COMMONWEALTH vs. MAURICE JOHNSON.
102 Mass. App. Ct. 195
September 8, 2022 - January 19, 2023
Court Below: Superior Court, Hampden County
Present: Meade, Milkey, & Massing, JJ.
No. 21-P-769.
Firearms. Armed Assault with Intent to Murder. Assault and Battery. Evidence, Hearsay, Past recollection recorded, Identification, Authentication, Opinion, Argument by prosecutor. Practice, Criminal, Hearsay, Argument by prosecutor, Duplicative punishment, Lesser included offense, Sentence. Identification. Witness, Police officer.
At a criminal trial, the Superior Court judge properly admitted a witness's prior identification of the defendant under the hearsay exceptions for past recollection recorded and prior extrajudicial identification evidence, where the witness had insufficient memory to testify fully and accurately and was subject to cross-examination. [198-200]
A Superior Court judge did not err in admitting electronic communications in evidence at a criminal trial, where the confirming circumstances regarding their authenticity were sufficient for the jury to determine, by a preponderance of the evidence, that the defendant had written them to the victim. [200-201]
At a criminal trial, although a police officer's testimony that the police had arrested "the right individuals" was improper opinion evidence, it did not create a substantial risk of a miscarriage of justice, where the evidence of the defendant's guilt was overwhelming, and where the officer's opinion was implicit in his decision to move forward with the investigation. [202-203]
A criminal defendant's claims that various remarks in the prosecutor's closing argument at trial were improper, even considered collectively, did not give rise to prejudicial error or any error creating a substantial risk of a miscarriage of justice. [203-205]
A criminal defendant's convictions of and sentences for unlawful possession of a firearm, in violation of G. L. c. 269, § 10 (a), and unlawful possession of a firearm, rifle, or shotgun during the commission of a felony, in violation of G. L. c. 265, § 18B, were not duplicative, where even if the former were considered a lesser included offense of the latter, the Legislature intended the latter to impose more severe, additional punishment commensurate with the additional danger created by possessing a firearm during the commission of a serious crime. [206-209]
A criminal defendant's sentences for unlawful possession of a firearm as a prior offender, under G. L. c. 269, § 10G (a), and unlawful possession of a loaded firearm, under G. L. c. 269, § 10 (n), did not improperly subject him to two
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sentencing enhancements for a single violation of G. L. c. 269, § 10 (a), where § 10 (n) did not operate as a second sentencing enhancement, but mandated two consecutive sentences. [209-210]
Indictments found and returned in the Superior Court Department on February 27, 2019.
The cases were tried before Jane E. Mulqueen, J.
Christopher DeMayo for the defendant.
John A. Wendel, Assistant District Attorney (William T. Joyce, Assistant District Attorney, also present) for the Commonwealth.
MASSING, J. The defendant, Maurice Johnson, was captured on video surveillance footage shooting Dewayne Thomas (victim) in broad daylight on a residential street in Springfield. As the victim ran away up the street, a woman emerged from the passenger's side of the car the victim had been leaning against. The woman was the defendant's ex-girlfriend, Renae Fraser. The defendant could not be identified from the surveillance footage alone, but three days later, both the victim and Fraser came forward to the police and, in videotaped interviews, identified him. After a jury trial, where the victim and Fraser were far less cooperative, the defendant was convicted of numerous crimes. [Note 1]
Many of the defendant's arguments on appeal concern the evidence the Commonwealth used to compensate for the victim's and Fraser's recalcitrance at trial. The defendant claims that Fraser's videotaped interview, incriminating electronic communications the defendant sent to the victim prior to the shooting, and certain statements of the lead police investigator should not have been admitted. He also challenges several aspects of the prosecutor's closing argument. Finally, he contends that his convictions of and sentences for unlawful possession of a firearm, unlawful possession of a loaded firearm, and possession of a firearm, rifle, or shotgun during the commission of a felony are duplicative. We affirm. [Note 2]
Background. We summarize the evidence, reserving some details for later discussion. One afternoon in August 2018, the
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victim and Fraser, who were seeing each other at the time, were together at a laundromat in Springfield washing clothes. Fraser pointed out a man sitting in a car outside the laundromat holding his cell phone towards them and taking pictures or videotaping. Fraser, who had dated the defendant a few years earlier, recognized the man as the defendant's friend, Davis Charles.
On the same day, the victim received messages via the Facebook Messenger application on his cell phone from someone with the username "Dollaz." The sender identified himself as "Mo" and told the victim to come see him at the "Motorcycle Building" on State Street because "I gotta holla at u." Mo accused the victim of "fukkin wit Renae," to whom Mo referred as "my girl." Mo added, "We gotta problem now," and directed the victim to "pull up" at "837 State Street." The victim thought the messages were "funny" at the time and went about his day.
