Commonwealth v. Nelson, Appellant.
Supreme Court of Pennsylvania
January 25, 1954
reargument refused April 27, 1954.
377 Pa. 58 | 104 A.2d 133
William F. Cercone, Assistant District Attorney, with him James F. Malone, Jr., District Attorney, for appellee.
William Allen Rahill and Julian E. Goldberg; and Newell G. Alford, Jr., Herbert Monte Levy and Arthur Garfield Hays, of the New York Bar; filed a brief for the American Civil Liberties Union et al., amici curiae.
OPINION BY MR. JUSTICE JONES, January 25, 1954:
The appellant Nelson was convicted in the Court of Oyer and Terminer of Allegheny County on all twelve counts of an indictment charging him, inter alia, with an attempt to overthrow the government of the United States by force and violence contrary to the Pennsylvania Sedition Act of 1919, re-enacted as a part of
In support of his motion for a new trial, the appellant, in addition to his contentions on constitutional grounds,1 cites numerous instances of alleged trial error which raise serious questions as to whether his conviction resulted from a fair and impartial trial,
al due process
Thus, the appellant charges that he was refused a reasonable postponement of the trial, which he sought in order to pursue his effort to obtain counsel, and was thereby denied due process of law, citing Powell v. Alabama, 287 U.S. 45 (1932); that the trial judge, who was an incorporator, officer and member of the executive committee of a local nonprofit corporation, known as “Americans Battling Communism“, which had publicly demanded the defendant‘s indictment, deprived him of due process by refusing to disqualify himself, citing Tumey v. Ohio, 273 U.S. 510, 534 (1927), and Snyder‘s Case, 301 Pa. 276, 290, 152 A. 33 (1930); that the prosecutor in the information upon which the indictment was founded and chief witness against the defendant at the trial was a member of the same court in which the indictment was returned and the trial had; and that the district attorney indulged in improper, prejudicial and inflammatory remarks throughout the trial and, particularly, in his address to the jury. These and other matters of fundamental importance to a question of due process, if true, appear to have sufficient factual basis in the record to require that they be pondered conscientiously and well before being passed over as unsubstantial.
But, with any or all of that, we need not now be concerned. The appellant‘s principal and cogent contention is that the Pennsylvania Sedition Act was suspended by operation of law upon the enactment by Congress of Title I of the Act of June 28, 1940, c. 439, 54 Stat. 670, known as the Smith Act2 which defines
The question is obviously one of greatest importance. It not only revolves about a serious offense allegedly committed against the Government of the United States but it also calls for a consideration and understanding of the relationship between the Federal Government and the several States and the limitations upon the actions of each in respect of the other. As the question is basic to the appeal, our plain and immediate duty, therefore, is to decide it in accordance with what we take to be the applicable and controlling principles of law as declared by the Supreme Court of the United States.
Under our federal system, as is generally known, there are functions of government which a State may not exercise because such matters have been committed, either expressly or impliedly, by the Constitution of the United States to the care of the Federal Government: see Tennessee v. Davis, 100 U.S. 257, 266 (1879). A State may not, for instance, set up its own postal
The criteria for determining the congressional purpose in such connection may be evidenced in several ways as was indicated by the Supreme Court in Rice v. Santa Fe Elevator Corp., 331 U.S. 218, 230 (1947), where it was said that “The scheme of federal regulation may be so pervasive as to make reasonable the inference that Congress left no room for the States to supplement it. Pennsylvania R. Co. v. Public Service Comm‘n, 250 U.S. 566, 569 (1919); Cloverleaf Butter Co. v. Patterson, 315 U.S. 148 (1942). Or the Act of Congress may touch a field in which the federal interest is so dominant that the federal system will be assumed to preclude enforcement of state laws on the same subject. Hines v. Davidowitz, 312 U.S. 52 (1941). Likewise, the object sought to be obtained by the federal law and the character of obligations imposed by it may reveal the same purpose. Southern R. Co. v. Railroad Commission, 236 U.S. 439 (1915); Charleston & W. C. R. Co. v. Varnville Co., 237 U.S. 597 (1915); New York Central R. Co. v. Winfield, 244 U.S. 147 (1917); Napier v. Atlantic Coast Line R. Co., supra. Or the state policy may produce a result inconsistent with the objective of the federal statute. Hill v. Florida, 325 U.S. 538 (1945).”
In Hines v. Davidowitz, 312 U. S. 52 (1941), the Supreme Court held Pennsylvania‘s Alien Registration Act of June 21, 1939, P. L. 652,
On the basis of the Supreme Court decisions, the following propositions may, we believe, be reasonably postulated,—(1) federal legislation can and sometimes does supersede state legislation even though cognate congressional intent has not been expressly declared; and (2) in the course of years there has grown up from many federal decisions on the subject of congressional statutory supersession of state legislation categories of situations in which such super-
One of the categories of supersession is when the field, in which both the Federal Government and the State have legislated, is of paramount importance to the Federal Government. What federal interest, it may be asked, could be more dominant than maintenance of the security of the Federal Government itself which the Smith Act was designed to vouchsafe against subversive political assaults? And what could be more hampering to the exercise of federal power in such connection than to have a State assume to prosecute what is in truth an affront to the National Government? We have already referred to the powers of the Federal Government derived through state concession, either expressly or impliedly, upon the adoption of the Constitution. But, wholly apart from that, the Federal Government has at all times possessed the inherent right to protect and defend itself against enemies domestic as well as foreign. The old saying that “Self preservation is the first law of nature” is as true of nations as it is of animal life. When, therefore, a State assumes to punish, as does the Pennsylvania statute here involved, sedition against the United States, it is intruding in a matter where the national interest is obviously paramount. It follows necessarily that the Federal Government‘s control of the field must be exclusive if it is to protect itself effectively and completely. And that means no sharing of the jurisdiction with the States.
