Commonwealth v. MinichCommonwealth v. Minich
OPINION BY
¶ 1 In this appeal, the Commonwealth challenges the trial court’s denial of a motion
in limine
seeking to preclude defense counsel from impeaching the credibility of the alleged victim of the crimes at issue through cross-examination and extrinsic evidence tending to show that the alleged victim lied about matters unrelated to the case. This case raises an issue of first impression in Pennsylvania, namely the interplay between Pennsylvania Rule of Evidence (Pa.R.E.) 608, which deals specifically with character evidence relating to the truthfulness of a witness, and
¶ 2 Appellee John Minich (“Minich”) has been charged in two separate criminal complaints with multiple crimes related to the alleged sexual abuse of two minor boys, L.M. and his half-brother, S.B.
1
With respect to L.M., on May 14, 2007 Minich was charged with rape of a person less than 18 years of age,
¶ 3 The Commonwealth filed a pre-trial motion requesting that the two cases be consolidated for trial. .As part of this motion, the Commonwealth filed a motion
in limine
seeking the admission of certain statements made by L.M. and S.B. to others regarding Minich’s alleged abuse, pursuant to the Tender Years Hearsay law,
¶4 On April 11, 2008, the trial court conducted an evidentiary hearing on the Commonwealth’s motion in limine on the Tender Years Hearsay issues. At this hearing, during cross-examination of a witness called by the Commonwealth (an elementary school guidance counselor), counsel for Minich asked if she was aware of any school reports concerning L.M. “relative to cheating, lying and other inappropriate behaviors....” Notes of Testimony (“N.T.”), 4/11/08, at 63. The trial court overruled the Commonwealth’s objection to the introduction of character evidence. Id. at 64. The guidance counselor could not recall any such reports, and counsel for Minich then showed her examples of reports in which L.M. was, inter alia, allegedly “caught in several lies.” Id. at 68. The witness responded that these reports were prepared by others and that discipline was generally not her responsibility. Id. at 65. L.M. did not testify at the hearing.
¶ 5 On the morning of April 14, 2008, just prior to the commencement of trial, the Commonwealth filed a second motion in limine, this time seeking to preclude, inter alia, the use of any evidence of any specific instances of dishonest conduct by L.M. unrelated to the abuse allegations. Paragraphs 3 and 4 of the Commonwealth’s second motion in limine read as follows:
3. At [the April 11, 2008 hearing], it became apparent that part of [Mi-nich’s] strategy is to impugn the character of victim, L.M. by seeking the admission into evidence of specific instances of conduct.
4. The Commonwealth submits that [Minich’s] proposed use of said specific instances of conduct are not properly admissible underPa.R.E. 404 , 405 andPa.R.E. 608 .
Commonwealth’s Second Motion In Li-mine, 4/14/08, at 1.
¶ 6 The trial court’s order dated April 14, 2008 denying the motion provided in relevant part as follows:
[The motion] is denied with regard to Paragraphs 3 and 4 regarding discipline records from the [school] provided [Mi-nich] first attempts to ask the victim regarding those specific incidents and if the victim denies then the records can be used for impeachment in the defense case.
Trial Court Order, 4/14/08.
¶ 7 This interlocutory appeal followed, in which the Commonwealth raises the following issue for our consideration:
Whether it is proper to impeach a child victim/witness with character evidence by cross-examining on and admitting extrinsic evidence of specific instances of conduct where the child victim/witness allegedly lied about matters unrelated to the instant case.
Appellant’s Brief at 3.
¶ 8 Before addressing this issue, we must first determine whether this Court has jurisdiction to decide it. In its Statement of Jurisdiction on page one of its appellate brief, the Commonwealth asserts that this Court has jurisdiction over this interlocutory appeal pursuant to
¶ 9 Pursuant to
¶ 10 The second listed requirement, that the appeal involves a right that is too important to be denied review, is also satisfied in this case. In
In re M.B.,
¶ 11 Similarly, in
Shearer,
our Supreme Court determined that the Commonwealth’s objection to a trial court’s order requiring a minor witness to undergo a pre-trial psychological examination was too important to be denied review because the order,
inter alia,
undermined this Commonwealth’s “deeply rooted public policy of protecting minor victims of crime.”
