Commonwealth v. Moon, Appellant.
Supreme Court of Pennsylvania
October 3, 1956
386 Pa. 205 | 125 A.2d 594
“... It is true, of course, that majority stockholders occupy a quasi-fiduciary relation toward the minority which prevents them from using their power in such a way as to exclude the minority from their proper share of the benefits accruing from the enterprise. Weisbecker v. Hosiery Patents, Inc., 356 Pa. 244, 250, 51 A. 2d 811, 813, 814.”
In our judgment, defendants were not guilty of any fraudulent conduct toward plaintiff, and the majority did not use their power in such a way as to exclude plaintiff from his proper share of the benefits accruing from his interest in Carr O‘Brien Company; and if plaintiff ever had any claim against defendants for anything except the fair value of his 125 shares of stock in Carr O‘Brien Company, namely $10,000., he has lost it by his own conduct.
The decree is reversed. The case is remanded to the Court below with directions to take such further proceedings and to enter such an Order or Decree as it shall deem just and proper, not inconsistent with this opinion. The fees of the appraisers shall be paid one-half by plaintiff and one-half by defendants; the costs of this appeal shall be paid by plaintiff.
Commonwealth v. Moon, Appellant.
Frank P. Lawley, Jr., Deputy Attorney General, with him Harrington Adams, Deputy Attorney General, for appellee.
OPINION BY MR. JUSTICE CHIDSEY, October 3, 1956:
On January 13, 1954 the appellant Norman W. Moon appearing before the Court of Quarter Sessions of Warren County on a charge of failure to comply with a support order, shot and fatally wounded the Honorable ALLISON D. WADE, President Judge of the 37th Judicial District. Following his apprehension appellant was indicted, tried and on May 25, 1954 convicted of murder in the first degree. The jury rejected his sole defense of insanity and fixed the penalty at death. About two months thereafter, on July 31, 1954, while appellant was confined in the Warren County Jail pending disposition of his motion for new trial, the county sheriff as keeper of the jail petitioned the court for the appointment of a commission under
Thereafter the court filed an opinion and the following order: “And now, January 28, 1956 the Court having reexamined the findings and recommendation of the Sanity Commission appointed in this case, and having reconsidered the evidence together with additional relevant evidence, as directed by the Supreme Court of Pennsylvania, and for the reasons set forth in the foregoing Opinion, and upon consideration of the entire record in the case, and the Court not being satisfied that the defendant is mentally ill as defined in the Mental Health Act of 1951 and the standards set by the Supreme Court in this case, it is hereby Ordered that proceedings in this case shall continue and any additional reasons for a new trial shall be filed forthwith.“. Exceptions thereto were dismissed after argument and a final order entered on March 29, 1956 affirming the earlier order. This appeal followed.
In construing
The appellant argues that the testimony of the witnesses connected with the Western State Penitentiary should not have been admitted. This argument is part and parcel of the major contention made at oral argument and in the brief of appellant‘s counsel that the defendant‘s conduct throughout as it bore on the exercise of his self-control, judgment and discretion, was a matter solely for interpretive determination by medical experts—a medical issue which the commission, two of the three members of which were qualified medical experts, conclusively decided. This contention flies in the face of all of our decisions. We have repeatedly and invariably held not only that testimony of laymen as well as experts is admissible in determining the mental status of a criminal defendant but that all of such testimony is for the consideration of the legal tribunal, be it court or jury, which has the ultimate determination of the issue: Commonwealth v. Lance, 381 Pa. 293, 113 A. 2d 290; Commonwealth v. Patskin, 372 Pa. 402, 93 A. 2d 704; Commonwealth v. Carluccetti, 369 Pa. 190, 85 A. 2d 391; Commonwealth v. Cavalier, 284 Pa. 311, 131 A. 229; Commonwealth v. Gearhardt, 205 Pa. 387, 54 A. 1029; Commonwealth v. Wireback, 190 Pa. 138, 42 A. 542. As stated in Commonwealth v. Carluccetti, supra, quoting from Commonwealth v. Cilione, 293 Pa. 208, 142 A. 216: “. . . ‘You do not have to be a psychiatrist to judge whether a man‘s actions are normal or abnormal. . . .‘”
Under
The appellant also contends that the court erred in excluding certain evidence. As to this the record nowhere discloses that any request was made of the court to hear witnesses on defendant‘s behalf. At the completion of the testimony of the witnesses from the Western State Penitentiary at the hearing on December 12, 1955, counsel for defendant expressly stated that “The defendant has no testimony to offer, if the Court please.” As before stated, the court advised defendant‘s counsel that the date of hearing for taking additional testimony would be fixed far enough in the future to afford opportunity for counsel to prepare any evidence which they might desire to produce at the hearing.2 Therefore it is surprising to find in the
We are fully satisfied that the court did not commit any error of law or abuse its discretion in refusing to commit defendant to a mental hospital and in directing that the proceedings in the criminal action continue.