The arrest of suspects by a State for indictment and trial on charges of sedition against the United States under a local statute could readily impair and even thwart the Federal Government‘s contemporaneous investigation of the alleged offenders. Indictees
A state‘s jurisdiction of crime can extend only to acts committed within its borders. And, while the Pennsylvania statute proscribes sedition against either the Government of the United State or the Government of Pennsylvania, it is only alleged sedition against the United States with which the instant case is concerned. Out of all the voluminous testimony, we have not found, nor has anyone pointed to, a single word indicating a seditious act or even utterance directed against the Government of Pennsylvania. Indeed, it is difficult to conceive of an act of sedition against a State in our federated system that is not at once an act of sedition against the Government of the United States,—the Union of the forty-eight component States. Conversely, the duty of suppressing sedition within a State rests directly upon the Federal Government by virtue of
Nor is a State stripped of its means of self-defense by the suspension of its sedition statute through the entry of the Federal Government upon the field. There are many valid laws on Pennsylvania‘s statute books adequate for coping effectively with actual or threatened internal civil disturbances. As to the nationwide threat to all citizens, imbedded in the type of conduct interdicted by a sedition act, we are—all of us—protected by the Smith Act and in a manner more efficient and more consistent with the service of our national welfare in all respects.
The difference in the penalties respectively prescribed by the Smith Act and the Pennsylvania Sedition Act strongly argues that it was not the congressional purpose that, after enactment of the Smith Act, conflicting or disparate state statutes on the same subject should be called into play for the punishment of sedition against the United States. Under the Smith Act, as revised in 1948, the maximum sentences prescribed are six years and ten years depending upon the particular section of the Act under which conviction is had, i.e.,
The court below cited United States v. Lanza, supra, which was concerned with the question of concurrent jurisdiction to enforce prohibition. That case obviously affords no support for the proposition that the Federal Government and the States have concurrent jurisdiction to punish sedition against the United States. The Eighteenth Amendment expressly pro-
Gilbert v. Minnesota, 254 U.S. 325 (1920), affords no basis for concluding that the Smith Act did not operate to suspend Pennsylvania‘s Sedition Statute. In the Gilbert case a state statute made it unlawful “to interfere with or discourage the enlistment of men in the military or naval forces of the United States or of the State of Minnesota.” The view of counsel for the State, which the Supreme Court adopted, was that “The act . . . [did] not relate to the raising of armies for the national defense, nor to rules or regulations for the government of those under arms [a constitutionally exclusive federal power]. It [was] simply a local police measure, aimed to suppress a species of
No question of federal supersession of a state statute was in issue in Dennis et al. v. United States, 341 U.S. 494 (1951), and, indeed, none could have been. The Dennis case was concerned exclusively with prosecutions under the Smith Act. No state statute was in any way involved. Nor was such question in issue when the Supreme Court upheld the validity of the
Unlike the Smith Act, which can be administered only by federal officers acting in their official capacities, indictment for sedition under the Pennsylvania statute can be initiated upon an information made by a private individual. The opportunity thus present for the indulgence of personal spite and hatred or for furthering some selfish advantage or ambition need only be mentioned to be appreciated. Defense of the
The pre-eminence of the National Government‘s interest in defending itself efficiently and effectively against sedition seems so evident as not to admit of any reasonable dispute. In enacting the Smith Act, Congress must have understood, and therefore have intended, that the federal legislation would supersede a state statute on the same subject. It will be recalled that in Hines v. Davidowitz one of the reasons for the supersession of the Pennsylvania Alien Registration Act by Title I of the Act of Congress of 1940 was that the state legislation affected “the rights, liberties, and personal freedoms of human beings. . . .” Double and possibly multiple trials and punishments for the same offense would hardly do less. In De Jonge v. Oregon, 299 U.S. 353, 365 (1937), Mr. Chief Justice Hughes, speaking for a unanimous Court, wisely counselled that “The greater the importance of safeguarding the community from incitements to the overthrow of our institutions by force and violence, the more imperative is the need to preserve inviolate the constitutional rights of free speech, free press and free assembly in order to maintain the opportunity for free political discussion, to the end that government may be responsive to the will of the people and that changes, if desired, may be obtained by peaceful means. Therein lies the security of the Republic, the very foundation of con-
The judgment is reversed and the indictment quashed.
Mr. Justice MUSMANNO and Mr. Justice ARNOLD took no part in the consideration or decision of this case.