After the victim and Fraser did some more errands, the victim was driving his car down a residential street when he decided to pull over to talk with a friend he saw standing on the sidewalk. The victim left the car; Fraser remained in the front passenger's seat waiting for him. The victim returned to his car and was leaning against it using his cell phone when two men approached on foot. The victim recognized one of them as the man who had been taking pictures or videotaping him and Renae at the laundromat. The other man stepped off the sidewalk, said, "What's up," and started shooting at the victim, who turned to run away. One bullet pierced the victim's left arm from back to front, breaking a bone. The victim was able to run to his grandmother's house, which was nearby, and was taken to the hospital for treatment.
Fraser, still inside the vehicle, saw the victim run past her. She got out of the car and saw the defendant and Charles standing nearby. When the defendant entered the driver's side of the victim's car, Fraser reentered the passenger's side and tried to take the keys out of the ignition. Despite Fraser's efforts to stop him, the defendant was able to drive away, leaving Fraser and Charles behind. The Springfield police recovered the victim's vehicle the next day, parked across the street from the former Indian Motorcycle Building at 837 State Street, the address given in the Facebook Messenger communications.
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Three days after the shooting, the victim and Fraser went to the Springfield police station. There, Detective Jose Canini administered to the victim two photographic arrays. The victim selected the defendant's photograph with one hundred percent certainty and wrote on it, "This is the guy that shot me." During his ensuing interview with the lead investigator, Detective James Crogan, the victim confirmed his identification. During Fraser's interview, conducted by Detective Joseph Brodeur, she also identified the defendant as the shooter, and Charles as another person involved. The police arrested the defendant at Charles's apartment located at 837 State Street.
Discussion. 1. Evidentiary issues. a. Past recollection recorded and prior identification. At trial, Fraser testified about going to the laundromat with the victim, seeing Charles photograph or videotape them with his cell phone, remaining in the passenger's seat of the victim's car when the victim got out to speak with some friends, and then seeing the victim run past the car. However, Fraser said she could not remember hearing shots fired, who fired them, or anything else that happened. Based on Fraser's claimed lack of memory, the Commonwealth sought to introduce her videotaped interview under the hearsay exception for past recollection recorded. See Mass. G. Evid. § 803(5) (2022). Before ruling on the admissibility of the interview, the trial judge permitted the parties to conduct voir dire examination of Fraser, as well as Crogan and Brodeur. Based on the voir dire testimony, the trial judge found that the videotaped interview met the criteria for past recollection recorded. [Note 3]
"A recording may be admissible under the hearsay exception
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for past recollection recorded if '(i) the witness has insufficient memory to testify fully and accurately, (ii) the witness had firsthand knowledge of the facts recorded, (iii) the witness can testify that the recorded statement was truthful when made, and (iv) the witness made or adopted the recorded statement when the events were fresh in the witness's memory.'" Commonwealth v. Da Lin Huang,
The judge did not err in finding that Fraser's memory was insufficient. At trial, Fraser repeatedly professed a lack of memory, stating variously, "I don't remember," "I don't really remember," "I can't remember exactly," "Everything was a blur," and "It happened very fast." She was thus able to testify only partially, but not fully or accurately, about the shooting. See Commonwealth v. Nolan,
It is not the case that Fraser's "memory was fully 'revivable,' [but] inconsistent with her prior statement." Commonwealth v. Vuthy Seng,
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in admitting the videotaped interview of Fraser as past recollection recorded.
In addition, the most damaging aspect of the interview, from the defendant's point of view, was Fraser's identification of him as the assailant. As Fraser was subject to cross-examination, her statements naming the defendant as the culprit were independently admissible under the hearsay exception for extrajudicial identifications by a witness. See Commonwealth v. Cong Duc Le,
b. Authenticity of electronic communications. The Commonwealth asserted that the defendant wrote the Facebook messages the victim received from "Mo," using the "Dollaz" account, and that they established a motive for the shooting: the defendant had a "problem" with the victim and wanted to confront him because of his involvement with Fraser. The defendant argues that the judge erred in admitting the messages because they were not authenticated.