Order affirmed.
This appeal, taken before sentence and judgment and while defendant‘s motion for new trial has not been disposed of, is clearly interlocutory and should be quashed. If this defendant is committed before his motion for a new trial is disposed of, it may be many years before he appears in Court for a redetermination of his sanity or mental condition, or for the disposition of his motion for a new trial, or for a new trial if a new trial is granted. The net result of such delay may well be the obstruction or defeat of justice because of the death, resignation or retirement of the trial Judge or stenographer, or because of the absence or death or dimming recollections of witnesses. Dilatory or delaying tactics are well known devices employed by criminals to defeat justice and such tactics or motions should be rejected by the Courts whenever reasonably possible.
If an appeal is taken after defendant‘s motion for a new trial has been dismissed and judgment of sentence has been entered on the verdict, defendant can then raise all questions he desires, including the lower Court‘s refusal to commit him to an institution. This has always been the salutary policy in Pennsylvania. The general rule is long and well established that a defendant has no standing to appeal, even after conviction, where no sentence or other final judgment has been entered against him: Commonwealth v. Hall, 173 Pa. Superior Ct. 285, 98 A. 2d 386; Commonwealth v. Hicks, 173 Pa. Superior Ct. 395, 98 A. 2d 478; Commonwealth v. Trufley, 170 Pa. Superior Ct. 200, 85 A. 2d 622; Commonwealth v. Graham, 170 Pa. Superior Ct. 343, 85 A. 2d 632; Commonwealth v. Feldman, 159 Pa. Superior Ct. 3, 46 A. 2d 332; Commonwealth ex rel. Holly v. Ashe, 368 Pa. 211, 82 A. 2d 244. See also,
In Sullivan v. Philadelphia, 378 Pa. 648, 107 A. 2d 854, the Court said: “Even with the consent of all interested parties, appellate jurisdiction of an interlocutory order or decree may not be assumed: Stadler v. Mt. Oliver Borough, 373 Pa. 316, 95 A. 2d 776. The evident policy of the law in such regard is to preclude piecemeal determinations and the consequent protraction of litigation.”
There are no extraordinary circumstances, no jeopardy of basic human rights, to justify taking the present case out of the aforesaid general rule.
Since the decision in Commonwealth v. Moon, 383 Pa. 18, 117 A. 2d 96, this Court decided the case of Commonwealth v. Novak, 384 Pa. 237, 120 A. 2d 543, which I believe was inadvertently overlooked by the majority. In the Novak case this Court decided that an order of the lower Court dismissing the petition of a defendant to commit him to a mental hospital—which petition was filed after indictment but before trial—was interlocutory and not appealable. The Novak case, in my judgment, in principle rules the instant case since there is no difference in principle between the dismissal of a commitment petition presented before trial and one presented during trial or after trial but before sentence.
To allow this interlocutory and unnecessary appeal will establish a precedent—a bad precedent—for an almost endless series of commitment petitions followed by interlocutory appeals by defendants (1) during trial, and (2) after trial but before sentence. These delaying tactics will hamper and for the aforesaid reasons will often defeat justice.