CONCURRING OPINION BY MR. CHIEF JUSTICE HORACE STERN, MR. JUSTICE ALLEN M. STEARNE AND MR. JUSTICE CHIDSEY:
We concur in the foregoing opinion in its entirety. Sedition against the United States is not a local offense. It is a crime against the Nation. As such, it should be prosecuted and punished in the Federal courts where this defendant has in fact been prosecuted and convicted and is now under sentence. It is not only important but vital that such prosecutions should be exclusively within the control of the Federal Government, and we are of opinion that this is required in order to harmonize the respective constitutional powers of the Nation and the several States. We assume that the question involved, being obviously one of national importance, will be finally determined by the Supreme Court of the United States.
DISSENTING OPINION BY MR. JUSTICE BELL:
Congress has never once said that Pennsylvania‘s law or any State law on Sedition was superseded or invalidated; the Supreme Court of the United States
Sedition has been a crime under the law of Pennsylvania since 1861. The defendant was indicted, tried and convicted under the Pennsylvania Sedition Act of 1939 (P.L. 872, 18 PS 4207—which reenacted the Sedition Act of June 26, 1919, P.L. 639). The Sedition Act makes it a felony “(a) To make or cause to be made any outbreak . . . of violence against this State or against the United States. (b) To encourage any person . . . to engage in any conduct with the view of overthrowing or destroying . . . by any force or show or threat of force, the Government of this State or of the United States.“*
The analogous decisions of the Supreme Court of the United States, the preservation of the police power of every Sovereign State in the United States, and—most important of all—the protection, safety and security of our Country imperatively require that the Pennsylvania Sedition Act be sustained.
The majority base their Opinion upon two grounds—(1) Supersession, and (2) Double Jeopardy. They are both equally and clearly untenable.
I. Supersession.
The
* Italics throughout, ours.
The majority opinion admits, as it must, that the Constitution does not grant exclusive authority to the Federal Government; it admits, as it must, that the Constitution does not expressly or even impliedly prohibit the States from legislating on the subject of Sedition; it merely claims that because Congress has recently legislated on the subject it thereby preempted the entire field of Sedition. This, as we shall see, is a non sequitur. Moreover, the Pennsylvania Sedition Act and the Smith Act are obviously complementary and not by the wildest stretch of the imagination can they be said to be contradictory or repugnant or conflicting.
The constitutionality of Pennsylvania‘s Sedition Act was sustained in Commonwealth v. Lazar, 103 Pa. Superior Ct. 417, 157 A. 701, appeal dismissed 286 U.S. 532, and in Commonwealth v. Blankenstein, 81 Pa. Superior Ct. 340; Commonwealth v. Widovich, 295 Pa. 311, 145 A. 295. In the latter case, several members of the Communist Party were indicted and convicted under a prior Sedition Act which was reenacted in 1939. This Court, after holding that the Sedition Act does not violate freedom of speech or any provision of the Federal Constitution, said (page 317): “... The legislature, under the police power, to preserve the State‘s republican form of government, to suppress insurrection and to maintain the safety, peace and order of its citizens, may enact laws
In Wortex Mills v. Textile Workers U. of A., 369 Pa. 359, 85 A. 2d 851, we said: “... It is well to recall that a State or other Sovereign has a paramount right and an inescapable duty to maintain law and order, to protect life, liberty and property and to enact laws and police regulations for the protection and preservation of the safety, health and welfare of the people of the state or community: Carnegie-Illinois Steel Corp. v. U.S.W. of A., 353 Pa. 420, 426, 45 A. 2d 857; Westinghouse Electric Corp. v. United Electrical Workers, 353 Pa. 446, 460, 46 A. 2d 16.
“‘The power and duty of the State to take adequate steps to preserve the peace and to protect the privacy, the lives, and the property of its residents cannot be doubted‘: Thornhill v. Alabama, 310 U.S. 88, 105; Carlson v. California, 310 U.S. 106, 113. The sovereign powers of a State should be protected and sustained except where restricted by the Federal or State Constitution and except where an ‘intention of Congress to exclude States from exerting their police
In the Allen-Bradley Local case, supra, Mr. Justice DOUGLAS, speaking for a unanimous Court, said (page 749): “... this Court has long insisted that an ‘intention of Congress to exclude States from exerting their police power must be clearly manifested.’ Napier v. Atlantic Coast Line R. Co., 272 U.S. 605, 611, and cases cited; Kelly v. Washington, 302 U.S. 1, 10; South Carolina Highway Dept. v. Barnwell Bros., 303 U.S. 177; H.P. Welch Co. v. New Hampshire, 306 U.S. 79, 85; Maurer v. Hamilton, 309 U.S. 598, 614; Watson v. Buck, supra.”
In Auto Workers v. Wisconsin Employment Relations Board, 336 U.S. 245, 253, Mr. Justice JACKSON, in sustaining an injunction against a union by a State Court of Wisconsin in matters affecting interstate commerce, said: “... the ‘intention of Congress to exclude States from exercising their police power must be clearly manifested.‘”
In Rice v. Santa Fe Elevator Corp., 331 U.S. 218, the Court said (page 230): “Congress legislated here in a field which the States have traditionally occupied. See Munn v. Illinois, 94 U.S. 113; Davies Warehouse Co. v. Bowles, 321 U.S. 144, 148-149. So we start with the assumption that the historic police powers of the States were not to be superseded by the Federal Act unless that was the clear and manifest purpose of Congress.”
