59 Mass. App. Ct. 284 | Mass. App. Ct. | 2003
Lead Opinion
Indicted on charges of possession of heroin with intent to distribute (G. L. c. 94C, § 32[¿>]) and doing so within 1,000 feet of a school (G. L. c. 94C, § 32J), the defendant was found guilty by a jury of the lesser offense of possession of heroin. He now contends that (1) his pretrial motion to suppress the heroin discovered under the driver’s seat of an automobile he was operating should have been allowed because the police lacked probable cause at the time they seized him; (2) he was denied a fair trial because the prosecutor improperly cross-examined him about the alleged criminal record of the passenger in the car he was driving and because the judge refused to provide a curative instruction regarding that examination; and (3) he was denied a fair trial because of several statements made by the prosecutor in closing argument, particularly the prosecutor’s vouching for the credibility of the police witnesses and presenting as facts prejudicial information not in evidence. We reverse because of the prosecutorial errors.
1. Motion to suppress. At the evidentiary hearing on the motion to suppress, the motion judge found (based on the arresting officer’s testimony, the entirety of which the judge found credible) that on the evening of November 16, 1998, police officers in an unmarked vehicle were patrolling the Maple Street area of Boston, a high crime area which the arresting officer testified was “probably one of the top three drug spots in. . . Boston,” where he had made approximately one hundred arrests for drug and firearms violations, including shootings. Around midnight,
Two of the officers left their vehicle
On the basis of this evidence, the judge denied the motion to suppress, ruling that the officer’s testimony established “probable cause to believe that a drug transaction had recently taken place at this automobile and thus justified the removal of the passengers from the automobile and a search of the automobile since individuals involved in the narcotics trade are frequently armed. . . . [F]or the officer[’]s own safety he was justified in searching the automobile within a[n] arms-length of where [the defendant] had been seated.”
The defendant asserts that he was effectively seized when the police “blocked” him in (see note 1, supra) so that he was not free to leave prior to their observing his placing something under his seat, at a time when they lacked reasonable suspicion of a crime, much less probable cause for the warrantless seizure
We agree with the Commonwealth that, in any event, “[t]he scenario observed by the officers, filtered through the lens of their experience,” provided them with reasonable suspicion to make a proper investigative stop of the defendant and his automobile. Commonwealth v. Sweezey, 50 Mass. App. Ct. at 51. Based on the facts found by the judge and the uncontested testimony of the arresting officer, the police had ample reason to suspect that a drug transaction had taken or was about to take place and to conduct, at the very least, a threshold inquiry and,
The events subsequent to the lawful stop — the defendant’s furtive gesture and his inability to produce a license or registration — easily elevated the officer’s reasonable suspicion to probable cause to arrest and search the defendant and the area he had been occupying. See Commonwealth v. Alvarado, 420 Mass. 542, 550 (1995); Commonwealth v. Va Meng Joe, 425 Mass. 99, 106 (1997); Commonwealth v. Mantinez, 44 Mass. App. Ct. at 517; Commonwealth v. Sweezey, 50 Mass. App. Ct. at 51-52; Commonwealth v. Albert, 51 Mass. App. Ct. at 380 n.8. Under either analysis, therefore, the heroin found under the defendant’s seat was lawfully seized and properly admitted in evidence at trial.
2. Improper cross-examination. The defendant, a self-employed mechanic, testified that the car he was driving when arrested belonged to a friend (who was then incarcerated on account of a “drug case” involving, in an undescribed way, heroin). He was test-driving the car for the friend’s wife after repairing it for her when he saw an acquaintance, Wanda Dray-ton, walking on Seaver Street and offered to give her a ride to her home at 32 Maple Street. (The friend’s wife also testified,
During cross-examination of the defendant, the prosecutor asked him whether he knew that Drayton “[has] been convicted of trafficking in [a] Class A substance, heroin?” Defense counsel promptly objected but was overruled by the judge. The prosecutor then asked the defendant, “Or convicted of distributing Class A, heroin. Did you know that?” The defendant responded by denying such knowledge. After completion of the defendant’s testimony, defense counsel renewed his objections to such inquiry and requested a “curative instruction” for the jury to the effect that the defendant cannot be impeached by someone else’s convictions. Counsel also requested that the prosecutor be instructed not to argue the point. The judge denied the requests, eliciting another defense “objection.”