DISSENTING OPINION BY MR. JUSTICE MUSMANNO:
On January 13, 1954, Norman W. Moon was called to the bar of the court in the Court of Quarter Sessions of Warren County to explain why he had failed to pay $30 a week to his wife, as ordered, which order had been affirmed by the Superior Court of Pennsylvania. As he approached the bench he whipped from beneath his belt a 45 Colt pistol and opened fire on Judge ALLISON D. WADE who was presiding. He also turned his blazing weapon on the District Attorney who, however, was able to escape from the room unharmed. A bullet whizzed by Mrs. Bernice Seavy, the Court reporter, as the Judge, mortally wounded, collapsed to the floor moaning: “He shot me, he shot me.” Moon fled from the courtroom, leaped into a car and sped away, followed by State Police who had been summoned by the District Attorney from a telephone. After a chase of some 10 miles, the police succeeded in puncturing a tire of Moon‘s car which came to a stop, and as the police closed in on the fugitive he shot himself in the throat. When he recovered from this wound, he was tried for the murder of Judge Wade who had died within a few minutes after two bullets had penetrated his chest. Moon was found guilty of murder in the first degree and the jury fixed the penalty at death.
On July 1, 1954, the Court of Oyer and Terminer of Warren County appointed a Sanity Commission, under the provisions of
The Warren County Court declined to follow the recommendation of the Sanity Commission and the defendant appealed to this Court. We sent the record back with instructions for a re-evaluation of the Sanity Commission‘s report, plus the taking of any additional testimony the lower Court deemed in order. The Warren County Court took further testimony, reappraised the Commission‘s report and again refused to commit Moon to a mental institution. The case is now before us for the second time.
The majority of this Court is of the opinion that the lower Court was justified in its conclusion. I am of a contrary view. Although the lower Court refuses to hospitalize the defendant Moon, it admits that the Sanity Commission was “well justified” in finding that the defendant was “afflicted with dementia praecox of the paranoid type.”
Mental illness is defined in Section 102 of the
The Court below has said that while the question as to whether or not the defendant‘s capacity to exer-
The Court‘s reasoning in this respect is an enigma. It calls in experts to solve a problem and then discards their conclusions for the opinions of passersby. Speaking of the chairman of the Sanity Commission, the lower Court said: “the Court has full faith in the competence of Dr. Israel. His qualifications (Sanity Commission record page 3) include membership in the Warren State Hospital staff for twenty-eight years, Superintendent for nineteen years, Fellow of the American Psychiatric Association for more than twenty years, Member of the Pittsburgh Neuro-Psychiatric Association, the Pennsylvania Neuro-Psychiatric Association, the Pennsylvania Medical Association, Warren County Medical Association, and President of the Pennsylvania Neuro-Psychiatric Association. The Court also has faith in his integrity and is fully confident that he performed his duties as a member of the Commission objectively and fairly. He is incapable of being influenced by prejudice. The Court has been personally acquainted with Dr. Israel for twenty years.” The Court went on in its Opinion: “The Court has equal faith in the integrity of the other two members of the Sanity Commission and in their qualifications and ability to fulfill their duties as members of the Commission. The qualifications of Dr. William
It is difficult to conjure up a more qualified board of inquiry than the one which has received so glowing an accolade from the Court which appointed it. But this accolade has been torn from the brow of the Commission and cast into discard while the Court which conferred it takes up the recommendation of prison guards. The action of the Court can be compared to the president of an airline company hiring highly specialized aeronautical mechanics to examine a grounded plane to determine what, if anything, is wrong with it, and then calling upon bystanders to decide whether it should take to the air. It is like having a doctor examine a patient to determine whether he has appendicitis and then asking the janitor to decide if the appendix should be removed.
The Warren County Court said that the “Defendant‘s symptoms as found by the Commission, indicate by their nature that the diagnosis was purely medical and that when the Commission found the defendant to be ‘mentally ill’ it was using the term in a purely medical sense and not in the light of the definition of ‘mental illness’ as contained in the Act.” But the mental illness defined in the Act is exactly the mental illness which the Commission found. The Commission found that the defendant was suffering from dementia praecox of the paranoid type, that this illness was “chronic and continuing,” and that the patient should be committed to a mental hospital. A person who should be committed to a mental hospital has certainly lost, in the words of the Act, the capacity “to use his customary self-control, judgment and discretion in the conduct of his affairs and social relations.”