In Reid v. Colorado, 187 U.S. 137, the Supreme Court of the United States said (page 148): ”It should never be held that Congress intends to supersede or by its legislation suspend the exercise of the police powers of the States, even when it may do so, unless its purpose to effect that result is clearly manifested. This court has said—and the principle has been often reaffirmed—that ‘in the application of this prin-
In Missouri, Kansas & Texas Ry. Co. v. Haber, 169 U.S. 613, the question arose as to whether a Kansas statute which made actionable the transporting into Kansas of fever-ridden cattle was superseded by a federal statute which established a Bureau of Animal Industry charged with control of transportation across state lines. The Supreme Court of the United States held that this federal legislation did not override the state statute and said (page 623): “May not these statutory provisions stand without obstructing or embarrassing the execution of the act of Congress? This question must of course be determined with reference to the settled rule that a statute enacted in execution of a reserved power of the State is not to be regarded as inconsistent with an act of Congress passed in the execution of a clear power under the Constitution, unless the repugnance or conflict is so direct and positive that the two acts cannot be reconciled or stand together.”
Kelly v. Washington, 302 U.S. 1, sustained the validity of a state statute authorizing a state to inspect tugboats plying the navigable waters of the United States and in a unanimous opinion, speaking through Chief Justice HUGHES, said (page 10): “The principle is thoroughly established that the exercise by the State of its police power, which would be valid if not superseded by federal action, is superseded only where the repugnance or conflict is so ‘direct and positive’ that the two acts cannot ‘be reconciled or consistently stand together.’ Sinnot v. Davenport, 22 How. 227, 243; Missouri, K. & T. Ry. Co. v. Haber, 169 U.S. 613, 623, 624; Reid v. Colorado, 187 U.S. 137, 148; Crossman v. Lurman, 192 U.S. 189, 199, 200; Asbell v. Kansas, 209 U.S. 251, 257, 258; Missouri Pacific Ry. Co. v. Larabee Mills, 211 U.S. 612, 623; Savage v. Jones, 225 U.S. 501, 533; Atlantic Coast Line v. Georgia, 234 U.S. 280, 293, 294; Carey v. South Dakota, 250 U.S. 118, 122; Atchison, T. & S. F. Ry. Co. v. Railroad Commission, 283 U.S. 380, 392, 393; Mintz v. Baldwin, 289 U.S. 346, 350. Gilvary v. Cuyahoga Valley Ry. Co., supra.”
Certainly it cannot be said that the Smith Act and the Pennsylvania Sedition Act are repugnant or conflicting and cannot be reconciled or stand together; it is equally certain that the Smith Act does not clearly manifest a purpose and intent to supersede or suspend or invalidate the sovereign police powers of a State.
An examination, nay, even a casual reading of the Smith Act, makes the following facts crystal clear and irrefutable:
(1) The Smith Act and the Pennsylvania Sedition Act are complementary and not repugnant or conflicting; (2) the Smith Act does not directly or expressly prohibit the States from exercising their historic and traditional sovereign powers; nor (3) does it in or by any sentence or any word exclude or negate or supersede or nullify a State‘s Sovereign police powers; nor (4) does it in or by any sentence or any word manifest clearly or even unclearly any intention to assume complete and exclusive jurisdiction of the subject matter, viz., the crime of sedition. These facts alone are sufficient to demonstrate the utter untenability of the majority opinion which, with nothing to support it, holds that the state police power has been superseded, abridged and destroyed.
But we shall pile Pelion upon Ossa. What was the law prior to the Smith Act (as established in the
Discussing these seriatim, we shall first consider the Smith Act and the prior decisions of the Supreme Court of the United States in analogous cases.
Section 2(a)(1) of the Smith Act, as amended, makes it unlawful “to knowingly or willfully advocate or teach the duty, necessity, desirability, or propriety of overthrowing or destroying any government in the United States” [changed by the Amendment of June 25, 1948 to read “the government of the United States or the government of any state“] by force or violence,...” Section 2(a)(3) makes it unlawful “to organize or help to organize any society, group, or assembly of persons who teach, advocate, or encourage the overthrow or destruction of any government in the United States [changed to read “the government of the United States or the government of any state“] by force or violence.
The language and meaning of the Smith Act are absolutely clear. The majority opinion asserts that in spite of the clear language of the Smith Act, and even though it never said so, Congress clearly intended to supersede and suspend the Pennsylvania Sedition Act. The question that will instantly arise in everyone‘s mind is this—if that was the Congressional intent in a matter which concerns the very existence of our Country, why didn‘t Congress clearly and plainly say so?
If the language or intent or meaning or effect of an Act is not explicit or clear, the intention of Congress is to be gathered not only from a consideration of the language of the Act but also by examining the prior law upon the subject; the conditions or circum-
At the time of the passage of the revised Smith Act on June 25, 1948, which punished (as we have seen) any person who “knowingly or willfully advocates . . . overthrowing or destroying the government of the United States or the government of any State . . . by force or violence . . .“, Congress knew the following facts which are very important in determining whether it intended to preempt the field and suspend all State legislation designed to protect our Country from its mortal enemies.