What the prosecutor did was clearly improper, and the judge’s refusal to condemn the prosecutor’s impropriety was an abuse of his discretion. “Such evidence tainted the defendant with guilt by association and was not relevant to prove the defendant [possessed or] distributed heroin.” Commonwealth v. Best, 50 Mass. App. Ct. 722, 725 (2001) (questions about codefendant’s prior arrest for possession of heroin was improper). See Commonwealth v. Kennedy, 426 Mass. at 709 n.5. The prosecutor should not have been allowed to impugn the defendant’s character by insinuating his knowing intimacy with a drug criminal, particularly when that alleged criminality was never established. See Commonwealth v. Kozec, 399 Mass. 514, 525 (1987), quoting from Commonwealth v. Kozec, 21 Mass. App. Ct. 355, 364 (1985) (prosecutor’s eliciting testimony that defendant, charged with assault and battery, was “jello wrestler” who publicly wrestled other women, had no probative value and
Because of the irrelevance of the prosecutor’s questions — the defendant’s character was never in issue — and their lack of basis in the evidence, the judge erred in overruling the defendant’s objections, see Commonwealth v. Howell, 49 Mass. App. Ct. 42, 49 (2000), and in refusing to cure the situation except by “tardy and tepid remarks” in his final instructions to the jury (which consisted entirely of the statement that “[questions to the witnesses are not evidence”) that were “standard, not curative.” Commonwealth v. Rodriquez, 49 Mass. App. Ct. 370, 374 (2000) (quotation omitted). Since the defendant seasonably objected, under the applicable “prejudicial error” standard we must determine whether we can say with fair assurance that the error “did not influence the jury, or had but very slight effect.” Commonwealth v. Flebotte, 417 Mass. 348, 353 (1994), quoting from Commonwealth v. Peruzzi, 15 Mass. App. Ct. 437, 445 (1983).
We have no such assurance here, where the error struck at the heart of the defense (the credibility of the defendant’s “innocent” explanation for being involved in the situation); where the case against him was not overwhelming (the defendant himself being unknown to the police and never having been observed dealing or handling drugs or money)
3. Factual misstatements in closing. Even if the cross-examination smearing of the defendant with the purported drug misdeeds of another did not itself create undue prejudice, we are persuaded that the prosecutor’s closing argument exacerbated the harm to a reversibly toxic level. Apparently emboldened by his success during cross-examination, the prosecutor in closing argument derided the defendant’s testimony with a renewed effort to brand him as a knowing confederate of drug criminals:
“Think of the circumstances that he tells you about. He just so happens to go over to a drug dealer’s house to fix the drug dealer’s car. And then he drives around and picks up a woman. And lo and behold, who is that woman? And*292 what does she do for a living? Is she involved in the drug trade? And lo and behold they stop at 32 Maple Street, and who approaches the car? Someone the officers know to be involved in heroin.
“So this poor guy, three times in one night, is surrounded by heroin users and drug dealers. And he wants you to believe it’s all circumstance. 11:40 p.m. on a work night and all of sudden all his friends are either heroin users or heroin dealers.”
Following the prosecutor’s argument, defense counsel at sidebar reminded the judge that he had earlier requested that the prosecutor be instructed not to argue that Wanda Drayton was a drug dealer or had been convicted of drug dealing because there was no evidence supporting such statements; and asked that an instruction be given the jury not to consider such argument. The judge responded, “Overruled.”