"Authentication is a preliminary determination of fact, which a judge must make prior to admitting evidence." Commonwealth v. Sargent,
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of authorship). Evidence that the communication came from an account in the name of the purported author is not enough, see Commonwealth v. Purdy,
The confirming circumstances were many. A photograph of the defendant associated with the "Dollaz" Facebook Messenger account was entered in evidence. The author of the messages identified himself as "Mo" and referred to Fraser, the defendant's ex-girlfriend, as "my girl." The author knew that the victim was seeing Fraser; his friend and accomplice, Charles, had photographed the victim and Fraser doing laundry together that same day. The author provided the victim with an invitation to "pull up" at a specific address: the location of the former Indian Motorcycle Building in Springfield, now an apartment building. The victim's car was found parked across the street from the building the day after the shooting, and the defendant was arrested in Charles's apartment there a few days later. See Meola,
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c. Officer's opinion of defendant's guilt. During direct examination, the Commonwealth asked Detective Crogan several questions regarding why the police investigation quickly focused on the defendant and Charles to the exclusion of other suspects. Crogan replied, without objection, that evidence discovered in the police investigation was consistent with the victim's and Fraser's accounts, giving the police confidence that they were investigating "the right individuals." The defendant argues for the first time on appeal that Crogan's testimony amounted to an improper opinion as to his guilt. See Commonwealth v. Hamilton,
"The substantial risk standard requires us to determine 'if we have a serious doubt whether the result of the trial might have been different had the error not been made.'" Commonwealth v. Azar,
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from the defendant dramatically demonstrating his motive and intent and leading the police to his whereabouts. Moreover, "[t]he detective's opinion was implicit in his decision to move forward with the investigation." Hamilton,
2. Prosecutor's closing argument. The defendant contends that various remarks in the Commonwealth's closing argument were improper. The defendant timely objected to all but one of the challenged arguments. We consider the prosecutor's remarks "in the context of the entire argument, and in light of the judge's instructions to the jury and the evidence at trial." Commonwealth v. Martinez,
The defendant takes issue with the prosecutor's statement, "These people, they have to go home to these neighborhoods. They're scared." The defendant asserts that this argument had no basis in the evidence and suggested that the witnesses, including the victim and Fraser, were reluctant to identify the defendant because they feared retaliation. Prosecutors of course may not misstate the facts, but they may argue forcefully for a conviction based on the evidence and reasonable inferences favorable to the Commonwealth's case. See Martinez,
In context, the prosecutor's challenged remark referred to just one peripheral witness and was grounded in the evidence. Crogan, who responded to the crime scene, testified that the police were able to get "very, very little information" from the residents of the neighborhood where the shooting occurred because they "just would not talk." [Note 7] Sonya Daley, who came forward later and was interviewed at the police station with her attorney present, testified that her reaction to the shooting was to "duck and run." On the witness stand, she was "so nervous" that she had difficulty speaking. It was in this context that the prosecutor argued, "[L]et's look at the testimony of Sonya Daley. She
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was there. She saw what had happened. She wouldn't even tell the police what she really saw until she sat down with her lawyer with the police. These people, they have to go home to these neighborhoods. They're scared." The prosecutor went on to summarize Daley's testimony.
The defendant contends that the prosecutor's argument here was similar to that disapproved in Commonwealth v. Silva-Santiago,
The defendant argues for the first time on appeal that the prosecutor impermissibly vouched for the victim's credibility during her closing argument when she stated, "And we know that it was that defendant, because again, four days later when [the victim] had nothing to do but tell the truth -- he's still in pain with a broken arm, shot, through and through gunshot wound. He says . . . 'This is the guy that shot me.'" We review this unpreserved claim to determine whether any error created a substantial risk of a miscarriage of justice. See Commonwealth v. Alphas,
The prosecutor's argument was a proper response to defense counsel's summation, in which he argued at length that the victim's prior identification was unreliable and that he was being truthful on the witness stand when he refused to confirm it. A prosecutor may comment on "a witness's demeanor, motive for testifying, and believability, provided that such remarks are based on the evidence, or fair inferences drawn from it, and are not based on the prosecutor's personal beliefs." Commonwealth v. Freeman,
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credibility of the [victim], it is proper for the prosecutor to invite the jury to consider whether the [victim] had a motive to lie and to identify evidence that demonstrates that the [victim's] testimony is reliable." Commonwealth v. Dirgo,
The defendant's remaining closing argument claims do not require extended discussion. The prosecutor's argument that the defendant got "very close" to the victim and was "right up on top of him" before shooting him "at close range" was a reasonable description of the video surveillance footage. Likewise, the prosecutor's summary of Fraser's recorded interview -- including Fraser's statement that "it was obvious" that the defendant shot the victim -- was supported by the evidence. [Note 8] In any event, the deliberating jurors were provided with the exhibits, which they could consider in light of the judge's instructions that the arguments of the attorneys were not evidence and that the jurors were to "follow their own recollection" of the evidence.
