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Commonwealth v. McCann
448 A.2d 1123
Pa.
1982
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*2 BROSKY, Before POPOVICH, CIRILLO and JJ.

POPOVICH, Judge:

This is а direct from a of appeal of judgment sentence (5) less than five years nor more than (10) ten years, imposed the trial court by after a found appellant, the D. Robert McCann, of guilty aggravated (18 assault 2702). Pa.C.S.A. §

On appeal, appellant that, alia, contends inter trial counsel was ineffective for failing the court to instruct the the jury concerning consеquences of a verdict returning of not by of We insanity.1 agree and, accord ingly, vacate of judgment sentence and for a remand new trial.

As this Court has stated in the past, in deciding claim of ineffectiveness, we must wheth initially determine er the issue of underlying charge ineffectiveness is of arguable merit. Jennings, Commonwealth v. Pa.Super. 295, 427 231 (1981). Then, A.2d if the issue is underlying held to of arguable merit, we determine whether the light ruling, 1. our allegations we need not consider other by appellant. error raised basis designed counsel had some reasonable

course taken by best interests. Id. his client’s promoting arguable if assertion appellant’s In ascertaining Decem- merit, examining starts the facts. On the Court was home when 11, 1979, Wilma Cooper walking ber Mrs. in broad victim daylight. Mirаculously, she accosted stab all parts infliction of some 20 wounds to survived the incident, picked appellant her after Shortly body. knife police complaining the scene up near was sustained in the which claimed leg, wound to his prove a woman attacked. To being course of aiding where Mrs. Cooper took the authorities to point, appellant immediately sum- police in a of blood. The was lying pool transported the victim and then moned an ambulance for there, officer in While hospital. *3 a note from one investigation the was handed charge of description note a attendants. The gave the ambulance which was assailant, victim, writer the the as told to the the result, police to the As аppellant. similar strikingly and, rights shortly him of his located the advised appellant, Additionally, thereafter, confession. taped secured an out of array photograph victim selected the appellant’s in the hospital. was recuperating shown to her while she raised the defense trial, Prior to counsel appellant’s directed that the trial court Accordingly, observa- Hospital Warren State referred to appellant indicated that the to the court tion. Test results submitted to stand trial. was competent appellant Court, this in his brief to counsel appellate As conceded by Appellant was whether the in the case real issue only “[t]he consequence As a stabbing.” was sane at the time of both prоffered by. testimony heard thereof, pen- concerning appellant’s defense and the Commonwealth fact, the sanity perversion. and chant for violence sexual direct testi- through the defense issue was broached neighbor. next door Barker, appellant’s a Mary mony Barker how Mrs. recounted she had observed appellant in sexual engaging aсtivity with a dog—once appellant’s Next, home and a of times in the Dr. couple yard. Betty Benken, Von a clinical forensic psychologist unit at Warren State testified to Hospital, administering battery intellectual, of tests to the which measured neuro- logical and factors. personality The witness was able to times, conclude from the tests appellant, suffered from so that it anxiety high incapacitated him. The witness went on to report appellant exhibited “obsessive think- ing about and rape stabbing; though and even he knew it seem wrong, (N.T. was couldn’t to control it.” 203) Also, the witness admitted that did not fantasy just it (N.T. occur “but was occasionally, every day[.]” 204) However, Benken, Dr. Von the number of tests despite administered, way what was in knowing [appеl- “ha[d] at the exact moment that he stabbed the lant’s] mind[]” victim. (N.T. 217) Finken,

Dr. Walter Director of Forensic S. Unit of Warren also testified on Hospital, State behalf de- fense. Dr. Finken recounted how the appellant, during their interview, initial assault admitted planning (“rape”) that, of Mrs. after and out of ‍‌‌​‌​‌​‌‌​‌​‌‌​​‌‌‌‌‌‌‌‌‌​​​‌​‌‌​‌​‌​‌‌‌​​‌​​‌​‌‍Cooper; appellant dropped with college moved in his grandmother, in- “[h]e . . . creasingly plagued rape fantasies of and murder.” (N.T. 236) Such acted out when the predilection finally appellant assaulted Mrs. As the witness Cooper. opined:

“at the time of actual I he the think thing, [appellant] flipped into some of a brief state sort over- psychotic emotion, whelmed I that by intense and think these horri- fantasies, destructive bly murder fantasies hе rape rape reason, had been for some instead of having, suddenly action, and, uh, over into ending flight, flipped during time, this actual suspended. I think that he was I don’t in; think he knew the he was except frenzy and anything such, time, uh, as actual I postulate that will that I during think that and his of was understanding right wrong he knew a and I don’t think there such

suspended, 242-43) thing wrong.” (N.T. as and right cross-examination, did not waver from his On the witnеss was aware of his conduct that, appellant position although incident, during the actual he stabbing before and after the from other right wrong. was unable to differentiate loss of contact with and was words, reality had a appellant 257) (N.T. anything. not aware of defense, the Commonwealth insanity To rebut appellant’s own Dr. psychiatrist, Phillip' to its was permitted present to reviewing The testified all rele- J. Resnick. witness on the and appellant interviewing vant prepared literature for three hours to his prior preparing the accused about report, content of the reciting In the course report. having “very as close appellant the witness described pleas- mind between sexual association his psychological to the victim.” punishment ure and the administration Dr. Dr. Resnick with Von Additionally, agreed (N.T. 272) sadist; as a sexual how- Bender’s diagnosis appellant “something he that such disorder was ever, did not agree out of touch with reality.” which causes someone the witness that believed (N.T. Quite contrary, 275) knew the reality, “was in touch appellant Further, the Doctor (N.T. 277) action.” his if that Mr. you hypothеsize this even “in case opined, I mental illness—which don’t agree have a McCann did act, it is still belief that his my time with—at the from knowing not him preclude mental did disease it Nonetheless, was 278) (N.T. of the act.” wrongfulness to minimize fact not Dr. Resnick’s intention sadism) disorder suffered (sexual “ma[de] of thing “and this kind society,” dangerous him extremely treatment, so by psychiatric not cured easily [he] [was] dangеrous person being highly [appellant] fores[aw] At the conclusion (N.T. 281) future.” the indefinite that there were charged witness’ testimony, case, or i.e., not guilty, verdicts possible three of insanity.

447 motions, In counsel post-trial assigned various reasons However, for relief. the averment we only need concern ourselves is with whether court erred in not charging the on the treatmеnt possible psychiatric and commitment if a verdict of accused not of insanity were returned. Since court noted that counsel’s stew in made, was intertwined the claim ardship there having objection counsel specific lodged by at the time the (Pa.R.Crim.P. was read it charge 1119(b)), counsel permitted to withdraw appointed (private) and new counsel for the purрoses filing additional arguing grounds in support of a Motion for a New Trial and/or Arrest of Judgment.2 In the counsel, motion filed new supplemental by he asserted that trial counsel ineffective for to failing request the trial court to instruct the jury concerning of a verdict of guilty by reason and for trial insanity, counsel’s to take specific objection failure at the same cоnclusion of charge.