The prosecutor’s quoted statements were devoid of evidentiary basis in every material respect. There was neither evidence nor permissible inferences from the testimony that the owner of the car which the defendant drove was a drug dealer or a heroin dealer (his incarceration following a “drug case” may have been the result of heroin possession for personal use or for merely being knowingly present at a place where heroin was kept or in the company of a person possessing heroin, see G. L. c. 94C, §§ 34, 35); or that Wanda Drayton was either a drug user or was involved in any way in heroin or the drug trade, much less that she did so for a living; or that the “drug user” who approached the car was known to be involved with heroin or was a heroin user or was a friend of the defendant. See the authorities cited in note 6, supra. The manifest intention of the prosecutor was to convey to the jury the impression that the defendant was criminally implicated in heroin transactions just like and along with “all his friends.” The remarks were not merely irrelevant to the issue of the defendant’s guilt but constituted prejudicial character denigration (as discussed in the preceding section), made all the more improper because there was no evidence that the defendant himself had a criminal record involving drugs or had ever sold, used, or even touched any
The defendant’s character was never an issue properly before the jury. The jury’s sole task was to determine whether the Commonwealth’s evidence established beyond a reasonable doubt that the defendant had possessed heroin with intent to distribute on the evening of November 16, 1998, not whether he was intimately involved with heroin dealers. A closing argument that disparages a defendant’s character when it is not an issue at trial is both improper and inflammatory. See Commonwealth v. Griffith, 45 Mass. App. Ct. 784, 784-785 (1998) (prosecutor’s argument calling defendant charged with single count of distributing marijuana “drug dealer” was inflammatory and “stepped over the boundaries of permissible advocacy”).
We reiterate the admonitions that our appellate courts have, unfortunately all too frequently, been compelled to direct to the Commonwealth’s representatives: Prosecutors must hold themselves “to a consistently high and proper standard,” indeed “to a stricter standard of conduct than are errant defense counsel and their clients” held, because of the “serious consequences [to the public] from improper closing argument,” Commonwealth v. Kozec, 399 Mass. at 519, not the least of which is a needless waste of public resources when retrials become necessary. While a prosecutor may strike hard blows, he is not at liberty to strike foul ones. Commonwealth v. Long, 17 Mass. App. Ct. 707, 711 (1984), citing Commonwealth v. Felton, 16 Mass. App. Ct. 63, 66 (1983). See Berger v. United States, 295 U.S. 78, 88 (1935). In the final analysis, “the duties of a prosecutor to administer justice fairly ... go beyond winning convictions.” Commonwealth v. Tucceri, 412 Mass. 401, 408 (1992).
In determining whether improper argument requires reversal in any particular case, we consider whether the defendant seasonably objected, whether the error went “to the heart of the case,” whether the judge’s instructions mitigated the error, and whether the error “possibly ma[d]e a difference in the jury’s conclusions.” Commonwealth v. Kozec, 399 Mass. at 518. The prosecutor’s closing portrayal of the defendant as a member of the heroin-dealing culture fails all of these tests.
4. Improper “vouching.” Our conclusions as to the unfairly prejudicial impact of the prosecutor’s conduct are further buttressed — though they require no such support — by the prosecutor’s inappropriate closing remarks regarding his two police witnesses.
Defense counsel’s closing argument had emphasized that the defense witnesses (especially the defendant, by virtue of his taking the stand to assert his innocence) were credible; that the police witnesses conceded they never saw the defendant touch any drugs or receive any money; that the prosecution had failed to produce any of the drug money the police had testified to seeing; that the police witnesses had exaggerated what they saw the defendant doing as they approached the car (from “lean-ting] down slightly” at the suppression hearing to “shoulder dipping” at trial); and that the officers’ memories were not trustworthy (they had forgotten whether they had ever determined who owned the car).
Counsel concluded his closing with the exhortation that:
This argument by defense counsel did not insinuate, much less aver, that the police witnesses were liars. Contrast Commonwealth v. Simmons, 20 Mass. App. Ct. 366, 368-369 (1985); Commonwealth v. Murchison, 35 Mass. App. Ct. 269, 274-275 (1993), S.C., 418 Mass. 58 (1994). It rather properly focused on comparative credibility, communicating to the jury that they should believe the defendant’s plausible version of his involvement, not the factually unsupported “leap” that the police were asking them to make.
In response, the prosecutor immediately declared:
“Ladies and gentlemen of the jury, what you just heard from [defense counsel] as he politely — what he was doing — and I grant you he was doing it very politely — he was just calling somebody a liar. . . . He’s saying those two police officers, with a combined twenty-six years of experience in the various neighborhoods protecting the streets of the City of Boston, came in here, walked up to that stand, took the oath, and lied. That’s what he’s saying. They came in here and lied.”
