46 Mass. App. Ct. 752 | Mass. App. Ct. | 1999
On the second day of the trial of the defendant on a charge of trafficking in 24.49 grams of cocaine
The jury began deliberating shortly after noon. At 4:45 p.m., the jury foreperson sent the judge a note stating, “[W]e have taken five votes and have not been able to come to an agreement .... We do not believe that we can come to an agreement with further deliberations.”
When the proceedings resumed the following day, the judge immediately asked the jurors whether they had complied with his orders of the previous evening. All of them affirmatively responded that they had followed his instructions. The judge then gave a Rodriguez charge
With the defendant, his attorney, and the prosecutor in attendance, the judge began each inquiry by reading the foreperson’s note aloud. He then asked each juror whether he or she was one of the individuals referred to in the note. Nine of the jurors denied any such involvement. The judge then asked each
Early in the course of the voir dire, defense counsel had requested that the jurors be asked specifically “what was the information that was imparted to them on these issues” from their three errant colleagues, in order more precisely to gauge the nature of any prejudice created.
As the voir dire progressed, three jurors separately admitted to engaging in the reported misconduct. The juror who had accessed the Internet stated that he had only done so “out of curiosity” while working at the computer and had gotten no information other than the chemical composition of cocaine. The juror who had asked about the quantity of drugs necessary for trafficking denied having received any information, because the officers he approached “were MBTA cops” who did not know the answer. The third juror also denied receiving any information in response to his inquiry of “a friend” about the street cost of cocaine.
At the conclusion of the voir dire (and still out of the jury’s presence), the judge decided to discharge (with defense counsel’s concurrence) the two jurors who had spoken with others the previous evening. The Internet-surfing juror was allowed
Upon the return of the jury to the courtroom, the judge discharged the three jurors as previously determined, replaced them with the two alternates, and ordered the nine original jurors to refrain from discussing what had previously transpired. He then instructed the newly constituted jury to begin deliberations anew.
The Commonwealth counters that the defendant is not entitled to a new trial because the judge essentially followed the voir dire procedures approved in Jackson and Kamara. It dismisses as unfounded the defendant’s claim that the voir dire was inadequate, because the judge in fact ascertained through his questioning the precise nature of the extraneous information imparted to the jury from the testimony of the three jurors who engaged in the misconduct. The Commonwealth also asserts that the judge acted well within his discretion in permitting nine original jurors to decide the case on the basis of his acceptance of their assurances to him that they could remain fair and impartial.
Given the limited authority relevant to evaluating the adequacy of the judge’s prejudice-probing procedures in this case, we face a close question on the unique facts presented. Although the defendant criticizes the judge’s refusal to elicit the precise nature of the extraneous information communicated to the jurors, the same was true in Jackson. (The court noted in
Although the defendant also faults the judge’s acceptance of the nine surviving jurors’ unqualified representations of impartiality as unreliably uncritical, the court in Jackson approved the trial judge’s reliance on the fact that only one juror affirmatively acknowledged exposure to the extraneous report and influence by it: “No other juror answered in the affirmative.” 376 Mass, at 798. See Kamara, 422 Mass, at 618 (the judge accepted jurors’ assurances that they were not influenced by the extraneous information and could be fair and impartial, even though most of them had heard some of it, see note 13, infra).
The defendant relies on Kamara for the proposition that the
On the other hand, although the Commonwealth asserts that the limited extent of the extraneous information the jurors received demonstrates that the judge was warranted in not delving deeper into what was said in the jury room regarding the fruits of the unauthorized activities, the judge’s acceptance of the three meddlesome jurors’ explanations as to the limited extent of the extraneous information (merely the chemical composition of cocaine) is arguably brought into question by
Moreover, the claim of the three offending jurors that their efforts yielded nothing relevant appears contradicted by the confession of one of the other jurors that something about the communications made by one or more of the three not only had had an impact on her deliberations but had actually changed her mind. It seems unlikely that merely learning the chemical composition of cocaine — a matter irrelevant to the jury’s deliberations — could have had such an effect. We are also unable to conclude that asking each of the nonoffending jurors to state what the three intermeddlers had actually said about their illicit investigations, without delving further, would necessarily have required revelation of or intrusion into jury deliberations.