Prior to the effectiveness of assessing counsel, trial the threshold is whether there is question arguable merit to appellant’s contention entitled have his counsel an instruction on the ramifications verdict of not returning by reason of DiVentura, Commonwealth v. 471, 270 411 A.2d Pa.Super. 815 (1979). perusal A of the case law indicates that such question is answered our Suрreme Court’s ruling 271, Commonwealth 380 Mulgrew, A.2d 349 (1977). Mulgrew, jury returned a verdict of murder third degree, carrying firearm without a license and use of that, agree judge given made, 2. We trial the claim prudent by appointing course action was taken counsel other than public represent post- from defender’s office to proceedings, employed inasmuch as trial counsel was sаid Cooke, 5, Pa.Super. 205, office. See Commonwealth v. 288 208 n. 360, (1981); Jennings, 431 A.2d n. 362 5 see also Commonwealth v. 295, 231, Pa.Super. (1981). 285 298 n. 427 232 n. 2 A.2d Accord- ingly, preserved of trial issue counsel’s ineffectiveness Terrell, Pa.Super. review. Commonwealth v. 276 A.2d 133 *6 violence. trial counsel appeal, a firearm in a crime of On in failing charge, lower court erred argued that the trial, at that be made awarе of the requested jury had not of a verdict of guilty by insanity. of consequences of and sentence for a judgment remanding reversing trial, Court embraced the of the thinking new Mulgrew for the District in Appeals Court of of Columbia Circuit 25, 22, 103 254 F.2d U.S.App.D.C. States, v. United Lyles 961, 997, 356 78 2 denied, 725, (1957), U.S. S.Ct. cert. 809,4 943, 362 U.S. 80 S.Ct. denied, (1958), L.Ed.2d 1067 cert. The following passage quoted L.Ed.2d 771 the Circuit Court of decision in Appeals’ from approval Lyles: dоctrine, well and

“This arises under established point sound, has no concern with the jury that the sentence, any, in the if or the nature or verdict, of a either we it, probation. extent of or in But think doctrine The not in the before us. issue of problem does apply raised, the may return having fairly jury insanity verdicts, of not or not guilty, guilty, one three Jurors, in in common with people reason of of of verdicts meanings guilty are aware general, It that a of knowledge and not is common verdict guilty. that the free that a prisoner goes not means guilty that he is to such subject punish- verdict means of guilty impose. ment as the court may But a verdict of guilty ‍‌‌​‌​‌​‌‌​‌​‌‌​​‌‌‌‌‌‌‌‌‌​​​‌​‌‌​‌​‌​‌‌‌​​‌​​‌​‌‍commonly has such understood insanity by of fact its was not made meaning As matter meaning. until enacted statute jurisdiction Congress clear this means nor punish- 1955. It neither freedom August of in a will be confined hospital ment. It means the accused such ill until the of mentally superintendent hospi- satisfied, such and the court certifies, person tal and will not in the his reasonable sanity has recovered We to himself or others. think dangerous future be meaning possible has to know the of right jury knowledge as it knows common by verdict as-accurately verdicts.” (Empha- the other two possible meaning v. Mulgrew, supra, sis in Commonwealth original) 380 A.2d at 351. aforesaid, contention appellant’s with the we find Consistent to have the consequences acquittal that he was entitled to the to be of arguable reason of insanity explained render ineffectual merit. To hold otherwise would that such instruction Mulgrew statеment “assist[s] or innocence of a determining guilt properly the possibility compromise defendant . .. reduce[s] [and] misapprehension occasioned aby jury’s verdicts Id., 475 Pa. reason of insanity.” a defendant ‘acquitting’ *7 at 380 A.2d at 352. is of that claim appellant’s determined

Finally, having merit, we must now decide if there was some arguable to have such requested reasonable basis for trial counsel not Washington Maroney, ex rel. instruction. Commonwealth court, 599, 604, 349, 352 The lower 235 A.2d at which conducting post-trial proceedings after “[testimo- decision not was found as a fact that counsel’s taken[,]” ny tactical one. finding to the instruction was a Such was predicated upon following: that if requested

“(8) ... [trial counsel] reason[ed] be that defendant had granted, would point probably that from Warren Hоspital, been released State already of Warren of State psychiatrist testimony that dangerous person, was a very the defendant Hospital, of the of a consequences not be informed should due to insanity verdict of not guilty by a released after legally such a to be person of ability addition, In trial from treatment. short term relatively would re- Attorney cоunsel was concerned the District that defendant charge an additional and receive quest be released in a year. could that the The defendant’s counsel . . . Court