1. State sedition and treason laws were nothing new; they had existed for over 100 years. Congress knew that in spite of the fact that the Constitution of the United States gave it, in
In 1790 Congress enacted an Act defining and punishing treason.** In 1861 Congress passed the Sedition Conspiracy Act.*** Never once has the Supreme Court of the United States held that the congressional act punishing treason or the congressional act punishing sedition preempted the field or superseded and nullified state acts punishing these crimes, or prohibited states from thereafter passing complementary statutes punishing these crimes. While this is not conclusive it is certainly persuasive that Congress did not intend by the Smith Act to supersede and invalidate the mass of state legislation punishing treason, sedition, criminal anarchy, etc., some of which has been in existence for 100 years. Furthermore, twenty-six (26) States have passed laws which expressly or in effect deny state employment to persons who teach or advocate the overthrow of government by force or violence, or who print or sell documents advocating such doctrines, or who organize groups aimed at overthrowing the government.**** If the majority opinion prevails, isn‘t it clear as crystal that all these State laws will be superseded and suspended or invalidated by the Smith Act; and if so, what will it cost the States in the way of damages and other remedial actions? And if the majority opinion prevails,
2. The Smith Act is patterned after and is almost identical with the New York Statute punishing sedition, the constitutionality of which had been sustained in the famous case of Gitlow v. New York, 268 U.S. 652 (1925), which was cited with approval by the Supreme Court of the United States as recently as 1951 in Dennis v. United States, 341 U.S. 494.
3. Congress also knew that due to public statements and tidal waves of pro-Russian propaganda issued since 1933 by some of the highest officials of our Government in Washington, the true nature and the real aims and objectives of Communism were so diluted and distorted that for many years they were hidden from the Congress as well as from the American people. Communism by its teachings and by its acts and deeds is our mortal enemy. Marxist Communism, as interpreted, promulgated and established by Stalin, teaches, advocates, plans and plots (a) a world revolution by and for the proletariat; (b) the overthrow and capture of every Government in the world by sabotage, force and violence; and (c) the dictatorial, ruthless, atheistic rule of every Country by ukase and force for the (pretended) benefit of (a tiny percentage of) the proletariat known as Communists.
5. Congress also knew that the States had passed statutes on many subjects and in many analogous
Congress, with a full knowledge of all of the foregoing facts, passed the Smith Act in 1940 and the revised Smith Act in 1948.
In the light of all these facts, circumstances and conditions and in the face of the decisions of the Supreme Court in analogous cases, how is it possible to assert, as does the majority, that Congress intended, although it never said or even suggested so in a single sentence or by a single word, (1) to supersede and to nullify or suspend all State legislation and all State statutes which protected our Country, and (2)
“Howard W. Smith
8th District, VirginiaCommittee on Rules
Calvin H. Haley
SecretaryCONGRESS OF THE UNITED STATES
House of Representatives
Washington, D. C.
February 4, 1954Honorable Frank Truscott
Attorney General of Pennsylvania
Department of Justice
Harrisburg, Pennsylvania
Dear Mr. Attorney General:
. . .
“As I am the author of the Federal act in question, known as the Smith Act, I am deeply disturbed by the implications of this decision. May I say that when I read this opinion, it was the first intimation I have ever had, either in the preparation of the act, in the hearings before the Judiciary Committee, in the debates in the House, or in any subsequent development, that Congress ever had the faintest notion of nullifying the concurrent jurisdiction of the respective sovereign states to pursue also their own prosecutions for subversive activities. It would be a severe handicap to the successful stamping out of subversive activities if no state authority were permitted to assist in the elimination of this evil, or to protect its own sovereignty. The whole tenor and purpose of the Smith Act was to eliminate subversive activities, and not assist them, which latter might well be the effect of the decision in the Commonwealth v. Nelson case.
“I hope you will not think me presumptuous in taking this matter up with you, but you can readily understand how deeply disturbed I am about it. . . .
Sincerely yours,
Howard W. Smith.”
In the “Brief for the United States” filed by the Attorney General in the case of Dennis v. United States, 341 U. S., supra (1951), the Attorney General devoted many pages to sustain his contention that the Smith Act was Constitutional because it was a part of a large mass of valid State and Federal legislation which punished sedition and subversive activities. He said, inter alia: “3. The other American statutes dealing with political extremism. It is significant to note that the Smith Act is part of a large body of legislation, both State and Federal, directed against political extremism. . . . a) State legislation. All or nearly all of the
“However, the more recently enacted state statutes reveal the evils anticipated by the American state legislatures from Communism and Fascism. Thus, in 1945, Illinois provided. . . .
“This mass of state and Federal legislation reflects the Nation‘s awareness of the fact that the danger to free countries is not from direct and domestic insurrectionary movements but from the more subtle alliance of domestic political groups with foreign ‘governments with whose ideology they are sympathetic and whose policies they serve.‘”
In the light of that letter from Congressman and former Judge Howard W. Smith and in the face of the brief of the Attorney General of the United States in the Dennis case, how is it possible for this Court to say that Congress “intended” to supersede and nullify State laws punishing Sedition?