We need not, however, definitively resolve any doubts involving the efficacy of the judge’s inquiry. Even were we to accept the defendant’s contention that the judge’s handling of the voir dire was inadequate and incomplete, we would nonetheless affirm the defendant’s conviction because he effectively waived his right to object to the determination of his guilt by the reconstituted jury. Instead of moving for a mistrial based upon the jury’s presumed receipt of conceivably prejudicial extraneous information — a motion the trial judge expressly invited not once but five times in the course of the jury interrogation — the defendant voluntarily and intelligently chose rather to waive his right to be tried by twelve new jurors and affirmatively agreed to be tried by “the remaining [eleven] jurors” (emphasis supplied). Mass.R.Crim.P. 19(b), 378 Mass. 888 (1979). See discussion at 754-755 and note 7, supra. He did so knowing full well (or at least expressly speculating) at the time that one of those remaining jurors may have learned and conveyed something from the Internet more prejudicial than the chemical composition of cocaine and that the other eight original jurors might have heard something potentially harmful from the two
In such circumstances, the defendant is bound by the result of his deliberate choice and cannot demand reversal of his conviction on direct appeal, any more than had he competently waived, after proper colloquy, his constitutional right to trial by jury, see Commonwealth v. Rowe, 257 Mass. 172, 175-176 (1926); Commonwealth v. Pavao, 423 Mass. 798, 800-801 (1996); cf. Commonwealth v. Collado, 426 Mass. 675, 677-679 (1998) (even procedurally defective jury waiver sufficient so long as no doubt exists as to its voluntary and intelligent nature), or even his right to any trial at all. See Kuklis v. Commonwealth, 361 Mass. 302, 305 (1972); Huot v. Commonwealth, 363 Mass. 91, 100-102 (1973); Commonwealth v. Lopez, 426 Mass. 657, 660-662 (1998); Commonwealth v. Pingaro, 44 Mass. App. Ct. 41, 45 n.4, 49-50, 54-55 (1997).
The instant situation is also analogous to that of a defendant who, knowing of a biased or otherwise disqualifiable juror, nonetheless makes no objection and agrees to continue to trial and verdict by a jury including that juror. However valid a timely challenge might theoretically have been, having intentionally forgone it, the defendant cannot rely on that issue on appeal. See Amado v. Commonwealth, 349 Mass. 716, 717-719 (1965); Commonwealth v. Zakas, 358 Mass. 265, 267-268 (1970). Cf. Fox v. Hazelton, 10 Pick. 275, 277-278 (1830) (referees); Gray v. Boston Elev. Ry. Co., 215 Mass. 143, 149-150 (1913).
The very scenario presented here — a defendant’s express consent to continuing trial even though disqualifications during trial reduced the panel to eleven — has been addressed twice by the Supreme Judicial Court, which on both occasions unqualifiedly held that the defendant is precluded from thereafter challenging a resulting adverse verdict. See Commonwealth v. Dailey, 12 Cush. 80, 82-83 (1853); Commonwealth v. Lawless, 258 Mass. 262, 263-264 (1927). Cf. Gallo v. Commonwealth, 343 Mass. 397 (1961) (recognizing that a trial judge has jurisdiction to continue the defendant’s noncapital trial with only eleven
The rationale for such a principle, as explained by Chief Justice Shaw almost 170 years ago, appears still relevant:
“[V]olenti non fit injuria. ... If a party knows of any prejudice entertained by a juror, and makes no exception when the jury is empannelled, however good his cause of challenge then is, it must be deemed to be waived. Otherwise, knowing of a secret taint to which the verdict may be exposed, he takes his chance for a favorable verdict, reserving a power to impeach it, should it happen to be against him; a proceeding inconsistent with the plain principles of fair dealing, and with the frankness which ought to characterize the whole course of judicial proceedings.”
Fox v. Hazelton, 10 Pick, at 277-278. See Commonwealth v. Dailey, 12 Cush, at 82 (“Having so done, and taken their chance for a verdict [by the eleven remaining jurors], it would be inconsistent with ordinary good faith and fair dealing to turn round and insist on legal exceptions, which they had pledged themselves to the court that they would not take”); Commonwealth v. Cancel, 394 Mass. 567, 571-572 (1985) (“[I]t is not consistent with the purposes of justice, for a party knowing of a secret defect, to proceed and take his chance for a favorable verdict, with the power and intent to annul it, as erroneous and void, if it should be against him,” quoting from Cady v. Norton, 14 Pick. 236, 237 [1833]).