(9) belie[ved] for defendant in a mental institution could not commit the without review. (1) one year a to exceed period further believed it was not Defendant’s counsel (10) a that a to the charge mandatory to be submitted to a insanity verdict of not due (Lower Opinion 6) case.” Court under the facts trial court that the reasons just We with the agree cannot some reasonable basis for counsel’s cited are indicative of cast in a counsel role at odds (in)action. they If anything, in his client’s best interest. acting with that of an advocate For it is conceded thаt the supra, Point # example, have if given yet would charge question sought, was ability basis for not same “the requesting counsel’s . . released after short relatively . [appellant] legally statement, aside from being term from treatment.” Such nature, is not substantiated evidence any conclusionary fact, fact that disputed at trial one record. would remain that society danger Thus, discussion under the supra. for a time. way long See Act (50 Health Procedures Pa.C.S.A. strictures of Mental 1981-82)), involuntary 7101 et court-ordered seq. (Supp. § if he were acquitted by treatment appellant, him to confine- (50 7406), expose Pa.C.S.A. would insanity § original aggravated ment to the term of his sentence up determined after assault, or if the court longer, disabled severely mеntally review he still yearly (50 7304(g)(4)). and in need of treatment Pa.C.S.A. § *8 of the 10, lengthy As Point # our review supra, for was not to strategy us that counsel’s trial record convinces but, Mrs. had stabbed Cooper, contest the fact that appellant legally basis that instead, to defend on the assault. We find no fault with insane the time of the evi- overwhelming in of the especially light trial strategy, However, corollary a necessary dence against appellant. given is that an instruction be to such strategy a verdict of jury returning on of the consequences White, v. reason of Cf. Commonwealth guilty an (in a murder 179, (1980) prosecution, 490 415 399 Pa. A.2d when charge given only shall involuntary manslaughter 451 in offense has been made an issue and where the requested, reasonably support the сase and the trial evidence would Williams, v. 490 Pa. such a accord Commonwealth verdict); 187, 415 conclusion is inescapable, A.2d 403 Such “that when Mulgrew insanity given “hold[ing]” charges, raised as a defense to criminal a must possible jury psychiatric be instructed treatment concerning possible defendant after the return a and commitment of the of insanity.” (Footnote verdict of nоt guilty by added) v. omitted) Mulgrew, Commonwealth (Emphasis 277, 475 Pa. at 380 A.2d at 352. Accord Common supra, 380, 905, Brown, 382, (1981) wealth v. 431 A.2d 906 held that ‘when is raised (“Mulgrew unanimously insanity defense to criminal must be possible charges, jury treatment and possible psychiatric instructed concerning return a verdict commitment of the defendant after the ” (Citation omitted)); of not reason of guilty by insanity.’ 553, 556, Miller, v. 290 434 A.2d ‍‌‌​‌​‌​‌‌​‌​‌‌​​‌‌‌‌‌‌‌‌‌​​​‌​‌‌​‌​‌​‌‌‌​​‌​​‌​‌‍Pa.Super. Commonwealth 1282, 1284 our held (1981) (“In Mulgrew, Suрreme Court that a must be an of what would be given explanation jury reason of of a verdict of not consequences Geschwendt, Pa.Super. v. 271 Commonwealth insanity.”); 102, 105, (1979) (CIRILLO, J.) (“Common 412 A.2d that a trial should judge wealth v. . . . decided Mulgrew of a verdict of not as to the charge Anno., It is see also 11 A.L.R.3d 737. insanity.”); created no to its hold Mulgrew exceptions noteworthy ing. we

Furthermore, of our decision support quote Mutina, 810, 822, Mass. language Commonwealth that: (1975) 323 N.E.2d 301-02 classic example “The instant case represents information is with- which occur when such injustice may doubt held from The could have had no jury. The also that the defendant crime]. [committed evidence that the de- heard overwhelmingly persuasive that, killing at the time of the fendant was insane *9 452 future, he remain a to time into the will menace long their to Foremost minds must society.