After several rhetorical questions in the same vein (“They came in here and lied to you? Made the whole story up? . . . Did they make that up [that the defendant bent over], too? Both of them?”), the prosecutor concluded this line of argument with a final foul flourish: “Again, [if] you believe them [referring to the defendant and his counsel], you’re calling those two police officers liars. That’s the fact of the matter.”
These remarks were multiply objectionable. They not only constituted improper, if implicit, vouching
What the prosecutor should have done in proper response was “to argue from the evidence why the [police] witnesses] should be believed.” Commonwealth v. Hardy, 431 Mass. 387, 396 (2000). Instead, he improperly suggested to the jury that it was impermissible for defense counsel to question the credibility of police officers. See Commonwealth v. Grandison, 433 Mass. 135, 143 (2001). His argument was plainly intended to
Judgment reversed.
Verdict set aside.
The driver of the police cruiser acknowledged that he had pulled alongside the defendant’s vehicle in such a way as effectively to prevent it from moving.
The officer testified that he identified himself as he approached the defendant and first asked for the defendant’s license and registration. When the defendant responded that he had neither, the officer asked him what he had put under the seat. The defendant did not respond to that question, at which point he was removed from the vehicle. The officer testified that he could then have arrested the defendant for operating the vehicle without a license or registration. See G. L. c. 90, §§ 10, 11, 21; Commonwealth v. Lantigua, 38 Mass. App. Ct. 526, 528 (1995).
The defendant raises no challenge to the scope of the search. We conclude that it was properly confined to the area within the defendant’s reach or control and was sufficiently tied to and justified by the circumstances that legitimized it. See Chimel v. California, 395 U.S. 752, 763 (1969); New York v. Belton, 453 U.S. 454, 459 (1981); Commonwealth v. Clermy, 421 Mass. 325, 328-331 (1995); Commonwealth v. Brown, 32 Mass. App. Ct. 649, 650-651, 653 (1992).
See Commonwealth v. Va Meng Joe, 425 Mass. 99, 102 (1997) (“An appellate court is free to affirm a ruling on grounds different from those relied on by the motion judge if the correct or preferred basis for affirmance is supported by the record and the findings”).
Wanda Drayton, the passenger in the car on November 16, 1998, was not arrested after tibe incident in question, was permitted to keep the “currency” handed her by the known drug user, was never indicted on account of the incident, and was not called as a witness by either the Commonwealth or the defense. Whatever criminal record she may have had, including the purported convictions, was never introduced in evidence during the defendant’s trial. We reject the Commonwealth’s assertion that the defendant did not properly preserve the issue raised by the prosecutor’s questions relating to Drayton’s “convictions.”
Presence in the vehicle where the drugs were discovered is insufficient to prove the defendant’s knowledge and intent to control the contraband. Commonwealth v. Garcia, 409 Mass. 675, 686-687 (1991). Mere presence does not
That the jury did not find the defendant guilty of the more serious charge of possession with intent to distribute in a school zone — a fact the dissent regards as indicative of lack of prejudice to the defendant • — ■ is (to the extent it is not an entirely speculative consideration) largely irrelevant in the evaluation of prejudice from objected-to improper questioning and closing argument under the “prejudicial error” standard. However pertinent that factor might be for purposes of the “substantial risk of miscarriage of justice” (or ineffective assistance of counsel) analysis, it has little significance here, not only because the applicable review standard is a possibility, rather than a significant and material risk, of having made a difference to the jury; but also because the burden of disproving such a possibility is upon the Commonwealth, which has failed to do so. See and compare Commonwealth v. Schulze, 389 Mass. 735, 741-742 (1983); Commonwealth v. Pearce, 427 Mass. 642, 644-645 (1998); Commonwealth v. Alphas, 430 Mass. 8, 13-14 & n.7, 21-23 (1999). Indeed, the fact that the jury here could not render a verdict of guilty on the graver charges can be seen as another indicium that the Commonwealth’s case was far from overwhelming.