Such a calculation appears attributable to the defendant in this case, given his resistance to reiterated invitations for a mistrial, which would only yield him a new trial. See Donavan v. Commonwealth, 426 Mass. 13, 14-15 (1997). Presumably heartened by the report of five failed jury efforts at unanimity, the defendant could have reasoned that the odds were favorable that at least one of the remaining original jurors had been skeptical of the Commonwealth’s case, so that he would be no worse off if a hung jury resulted from the renewed deliberations than if he moved for a mistrial. Further, he might have inferred that
Whatever the defendant’s tactical considerations might have been, it is clear that he made a deliberate choice — to continue rather than to terminate his arguably tainted trial. That choice was consistent with the underlying constitutional “consideration . . . that the defendant retain[s] primary control over the course to be followed in the event of such error.” United States v. Dinitz, 424 U.S. 600, 609 (1976). “The fact that the defendant . . . might have gambled and lost,” Commonwealth v. McMaster, 21 Mass. App. Ct. 722, 735 (1986), does not entitle him to second-guess his deliberate trial strategy on appeal, so long as his “trial was fair, ... the verdict was not ‘against the weight of the evidence considered in a large or nontechnical sense’ ” (Commonwealth v. Toney, 385 Mass. 575, 589 [1982]), and his counseled choice was not “suicidal” (Commonwealth v. Adams, 374 Mass. 722, 730 n.4 [1978]). See Commonwealth v. Mains, 374 Mass. 733, 736 (1978). Cf. Commonwealth v. Fernette, 398 Mass. 658, 666-667 (1986) (defendant’s trial agreement to allow jury unrestricted access to his taped post-Miranda statement waived objection to such access on appeal: “[T]he theory of law on which by assent a case is tried cannot be disregarded when the case comes before an appellate court for review . . .”); Commonwealth v. Roberts, 407 Mass. 731, 737 (1990); Commonwealth v. Pagan, 35 Mass. App. Ct. 788, 791 (1994).
In light of the defendant’s deliberate waiver of the right to complain of the verdict of the jurors whom he knowingly agreed should determine his fate, he can obtain reversal only if he can demonstrate to us that this is one of the “extraordinary cases,” Commonwealth v. Harrington, 379 Mass. 446, 449 (1980), that justify our employment of the “rarely used power” to consider
In this connection, we note that the judge’s charge following the defendant’s agreement to be tried by the nine remaining jurors and two alternates (see note 9, supra at 755-756) forcefully instructed the original group not to discuss with or inform the new members of anything that had previously taken place, to disregard all past deliberations “as if they have not taken place,” and to begin deliberations anew. The charge also reminded the jury to continue to heed the judge’s unobjected-to general instructions of the previous afternoon covering all elements of the entire case (including the obligation to reach a decision solely on the facts in evidence), as well as his Rodriguez charge (which reiterated the Commonwealth’s burden of proof and the defendant’s entitlement to the benefit of any reasonable doubt) and his warning to each interrogated juror not to discuss the nature of the judge’s questioning with the other jurors. See Commonwealth v. Harris, 395 Mass. 296, 301 (1985) (objections to supplemental charge to be evaluated in light of the judge’s instructions in their entirety). No reason appears, aside from the defendant’s conjecture, to depart here from the established principle that jurors are always presumed to follow the instructions they are given. See Commonwealth v. Cameron, 385 Mass. 660, 668 (1982); Commonwealth v. Watkins, 425 Mass. 830, 840-841
Judgment affirmed.
The defendant was indicted for trafficking in cocaine with a net weight of fourteen grams or more but less than twenty-eight grams (in violation of G. L. c. 94C, § 32E[b][l]) and for conspiracy to distribute cocaine. The Commonwealth moved for trial on the trafficking charge only, and the conspiracy charge was filed with the defendant’s consent after the jury returned their verdict.
During the course of the afternoon, the jury had asked two questions and received brief supplemental instructions which are not at issue on this appeal.