If any possible doubt could possibly remain, it would be forever dissipated by the fact that the Federal Code of Crimes and Criminal Procedure of 1948, of which the Smith Act is now a codified part, expressly states in
Although no further confirmation is needed, we shall multiply the overwhelming proof and point out that the authorities further confirm the validity and constitutionality of the State Sedition Act.
Gilbert v. Minnesota, 254 U.S. 325, is analogous to and in principle controls the instant case. In that case a statute of Minnesota made it unlawful to discourage the enlistment of men in the military or naval forces of the United States or of the State of Minnesota, and by another section unlawful for any person to teach or advocate that the citizens of Minnesota should not assist the United States in carrying on war with its public enemies. The statute was sustained as an exercise of the police power and also as a legitimate measure of cooperation by the State with the United States. It was held not to be in conflict with the federal war power nor with the Constitutional right of free speech. It was argued that Congress had the exclusive power to declare war and to determine among other things the conditions of enlistment; and consequently, just as here, it was contended the states had no such power, especially as their acts might run counter to what Congress or the army or navy might consider the wisest and most effective means of securing support from all the citizens. The minority opinion in that case held, as does the majority opinion in this case, that the state statute was inconsistent with the law of the United States and a cause of real embarrassment and danger to the Federal Government and consequently unconstitutional. All of these arguments or contentions were rejected by the majority which in its opinion said (page 328): “Undoubtedly, the United States can declare war and it, not the States, has the power to raise and maintain armies. But there are other considerations. The United States is composed of the
“The latter case is especially pertinent in its sentiment and reasoning. It sustained a statute of Nebraska directed against the debasement of the National flag to trade uses against the contention that the flag being the National emblem was subject only to the control of the National power. In sustaining the stat-
“And so with the statute of Minnesota. An army is an instrument of government, a necessity of its power and honor, and it may be, of its security. An army, of course, can only be raised and directed by Congress, in neither has the State power, but it has power to regulate the conduct of its citizens and to restrain the exertion of baleful influences against the promptings of patriotic duty to the detriment of the welfare of the Nation and State. To do so is not to usurp a National power, it is only to render a service to its people, as Nebraska rendered a service to its people when it inhibited the debasement of the flag.
“We concur, therefore, in the final conclusion of the court, that the State is not inhibited from making ‘the national purposes its own purposes to the extent of exerting its police power to prevent its own citizens from obstructing the accomplishment of such purposes.’
“The statute, indeed, may be supported as a simple exertion of the police power to preserve the peace of the State. . . . ‘It is simply a local police measure, aimed to suppress a species of seditious speech which the legislature of the State has found objectionable.’ ”
It is apparent that there is far less justification in the instant case for the majority theory of supersession than there was for the minority view in Gil-
It is to be noted that the state statute in the Gilbert case was sustained both as a legitimate measure of cooperation by the state with the United States and as an exercise of the police power to preserve the peace of the State. These two grounds are present here with even greater cogency than there.
The majority opinion has signally failed to distinguish the Gilbert-Minnesota case or the famous Gitlow case or the Whitney or Fox or Holm or Halter cases.
Gitlow v. New York, 268 U.S. 652, is both analogous and in principle controlling. In 1909 the State of New York passed an Act which prohibited the advocacy or teaching the necessity of overthrowing organized government by force or violence. Benjamin Gitlow, noted communist, was indicted and convicted under this statute and given a five to ten year sentence. He appealed to the Supreme Court of the United States contending that the statute under which he was convicted violated the freedom of speech and press guaranteed by the
“And, for yet more imperative reasons, a State may punish utterances endangering the foundations of organized government and threatening its overthrow by unlawful means. These imperil its own existence as a constitutional State. . . . By enacting the present statute the State has determined, through its legislative body, that utterances advocating the overthrow of government by force, violence and unlawful means, are so inimical to the general welfare and involve such danger of substantive evil that they may be penalized in the exercise of its police power.”
Another analogous case is Whitney v. California, 274 U. S. 357. That case sustained a conviction under the California Criminal Syndicalism Act, which like the New York statute in the Gitlow case, specifically
Cases in other analogous fields likewise demonstrate how untenable the majority opinion is. A leading case is Fox v. Ohio, 46 U.S. 410. The defendant in that case was indicted, convicted and sentenced under an Ohio statute for passing “‘a certain piece of false, base, counterfeit coin, forged and counterfeited to the likeness and similitude of the good and legal silver coin, currently passing in the State of Ohio, called a dollar.‘”
There is no field or activity in our country in which the federal government has a more exclusive monopoly than that which has to do with the monetary system of the United States.
Nevertheless, the defendant‘s conviction was affirmed by the Supreme Court of the United States,
The language of the Attorney General of Ohio is equally applicable to the instant case which differs only in its greater magnitude and importance: “Such a jurisdiction, if not indispensable, is to the last degree useful and expedient. And it has been exercised almost, if not quite, universally by the different States which compose the Union. The rightfulness of this jurisdiction is now, for the first time, questioned in this Court. Certainly it presents a question of the first
Powerful as is our Federal Government, extensive as are its departments and ramifications, wonderful as is the FBI, there are still not nearly enough FBI agents, United States district attorneys, marshals and agencies to cope with this far-flung masked threat against the very life of our American System of Government.