We agree with the dissent that the prosecutor’s remarks did not precisely fall within the most commonly disapproved types of vouching, i.e., directly expressing his personal belief in his witness’s credibility or indicating his possession of extra-evidentiary knowledge (see Commonwealth v. Wilson, 427 Mass. 336, 352 [1998]). We also are aware that the line between arguing for
We need not consider the defendant’s other challenge to the prosecutor’s closing, protesting that the prosecutor misstated the law regarding the jury’s use of the defendant’s prior convictions, which has no merit because the judge did adequately instruct as to the permissible use of such evidence and eliminated any plausible possibility of prejudice.
Concurrence Opinion
(concurring in part, dissenting in part). 1. Motion to suppress. I agree with the majority that the police possessed probable cause to arrest, having interrupted what they appropriately perceived as a drug deal in progress.
2. Improper cross-examination. Even assuming that the single question concerning Drayton having been convicted of heroin distribution was inappropriate,
3. Factual misstatements in closing. The defendant testified to a somewhat implausible story — a self-employed mechanic, driving around, late at night, at approximately 11:40 p.m., taking the car he is allegedly working on for a test ride, when he happens to bump into Wanda Drayton, out walking, whom he agrees to drive home. Just as he was pulling up to drop Drayton off, the police happen to stop him, search the car and surprisingly find fifty bags of heroin and money under the seat. A defense witness testified that she had hired him to fix her car,
A prosecutor can remark on the defendant’s theory of the case, as long as the statements and inferences are based in evidence and do not represent the prosecutor’s personal beliefs on the credibility of the defendant. See Commonwealth v. Bradshaw, 385 Mass. 244, 272 (1982); Commonwealth v. Sleeper, 435 Mass. 581, 595 (2002). Where a defendant testifies, a prosecutor can properly refer to the defendant’s lies. See ibid. (based in part on theory that defendant’s testimony was preposterous, prosecutor’s reference to defendant’s lies was proper). Additionally, “[i]t is not improper for the prosecutor to suggest to the jury that the defendant attempted to ‘fool’ them.” Commonwealth v. Cohen, 412 Mass. 375, 388 (1992). Nor is there “error in permitting the prosecutor to argue that the defense was contrived. The question of credibility of the witness was fundamental to the trial.” Commonwealth v. Cameron, 385 Mass. 660, 669 (1982).
The prosecutor handled with skepticism, properly I submit, the tale spun by the testifying defendant. The prosecutor stated, in part:
“Think of the circumstances that he tells you about. He just so happens to go over to a drug dealer’s house to fix*299 the drug dealer’s car. And then he drives around and he picks up a woman. And lo and behold, who is that woman? And what does she do for a living? Is she involved in the drug trade? And lo and behold they stop at 32 Maple Street, and who approaches the car? Someone the officers know to be involved in heroin.
“So this poor guy, three times in one night, is surrounded by heroin users and drug dealers. And he wants you to believe it’s all circumstance. 11:40 p.m. on a work night and all of a sudden all his friends are either heroin users or heroin dealers. And it’s a circumstance. Do you believe it?”4
While the majority finds neither evidence nor permissible inferences to support the prosecutor’s closing, both are clearly evident. Wanda Drayton, who was involved in the drug sale which helped create probable cause to arrest, is a drug dealer.
Moreover, the jury were instructed, both at the preliminary and final stages, that the closing arguments of counsel were not to be considered as evidence, which minimized any possible
4. Improper vouching. The police testified that, as they approached the car from the front, the defendant made a gesture as if placing something under the seat, which when searched revealed fifty bags of heroin and $184. The defendant asserted that he did not make the gesture. The defendant, in his closing, intimated that the police were being less than candid.
In response, the prosecutor, in his closing, characterized this argument as calling the police liars.
“Improper vouching can occur if an attorney expresses a personal belief in the credibility of a witness, or indicates that he or she has knowledge independent of the evidence before the jury.” Commonwealth v. Wilson, 427 Mass. 336, 352 (1998).
Here the prosecutor did not vouch for the credibility of the police officers. There was no expression of personal belief in the credibility of the police or an indication that the prosecutor had knowledge independent of the evidence before the jury. The prosecutor simply made an accurate statement of fact: that if the jury believed the defendant, they could not also believe the police. It is axiomatic that when there are two conflicting versions of events and one side is found, by a jury, to be true, the other side has to have been found to be not true.
