430 Mass. 483 | Mass. | 1999
After being tried in the Superior Court jointly with his codefendant, Ronny Elliot, see Commonwealth v. Elliot, post 498 (1999), the defendant, Michael McAfee, was found guilty of murder in the first degree on theories of both deliberate premeditation and extreme atrocity or cruelty, armed assault with intent to murder, and illegal possession of a rifle. On appeal, he claims numerous errors warranting reversal of his convictions and an order for a new trial. Alternatively, he requests that we exercise our authority pursuant to G. L. c. 278, § 33E, to reduce the homicide verdict to manslaughter or murder in the second degree. We affirm the convictions and decline his request to reduce the verdict.
1. Facts. We recite the facts as the jury could have found them, reserving certain facts for discussion in connection with specific issues raised on appeal. On July 10, 1995, the defendant and Ronny Elliot, along with three companions, were involved in a fight at a McDonald’s restaurant in the Roxbury section of Boston with another young man, Steve Clinton, nicknamed “Country.” Clinton was punched and kicked by the codefendants and their companions before he managed to run into the restaurant. Alvaro Sanders, whom Clinton approached for assistance, intervened and suggested that the defendant fight Clinton one-on-one. The defendant laughed and swore at Sanders, and two of his companions approached Sanders in a threatening manner, but backed off when Sanders warned them that he, unlike Clinton, would fight back. Sanders was angry, feeling that he had been “disrespected” by the defendant, but, because he was outnumbered, left the scene in his automobile. He then sought the assistance of the victim to retaliate against the defendant and Elliot.
Approximately two hours later, Sanders and the victim located the codefendants on Walnut Avenue in Roxbury. After a brief chase — Sanders in his automobile, the codefendants on bicycles — Sanders drove the wrong way down Catawba Street, stopping in front of Elliot’s house, to where the codefendants had fled. Sanders and the victim got out of the automobile. As Elliot ran inside his house, the defendant ran down an alley adjacent to the house. Moments later, Elliot emerged from the house carrying a rifle, stood on the porch, and then joined the
Sanders immediately reported the shooting to Boston police. He told the police that night that the shooter’s first name was “Mike,” but that he did not know his last name, and the next day he selected the defendant’s and Elliot’s photographs from photographic arrays. The defendant was arrested two days after the shooting, and Elliot eight weeks later.
2. Denials of motions for severance.
a. Mutually antagonistic defenses. The defendant argues, citing Commonwealth v. Moran, 387 Mass. 644, 659 (1982), that the judge’s denial of his motions to sever his trial from Elliot’s was prejudicial error because their defense theories were in irreconcilable conflict. We disagree.
Absent a constitutional requirement for severance, joinder and severance are matters committed to the sound discretion of the trial judge. See Commonwealth v. Vieira, 401 Mass. 828,
Here, the judge did not abuse his discretion in denying the defendant’s multiple motions for severance, as the defenses offered by the two codefendants were not in conflict, let alone irreconcilable. The defendant argued that he was misidentified as the shooter by the Commonwealth’s key eyewitness, Alvaro Sanders. Elliot denied being a joint venturer in the murder, claiming that his companion, whom he did not identify as the defendant, was the actual shooter; he argued, alternatively, that the shooting was in self-defense. Elliot’s defense thus did not contradict the defendant’s claim that he was not Elliot’s companion at the crime scene and that he was the subject of wilful misidentification by a biased prosecution witness. See, e.g., Commonwealth v. Clarke, 418 Mass. 207, 217 (1994) (defenses not mutually antagonistic where one defendant claimed he was present at crime scene but not a participant, and the other defendant claimed that prosecution witnesses were not credible); Commonwealth v. Craig C, 44 Mass. App. Ct. 209, 216 (1998) (severance not warranted where defendant claimed he was merely bystander at crime scene and codefendant claimed that eyewitness had misidentified him as shooter). Moreover, both defendants vigorously attacked the credibility of eyewitness Sanders, thereby indicating that they “shared a common approach to raising a reasonable doubt” about their guilt in the jury’s minds. Commonwealth v. Smith, 418 Mass. 120, 126 (1994), quoting Commonwealth v. Mahoney, 406 Mass. 843, 849 (1990). In short, this was not a case where each defendant was pitted against the other or sought to escape conviction by blaming his codefendant.