Cases in other fields over which Congress is generally considered to have exclusive jurisdiction further demonstrate the error of the majority opinion. For example, Congress is given by
All of these analogous cases demonstrate that the police power of a state, especially where it attempts to protect the very life and existence of our State and Federal Governments, must be sustained unless restricted or prohibited by the Constitution, or clearly, expressly and validly prohibited by Congress, or unless Congress has clearly and validly manifested an intention to exclude the States from exercising their police power on the matter in question.
The only decision cited by the majority which, in my judgment, might be said to even remotely support its application of the supersession doctrine is Hines v. Davidowitz, 312 U.S. 52. Congress had passed the Federal Alien Registration Act of 1940 which, together with the Immigration and Naturalization Laws, constituted, as the Court pointed out, a comprehensive and integrated plan for the regulation of all aliens (14 years of age and over) and precluded the enforcement
A reading of the majority opinion makes it clear that the basis for the decision was the Court‘s conviction that a State Alien Registration Act would likely involve us in grave international controversies and might even lead to war. No such result could possibly ensue from State treason or Sedition laws; and the case is clearly distinguishable on its facts.
If there were any doubt on this issue, and in my judgment there is none, it would be resolved by the recent decision of the Supreme Court of the United States in Dennis v. U.S., 341 U.S. 494 (1951). In that case Dennis and others were convicted of conspiring to organize a Communist Party to teach and advocate the overthrow of the government of the United States by force and violence. The Court sustained the constitutionality of the Smith Act and held that it did not violate the First or Fifth Amendments or any other provision of the Bill of Rights. In the course of its opinion, Gitlow v. New York, 268 U.S. supra, and Whitney v. California, 274 U.S., supra, were cited or discussed with approval (pages 505, 506, 536, 537).
If the contentions of the defendant, Nelson, which the majority of this Court adopt, were legally sound, isn‘t it reasonable to assume that the Supreme Court of the United States would have pointed out that the
The majority seeks to support its application of the doctrine of “supersession” by stating that “The old saying that ‘Self-preservation is the first law of nature’ is as true of nations as it is of animal life“; and then goes on to illogically, impractically and unjustifiably deny the first law of nature to a Sovereign State. It seems inconceivable to me that anyone would deny to a Sovereign State the right of self-preservation, or even deny its right (except where Constitutionally limited or prohibited) to help preserve the Government of the United States, of which each State is a basic, component, constituent, indispensable part.
It seems necessary to recall and to frequently reiterate that a State has an inalienable right and an inescapable duty to protect the life, liberty and property of its citizens, and in their behalf to preserve its own existence and the existence of our National Government: Thornhill v. Alabama, 310 U.S. 88, 105; Carlson v. California, 310 U.S. 106, 113; Wortex Mills v. Textile Workers Union, 369 Pa. 359, 85 A. 2d 851.
II. Double Jeopardy.
In addition to the principle of “preemption and supersession by implication“, the majority advance a second reason to support their position, namely, Pennsylvania‘s Act must be suspended or invalidated because otherwise Nelson would be subjected to double jeopardy, i. e., he might be convicted in every State where he plotted the overthrow of our Country or of the Government of that particular State. We may appropriately ask why shouldn‘t he be convicted and punished in every State and in every County where
The error of the majority‘s position on the subject of double jeopardy is made more conspicuous by their failure to cite any authority to support it. The reason for the omission is obvious—the authorities hold exactly to the contrary.
The fact that the same or similar criminal or traitorous offenses are prohibited by a State Act as well as by an Act of Congress does not violate any provision of the Constitution of the United States or of the Commonwealth of Pennsylvania or constitute double jeopardy, since a person by the same act can commit two distinct criminal offenses, one against the United States and one against the State, and may be subjected to prosecution and punishment in the Federal Courts for the one and in the State Courts for the other: United States v. Lanza, 260 U.S. 377, 381-384; Barron v. Baltimore, 7 Peters 243; Fox v. Ohio, 46 U.S. 410; United States v. Marigold, 50 U.S. 560, 569; Moore v. Illinois, 55 U.S. 13, 18, 19, 20; United States v. Cruikshank, 92 U.S. 542, 550; Ex parte Siebold, 100 U.S. 371, 390; Cross v. North Carolina, 132 U.S. 131, 139; Pettibone v. United States, 148 U.S. 197, 209; Crossley v. California, 168 U.S. 640; Southern Railway Co. v. R. R. Commission of Indiana, 236 U.S. 439, 445; Gilbert v. Minnesota, 254 U.S. 325, 330; McKelvey v. United States, 260 U.S. 353, 358, 359; Hebert v. Louisiana, 272 U.S. 312; Sexton v. California, 189 U. S. 319; Westfall v. United States, 274 U.S. 256; Com. ex rel. Garland v. Ashe, 344 Pa., supra.
In Gilbert v. Minnesota, 254 U.S. 325, 330, the Court said: “‘The same act,’ . . . ‘may be an offense or transgression of the laws of both’ Nation and State, and both may punish it without a conflict of their sovereignties.”