The lower Court does not attack the findings of the Commission. In fact, as already pointed out, it says
The Court of Oyer and Terminer of Warren County has extended the periphery of its powers under
It is not the Court‘s province or duty to make a finding in the matter. It is not called upon to conduct a medical examination, to gather facts, interview people, study diagnoses, and project prognoses. It has approbatory and disapprobatory powers, but those powers are not to be exercised arbitrarily. It does have the conscientious obligation to be satisfied that what the Commission recommends is proper and just, but in reaching that satisfaction it may not indulge in caprice or overfastidiousness. It cannot accept with full faith the conclusions of the Board it has appointed and then reject its recommendations without assigning a better reason than the one it has so far presented.
The Court apparently used an apothecary‘s scale in weighing the value of the medical findings, but piled high on an avoirdupois scale the opinions of non-medical witnesses. But if it intended to be influenced to such a considerable degree by the opinions, observations, and surmises of lay and non-technical persons such as prison guards, then it should have considered
No one but a person entirely bereft of the rudder of reason could have committed the horrible deed of which Moon was the executant. No reason, no rationale exercisable by even the lowest aboriginal life, could justify his destruction of Judge ALLISON D. WADE. If Norman Moon is to be executed for the killing of Judge WADE, then a thousand executions would not be enough to expiate the monstrous assassination of so good a man, so excellent a judge, so kind and gentle a Christian. We who live in Allegheny County got to know Judge WADE very well through the years because he often came to our courts as a visiting judge. Here he won without effort the warm admiration of the lawyers, the full respect of the court attaches, the confidence and trust of all litigants who came before him, and the affectionate regard of the judges. He was a gentleman and a jurist who could have been the central character of a book portraying the virtues, the graces, the kindness, understanding, philosophy, and amiable cheer of the “good old country judge.”
Judge WADE could not have been unaware of his munificent spirit, for he was ever ready and eager to add another act of goodness to the countless he had performed throughout his life of unceasing benevolence. The most shocking sensation which must have struck him as the cruel bullets felled him was surprise that anyone should want to do him harm. Thus, he cried out in hurt astonishment: “He shot me. He shot me.”
I repeat that if Moon is to expiate his brutal deed, regardless of mental irresponsibility, it is a useless ex-
Moon had no quarrel with the court reporter, Mrs. Bernice Seavy, but he tried to kill her also. He had no particular grudge against the District Attorney but he aimed fiery bullets at him. As a matter of fact, he had no special animosity against Judge WADE because it was only chance which brought the Warren County jurist before Moon‘s blazing pistol first. Moon had apparently set out to kill other judges too.
When the Superior Court affirmed the Warren County order of support against Moon, he proceeded to the office of the Prothonotary of the Superior and Supreme Courts in the City-County Building, Pittsburgh, and asked for the names of the judges of those tribunals. He learned that two of the appellate court judges had chambers close to the Prothonotary‘s Office. He set out at once for the chambers of the writer of this Opinion, only two or three doors removed from the Prothonotary‘s Office. He failed to see the pres-
Moon then proceeded to the chambers of Judge GUNTHER who fortunately also was absent. Although Judge GUNTHER had sat on the Superior Court which had heard Moon‘s case, the present writer had not had any association whatsoever with the Moon case. But it would appear that at that moment all judges were fair game for Moon‘s weapons of blind, maniacal hatred against all officialdom in the law.
Before the tragic encounter in Warren, Moon had travelled to Connellsville, stopped in Pittsburgh, drove back to Warren, and had generally threshed about in a frenzy of geographical gyrating as erratic as were his furious and frantic actions in Judge WADE‘S courtroom.