Shearer,
¶ 12 Finally, the third requirement for a collateral order is that the appeal presents an issue that will be “irreparably lost” if review were postponed until after final judgment in this case. In this case, if we denied review at this time and Minich were permitted to cross-examine L.M. regarding prior unrelated instances of alleged dishonesty and to introduce extrinsic evidence to prove the same, in the event of an acquittal the Commonwealth’s ability to appeal the evidentiary issue raised here would be irreparably lost. The constitutional prohibition against double jeopardy protects against a second prosecution for the same offenses after an acquittal.
See, e.g., Commonwealth v. States,
¶ 13 Turning to the merits of the issue raised, we must apply Pennsylvania law relating to the introduction of character evidence, including in particular the law codified in
¶ 14
Pa.R.E. 608 . Evidence of character and conduct of witness
(a) Reputation evidence of character.
The credibility of a witness may be attacked or supported by evidence in the form of reputation as to character, but subject to the following limitations:
(1) the evidence may refer only to character for truthfulness or untruthfulness; and
(2) evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by reputation evidence or otherwise.
(b) Specific instances of conduct. Except as provided inPa.R.E. 609 (relating to evidence of conviction of crime),
(1) the character of a witness for truthfulness may not be attacked or supported by cross-examination or extrinsic evidence concerning specific instances of the witness’ conduct; however,
(2) in the discretion of the court, the credibility of a witness who testifies as to the reputation of another witness for truthfulness or untruthfulness may be attacked by cross-examination concerning specific instances of conduct (not including arrests) of the other witness, if they are probative of truthfulness oruntruthfulness; but extrinsic evidence thereof is not admissible.
¶ 15
¶ 16 In contrast to the narrow focus of
Pa.R.E. 404 . Character evidence not admissible to prove conduct; exceptions; other crimes
(a) Character evidence generally. Evidence of a person’s character or a trait of character is not admissible for the purpose of proving action in conformity therewith on a particular occasion, except:
(1)Character of accused. In a criminal case, evidence of a pertinent trait of character of the accused is admissible when offered by the accused, or by the prosecution to rebut the same. If evidence of a trait of character of the alleged victim of the crime is offered by an accused and is admitted under subsection (2), evidence of the same trait of character of the accused is admissible if offered by the prosecution.
(2) Character of alleged victim.
(i) In a criminal case, subject to limitations imposed by statute, evidence of a pertinent trait of character of the alleged victim is admissible when offered by the accused, or by the prosecution to rebut the same.
(ii) In a homicide case, where the accused has offered evidence that the deceased was the first aggressor, evidence of a character trait of the deceased for peacefulness is admissible when offered by the prosecution to rebut the same.
(iii) In a civil action for assault and battery, evidence of a character trait of violence of the plaintiff may be admitted when offered by the defendant to rebut evidence that the defendant was the first aggressor.
(3) Character of witness. Evidence of a pertinent trait of character of a witness is admissible as provided in Rules 607 (Impeachment of Witness), 608 (Character and Conduct of Witness) and 609 (Evidence of Conviction of Crime).
¶ 17
¶ 18 In denying the Commonwealth’s motion
in limine,
the trial court broadly interpreted the phrase “pertinent trait of character” in
¶ 19 The Commonwealth urges that
¶ 20 The Commonwealth contends that the phrase “pertinent trait of character” in
¶ 21 Our appellate courts have not addressed what constitutes a “pertinent” character trait for purposes of
¶ 22 Our Supreme Court noted the relationship between these longstanding evi-
It has long been the law in Pennsylvania that a defendant in a criminal case may introduce evidence of his reputation for truthfulness in but two circumstances. First, the accused may introduce evidence of his truthful character if the trait of truthfulness is relevant to the crime with which he has been charged. Second, the accused may introduce evidence of his truthful character if his reputation for truthfulness has first been attacked by the prosecution. FN5
Fulton,
¶ 23 Therefore, with regard to
¶ 24 Our ease law addressing the credibility of a testifying victim is consistent. In the few cases in which our Supreme Court has addressed the use of specific instances of a victim’s prior conduct, it has applied the parameters for admissibility discussed in
Fulton.