In United States v. Lanza, 260 U.S. 377, the defendants were charged in both the Federal Court and in the County Court of Washington with manufacturing and possessing intoxicating liquor. Defendants contended that punishment under separate Federal and State indictments for these same offenses subjected them to double jeopardy since both the National Government and the State were each punishing them for the same act. This contention was rejected by the Supreme Court of the United States. The Court held that the United States derived its power to punish the crime by virtue of the
“To regard the Amendment as the source of the power of the States to adopt and enforce prohibition measures is to take a partial and erroneous view of the matter. Save for some restrictions arising out of the Federal Constitution, chiefly the commerce clause, each State possessed that power in full measure prior to the Amendment, and the probable purpose of declaring a concurrent power to be in the States was to negative any possible inference that in vesting the National Government with the power of country-wide prohibition, state power would be excluded. . . .
“We have here two sovereignties, deriving power from different sources, capable of dealing with the same subject-matter within the same territory. Each
may, without interference by the other, enact laws to secure prohibition, . . . Each government in determining what shall be an offense against its peace and dignity is exercising its own sovereignty, not that of the other. “It follows that an act denounced as a crime by both national and state sovereignties is an offense against the peace and dignity of both and may be punished by each. The Fifth Amendment, like all the other guaranties in the first eight amendments, applies only to proceedings by the Federal Government, Barron v. Baltimore, 7 Pet. 243, and the double jeopardy therein forbidden is a second prosecution under authority of the Federal Government after a first trial for the same offense under the same authority. Here the same act was an offense against the State of Washington, because a violation of its law, and also an offense against the United States under the National Prohibition Act. The defendants thus committed two different offenses by the same act, and a conviction by a court of Washington of the offense against that State is not a conviction of the different offense against the United States and so is not double jeopardy.
“This view of the Fifth Amendment is supported by a long line of decisions by this Court. In Fox v. Ohio, 5 How. 410, a judgment of the Supreme Court of Ohio was under review. It affirmed a conviction under a state law punishing the uttering of a false United States silver dollar. The law was attacked as beyond the power of the State. One ground urged was that, as the coinage of the dollar was entrusted by the Constitution to Congress, it had authority to protect it against false coins by prohibiting not only the act of making them but also the act of uttering them. It was contended that if the State could denounce the uttering, there would be concurrent jurisdiction in the United States and the State, a conviction in the state
court would be a bar to prosecution in a federal court, and thus a State might confuse or embarrass the Federal Government in the exercise of its power to protect its lawful coinage. . . . [The Court rejected this contention and further said, page 383]: “. . . in United States v. Marigold, 9 How. 560, 569, . . . the same Justice said that ‘the same act might, as to its character and tendencies, and the consequences it involved, constitute an offense against both the State and Federal Governments, and might draw to its commission the penalties denounced by either, as appropriate to its character in reference to each.’
“The principle was reaffirmed in Moore v. Illinois, 14 How. 13; in United States v. Cruikshank, 92 U.S. 542, 550, 551; in Ex parte Siebold, 100 U.S. 371, 389, 390, 391; in Cross v. North Carolina, 132 U.S. 131, 139; in Pettibone v. United States, 148 U.S. 197, 209; in Crossley v. California, 168 U.S. 640, 641; in Southern Ry. Co. v. Railroad Commission of Indiana, 233 U.S. 439; in Gilbert v. Minnesota, 254 U.S. 325, 330, and, finally, in McKelvey v. United States, 260 U.S. 353.
“In Southern Ry. Co. v. Railroad Commission of Indiana, supra, Mr. Justice Lamar used this language (p. 445): ‘In support of this position numerous cases are cited which, like Cross v. North Carolina, 132 U.S. 131, hold that the same act may constitute a criminal offense against two sovereignties, and that punishment by one does not prevent punishment by the other. That doctrine is thoroughly established. . . .‘”
In McKelvey v. United States, 260 U.S. 353, 358, the Court said: “The following excerpt from Moore v. Illinois, 14 How. 13, 20, is pertinent: ‘The same act may be an offence or transgression of the laws of both. Thus, an assault upon the marshal of the United States; and hindering him in the execution of legal process, is a high offence against the United States,
Another analogous case is Sexton v. California, 189 U.S. 319. In that case the Revised Statutes of the United States provided that a person who received money as a consideration for not informing against any violation of any internal revenue law should, on conviction, be punished by a fine not exceeding $2000 or by imprisonment not exceeding one year, or both; and gave exclusive jurisdiction of such offenses to the Courts of the United States. Defendant was indicted, convicted and sentenced in a State Court for extorting money by threatening to accuse Greenwald of an offense under the Federal Statute. The conviction was sustained by the Supreme Court of the United States because the defendant was charged with and punished for the violation of the State crime of extortion.
In Com. ex rel. Garland v. Ashe. 344 Pa., supra, the Supreme Court of Pennsylvania said (page 408): “The relator‘s petition must be dismissed. The
The foregoing authorities completely demolish Nelson‘s contention and the majority opinion‘s theory of double jeopardy.
For each and every one of the foregoing reasons, I dissent from the decision of the Court.***