Finally, even if the defendant’s and the codefendant’s
b. The Bruton issue. The judge admitted a statement that Elliot made to police after the murder, in which he denied participating in, or even witnessing, the shooting; denied any prior acquaintance with the defendant; and confirmed his previous identification of the defendant from a photograph shown to him by police. At the defendant’s request, the judge twice instructed the jury that they could consider the statement only against Elliot and not against the defendant. The defendant argues, citing Bruton v. United States, 391 U.S. 123 (1968), that severance was constitutionally required because admission in evidence of this extrajudicial statement, when Elliot did not
“Where a nontestifying codefendant’s statement ' “expressly implicate^]” the defendant, leaving no doubt that it would prove to be “powerfully incriminating,” ’ the confrontation clause of the Sixth Amendment [to the United States Constitution] has been offended,” notwithstanding any limiting instruction by the judge that the jury may consider the statement only against the codefendant. Commonwealth v. Blake, 428 Mass. 57, 60 (1998), quoting Commonwealth v. James, 424 Mass. 770, 782 (1997). However, when a codefendant’s statement becomes inculpatory of a defendant only when linked with other evidence adduced at trial, generally a limiting instruction is sufficient to cure a violation of the defendant’s confrontation rights. See Commonwealth v. Blake, supra. See also Richardson v. Marsh, 481 U.S. 200, 208-209 (1987), modifying Bruton v. United States, supra. A judge’s limiting instruction may at some point prove ineffective to obviate confrontation clause concerns, but this point is reached “only where the circumstances of the case and the nature of the codefendant’s statement so obviously implicate the defendant in the crime itself as virtually to constitute direct incrimination.” Commonwealth v. Blake, supra, quoting Commonwealth v. James, supra at 783. See Gray v. Maryland, 523 U.S. 185, 196-197 (1998). See also Commonwealth v. Keevan, 400 Mass. 557, 570 (1987).
Elliot’s statement, when taken together with other evidence at trial, did not sufficiently inculpate the defendant so as to constitute the sort of contextual incrimination that mandates severance. Elliot did not identify the defendant as the shooter and did not claim to have seen him either at the crime scene or running away with a rifle. Although Elliot did confirm his prior identification of the defendant’s photograph, his statement clearly indicated that the basis for this identification was his
3. Exclusion of testimony. At trial, Elliot attempted to call a witness, Alasandrea Pomales, who, he claimed, had told his trial counsel and private investigator shortly after the murder that she had seen Alvaro Sanders holding a handgun and the victim holding a beer bottle at the scene of the shooting. These statements cast doubt on the credibility of Sanders, the Commonwealth’s key eyewitness, and also supported Elliot’s theory of self-defense. On voir dire Pomales denied having spoken with defense counsel or having made the statements attributed to her, and claimed that she had not witnessed the shooting. The judge excluded Pomales’s testimony, stating that it was not probative of either defendant’s guilt and that he would not allow Elliot to call Pomales solely to impeach her with her prior inconsistent statements and thereby put inadmissible evidence before the jury, and noted an objection by Elliot’s counsel. The defendant argues for the first time on appeal that the judge’s exclusion of Pomales’s testimony was prejudicial error as to him, because it deprived him of probative exculpatory evidence. We disagree.
By statute, a party may impeach his own witness with prior inconsistent statements, provided that a proper foundation is laid. G. L. c. 233, § 23. The Appeals Court has held, however, that a party cannot rely on this statutory right to call a witness whom he knows beforehand will offer no testimony relevant to an issue at trial solely for the purpose of impeaching that wit
In light of these principles, the judge did not err in refusing to allow Pomales to testify. From Pomales’s voir dire testimony, it was apparent to the judge and to Elliot’s trial counsel that, if she were called, she would testify that she had not seen Sanders at the crime scene with a handgun or witnessed the shooting, having arrived on Catawba Street only afterward, and that she would deny having made any statements to the contrary to Elliot’s counsel and investigator. See, e.g., Commonwealth v. McGee, supra at 745-746 (Benoit rule applies where, on basis of witness’s voir dire, it can be anticipated that witness whom
The defendant argues, however, that had Elliot been permitted to call Pomales, impeaching her by means of her prior inconsistent statements would have elicited probative evidence on the issue of his guilt, because prior inconsistent statements admitted for impeachment purposes may be considered as substantive evidence by the jury provided that the opposing party does not object or request a limiting instruction. See, e.g., Commonwealth v. Luce, 399 Mass. 479, 482 (1987), and authorities cited. However, even were we to assume on the basis of this speculation that the defendant should have been afforded the opportunity to call and to impeach Pomales, we would nevertheless conclude that the defendant was not prejudiced by the lack of Pomales’s testimony.