As far back as 1884, our Supreme Court recognized that the use of specific instances of a victim’s prior conduct are admissible to show a victim’s character trait only if the trait in question is probative of an element of a crime or a defense. In
Alexander v. Commonwealth,
¶ 25 While these Supreme Court decisions do not deal directly with the victim’s trait for truthfulness, they do stand for the more general point that evidence relating to specific instances of a victim’s prior conduct must be probative of the victim’s conduct during the alleged criminal episode upon which the current charges are based.
¶ 26 In light of the recognized interpretation of the term “pertinent” under
¶ 27 The codification of the Pennsylvania Rules of Evidence was never intended by our Supreme Court to change existing law. As noted by one of the members of the Pennsylvania Evidence Committee when it was established in 1994:
“... the Justices of the Pennsylvania Supreme Court gave a simple and straight forward instruction: find, fix and codify the existing Pennsylvania law of evidence. The Committee was permitted to suggest changes to improve the body of law which the Court, upon due reflection, could accept or reject.”
Charles B. Gibbons,
Pennsylvania Rules of Evidence With Trial Objections,
Introduction at v (West Group, 2d ed. 1998). There were very few actual changes to existing law accepted by the Supreme Court, and none relevant to evidence allowable for establishing a character trait for truthfulness or untruthfulness codified in
¶ 28 In the present case, the Commonwealth sought to preclude Minich from introducing evidence of specific instances in which the victim of a sexual assault was caught lying in school about matters wholly unrelated to the allegations against Mi-nich. Based upon its broad interpretation of the phrase “pertinent trait of character”, the trial court concluded that such evidence was admissible under
¶ 29 Order reversed. Case remanded. Jurisdiction relinquished.
Notes
. At the time of the alleged crimes, L.M. was seven years old and S.B. was eleven years old.
. Although not at issue in this case, the trial court may permit the cross-examination of a character witness with specific instances of conduct showing the truthfulness or untruthfulness of the person about whose character he or she testified.
.
Rule 405. Methods of proving character
(a) Reputation evidence. In all cases in which evidence of character or a trait of character of a person is admissible, proof may be made by testimony as to reputation. On cross-examination of the reputation witness, inquiry is allowable into specific instances of conduct probative of the character trait in question, except that in criminal cases inquiry into allegations of other criminal misconduct of the accused not resulting in conviction is not permissible.
(b) Specific instances of conduct. Specific instances of conduct are not admissible to prove character or a trait of character, except as follows:
(1) In civil cases where character or a trait of character is admissible as an element of a claim or defense, character may be proved by specific instances of conduct.
(2) In criminal cases where character or a trait of character is admissible underPa. R.E. 404(a)(2) , the accused may prove the complainant’s character or trait of character by specific instances of conduct.
Pa.R.E. 405 .
. These limits on the admissibility of evidence of character for truthfulness are now embodied in the Pennsylvania Rules of Evidence. See
. Framed in the context of an ineffective assistance of counsel claim, the issue in
Fulton
was whether evidence of Fulton’s reputation for truthfulness was admissible where the Commonwealth did not elicit evidence to the effect that Fulton was known to others in the community to be an untruthful person. Justice (now Chief Justice) Castille, in announcing the judgment of the Court, concluded that in the absence of any effort by the prosecution to impeach a defendant’s general reputation in the community for truthfulness, evidence of the defendant's alleged good reputation for veracity was inadmissible at trial.
Fulton,
All of the Justices participating in
Fulton
were in agreement that a defendant may introduce evidence of his character for truthfulness where the trait of truthfulness is relevant to the crime with which he has been charged, the circumstances interpreted by Chief Justice Castille as a "pertinent trait of character” under