himself and have for the safety community. concern from the judge the absence of an instruction to of not guilty the effect a verdict justice render both to jurors sought insanity, [by returning verdict], defendant and to society (Quoted but a true verdict. ...” theirs v. 475 Pa. at Mulgrew, supra, in Commonwealth approval 277, at 352) 380 A.2d of the faсts descriptive present

We the aforesaid to find Therefore, in in the bar. the absence reasona any case at ble failure instruction request basis for counsel’s 329, see, v. Pa. here, e.g., Bailey, issue Commonwealth 480 Sullivan, 166, Commonwealth v. 336, (1978); 390 A.2d 170 468, 484 v. 129, 164, (1977); Pa. 371 A.2d Commonwealth 472 444, 729, Smith, 441, (1979); 417 A.2d 731 Pa.Super. 273 521, A.2d Ulatoski, 524, v. 267 407 Pa.Super. Commonwealth to the 32, 34 we conclude that entitled (1979), Mulgrew, relief v. Con supra. Commonwealth requested. remand we vacate the of sentence and judgment sequently, for a new trial.

CIRILLO, J., dissenting files a opinion. CIRILLO, Judge, dissenting: It is well settled that the particular I dissent. respectfully have counsel must some reasona course of action chosen to effectuate his client’s ‍‌‌​‌​‌​‌‌​‌​‌‌​​‌‌‌‌‌‌‌‌‌​​​‌​‌‌​‌​‌​‌‌‌​​‌​​‌​‌‍interests. Com ble basis designed 599, v. 235 Maroney, rel. Washington monwealth ex Pa. Roman, v. 494 A.2d see also: Commonwealth (1967); 349 Anderson, v. 490 440, Commonwealth (1981); 431 A.2d Pa. 415 A.2d 887 counsel, aware admittedly experienced,

Trial Pa. Mulgrew, case Commonwealth Supreme Court instruc- chose not to an (1977), 380 A.2d 349 but *10 tion on the ramifications of the jury returning verdict of Counsel’s basis guilty by for this position was that could well have jury been outraged that there that guarantee was no criminal dangerous committed, would be or he could be released after a timе, short and therefore would period not consider a verdict of not insanity.1

The test the course chosen whether by counsel reasonable, not whether other alternatives were more rea sonable evaluation the record. upon hindsight Common wealth v. 420 A.2d 422 Hugney, (1980). The tactic trial counsel in this instance had employed by reasonable basis and was in certainly his client’s best inter Thus, ests. an this is not occasion of ineffective steward ship.

There was unfair nothing or about inherently prejudicial trial, the trial. A new to correct what turned out to be a counsel, tactical error paid defense must be by Commonwealth, of this will burden an taxpayers already calendar, crowded judicial and will further the admin- delay istration justice in this cаse. The best interest particular and of the law parties, society, have already served previously conducted. of sentence should

Accordingly, judgment be affirmed. “Pennsylvania Suggested 1. Had the court below followed the Stan- dards, Jury 5.01(a),” Criminal Instructions would have been told, alia, inter insanity, a defendant is found not as the result ‍‌‌​‌​‌​‌‌​‌​‌‌​​‌‌‌‌‌‌‌‌‌​​​‌​‌‌​‌​‌​‌‌‌​​‌​​‌​‌‍of [W]hen may subject proceeding of an immediate court to commit facility him treatment and if to mental his commit- committed longer dangerous until ment will continue he is to others or to [Emphasis himself. added.]

Case Details

Case Name: Commonwealth v. McCann
Court Name: Supreme Court of Pennsylvania
Date Published: Jul 30, 1982
Citation: 448 A.2d 1123
Docket Number: 718
Court Abbreviation: Pa.
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