4. Prejudicial treatment of the codefendant’s witness. The defendant maintains that certain remarks that the judge made about Pomales at sidebar with the jury present — in which, he alleges, the judge threatened to cite Pomales for perjury — violated his Federal and State constitutional rights to a fair trial, because Pomales’s credibility was disparaged before the jury, which prejudiced the efforts of the defendant to argue self-defense. This argument lacks merit.
5. Admission of photographic identification. The judge, over both defendants’ objections, allowed the Commonwealth to introduce evidence of Alvaro Sanders’s pretrial identification of the defendant and Elliot from police photographic arrays, as well as sanitized copies of the mugshots which Sanders had selected. There was no error.
Where a testifying witness in a criminal case identifies the defendant at trial, evidence that the witness made a prior extrajudicial identification of the defendant is admissible both to corroborate the in-court identification and as substantive evidence of the defendant’s guilt. See Commonwealth v. Daye, supra at 60-62; Commonwealth v. Weichell, 390 Mass. 62, 70-72 (1983), cert, denied, 465 U.S. 1032 (1984). When the identifying witness acknowledges the prior identification and is available to be cross-examined, admission of the prior consistent identification for probative purposes does not offend the defendant’s due process rights. See Commonwealth v. Warren, 403 Mass. 137, 141 (1988). Clearly, the fairness of the defendant’s trial was not impaired by the judge’s admission in evidence of Sanders’s identification of the defendant from a photographic array the day after the shooting.
Nor was there error in admitting the photographs themselves in evidence. Mugshots may be admitted in evidence if the prosecution shows some need for their introduction, they are offered in a form that does not imply a prior criminal record, and the manner of their introduction does not call attention to their source. See Commonwealth v. Rodriguez, 378 Mass. 296, 309 (1979), citing United States v. Fosher, 568 F.2d 207 (1st Cir. 1978); Commonwealth v. Richer, 46 Mass. App. Ct. 409, 416 (1999). As to the Commonwealth’s need, the photograph was relevant to explain “how the accusing finger came to be pointed at the defendant.” Id., quoting Commonwealth v. Smith, 29 Mass. App. Ct. 449, 451-452 (1990). Additionally, although the defendant argued in closing argument that Sanders deliberately misidentified him as the shooter out of bias, he also suggested that Sanders might not have been able to see the shooter well enough to make a reliable identification. Introduction of the
6. Sufficiency of the evidence. The defendant argues that his motion for a required finding of not guilty on the charge of murder in the first degree should have been allowed because the evidence was insufficient to prove beyond a reasonable doubt that the defendant acted with deliberate premeditation or to disprove that he acted in self-defense or on reasonable provocation. We conclude that there was sufficient evidence to support the jury’s verdict.
In reviewing a denial of a motion for required finding of not guilty, we inquire whether the evidence, viewed in the light most favorable to the Commonwealth, was sufficient to satisfy any rational trier of fact that the essential elements of the crime had been proven beyond a reasonable doubt. See Commonwealth v. Coonan, 428 Mass. 823, 828 (1999); Commonwealth v. Lati-more, 378 Mass. 671, 677 (1979). The jury could reasonably have inferred from the evidence that the defendant acted with deliberate premeditation, having “resolved to kill after a period
Finally, we find no merit to the defendant’s contention that the evidence supported at most a verdict of voluntary manslaughter because the Commonwealth failed to disprove beyond a reasonable doubt that he acted in self-defense or in the heat of passion on sudden provocation. Even if we assume
7. Cumulative error. Because we find no merit to each of the defendant’s previous assignments of error, we reject his claim that their cumulative effect was prejudicial and warrants a new trial.
8. Relief under G. L. c. 278, § 33E. After reviewing the entire record, we are satisfied that the jury’s verdict of murder in the
Judgments affirmed.
To support his claim that Elliot’s strategy was to point the finger at him, the defendant cites remarks made by Elliot’s trial counsel in closing argument,
In Cramer v. Commonwealth, 419 Mass. 106, 111-112 n.3 (1994), we acknowledged Commonwealth v. Benoit, 32 Mass. App. Ct. 111, 116-117 (1992), but held it distinguishable from the facts before us.
