. The aggravating circumstance cannot be established simply by demonstrating that the victim suffered pain before dying. Commonwealth v. Brode, 523 Pa. 20, 564 A.2d 1254, 1257 (1989). Indeed, to read the aggravating circumstance of torture so broadly as to cover all painful demises would be contrary to the General Assembly‘s intent regarding aggravating circumstances.
On numerous occasions, our court has considered whether the evidence adduced at trial was sufficient to support the aggravating circumstance of torture beyond a reasonable doubt. Oftentimes, this is an especially difficult determination because in virtually all cases of murder, the perpetrator inflicts terrible pain and suffering on the victim, and by definition, the individual who inflicts this killing upon another does so with specific intent. However, a number of factors can be distilled from a review of these cases and give guidance as to whether the facts support a finding that a murder was committed by means of torture. These factors include, but are not limited to: (1) the manner in which the murder is committed, including the number and type of wounds inflicted;6 (2) whether the wounds were inflicted in a vital or non-
While these considerations are not exhaustive, or in and of themselves determinative of the establishment of the aggravating circumstance of torture, these factors enlighten the inquiry and are the primary criteria by which our court has grappled with this formidable task.
In applying these factors to the case at hand, and considering the facts in prior cases which give contour to the meaning of torture, we believe that the sufficiency of the evidence in this case presents an extremely close call. Ockenhouse stuffed underwear into Mrs. Spankowitch‘s mouth, jumped on her kneeing her in the back, fracturing her spine in three places, and twisting her neck. Only after Mrs. Spankowitch‘s body moved did Ockenhouse realize that he had not killed her by strangulation and that she remained alive. At that point, Ockenhouse stabbed Mrs. Spankowitch in the neck, cut her throat, and then stabbed her in the back.
The number of stab wounds inflicted by Ockenhouse was seven to ten wounds. The type of wounds were stabbing and cutting wounds. Only the initial puncture wound was superficial. All other wounds were deep, including the slicing wounds which cut Mrs. Spankowitch‘s jugular vein and carotid artery. Distinguishable from other situations in which torture was established, there were no wounds on her arms, face, chest or other non-vital areas which would have indicated an intent to cause pain and suffering in addition to the intent to kill. Rather, the wounds were inflicted to a vital area of the body, the neck. As to consciousness during the attack, the evidence was simply unclear as to whether Mrs. Spankowitch was aware of what was going on although there was no indication that she was unconscious. Finally, unlike other instances of prolonged abuse ending in death, the duration of the episode was uncertain, but relatively limited, lasting at most only several minutes.
Had Ockenhouse merely stabbed Mrs. Spankowitch, we would probably have to conclude that the aggravating circumstance of torture was not established beyond a reasonable doubt. However, we find it particularly critical to our determination regarding torture that Ockenhouse confessed to first
Again, it is important to note that our review is colored; we must view all the evidence, with all reasonable inferences drawn therefrom, in the light most favorable to the Commonwealth. In this aura, by purposely jumping on Mrs. Spankowitch‘s back and fracturing her spine, Ockenhouse demonstrated that he was not satisfied with merely killing Mrs. Spankowitch. He evinced the additional intention to cause pain and suffering beyond his desire to merely kill. Thus, we agree with the trial court‘s determination and find that the evidence adduced by the Commonwealth was sufficient to establish the aggravating circumstance of torture beyond a reasonable doubt.
Finally, we will address whether the trial court‘s determination was a product of passion, prejudice or any other arbitrary factor.
We have found that there was sufficient evidence to support the underlying conviction for first degree murder. Further,
The verdict and sentence of death are hereby affirmed.10
Justice ZAPPALA files a concurring opinion.
Justice NIGRO concurs in the result.
ZAPPALA, Justice, concurring.
I join in the majority‘s opinion in all aspects, with the exception of the analysis regarding the aggravating circumstance of torture. I would find that the Commonwealth did not present sufficient evidence to show that Appellant murdered Mrs. Spankowitch by means of torture.
While I agree with the majority‘s statement of the law regarding the aggravating circumstance of torture,
The majority finds that:
by purposefully jumping on Mrs. Spankowitch‘s back and fracturing her spine, [Appellant] demonstrated that he was not satisfied with merely killing Mrs. Spankowitch. He evinced the additional intention to cause pain and suffering beyond his desire to merely kill.
Majority opinion at 1138. The majority further states that Appellant also twisted Spankowitch‘s neck simultaneous to
I do not agree that the Commonwealth proved beyond a reasonable doubt that Appellant was not satisfied with the killing alone, Commonwealth v. Caldwell, 516 Pa. 441, 532 A.2d 813, 817 (1987); or that the Commonwealth proved the “linchpin” of the torture analysis, which is the intent to cause pain and suffering in addition to the intent to kill, Commonwealth v. Edmiston, 535 Pa. 210, 634 A.2d 1078, 1091 (1993). However, I join the majority in finding that the Commonwealth did sufficiently prove that the killing was committed while in perpetration of a felony,