The judge specifically admonished: “Don’t do any independent research and become Inspector Clouseau or Lieutenant — the guy with the bald head — Kojak, or the guy with the raincoat, Columbo. In other words, don’t do any of that.”
See Commonwealth v. Rodriguez, 364 Mass. 87, 101-103 (1973). Neither side objected to the judge’s giving of the charge, which was received by all of the jurors, including the alternates.
Upon informing counsel of the foreperson’s note, the judge asked defense counsel whether he wanted to request a mistrial at that point. Counsel responded that he wished to “reserve” the issue until the end of the voir dire.
Counsel hypothesized that the information about the value of the cocaine might have been that it was worth “thousands of dollars . . . , way over the amount necessary ... for trafficking . . . and way over personal use,” the precise issue the jury had to decide.
Rule 19(b) of the Massachusetts Rules of Criminal Procedure provides in pertinent part: “If after jeopardy attaches there is at any time during the progress of a trial less than a full jury remaining, a defendant may waive his right to be tried by a full jury and request trial by the remaining jurors by signing a written waiver which shall be filed with the court . . .” (emphasis supplied).
Since waiver of the constitutional right to trial by a jury of twelve, like any waiver of a known right, must be express, intelligent, and competent, see Patton v. United States, 281 U.S. 276, 312 (1930); Johnson v. Zerbst, 304 U.S. 458, 464-465 (1938); Commonwealth v. Pavao, 423 Mass. 798, 800-801 (1996), the record must reflect a colloquy that evidences that the defendant’s waiver was voluntary and intelligent, in order to ensure that the defendant understood the choice he was making. Commonwealth v. Pavao, supra. The defendant here raised no objection to the judge’s colloquy at the time it occurred and does not question any aspect of it on this appeal.
The judge charged: “Members of the Jury, as you know, three of your fellow jurors have been excused from this jury, and we have replaced them with two alternate jurors. The reasons for this are entirely personal to those jurors [and] ha[ve] nothing to do with their views in this case or their relationships with the other jurors. You are not to speculate about or consider for any purpose the reasons why those jurors have been excused. Both the prosecution and the defendant have a right to a verdict that has been reached with full participation of all jurors who return that verdict. This right will be assured in
The previous instructions incorporated by reference in this charge had included the following language: “You must [determine the facts] solely from a fair consideration of the evidence. You can’t use guesswork, conjecture, or surmise. You must decide this case on things you see in this courtroom. You may not decide this case on things you read in the newspapers, see on television, or watch in the movies or speculate as to what might have been or what should have been. You must confine your deliberations to the witness stand, all the various testimonial evidence, and any exhibits that are before you.”
Prior to giving his additional instmctions to the reconstituted jury, the judge had informed counsel that the instruction came from the model contained in the “Jury of Six District Court Handbook” and asked whether either side had any objections. Defense counsel said, “No objection,” at that time and made no objection to any part of the charge at any subsequent time until his brief on appeal (see discussion at 763-764, infra).
The defendant also argues that the judge erred in denying his repeated motions for a required finding of not guilty and in allowing a police witness to state his express opinion on the only contested issue, the defendant’s specific intent to distribute the cocaine. We agree with the Commonwealth that the evidence of the quantity of the cocaine possessed by the defendant at the time of his arrest and its physical characteristics was sufficient to survive those motions and warrant a finding beyond a reasonable doubt that the defendant intended to distribute the drugs. (Among other things, the arresting officer testified that in his years as a narcotics investigator he had never seen anyone smoke or buy for personal use rocks of cocaine the size of those discovered on the defendant’s person.) See Commonwealth v. Johnson, 410 Mass. 199, 202 (1991); Commonwealth v. Roman, 414 Mass. 642, 645-646 (1993). We also agree that the police officer’s testimony, while inartfully put, did not create reversible error in light of the other substantial evidence justifying the inference of the defendant’s intent to distribute, much of it based on the same officer’s years of personal experience in drug enforcement. Cf. Commonwealth v. Woods, 419 Mass. 366, 375-376 (1995); Commonwealth v. Barbosa, 421 Mass. 547, 554-555 (1995); Commonwealth v. Rivera, 425 Mass. 633, 645 (1997).