We also reject the defendant’s claim that the exclusion of Pomales’s testimony abridged his constitutional right to present witnesses in his own behalf. Evidentiary rules of exclusion “do not abridge an accused’s right to present a defense so long as they are not ‘arbitrary’ or ‘disproportionate to the purposes they are designed to serve.’ ” United States v. Scheffer, 523 U.S. 303, 308 (1998), quoting Rock v. Arkansas, 483 U.S. 44, 56 (1987). The rule in Benoit limiting the right to impeachment under G. L. c. 233, § 23, goes no farther than needed to ensure that only relevant and reliable evidence reaches the jury and to avoid litigation on collateral issues. See United States v. Scheffer, supra. Moreover, we have previously held that this constitutional right is not offended by the exclusion of a witness who has “no personal knowledge related to the issues before the jury.” Commonwealth v. Vitello, 367 Mass. 224, 235 (1975). Finally, as to the defendant’s suggestion that Pomales’s extrajudicial statements “bore the earmarks of reliability” because memorialized in defense counsel’s contemporaneous notes, such circumstantial indicia of reliability are not relevant to determining the admissibility of these alleged statements, as we do not recognize the innominate exception to the hearsay rule embodied in Fed. R. Evid. 804(b)(5) and 803(24) (1997). See Commonwealth v. Semedo, 422 Mass. 716, 728 (1996).
Because the defendant did not object at trial to the judge’s exclusion of Pomales’s testimony, our review is limited to inquiring whether this ruling was error that created a substantial likelihood of a miscarriage of justice. See Commonwealth v. Wright, 411 Mass. 678, 681 (1992).
When the judge agreed to issue a copias for Pomales’s arrest to compel her appearance in court, the prosecutor alerted the judge that he intended to oppose her testimony, stating that it raised “a Benoit-type issue.” On her subsequent appearance, the prosecutor requested a voir dire, arguing, “There is no value to her testimony whatsoever,” and that Elliot was calling her solely for the purpose of impeaching her with her prior inconsistent statements, in violation of the Benoit rule.
The defendant claims that the discrepancy between Pomales’s alleged prior statements and her testimony on voir dire is attributable to intimidation by Boston police officers and her father, supposedly a police officer also. At trial, Elliot’s counsel represented to the judge that Pomales first appeared in response to a summons on the scheduled trial date but, when the proceedings were delayed, she was “interviewed at great length” by Boston police, after which she “ran scared.” Pomales herself testified on voir dire that she spoke with the police on that date and told them that she had been in front of her house on Charlame Street, around the comer from Catawba Street, on the day of the shooting. Robert Selevitch, Elliot’s investigator, testified that, when he tried to locate Pomales in preparation for trial, her father threatened him and told him that she “didn’t see anything and was not going to testify.” Elliot’s counsel’s handwritten notes of her interview with Pomales, containing references to Pomales’s alleged exculpatory statements, were submitted and received as a voir dire exhibit. The attorney did not testify. Because the attorney could not be a witness, see Mass. R. Prof. C. 3.7, 426 Mass. 1396 (1998); Rule 12 of the Rules of the Superior Court (1999), this matter more properly may be raised by a motion for a new trial. Any additional evidence that may exist could also properly be raised by a motion for a new trial. See Mass. R. Crim. P. 30 (b), 378 Mass. 900 (1979).
The cases cited by the defendant on this issue are inapposite. In Commonwealth v. Smith, 21 Mass. App. Ct. 619, 622-623 (1986), S.C., 400 Mass. 1002 (1987), the admission of a sanitized mugshot of the defendant was held to be prejudicial error where police had arrested the defendant at the scene of the crime, the defendant did not challenge his identification as the alleged guilty person, and the photograph therefore had no probative value. And in Commonwealth v. Thayer, 39 Mass. App. Ct. 396, 397-399 (1995), the mugshots, held to have been improperly admitted, had been inadequately sanitized before being published to the jury.
We note, additionally, that the jury also found the defendant guilty of murder in the first degree by reason of extreme atrocity or cruelty. Although the defendant does not argue that the evidence was insufficient to support this finding, we note, nevertheless, that it was rationally supported by the Commonwealth’s evidence, in light of the factors we delineated in Commonwealth v. Cunneen, 389 Mass. 216, 227 (1983).
The judge instructed the jury that, if evidence of self-defense or provocation had been presented at trial, then the Commonwealth assumed the burden of disproving justification and mitigation beyond a reasonable doubt in order to prove murder. As to self-defense, the defendant himself appears to concede that the evidence was insufficient to raise this issue for the jury. At least, we take this to be the meaning of the rather cryptic statement in his brief that,