If facts spell out intentions, or lack of them, and if circumstances are more convincing than words, it is clear that on January 13, 1954, and apparently for some time prior to that date, Moon was a man amuck. The doctors who examined him at length, the experts who studied his history, the scientists who probed into his attitudes, moods, and characteristics, came to the conclusion that the hinges on the door of Moon‘s intellect were shattered and that only medical care and treatment in a mental hospital might repair, if not wholly refashion, the delicate swivels on which one‘s whole life turns. The lower Court ignored these authoritative findings, preferring to be guided by the ideas, estimates, and free-and-easy views, no matter how honestly expressed, of prisons guards who were necessarily limited in their appraisement of the subject of whom they spoke. The lower Court, with every conscientious desire to do justice, would have considerable difficulty in overlooking the horrible reality that
But it is strange that this Court, having before it the authoritative, documented and evidence-supported report of the Sanity Commission, should regard it as of less significance than the testimony of members of the prison staff who testified that the defendant wrote letters, read books, received visitors, and seemed calm in his surroundings. It might not be amiss to say in this respect that even a Bengal tiger must at times rest in the shade of a jungle tree. Even the fiercest storm abates its fury at intervals, only later to rise to more violent demonstration of uncontained wrath. But what of the homicidal convolutions in the tiger‘s brain? What of the deviative grooves in Moon‘s brain? What of the broken electric wire which at any moment may swing into the path of innocent pedestrians and electrocute them on the spot?
The brain specialists in this case are more qualified to anticipate what a victim of dementia praecox may do than untrained lookers-on who merely observe the outer manifestations of a man caged within the confines of a stone-and-iron prison.
There is another reason why the Warren County Court‘s decision should be reversed, a reason, incidentally, which the Majority of this Court has treated rather cavalierly. The Majority Opinion makes the statement: “... it is surprising to find in the exceptions filed to the court‘s ruling of January 28, 1956 complaint that defendant should have been afforded but was denied an opportunity to submit additional evidence from medical experts. These exceptions could have been dismissed summarily. Assuming, however, that such a request was informally made,” etc. There does not need to be an assumption in the matter. On August 5, 1954, Attorney Braemer, representing the de-
Attorney Lawley objected on behalf of the Commonwealth and suggested that the Commission confer with the Court on the matter. Attorney Eaton, Chairman of the Commission said: “That request will be considered by the Commission and a report made to the Court.” Mr. Lawley said that the request “goes to the proof of the competency and prejudice of the present Commission and as such should be addressed to the Court and not the Commission.”
The record of this colloquy went to the Court, and, after considering it, the Court said on October 21, 1954: “Defendant‘s counsel requested the Commission for leave to have the defendant examined by another psychiatrist, not employed by the Commonwealth, and to have his testimony as to defendant‘s mental condition heard. This request was refused by the Commission. The Court has faith in the Commission and believes that if the Commission had concluded additional psychiatric testimony was required to enable it to make a full, complete and comprehensive report, it would have arranged for and heard such additional testimony. The Commission did not feel such was required, and the Court, on consideration of the record of the testimony taken before the Commission and its report, is satisfied of the judgment of the commission on this point.” The Warren County Court thus took full responsibility for denying the defendant an opportunity
In its present decision, the Majority of this Court goes further than did the Warren County Court. Whereas the lower Court rested its refusal of further medical testimony on the Commission‘s judgment, this Court sees a great imposition being foisted on the lower Court if it were required to hear additional medical testimony. The Majority Opinion sums it up as follows: “If the court were required to reopen the proceedings for the introduction of additional testimony by medical experts on defendant‘s behalf, by like token it would be obliged to hear additional testimony by medical experts offered by the Commonwealth in rebuttal.”
I fail to see the validity of this observation. I don‘t believe that if the defendant offered additional medical testimony and the Court were then obliged to hear additional testimony offered by Commonwealth medical experts in rebuttal, that this unspectacular procedure would cause the courthouse to collapse. Suppose the Commonwealth did present rebuttal testimony, who would be harmed by that presentation, so long as the evidence was relevant and enlightening? The Court has the duty to hear and appraise evidence, no matter how much, so long as it is competent and assists the judge in solving the problem submitted to him for adjudication. It is not enough merely to finish a case. It must be finished so that the aims of justice are met.
The Majority Opinion does not stop with complaining about the burden the Court would have to sustain in listening to testimony the Commonwealth might present in rebuttal. It goes on and says: “In fact there would be little power in the court to end the inquiry which could be indefinitely prolonged by the persistence and resourcefulness of counsel.” This is
I dissent.
Philadelphia v. Philadelphia Transportation Co., Appellant.