5. Conclusion. A defendant is entitled to a fair trial, not one free from all error. While missteps were made here, including some aspects of the prosecutor’s closing argument, none resulted in the defendant receiving anything other than the trial to which he was entitled. That the jury were intelligent and sophisticated, moving beyond puffery and rhetoric, is evidenced by their finding the defendant not guilty of the serious charges facing him (drag trafficking in a school zone) and finding him guilty only of so much of the first indictment as alleged simple possession. That militates, in part, against finding both prejudicial error and a substantial risk of a miscarriage of justice. As such, I respectfully dissent.
It appears the question was asked, not to disparage the defendant’s character as the majority indicates, but rather to shed light on the knowledge element of the crime. See Commonwealth v. Supplee, 45 Mass. App. Ct. 265, 268 (1998) (“We do not discount the possibility that a case might arise in which a judge, within discretion, could permit the use of someone else’s conviction in cross-examination to test the accuracy of a witness’s perception”). See also Commonwealth v. Robinson, 43 Mass. App. Ct. 257, 260-261 (1997).
The majority characterizes the jury instruction as “tardy and tepid” and “standard, not curative.” How then does a jury respond to such an instrac
She testified that the car was either a white Chevrolet or a Plymouth Reliant. The police officers testified that the car was a yellow Ford Fairmont.
Other eyebrow-raising aspects of the defense involved (1) his driving with a suspended operator’s license; (2) his testimony of calling his wife at approximately 8:30 p.m. to let her know that he would be home in a little while, yet taking the car for a forty-five minute test drive on the highway and being arrested at nearly midnight; and (3) the logic of one in jail for a heroin-related charge leaving $184 and fifty bags of heroin underneath the driver’s seat in his car for six weeks.
The middleman in a drug deal is a drug dealer. That Drayton that evening was acting in such a capacity permitted the prosecutor to refer to her as one.
There was also evidence, developed during the cross-examination of one of the arresting officers, that the person who approached the car was a “drug abuser.”
Once again, the majority gives short shrift to the jury instruction, characterizing it as “minimally standard.” See note 2, supra.
“Officer Jones says, I saw his shoulder dip. No doubt. I saw his shoulder dip as I was approaching the car from twenty feet. Just — on February 10, 2000, a couple of months ago, I asked him, Did you see his shoulder — Did ■ you see him lean down? And if you remember, I had him read his own statement, which he reviewed for some time, to confirm. And he read it to you. A couple of months ago, he wasn’t so sure, he says — and that was at a hearing before a judge, under oath — ‘I guess, I guess he would have to lean down slightly.’
“That has now progressed to, I saw his shoulder dipping.
“And just think about what the officers said about where he found the drugs; under the center of the seat.
“We’ve all been in cars before. I would just leave it up to you to see if it makes sense that someone who sees somebody approaching would be able to put drugs under the center of the seat in that instant.
“They’re making a mountain out of a molehill because they have nothing to connect [the defendant] with the drugs. They’re asking you to make a leap from leaning down, shoulder dip, to yes, he did possess the drugs and he was distributing drugs.”
The prosecutor argued, in part, and in part excessively: “Ladies and gentlemen of the jury, what you just heard from [defense counsel] as he politely — what he was doing — and I grant you he was doing it very politely — he was just calling somebody a liar. Because, you see, you can’t have it both ways. He’s not saying they were mistaken. He’s saying those two police officers, with a combined twenty-six years of experience in the various neighborhoods protecting the streets of the City of Boston, came in here, walked up to that stand, took the oath, and lied. That’s what he’s saying. They came in here and lied.”
The prosecutor later asserted, arguably coming close to, if not stepping over the line, “Again, [if] you believe them, you’re calling those two police officers liars. That’s the fact of the matter.”
Some cases, of course, may call into question the possibility of a good faith mistake being made, as opposed to a lie. As veteran trial counsel know, it is rare to call a witness a liar, preferring the more subtle route. A trial judge must listen closely to ensure that the arguments made are warranted by the evidence.