The defendant's claim of improper closing argument is not advanced by the fact that the prosecutor argued, without evidentiary support, that the police did not obtain deoxyribonucleic acid evidence because "[t]he technology doesn't exist." In response to the defendant's objection, the judge promptly supplied a specifically tailored curative instruction, informing the jury that this argument was "a misstatement by the Commonwealth" and directing them to disregard it. Even considering the defendant's closing argument claims collectively, see Commonwealth v. Loguidice,
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3. Claims of duplicative punishments. a. Defendant's sentences for firearm offenses. The jury found the defendant guilty of the crime of unlawful possession of a firearm in violation of G. L. c. 269, § 10 (a). At the subsequent jury-waived trial under the so-called armed career criminal act, G. L. c. 269, § 10G, the judge found that the defendant had one prior conviction for a "serious drug offense." See G. L. c. 269, § 10G (e) (defining term "serious drug offense"). [Note 9] Accordingly, the judge sentenced the defendant to an enhanced State prison term of from ten to twelve years for the § 10 (a) conviction. See G. L. c. 269, § 10G (a) ("Whoever, having been previously convicted of a violent crime or of a serious drug offense, both as defined herein, violates the provisions of paragraph [a], [c] or [h] of [§] 10 shall be punished by imprisonment in the state prison for not less than three years nor more than [fifteen] years"); Commonwealth v. Richardson,
The § 10 (a) conviction also formed the foundation for the defendant's conviction of unlawful possession of a loaded firearm in violation of G. L. c. 269, § 10 (n). For this crime, the judge sentenced the defendant to a two and one-half year house of correction term, to be served from and after the ten to twelve year sentence for unlawful possession of a firearm as a prior offender. See G. L. c. 269, § 10 (n) ("Whoever violates paragraph [a] or paragraph [c] [of G. L. c. 269, § 10], by means of a loaded firearm, . . . shall be further punished by imprisonment in the house of correction for not more than [two and one-half] years, which sentence shall begin from and after the expiration of the sentence for the violation of paragraph [a] or paragraph [c]").
In addition, the jury found the defendant guilty of possession of a firearm, rifle, or shotgun during the commission of a felony, in violation of G. L. c. 265, § 18B. The § 18B indictment did not specify the underlying felony. The judge instructed the jury that the charges of (1) armed assault with intent to murder, (2) armed carjacking, and (3) assault and battery by discharge of a firearm all qualified as felonies. The jury convicted the defendant of the first and third of these felonies as well as of possession of a firearm,
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rifle, or shotgun during their commission. The judge sentenced the defendant to a State prison term of from four to five years for the § 18B conviction, to be served concurrently with the sentence for unlawful possession of a firearm as a prior offender. [Note 10]
The defendant takes issue with several aspects of his sentence. First, he argues that the § 10 (a) conviction is a lesser included offense of the § 18B conviction and must be vacated as duplicative. It follows, he contends, that because § 10 (n) is not a freestanding crime, see Commonwealth v. Taylor,
b. Lesser included offense. The defendant argues that under the same elements test of Morey v. Commonwealth,
The Commonwealth's argument, however, potentially runs afoul of the well-established rules concerning the burden of proof under § 10 (a), whereby the absence of a license is not considered
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to be an element of the crime, but rather an affirmative defense. [Note 11] See Commonwealth v. Gouse,
Even if § 10 (a) were considered a lesser included offense of § 18B for the purpose of the Morey-Blockburger test, we would still conclude that the Legislature intended separate punishments for the two crimes. The same elements test is a rule of statutory construction. See Commonwealth v. Rodriguez,
We are confident that the Legislature intended for separate punishments for the unlawful possession of a firearm and its use in the commission of a felony. The language of § 18B itself states that punishment thereunder shall be "in addition to the penalty" for the underlying felony, G. L. c. 265, § 18B, even if the
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underlying felony includes the use of a firearm as an element. [Note 12] See Commonwealth v. Thomas,
The defendant argues that because § 10 (a) is itself a felony, the Commonwealth could charge a defendant under § 18B for possession of a firearm during the unlawful possession of a firearm, a patently absurd result. We agree that the Legislature did not intend to authorize charging a defendant in that manner. But that is not what happened here. The defendant was convicted under G. L. c. 265, § 18B, for possessing a firearm while he committed two felonies against a person. Moreover, his unlawful possession of a firearm under G. L. c. 269, § 10 (a), was a distinct offense subject to distinct punishment under a different regulatory scheme enacted for other purposes. See Commonwealth v. Porro,
c. Multiple sentencing enhancements. The defendant argues that his sentences for unlawful possession of a firearm as a prior offender under § 10G (a) and for unlawful possession of a loaded firearm under § 10 (n) cannot both stand because they amount to two sentencing enhancements for a single violation of § 10 (a).