Jackson and Kamara appear to be the only Massachusetts decisions that deal with the nature of the inquiry to be made of jurors exposed to extraneous information during their deliberations. Jackson pertinently held: “When material disseminated [to the jurors] during trial is reliably brought to the judge’s attention . . . [and] the judge finds that the material raises a serious question of possible prejudice . . . [and in the course of a collective voir dire] any juror indicates that he or she has seen or heard the material, there must be individual questioning of that juror ... to determine the extent of the juror’s exposure to the material and its effects on the juror’s ability to render an impartial verdict.” 376 Mass, at 800-801. Kamara put the following gloss on the Jackson ruling: “[The] trial judge must assess the possible prejudicial effect of the jury’s exposure to extraneous information, and weigh the impact of that extraneous information on the jurors by conducting an individual voir dire of each juror. . . . The judge should also consider the efficacy of curative instructions. . . . The facts of the specific case are important.” 422 Mass, at 616. Further, the “possibility of taint because of the [extraneous information] . . . must be appraised in light of the evidence.” Id. at 619. Finally, the principle applies that “ [determination of potential juror prejudice is á matter within the sound discretion of the trial judge.” Id. at 620. Neither opinion explicitly mandated that the judge ascertain the precise nature of the extraneous information that the jurors had received.
The defendant’s attack on the judge’s implicit findings as to the impartiality of the retained original jurors is technically deficient. Whether to accept declarations of juror impartiality after judicial inquiry is a matter within the judge’s discretion, see Commonwealth v. Coleman, 389 Mass. 667, 676 (1983); Commonwealth v. Kamara, 422 Mass, at 620; Commonwealth v. Cokonougher, 35 Mass. App. Ct. 502, 503-504 (1993), a discretion that is particularly broad with respect to findings based, as here, on credibility determinations. The defendant has failed to argue, much less demonstrate, an abuse of that discretion on these facts, i.e., “that no conscientious judge, acting intelligently, could honestly have” made such a decision. Commonwealth v. Bys, 370 Mass. 350, 361 (1976). The defendant’s claim that the judge accepted all juror claims of impartiality uncritically is belied by the fact that the judge dismissed the two jurors who had spoken with third persons notwithstanding their protestations that their activities did not affect their ability to be fair and impartial.
On the morning of the second day of jury deliberations, a juror (the jury foreperson, according to the Appeals Court decision in Kamara, 37 Mass. App. Ct. 769, 770-771 [1994], S.C., 422 Mass. 614 [1996]) brought to the judge’s attention “that a woman juror had said during deliberations that she knew the defendant, that he was a friend of Eric Brown who dated her niece, that she thought the defendant did it [i.e., the second-degree murder for which the defendant was on trial], that he was a member of a gang, and that she was afraid to walk up the street.” 422 Mass, at 616. In the individual voir dire that followed, the judge incorporated these revealed details into his questioning, and “most jurors [acknowledged that they] had heard some of the extraneous information . . . .” Id. at 617.
We also recall the Supreme Judicial Court’s strong statement that in such situations “the utmost caution is required to avoid invading the province of the jury,” Commonwealth v. Connor, 392 Mass. 838, 844 (1984); see id. at 845 n.3, an admonition that the trial judge here conscientiously strove to honor.
The Commonwealth did not rely on waiver in its brief, although the defendant strenuously denied waiver as one of his appellate contentions. We have the authority to consider the issue as apparent on the record even if not argued in any party’s brief. See Commonwealth v. Simpson, 428 Mass. 646, 648-649 (1999).
The defendant’s entire contention regarding those instructions rests on “the [jury’s] rendering of a verdict in less than two hours . . . and the difficulty of the first jury in reaching any verdict.” Not only is this argument entirely speculative, but it is also rejected by the authorities that establish the irrelevance of the length or speed of jury deliberations. See Commonwealth v. Doyle, 392 Mass. 23, 26-27 (1984). Cf. Commonwealth v. Stewart, 375 Mass. 380, 389-390 (1978); Commonwealth v. Haley, 413 Mass. 770, 779 (1992); Commonwealth v. Bregnard, 3 Mass. App. Ct. 489, 493 n.4 (1975).