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See Richardson,
The defendant's sentence for unlawful possession as a prior offender under § 10G (a) was a traditional sentencing enhancement. That is, because of his prior conviction of one serious drug offense, his violation of § 10 (a), normally punishable by a maximum State prison sentence of five years, was instead punishable by a term of up to fifteen years. See G. L. c. 269, §§ 10 (a), 10G (a); Richardson,
Thus, while the defendant's punishment for unlawful possession of a firearm under § 10 (a) was "enhanced" under § 10G (a) to a term of from ten to twelve years, he also received, in accordance with § 10 (n), "further" punishment for unlawful possession of a loaded firearm: a "from and after" house of correction sentence of two and one-half years. The defendant was properly sentenced in accordance with the legislative scheme.
Judgments affirmed.
FOOTNOTES
[Note 1] The defendant was found guilty of armed assault with intent to murder, G. L. c. 265, § 18 (b); assault and battery by discharging a firearm, G. L. c. 265, § 15E; possession of a firearm, rifle, or shotgun during the commission of a felony, G. L. c. 265, § 18B; unlawful possession of a loaded firearm, G. L. c. 269, § 10 (n); and unlawful possession of a firearm under G. L. c. 269, § 10 (a), as a prior offender with one predicate offense, G. L. c. 269, § 10G (a). The jury acquitted the defendant of armed carjacking, G. L. c. 265, § 21A.
[Note 2] The defendant was at liberty on probation when he committed these crimes. His arrest for the shooting prompted the revocation of his probation, which the defendant challenges in a separate appeal. In a separate memorandum and order issued today, we dismiss that appeal.
[Note 3] "So I do find . . . under past recollection recorded . . . that the witness has an insufficient memory to testify fully and accurately, that the witness had firsthand information of the facts that have been recorded in the prior statement, that the witness can testify that the recorded statement was truthful when made -- in fact, she did so testify -- and that the witness made or adopted the recordings -- recorded statement when the events were fresh in the witness's memory."
The judge also found that Fraser was "feigning this memory loss" and that the videotape was therefore also admissible substantively. See Commonwealth v. Sineiro,
[Note 4] For the prior identification exception to the hearsay rule, the cross-examination requirement is satisfied if the witness takes the stand and is permitted to answer questions, Cong Duc Le,
[Note 5] Contrary to the argument in the defendant's brief, the resolution of this issue is not remotely "governed" by Commonwealth v. Salyer,
[Note 6] We are not persuaded by the Commonwealth's argument that Crogan's testimony was a proper response to a suggestion by the defense that the police investigation prematurely focused on the defendant to the exclusion of other suspects. The day before Crogan testified, the defendant requested a jury instruction pursuant to Commonwealth v. Bowden,
[Note 7] The defendant objected when Crogan said that there was a "no snitching atmosphere" at the scene. The judge heard the parties at sidebar but never expressly ruled on the objection.
[Note 8] Fraser was asked during her interview whether she saw a gun in the defendant's hand. She responded, "That's not what I was looking for, but it's obvious." When the detective suggested that either the defendant or Charles could have had a gun, Fraser said, "Well, both hands were up and facing the direction that he was, that [the victim] . . ." (The surveillance footage shows only one man, the defendant, with both hands up in a shooting stance). The prosecutor summarized the above exchange as follows: "[The detective] asked her, you know, 'Who was shooting? Did you see who was shooting?' And she responded it was obvious. It was obvious that it was [the defendant] who was -- who shot [the victim]. He had his hands up."
[Note 9] The term "armed career criminal" is reserved for offenders with three qualifying prior convictions. See Commonwealth v. Richardson,
[Note 10] The judge also imposed State prison sentences of from ten to twelve years with respect to the convictions of armed assault and assault and battery, to be served concurrently with the sentences for the § 18B conviction and for unlawful possession as a prior offender.
[Note 11] The Commonwealth is not required to prove the absence of a license as an element to obtain a conviction under § 10 (a), see Gouse,
[Note 12] A prior version of § 18B stated, "This section shall not apply in the case of any felony in which the offense consists in whole or in part of using a dangerous weapon." G. L. c. 265, § 18B, as amended by St. 1984, c. 189, § 162. The Legislature removed this language when it amended the statute in 1998. See St. 1998, c. 180, § 56; Commonwealth v. Thomas,
[Note 13] Deciding as we do that the defendant's § 10 (a) conviction survives, the foundation for his conviction and punishment under G. L. c. 269, § 10 (n), remains in place.
